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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
Parsed reports
2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 20,912 $0.00 Strike: $14.02 $0.00
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · derivative · entry 15

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 20,912 shares

Expires 2023-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 14,767 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · derivative · entry 14

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 14,767 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 9,912 $26.53 $262,915.80
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 12

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,564.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 4,500 $26.50 $119,250.00
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 11

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,476.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 3,090 $26.48 $81,807.75
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 10

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,976.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 2,920 $26.45 $77,234.00
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 9

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,066.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 490 $26.43 $12,948.25
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 8

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,986.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 20,912 $14.02 $293,186.24
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 7

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,476.9471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 6,800 $26.53 $180,370.00
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 6

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,564.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 7,567 $26.50 $200,525.50
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 5

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,364.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $26.48 $2,647.50
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,931.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 200 $26.45 $5,290.00
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 3

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,031.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
SaleCommon Stock $0.01 Par Value 100 $26.43 $2,642.50
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,231.9471

Read SEC document
April 24, 2018 Filed Apr 25, 2018 20:42 UTC
Docter Judith MExecutive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 14,767 $12.97 $191,527.99
Disclosure

SEC source: 0001127602-18-015247 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,331.9471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 24, 2018 21:05 UTC
Piotrowski Christopher C.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 180 $26.50 $4,770.00
Disclosure

SEC source: 0001127602-18-015176 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,169.5986

F1 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
April 20, 2018 Filed May 24, 2018 21:28 UTC GrantPhantom Stock Unit · Derivative 796.149 $26.50 Strike: $0.00 $21,097.95
Disclosure

SEC source: 0001127602-18-018834 · form4.xml · derivative · entry 1

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,421.008

Underlying: Common Stock $0.01 Par Value · 796.149 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution election(s) on file.

Read SEC document
April 20, 2018 Filed May 24, 2018 21:15 UTC GrantPhantom Stock Unit · Derivative 702.484 $26.50 Strike: $0.00 $18,615.83
Disclosure

SEC source: 0001127602-18-018820 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,755.926

Underlying: Common Stock $0.01 Par Value · 702.484 shares

Expires not disclosed

F1 · kind: "Stock units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
April 16, 2018 Filed Apr 20, 2018 21:10 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 4.2828 $24.66 $105.60
Disclosure

SEC source: 0001127602-18-015024 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,939.6268

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 16, 2018 Filed Apr 20, 2018 21:08 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 9.4367 $24.66 $232.68
Disclosure

SEC source: 0001127602-18-015022 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,564.9471

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 16, 2018 Filed Apr 20, 2018 21:06 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 21.1907 $24.66 $522.50
Disclosure

SEC source: 0001127602-18-015020 · form4.xml · nonDerivative · entry 1

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,349.5986

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 16, 2018 Filed Apr 20, 2018 21:02 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 97.8684 $24.66 $2,413.14
Disclosure

SEC source: 0001127602-18-015018 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,708.5854

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
April 16, 2018 Filed Apr 20, 2018 20:51 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 14.8712 $24.66 $366.68
Disclosure

SEC source: 0001127602-18-015014 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,651.7132

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:32 UTC GrantCommon Stock $0.01 Par Value 55 $26.90 $1,479.50
Disclosure

SEC source: 0001127602-18-012116 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,133

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:32 UTC GrantCommon Stock $0.01 Par Value 120 $26.90 $3,228.00
Disclosure

SEC source: 0001127602-18-012116 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,078

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:30 UTC GrantCommon Stock $0.01 Par Value 55 $26.90 $1,479.50
Disclosure

SEC source: 0001127602-18-012115 · form4.xml · nonDerivative · entry 2

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,133

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:30 UTC GrantCommon Stock $0.01 Par Value 120 $26.90 $3,228.00
Disclosure

SEC source: 0001127602-18-012115 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,078

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:27 UTC GrantCommon Stock $0.01 Par Value 49 $26.90 $1,318.10
Disclosure

SEC source: 0001127602-18-012114 · form4.xml · nonDerivative · entry 2

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,156

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:27 UTC GrantCommon Stock $0.01 Par Value 120 $26.90 $3,228.00
Disclosure

SEC source: 0001127602-18-012114 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,107

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:24 UTC GrantCommon Stock $0.01 Par Value 55 $26.90 $1,479.50
Disclosure

SEC source: 0001127602-18-012112 · form4.xml · nonDerivative · entry 3

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,563.17

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:24 UTC GrantCommon Stock $0.01 Par Value 120 $26.90 $3,228.00
Disclosure

