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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 18, 2022 Filed Jan 20, 2022 21:39 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 4.5699 $25.27 $115.50
Disclosure

SEC source: 0001127602-22-001720 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,732.3232

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 17:09 UTC GrantPhantom Stock Unit · Derivative 368.238 $25.46 Strike: $0.00 $9,374.97
Disclosure

SEC source: 0001127602-22-001490 · form4.xml · derivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,103.212

Underlying: Common Stock $0.01 Par Value · 368.238 shares

Expires not disclosed

F1 · kind: "Share Units" awarded under Directors' Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 17:13 UTC GrantPhantom Stock Unit · Derivative 736.475 $25.46 Strike: $0.00 $18,749.92
Disclosure

SEC source: 0001127602-22-001492 · form4.xml · derivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,618.972

Underlying: Common Stock $0.01 Par Value · 736.475 shares

Expires not disclosed

F1 · kind: "Share Units" awarded under Directors' Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Read SEC document
January 13, 2022 Filed Jan 14, 2022 17:11 UTC GrantPhantom Stock Unit · Derivative 834.672 $25.46 Strike: $0.00 $21,249.91
Disclosure

SEC source: 0001127602-22-001491 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,313.213

Underlying: Common Stock $0.01 Par Value · 834.672 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:51 UTC GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031166 · form4.xml · nonDerivative · entry 3

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,434

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:51 UTC GrantCommon Stock $0.01 Par Value 47 $22.60 $1,062.20
Disclosure

SEC source: 0001127602-21-031166 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,374

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:51 UTC GrantCommon Stock $0.01 Par Value 272 $22.60 $6,147.20
Disclosure

SEC source: 0001127602-21-031166 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,327

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:50 UTC GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031165 · form4.xml · nonDerivative · entry 3

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,084

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:50 UTC GrantCommon Stock $0.01 Par Value 47 $22.60 $1,062.20
Disclosure

SEC source: 0001127602-21-031165 · form4.xml · nonDerivative · entry 2

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,024

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:50 UTC GrantCommon Stock $0.01 Par Value 272 $22.60 $6,147.20
Disclosure

SEC source: 0001127602-21-031165 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,977

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:48 UTC GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031162 · form4.xml · nonDerivative · entry 3

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,517

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:48 UTC GrantCommon Stock $0.01 Par Value 47 $22.60 $1,062.20
Disclosure

SEC source: 0001127602-21-031162 · form4.xml · nonDerivative · entry 2

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,457

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:48 UTC GrantCommon Stock $0.01 Par Value 262 $22.60 $5,921.20
Disclosure

SEC source: 0001127602-21-031162 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,410

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:46 UTC GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031158 · form4.xml · nonDerivative · entry 3

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,679

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:46 UTC GrantCommon Stock $0.01 Par Value 47 $22.60 $1,062.20
Disclosure

SEC source: 0001127602-21-031158 · form4.xml · nonDerivative · entry 2

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,619

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:46 UTC GrantCommon Stock $0.01 Par Value 108 $22.60 $2,440.80
Disclosure

SEC source: 0001127602-21-031158 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,572

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:13 UTC GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031138 · form4.xml · nonDerivative · entry 3

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,144

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:13 UTC GrantCommon Stock $0.01 Par Value 47 $22.60 $1,062.20
Disclosure

SEC source: 0001127602-21-031138 · form4.xml · nonDerivative · entry 2

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,084

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:13 UTC GrantCommon Stock $0.01 Par Value 272 $22.60 $6,147.20
Disclosure

SEC source: 0001127602-21-031138 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,037

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:10 UTC GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031135 · form4.xml · nonDerivative · entry 3

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,638

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:10 UTC GrantCommon Stock $0.01 Par Value 47 $22.60 $1,062.20
Disclosure

SEC source: 0001127602-21-031135 · form4.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,578

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:10 UTC GrantCommon Stock $0.01 Par Value 272 $22.60 $6,147.20
Disclosure

SEC source: 0001127602-21-031135 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,531

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:08 UTC GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031133 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,537

F1 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:06 UTC GrantCommon Stock $0.01 Par Value 47 $22.60 $1,062.20
Disclosure

SEC source: 0001127602-21-031131 · form4.xml · nonDerivative · entry 3

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,826

F3 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:06 UTC GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031131 · form4.xml · nonDerivative · entry 2

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,779

F2 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:06 UTC GrantCommon Stock $0.01 Par Value 48 $22.60 $1,084.80
Disclosure

SEC source: 0001127602-21-031131 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,719

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:05 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031127 · form4.xml · nonDerivative · entry 3

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,866

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:05 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 47 $22.60 $1,062.20
Disclosure

SEC source: 0001127602-21-031127 · form4.xml · nonDerivative · entry 2

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,806

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:05 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 213 $22.60 $4,813.80
Disclosure

SEC source: 0001127602-21-031127 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,759

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 19:24 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 96 $22.60 $2,169.60
Disclosure

SEC source: 0001127602-21-031070 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,154

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:03 UTC GrantCommon Stock $0.01 Par Value 60 $22.60 $1,356.00
Disclosure

SEC source: 0001127602-21-031125 · form4.xml · nonDerivative · entry 3

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,638

F3 · kind: Dividend equivalent units, which vest on the first anniversary of the grant of the restricted stock units to which they relate, are payable solely in shares of common stock upon vesting (subject to deferral if so elected by the Insider).

