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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2018 Filed Mar 15, 2018 19:04 UTC
Utz John A.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 8,340 $12.97 $108,169.80
Disclosure

SEC source: 0001127602-18-011685 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 19:04 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 4,525 $26.71 $120,849.18
Disclosure

SEC source: 0001127602-18-011685 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,384

Read SEC document
March 13, 2018 Filed Mar 19, 2018 21:24 UTC OtherCommon Stock $0.01 Par Value 3.756 $26.89 $100.99
Disclosure

SEC source: 0001127602-18-012112 · form4.xml · nonDerivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,388.17

Read SEC document
March 13, 2018 Filed Mar 26, 2018 19:15 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 0.48 $26.90 $12.91
Disclosure

SEC source: 0001127602-18-012744 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,520.577

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 13, 2018 Filed Mar 26, 2018 19:13 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 60.238 $26.89 $1,619.86
Disclosure

SEC source: 0001127602-18-012743 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,269.3509

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 13, 2018 Filed Mar 26, 2018 19:05 UTC
BOHN WILLIAM MExecutive Vice President
OtherCommon Stock $0.01 Par Value 136.107 $26.89 $3,660.05
Disclosure

SEC source: 0001127602-18-012739 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,414.731

F1 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:56 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 2,000 $26.92 $53,840.00
Disclosure

SEC source: 0001127602-18-011358 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,182.694

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:54 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 19,558 $0.00 Strike: $17.02 $0.00
Disclosure

SEC source: 0001127602-18-011357 · form4.xml · derivative · entry 7

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 19,558 shares

Expires 2024-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 4 years. 25% will vest on each anniversary after the grant date.

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:54 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,290 $26.78 $61,314.75
Disclosure

SEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 5

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,264.355

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:54 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 14,487 $26.75 $387,527.25
Disclosure

SEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 4

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,554.355

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:54 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $26.73 $2,672.50
Disclosure

SEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 3

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,041.355

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:54 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,681 $26.70 $71,582.70
Disclosure

SEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 2

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,141.355

Read SEC document
March 12, 2018 Filed Mar 13, 2018 18:54 UTC
Lau Timothy JExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 19,558 $17.02 $332,877.16
Disclosure

SEC source: 0001127602-18-011357 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,822.355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:56 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 2,000 $26.25 $52,500.00
Disclosure

SEC source: 0001127602-18-011358 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 29,182.694

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:12 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 11,964 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001127602-18-010714 · form4.xml · derivative · entry 5

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,964

Underlying: Common Stock $0.01 Par Value · 11,964 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:12 UTC
BOHN WILLIAM MExecutive Vice President
SaleCommon Stock $0.01 Par Value 11,964 $26.33 $314,952.30
Disclosure

SEC source: 0001127602-18-010714 · form4.xml · nonDerivative · entry 2

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,278.624

Read SEC document
March 07, 2018 Filed Mar 8, 2018 21:12 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 11,964 $17.38 $207,934.32
Disclosure

SEC source: 0001127602-18-010714 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,242.624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 21:03 UTC
Stadler Tammy C.Principal Accounting Officer
SaleCommon Stock $0.01 Par Value 6,000 $25.81 $154,843.80
Disclosure

SEC source: 0001127602-18-010533 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,091.097

Read SEC document
March 02, 2018 Filed Mar 2, 2018 19:11 UTC SaleCommon Stock $0.01 Par Value 15,032 $24.42 $367,006.28
Disclosure

SEC source: 0001127602-18-009559 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,013.237

Read SEC document
March 01, 2018 Filed Mar 15, 2018 18:32 UTC
Stadler Tammy C.Principal Accounting Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 19,972 $24.70 Strike: $24.70 $493,308.40
Disclosure

SEC source: 0001127602-18-011676 · form4.xml · derivative · entry 3

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,972

Underlying: Common Stock $0.01 Par Value · 19,972 shares

Expires 2028-03-01

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on March 1, 2019.

Read SEC document
March 01, 2018 Filed Mar 15, 2018 18:32 UTC
Stadler Tammy C.Principal Accounting Officer
GrantCommon Stock $0.01 Par Value 2,429 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-011676 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,520.097

F1 · kind: Includes 2,429 shares underlying time-based RSUs ("TRSUs") granted in 2018, which will vest in four equal annual installments beginning on February 8, 2019.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:33 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 19,011 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001127602-18-008625 · form4.xml · derivative · entry 6

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,337

Underlying: Common Stock $0.01 Par Value · 19,011 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016.

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:33 UTC
BOHN WILLIAM MExecutive Vice President
SaleCommon Stock $0.01 Par Value 18,911 $24.83 $469,465.58
Disclosure

SEC source: 0001127602-18-008625 · form4.xml · nonDerivative · entry 3

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,278.624

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:33 UTC
BOHN WILLIAM MExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $24.80 $2,480.00
Disclosure

SEC source: 0001127602-18-008625 · form4.xml · nonDerivative · entry 2

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,189.624

Read SEC document
February 23, 2018 Filed Feb 27, 2018 19:33 UTC
BOHN WILLIAM MExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 19,011 $17.24 $327,749.64
Disclosure

SEC source: 0001127602-18-008625 · form4.xml · nonDerivative · entry 1

BOHN WILLIAM M · CIK 0001192634 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,289.624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:55 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 96.538 $24.78 $2,392.50
Disclosure

