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ASSOCIATED BANC-CORP

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2747
SEC CIK
0000007789
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2,127

Last 12 months

Inside the activity.

0 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202506
Jan 202600
Feb 202604
Mar 202600
Apr 202601
May 202604
Jun 202603
Jul 202604
Aug 202604
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2024 Filed Feb 16, 2024 16:44 UTC
HLADIO JAYNE CEVP, President Private Wealth
OtherCommon Stock $0.01 Par Value 17.6712 $20.49 $362.10
Disclosure

SEC source: 0001127602-24-005292 · form4.xml · nonDerivative · entry 1

HLADIO JAYNE C · CIK 0001993271 · EVP, President Private Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,845.0802

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 16:42 UTC
DeWitt AngieExecutive Vice President
OtherCommon Stock $0.01 Par Value 32.7998 $20.49 $672.10
Disclosure

SEC source: 0001127602-24-005289 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,186.3599

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:07 UTC
Ahern Patrick EdwardExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,279 $19.92 $25,477.68
Disclosure

SEC source: 0001127602-24-004447 · form4.xml · nonDerivative · entry 1

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,528

F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:02 UTC
Braeger Matthew RExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 858 $19.92 $17,091.36
Disclosure

SEC source: 0001127602-24-004434 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,086.0966

F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 20:55 UTC
Carson BryanExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 459 $19.92 $9,143.28
Disclosure

SEC source: 0001127602-24-004427 · form4.xml · nonDerivative · entry 1

Carson Bryan · CIK 0001936537 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,732.2431

F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 20:42 UTC
DeLoye DennisExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,248 $19.92 $24,860.16
Disclosure

SEC source: 0001127602-24-004425 · form4.xml · nonDerivative · entry 1

DeLoye Dennis · CIK 0001888552 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,673.3

F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 20:38 UTC
DeWitt AngieExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 513 $19.92 $10,218.96
Disclosure

SEC source: 0001127602-24-004423 · form4.xml · nonDerivative · entry 2

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,153.5601

F2 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 20:34 UTC
Erickson Randall J.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,584 $19.92 $31,553.28
Disclosure

SEC source: 0001127602-24-004422 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,822

F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 20:04 UTC
Harmening Andrew JDirector · President & CEO
Tax withholdingCommon Stock $0.01 Par Value 9,182 $19.92 $182,905.44
Disclosure

SEC source: 0001127602-24-004416 · form4.xml · nonDerivative · entry 1

Harmening Andrew J · CIK 0001705661 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,964

F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 19:42 UTC
Kitowski Nicole MExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 2,122 $19.92 $42,270.24
Disclosure

SEC source: 0001127602-24-004404 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,612.3765

F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 19:39 UTC
Meyer Derek S.EVP, Chief Financial Officer
Tax withholdingCommon Stock $0.01 Par Value 402 $19.92 $8,007.84
Disclosure

SEC source: 0001127602-24-004402 · form4.xml · nonDerivative · entry 2

Meyer Derek S. · CIK 0001938487 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,507.379

F2 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 19:36 UTC
Schmidt Paul GregoryExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,423 $19.92 $28,346.16
Disclosure

SEC source: 0001127602-24-004398 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,054

F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 19:34 UTC
Stadler Tammy C.Principal Accounting Officer
Tax withholdingCommon Stock $0.01 Par Value 805 $19.92 $16,035.60
Disclosure

SEC source: 0001127602-24-004396 · form4.xml · nonDerivative · entry 2

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,821.0339

F2 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 19:24 UTC
Stein David LExecutive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,489 $19.92 $29,660.88
Disclosure

SEC source: 0001127602-24-004395 · form4.xml · nonDerivative · entry 2

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,094

F2 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 19:13 UTC
Utz John A.Executive Vice President
Tax withholdingCommon Stock $0.01 Par Value 1,825 $19.92 $36,354.00
Disclosure

SEC source: 0001127602-24-004393 · form4.xml · nonDerivative · entry 2

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,314.1045

F2 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 18:51 UTC
Williams Terry LynnChief Information Officer
Tax withholdingCommon Stock $0.01 Par Value 374 $19.92 $7,450.08
Disclosure

SEC source: 0001127602-24-004390 · form4.xml · nonDerivative · entry 1

Williams Terry Lynn · CIK 0001594053 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,841

F1 · kind: Shares were withheld to satisfy tax withholding obligations arising from vesting of time-based restricted shares in 2024.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 20:38 UTC
DeWitt AngieExecutive Vice President
GrantCommon Stock $0.01 Par Value 236 $19.92 $4,701.12
Disclosure

SEC source: 0001127602-24-004423 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,666.5601

F1 · kind: DEUs: Dividend Equivalent units earned on vested time-based shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:39 UTC
Meyer Derek S.EVP, Chief Financial Officer
GrantCommon Stock $0.01 Par Value 32 $19.92 $637.44
Disclosure

