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ASAN

Asana, Inc.

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4425
SEC CIK
0001477720
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202601
Sep 202607
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2023 Filed Aug 3, 2023 21:19 UTC
CAREY SYDNEYDirector
GrantClass A Common Stock 576 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044498 · doc4.xml · nonDerivative · entry 1

CAREY SYDNEY · CIK 0001278477 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,142

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2023. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 31, 2023.

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August 01, 2023 Filed Aug 3, 2023 21:20 UTC GrantClass A Common Stock 473 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-044499 · doc4.xml · nonDerivative · entry 1

Anderson-Copperman Krista · CIK 0001936905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,339

F1 · shares: These shares represent the Class A Common Stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy for the quarter ended July 31, 2023. The number of shares of Class A Common Stock received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on July 31, 2023.

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July 27, 2023 Filed Jul 28, 2023 20:30 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 4,109 $23.52 $96,643.68
Disclosure

SEC source: 0001209191-23-043690 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,872,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $23.49 to $23.59 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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July 27, 2023 Filed Jul 28, 2023 20:30 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 75,891 $22.89 $1,737,144.99
Disclosure

SEC source: 0001209191-23-043690 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,868,694

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.49 to $23.48 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 26, 2023 Filed Jul 28, 2023 20:30 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $22.03 $1,762,400.00
Disclosure

SEC source: 0001209191-23-043690 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,792,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $21.54 to $22.42 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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July 25, 2023 Filed Jul 26, 2023 20:30 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $22.40 $1,792,000.00
Disclosure

SEC source: 0001209191-23-043417 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,712,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.17 to $22.61 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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July 24, 2023 Filed Jul 26, 2023 20:30 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $22.00 $1,760,000.00
Disclosure

SEC source: 0001209191-23-043417 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,632,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $21.72 to $22.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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July 20, 2023 Filed Jul 21, 2023 21:02 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 1,100 $23.49 $25,839.00
Disclosure

SEC source: 0001209191-23-043128 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,552,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $23.48 to $23.51 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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July 20, 2023 Filed Jul 21, 2023 21:02 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 198,900 $22.66 $4,507,074.00
Disclosure

SEC source: 0001209191-23-043128 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,551,703

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.48 to $23.47 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 21:01 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-23-043126 · doc4.xml · derivative · entry 8

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 785,899

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 21:01 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 5,000 $23.34 $116,700.00
Disclosure

SEC source: 0001209191-23-043126 · doc4.xml · nonDerivative · entry 4

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 793,785

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023.

F4 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.17 to $23.495 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 20, 2023 Filed Jul 21, 2023 21:01 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 5,000 $1.60 $8,000.00
Disclosure

SEC source: 0001209191-23-043126 · doc4.xml · nonDerivative · entry 3

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 798,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 21:02 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 40,000 $24.09 $963,600.00
Disclosure

SEC source: 0001209191-23-043128 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,352,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $23.87 to $24.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 21:01 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-23-043126 · doc4.xml · derivative · entry 7

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 790,899

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 21:01 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 5,000 $24.12 $120,600.00
Disclosure

SEC source: 0001209191-23-043126 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 793,785

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $23.98 to $24.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 21:01 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 5,000 $1.60 $8,000.00
Disclosure

SEC source: 0001209191-23-043126 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 798,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects an exempt transfer of 6,716 shares from The 2019 Tim Ming Wan Grantor Retained Annuity Trust Dated July 22, 2019 to the Reporting Person.

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July 14, 2023 Filed Jul 17, 2023 20:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 40,000 $24.21 $968,400.00
Disclosure

SEC source: 0001209191-23-042420 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,312,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $23.80 to $24.56 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 20:24 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 40,000 $23.59 $943,600.00
Disclosure

SEC source: 0001209191-23-042420 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,272,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $23.24 to $23.93 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:11 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 4,700 $23.22 $109,134.00
Disclosure

SEC source: 0001209191-23-042072 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,232,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $23.17 to $23.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:11 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 75,300 $22.50 $1,694,250.00
Disclosure

SEC source: 0001209191-23-042072 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,228,103

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.17 to $23.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 20:11 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $20.89 $1,671,200.00
Disclosure