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:03 UTC GrantCommon Stock $0.01 Par Value 47 $22.60 $1,062.20
Disclosure

SEC source: 0001127602-21-031125 · form4.xml · nonDerivative · entry 2

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,578

F2 · kind: Dividend equivalents will become fully vested on the fourth anniversary of the grant of the restricted stock units they have been paid on. They are payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 22:03 UTC GrantCommon Stock $0.01 Par Value 272 $22.60 $6,147.20
Disclosure

SEC source: 0001127602-21-031125 · form4.xml · nonDerivative · entry 1

BERGSTROM JOHN F · CIK 0001196937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,531

F1 · kind: Fully vested dividend equivalents received on restricted stock units payable solely in shares of common stock following the date the Insider ceases serving as a director.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 19:07 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 243 $22.60 $5,491.80
Disclosure

SEC source: 0001127602-21-031069 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,221

F1 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:50 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 122 $22.60 $2,757.20
Disclosure

SEC source: 0001127602-21-031067 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,297.6455

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:50 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 54.7348 $22.36 $1,223.76
Disclosure

SEC source: 0001127602-21-031067 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,175.6455

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:45 UTC
Meinolf MichaelExecutive Vice President
GrantCommon Stock $0.01 Par Value 7 $22.60 $158.20
Disclosure

SEC source: 0001127602-21-031062 · form4.xml · nonDerivative · entry 2

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,693.0252

F2 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:45 UTC
Meinolf MichaelExecutive Vice President
OtherCommon Stock $0.01 Par Value 69.6985 $22.36 $1,558.32
Disclosure

SEC source: 0001127602-21-031062 · form4.xml · nonDerivative · entry 1

Meinolf Michael · CIK 0001753047 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,686.0252

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:30 UTC
DeWitt AngieExecutive Vice President
GrantCommon Stock $0.01 Par Value 8 $22.60 $180.80
Disclosure

SEC source: 0001127602-21-031058 · form4.xml · nonDerivative · entry 3

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,291.571

F3 · kind: Fully vested dividend equivalents awarded pursuant to performance-based RSUs, payable solely in shares of common stock and subject to deferral until separation, as elected by the Insider.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:30 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 85.457 $22.09 $1,887.76
Disclosure

SEC source: 0001127602-21-031058 · form4.xml · nonDerivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,283.571

F2 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:30 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 23.1237 $22.36 $517.00
Disclosure

SEC source: 0001127602-21-031058 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,198.114

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:36 UTC
Kitowski Nicole MExecutive Vice President
OtherCommon Stock $0.01 Par Value 5.1659 $22.36 $115.50
Disclosure

SEC source: 0001127602-21-031059 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,727.7533

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:11 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 0.891 $22.09 $19.68
Disclosure

SEC source: 0001127602-21-031057 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,660.6426

F2 · kind: Shares were purchased with reinvested dividends within the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 15, 2021 Filed Dec 16, 2021 18:11 UTC
Stadler Tammy C.Principal Accounting Officer
OtherCommon Stock $0.01 Par Value 110.6986 $22.36 $2,475.00
Disclosure

SEC source: 0001127602-21-031057 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,659.7516

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 14, 2021 Filed Dec 15, 2021 23:03 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 3,032 $22.50 $68,220.00
Disclosure

SEC source: 0001127602-21-031015 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 37,826.694

Read SEC document
December 14, 2021 Filed Dec 15, 2021 22:34 UTC
Utz John A.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-21-031002 · form4.xml · derivative · entry 4

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 2,000 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

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December 14, 2021 Filed Dec 15, 2021 22:34 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,359 $22.52 $30,604.68
Disclosure

SEC source: 0001127602-21-031002 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,120.9107

F1 · kind: Shares were surrendered to satisfy tax withholding obligations as a result of the exercise and sale of stock options.

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December 14, 2021 Filed Dec 15, 2021 22:34 UTC
Utz John A.Executive Vice President
Exercise / conversionCommon Stock $0.01 Par Value 2,000 $12.97 $25,940.00
Disclosure

SEC source: 0001127602-21-031002 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,479.9107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 08, 2021 Filed Dec 9, 2021 16:14 UTC
Del Moral-Niles ChristopherChief Financial Officer
GiftCommon Stock $0.01 Par Value 1,387 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-030572 · form4.xml · nonDerivative · entry 2

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,934

F1 · price: Transaction is a gift; therefore, price is not applicable.

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December 07, 2021 Filed Dec 9, 2021 16:14 UTC
Del Moral-Niles ChristopherChief Financial Officer
SaleCommon Stock $0.01 Par Value 3,919 $22.50 $88,177.50
Disclosure

SEC source: 0001127602-21-030572 · form4.xml · nonDerivative · entry 1

Del Moral-Niles Christopher · CIK 0001526943 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 36,939.694

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.