SEC source: 0001127602-18-006564 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,091.097

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:53 UTC
Piotrowski Christopher C.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,234 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001127602-18-006562 · form4.xml · derivative · entry 7

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,469

Underlying: Common Stock $0.01 Par Value · 5,234 shares

Expires 2026-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2017.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:53 UTC
Piotrowski Christopher C.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,492 $0.00 Strike: $17.24 $0.00
Disclosure

SEC source: 0001127602-18-006562 · form4.xml · derivative · entry 6

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,492

Underlying: Common Stock $0.01 Par Value · 5,492 shares

Expires 2025-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2016.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:53 UTC
Piotrowski Christopher C.Executive Vice President
SaleCommon Stock $0.01 Par Value 5,234 $24.75 $129,541.50
Disclosure

SEC source: 0001127602-18-006562 · form4.xml · nonDerivative · entry 5

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,209.1129

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:53 UTC
Piotrowski Christopher C.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 5,234 $17.38 $90,966.92
Disclosure

SEC source: 0001127602-18-006562 · form4.xml · nonDerivative · entry 4

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,443.1129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:53 UTC
Piotrowski Christopher C.Executive Vice President
SaleCommon Stock $0.01 Par Value 5,492 $24.75 $135,927.00
Disclosure

SEC source: 0001127602-18-006562 · form4.xml · nonDerivative · entry 3

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,209.1129

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:53 UTC
Piotrowski Christopher C.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 5,492 $17.24 $94,682.08
Disclosure

SEC source: 0001127602-18-006562 · form4.xml · nonDerivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,701.1129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:53 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 103.566 $24.78 $2,566.68
Disclosure

SEC source: 0001127602-18-006562 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,209.1129

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:51 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 12.945 $24.78 $320.82
Disclosure

SEC source: 0001127602-18-006561 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,623.027

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:50 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 3.529 $24.78 $87.46
Disclosure

SEC source: 0001127602-18-006560 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,931.365

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 18:49 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.115 $24.78 $225.90
Disclosure

SEC source: 0001127602-18-006559 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,760.7444

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:38 UTC
Hankerd John P.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,899 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0001127602-18-006014 · form4.xml · derivative · entry 6

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,798

Underlying: Common Stock $0.01 Par Value · 3,899 shares

Expires 2026-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vests in four equal installments beginning on February 8, 2017.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:38 UTC
Hankerd John P.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 4,113 $0.00 Strike: $18.59 $0.00
Disclosure

SEC source: 0001127602-18-006014 · form4.xml · derivative · entry 5

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,114

Underlying: Common Stock $0.01 Par Value · 4,113 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vests in four equal installments beginning on February 8, 2016.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:38 UTC
Hankerd John P.Executive Vice President
SaleCommon Stock $0.01 Par Value 3,899 $23.95 $93,381.05
Disclosure

SEC source: 0001127602-18-006014 · form4.xml · nonDerivative · entry 4

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,535

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:38 UTC
Hankerd John P.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 3,899 $17.50 $68,232.50
Disclosure

SEC source: 0001127602-18-006014 · form4.xml · nonDerivative · entry 3

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:38 UTC
Hankerd John P.Executive Vice President
SaleCommon Stock $0.01 Par Value 4,113 $23.95 $98,506.35
Disclosure

SEC source: 0001127602-18-006014 · form4.xml · nonDerivative · entry 2

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,535

Read SEC document
February 13, 2018 Filed Feb 14, 2018 19:38 UTC
Hankerd John P.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 4,113 $18.59 $76,460.67
Disclosure

SEC source: 0001127602-18-006014 · form4.xml · nonDerivative · entry 1

Hankerd John P. · CIK 0001714229 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 18:22 UTC
Lau Timothy JExecutive Vice President
SaleCommon Stock $0.01 Par Value 10,000 $24.01 $240,050.00
Disclosure

SEC source: 0001127602-18-005402 · form4.xml · nonDerivative · entry 1

Lau Timothy J · CIK 0001507137 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,465.355

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:59 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 587 $23.60 $13,853.20
Disclosure

SEC source: 0001127602-18-005156 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,909

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:59 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 543 $23.60 $12,814.80
Disclosure

SEC source: 0001127602-18-005156 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,496

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:58 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 455 $23.60 $10,738.00
Disclosure

SEC source: 0001127602-18-005155 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,626

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:58 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 441 $23.60 $10,407.60
Disclosure

SEC source: 0001127602-18-005155 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,081

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 20:53 UTC
Stadler Tammy C.Principal Accounting Officer
Tax withholdingCommon Stock $0.01 Par Value 291 $23.60 $6,867.60
Disclosure

SEC source: 0001127602-18-005152 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,994.559

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

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February 08, 2018 Filed Feb 12, 2018 20:53 UTC
Stadler Tammy C.Principal Accounting Officer
Tax withholdingCommon Stock $0.01 Par Value 206 $23.60 $4,861.60
Disclosure

SEC source: 0001127602-18-005152 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,285.559

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

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February 08, 2018 Filed Feb 12, 2018 20:52 UTC
Schmidt Paul GregoryExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 388 $23.60 $9,156.80
Disclosure

SEC source: 0001127602-18-005150 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,517

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.