SEC source: 0001127602-18-012112 · form4.xml · nonDerivative · entry 2

LOMMEN RICHARD T · CIK 0001185972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,508.17

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:22 UTC GrantCommon Stock $0.01 Par Value 84 $26.90 $2,259.60
Disclosure

SEC source: 0001127602-18-012110 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,564

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:18 UTC GrantCommon Stock $0.01 Par Value 55 $26.90 $1,479.50
Disclosure

SEC source: 0001127602-18-012109 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,133

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:18 UTC GrantCommon Stock $0.01 Par Value 120 $26.90 $3,228.00
Disclosure

SEC source: 0001127602-18-012109 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,078

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:15 UTC GrantCommon Stock $0.01 Par Value 55 $26.90 $1,479.50
Disclosure

SEC source: 0001127602-18-012107 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,133

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:15 UTC GrantCommon Stock $0.01 Par Value 120 $26.90 $3,228.00
Disclosure

SEC source: 0001127602-18-012107 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,078

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:11 UTC GrantCommon Stock $0.01 Par Value 52 $26.90 $1,398.80
Disclosure

SEC source: 0001127602-18-012104 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,576

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:13 UTC GrantCommon Stock $0.01 Par Value 77 $26.90 $2,071.30
Disclosure

SEC source: 0001127602-18-012105 · form4.xml · nonDerivative · entry 2

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,210.237

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:13 UTC GrantCommon Stock $0.01 Par Value 120 $26.90 $3,228.00
Disclosure

SEC source: 0001127602-18-012105 · form4.xml · nonDerivative · entry 1

HUTCHINSON WILLIAM R · CIK 0001240631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,133.237

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:08 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 143 $26.90 $3,846.70
Disclosure

SEC source: 0001127602-18-012100 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,215

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:06 UTC GrantCommon Stock $0.01 Par Value 26 $26.90 $699.40
Disclosure

SEC source: 0001127602-18-012096 · form4.xml · nonDerivative · entry 1

Crowley Michael T Jr · CIK 0001290818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,009

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director. Remove

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:50 UTC GrantCommon Stock $0.01 Par Value 55 $26.90 $1,479.50
Disclosure

SEC source: 0001127602-18-012080 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,633

F2 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:50 UTC GrantCommon Stock $0.01 Par Value 120 $26.90 $3,228.00
Disclosure

SEC source: 0001127602-18-012080 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,578

F1 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
March 15, 2018 Filed Mar 26, 2018 19:15 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 90.14 $26.54 $2,392.50
Disclosure

SEC source: 0001127602-18-012744 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,610.717

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2018 Filed Mar 26, 2018 19:13 UTC
Piotrowski Christopher C.Executive Vice President
OtherCommon Stock $0.01 Par Value 59.057 $26.54 $1,567.49
Disclosure

SEC source: 0001127602-18-012743 · form4.xml · nonDerivative · entry 2

Piotrowski Christopher C. · CIK 0001628326 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,328.4079

F2 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2018 Filed Mar 26, 2018 19:11 UTC
PAYNE JAMES SPENCER JR.Executive Vice President
OtherCommon Stock $0.01 Par Value 13.815 $26.54 $366.68
Disclosure

SEC source: 0001127602-18-012742 · form4.xml · nonDerivative · entry 1

PAYNE JAMES SPENCER JR. · CIK 0001688607 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,636.842

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2018 Filed Mar 26, 2018 19:09 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 3.979 $26.54 $105.61
Disclosure

SEC source: 0001127602-18-012741 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,935.344

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 15, 2018 Filed Mar 26, 2018 19:07 UTC
Docter Judith MExecutive Vice President
OtherCommon Stock $0.01 Par Value 8.766 $26.54 $232.67
Disclosure

SEC source: 0001127602-18-012740 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,555.5104

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 19:04 UTC
Utz John A.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 8,340 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-18-011685 · form4.xml · derivative · entry 6

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,341

Underlying: Common Stock $0.01 Par Value · 8,340 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

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March 13, 2018 Filed Mar 15, 2018 19:04 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 2,595 $26.80 $69,546.00
Disclosure

SEC source: 0001127602-18-011685 · form4.xml · nonDerivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,384

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March 13, 2018 Filed Mar 15, 2018 19:04 UTC
Utz John A.Executive Vice President
SaleCommon Stock $0.01 Par Value 5,745 $26.76 $153,707.48
Disclosure

SEC source: 0001127602-18-011685 · form4.xml · nonDerivative · entry 3

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,979

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.