SEC source: 0001127602-24-004402 · form4.xml · nonDerivative · entry 1

Meyer Derek S. · CIK 0001938487 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,909.379

F1 · kind: Dividend Equivalent units earned on vested time-based shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:34 UTC
Stadler Tammy C.Principal Accounting Officer
GrantCommon Stock $0.01 Par Value 55 $19.92 $1,095.60
Disclosure

SEC source: 0001127602-24-004396 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,626.0339

F1 · kind: Dividend Equivalent units earned on vested time-based shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:24 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 119 $19.92 $2,370.48
Disclosure

SEC source: 0001127602-24-004395 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,583

F1 · kind: Dividend Equivalent units earned on vested time-based shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 19:13 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 352 $19.92 $7,011.84
Disclosure

SEC source: 0001127602-24-004393 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,139.1045

F1 · kind: Dividend Equivalent units earned on vested time-based shares, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 16:32 UTC SaleCommon Stock $0.01 Par Value 429 $19.56 $8,391.24
Disclosure

SEC source: 0001127602-24-003881 · form4.xml · nonDerivative · entry 2

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,876

F1 · kind: The reporting person sold shares to satisfy state and federal income tax liabilities due to vesting of restricted stock units.

Read SEC document
February 07, 2024 Filed Feb 8, 2024 16:32 UTC SaleCommon Stock $0.01 Par Value 2,271 $19.55 $44,398.05
Disclosure

SEC source: 0001127602-24-003881 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,305

F1 · kind: The reporting person sold shares to satisfy state and federal income tax liabilities due to vesting of restricted stock units.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 20:38 UTC GrantCommon Stock $0.01 Par Value 5,998 $20.84 $124,998.32
Disclosure

SEC source: 0001127602-24-003071 · form4.xml · nonDerivative · entry 1

WILLIAMS JOHN B · CIK 0001291523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,576

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 20:34 UTC GrantCommon Stock $0.01 Par Value 5,998 $20.84 $124,998.32
Disclosure

SEC source: 0001127602-24-003069 · form4.xml · nonDerivative · entry 1

VAN LITH KAREN · CIK 0001265627 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,677

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 20:33 UTC GrantCommon Stock $0.01 Par Value 5,998 $20.84 $124,998.32
Disclosure

SEC source: 0001127602-24-003067 · form4.xml · nonDerivative · entry 1

Nettles Cory L · CIK 0001323628 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,451

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 20:31 UTC GrantCommon Stock $0.01 Par Value 5,998 $20.84 $124,998.32
Disclosure

SEC source: 0001127602-24-003066 · form4.xml · nonDerivative · entry 1

KLAPPA GALE E · CIK 0001195320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,078

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 20:29 UTC GrantCommon Stock $0.01 Par Value 5,998 $20.84 $124,998.32
Disclosure

SEC source: 0001127602-24-003065 · form4.xml · nonDerivative · entry 1

KAMERICK EILEEN A · CIK 0001044530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,126

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 20:28 UTC GrantCommon Stock $0.01 Par Value 5,998 $20.84 $124,998.32
Disclosure

SEC source: 0001127602-24-003064 · form4.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,669

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 20:26 UTC GrantCommon Stock $0.01 Par Value 5,998 $20.84 $124,998.32
Disclosure

SEC source: 0001127602-24-003063 · form4.xml · nonDerivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,497.335

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 20:25 UTC GrantCommon Stock $0.01 Par Value 5,998 $20.84 $124,998.32
Disclosure

SEC source: 0001127602-24-003061 · form4.xml · nonDerivative · entry 1

Greffin Judith P · CIK 0001442430 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,635

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 20:07 UTC
GERKEN R JAYDirector
GrantCommon Stock $0.01 Par Value 5,998 $20.84 $124,998.32
Disclosure

SEC source: 0001127602-24-003057 · form4.xml · nonDerivative · entry 1

GERKEN R JAY · CIK 0001240501 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,316

F1 · kind: Restricted Stock Units will become fully vested on the first anniversary of the February 1, 2024 grant. They are payable solely in shares of common stock.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 21:33 UTC
Williams Terry LynnChief Information Officer
GrantCommon Stock $0.01 Par Value 4,208 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002915 · form4.xml · nonDerivative · entry 1

Williams Terry Lynn · CIK 0001594053 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,215

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:59 UTC
Utz John A.Executive Vice President
GrantCommon Stock $0.01 Par Value 6,164 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002910 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,787.1045

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:57 UTC
Stein David LExecutive Vice President
GrantCommon Stock $0.01 Par Value 5,472 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002909 · form4.xml · nonDerivative · entry 1

Stein David L · CIK 0001404929 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,464

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:55 UTC
Stadler Tammy C.Principal Accounting Officer
GrantCommon Stock $0.01 Par Value 3,064 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002908 · form4.xml · nonDerivative · entry 1

Stadler Tammy C. · CIK 0001708803 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,571.0339

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:52 UTC
Schmidt Paul GregoryExecutive Vice President
GrantCommon Stock $0.01 Par Value 3,911 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002906 · form4.xml · nonDerivative · entry 1

Schmidt Paul Gregory · CIK 0001652805 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,477

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:49 UTC
Meyer Derek S.EVP, Chief Financial Officer
GrantCommon Stock $0.01 Par Value 6,919 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002905 · form4.xml · nonDerivative · entry 1

Meyer Derek S. · CIK 0001938487 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,877.379

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025, a portion of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:47 UTC
Kitowski Nicole MExecutive Vice President
GrantCommon Stock $0.01 Par Value 3,973 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002904 · form4.xml · nonDerivative · entry 1

Kitowski Nicole M · CIK 0001721176 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,734.3765

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:44 UTC
Harmening Andrew JDirector · President & CEO
GrantCommon Stock $0.01 Par Value 30,592 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002903 · form4.xml · nonDerivative · entry 1

Harmening Andrew J · CIK 0001705661 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,146

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:42 UTC
HLADIO JAYNE CEVP, President Private Wealth
GrantCommon Stock $0.01 Par Value 3,162 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002902 · form4.xml · nonDerivative · entry 1

HLADIO JAYNE C · CIK 0001993271 · EVP, President Private Wealth

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,827.409

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:40 UTC
Erickson Randall J.Executive Vice President
GrantCommon Stock $0.01 Par Value 5,489 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002900 · form4.xml · nonDerivative · entry 1

Erickson Randall J. · CIK 0001180800 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,406

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:37 UTC
DeWitt AngieExecutive Vice President
GrantCommon Stock $0.01 Par Value 3,568 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002899 · form4.xml · nonDerivative · entry 1

DeWitt Angie · CIK 0001756987 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,430.5601

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025, 100% of which the reporting person elected to defer upon vesting, and which will remain in the Executives Deferred Compensation Plan until distributed pursuant to the reporting person's distribution election on file.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:35 UTC
DeLoye DennisExecutive Vice President
GrantCommon Stock $0.01 Par Value 2,577 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002898 · form4.xml · nonDerivative · entry 1

DeLoye Dennis · CIK 0001888552 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,921.3

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:29 UTC
Carson BryanExecutive Vice President
GrantCommon Stock $0.01 Par Value 3,642 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002897 · form4.xml · nonDerivative · entry 1

Carson Bryan · CIK 0001936537 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,191.2431

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 20:01 UTC
Braeger Matthew RExecutive Vice President
GrantCommon Stock $0.01 Par Value 1,744 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002889 · form4.xml · nonDerivative · entry 1

Braeger Matthew R · CIK 0001721131 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,944.0966

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

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January 30, 2024 Filed Feb 1, 2024 19:58 UTC
Ahern Patrick EdwardExecutive Vice President
GrantCommon Stock $0.01 Par Value 3,513 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-002887 · form4.xml · nonDerivative · entry 2

Ahern Patrick Edward · CIK 0001791042 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,807

F1 · kind: Represents shares of Time-Based Restricted Stock (TRSUs) granted in 2024, which will vest in four equal annual installments beginning on February 8, 2025.

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January 22, 2024 Filed Jan 23, 2024 18:22 UTC GrantPhantom Stock Unit · Derivative 1,039.881 $21.64 Strike: $0.00 $22,499.91
Disclosure

SEC source: 0001127602-24-001882 · form4.xml · derivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,844.424

Underlying: Common Stock $0.01 Par Value · 1,039.881 shares

Expires not disclosed

F1 · kind: "Share units" awarded under Director's Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

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January 22, 2024 Filed Jan 23, 2024 18:19 UTC GrantPhantom Stock Unit · Derivative 924.338 $21.64 Strike: $0.00 $19,999.90
Disclosure

SEC source: 0001127602-24-001881 · form4.xml · derivative · entry 1

Haddad Michael J · CIK 0001774576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,131.608

Underlying: Common Stock $0.01 Par Value · 924.338 shares

Expires not disclosed

F1 · kind: "Share Units" awarded under Directors' Deferred Compensation Plan.

F2 · derivative.exercise_date: Stock units are 100% vested at the time of the acquisition.

F3 · derivative.expiration_date: Phantom stock units will remain in the Director's Deferred Compensation Plan until such account balance is distributed pursuant to Insider's distribution elections(s) on file.

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January 16, 2024 Filed Jan 17, 2024 19:48 UTC
Utz John A.Executive Vice President
OtherCommon Stock $0.01 Par Value 64.737 $20.82 $1,347.50
Disclosure

SEC source: 0001127602-24-001391 · form4.xml · nonDerivative · entry 1

Utz John A. · CIK 0001523751 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,623.1045

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.