SEC source: 0001209191-23-042072 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,152,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $20.45 to $21.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 07, 2023 Filed Jul 10, 2023 20:17 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $21.62 $1,729,600.00
Disclosure

SEC source: 0001209191-23-041915 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 40,072,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $21.27 to $21.87 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 20:17 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $21.06 $1,684,800.00
Disclosure

SEC source: 0001209191-23-041915 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,992,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $20.86 to $21.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 20:17 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $22.59 $1,807,200.00
Disclosure

SEC source: 0001209191-23-040310 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,912,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.49 to $22.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 20:12 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-23-040301 · doc4.xml · derivative · entry 8

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 795,899

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 20:12 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 5,000 $22.69 $113,450.00
Disclosure

SEC source: 0001209191-23-040301 · doc4.xml · nonDerivative · entry 4

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 787,069

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023.

F3 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.52 to $22.875 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 29, 2023 Filed Jun 30, 2023 20:12 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 5,000 $1.60 $8,000.00
Disclosure

SEC source: 0001209191-23-040301 · doc4.xml · nonDerivative · entry 3

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 792,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:17 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $22.54 $1,803,200.00
Disclosure

SEC source: 0001209191-23-040310 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,832,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.25 to $23.00 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:12 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-23-040301 · doc4.xml · derivative · entry 7

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 800,899

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:12 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 5,000 $22.51 $112,550.00
Disclosure

SEC source: 0001209191-23-040301 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 787,069

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 20, 2023.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $22.25 to $22.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:12 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 5,000 $1.60 $8,000.00
Disclosure

SEC source: 0001209191-23-040301 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 792,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 23, 2023 Filed Jun 26, 2023 21:13 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $22.49 $1,799,200.00
Disclosure

SEC source: 0001209191-23-039757 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,752,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.29 to $22.67 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 22, 2023 Filed Jun 23, 2023 21:01 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 3,381 $23.04 $77,894.86
Disclosure

SEC source: 0001209191-23-039442 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 787,069

F1 · shares: The sales reported on this Form 4 were effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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June 22, 2023 Filed Jun 23, 2023 20:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 868 $23.04 $19,994.38
Disclosure

SEC source: 0001209191-23-039431 · doc4.xml · nonDerivative · entry 3

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,415

F2 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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June 22, 2023 Filed Jun 26, 2023 21:13 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 80,000 $22.56 $1,804,800.00
Disclosure

SEC source: 0001209191-23-039757 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,672,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.36 to $22.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 21, 2023 Filed Jun 22, 2023 20:50 UTC SaleClass A Common Stock 3,733 $24.13 $90,077.29
Disclosure

SEC source: 0001209191-23-039108 · doc4.xml · nonDerivative · entry 2

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,003

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 21, 2023.

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June 21, 2023 Filed Jun 22, 2023 20:45 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 38,461 $24.07 $925,756.27
Disclosure

SEC source: 0001209191-23-039099 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,592,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $23.45 to $24.38 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 21, 2023 Filed Jun 22, 2023 20:45 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 161,539 $22.50 $3,634,627.50
Disclosure

SEC source: 0001209191-23-039099 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,554,342

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.45 to $23.44 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 21, 2023 Filed Jun 23, 2023 16:59 UTC
Raimondi AnneChief Operating Officer
SaleClass A Common Stock 8,005 $22.93 $183,530.64
Disclosure

SEC source: 0001209191-23-039437 · doc4.xml · nonDerivative · entry 1

Raimondi Anne · CIK 0001606158 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 559,342

F1 · shares: The sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

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June 21, 2023 Filed Jun 23, 2023 21:01 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 11,436 $22.93 $262,193.17
Disclosure

SEC source: 0001209191-23-039442 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 790,450

F1 · shares: The sales reported on this Form 4 were effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 3,174 $22.93 $72,770.30
Disclosure

SEC source: 0001209191-23-039431 · doc4.xml · nonDerivative · entry 2

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,283

F2 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:55 UTC
LACEY ELEANOR BGC, Corporate Secretary
SaleClass A Common Stock 1,144 $24.13 $27,604.72
Disclosure

SEC source: 0001209191-23-039431 · doc4.xml · nonDerivative · entry 1

LACEY ELEANOR B · CIK 0001242726 · GC, Corporate Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,457

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted December 29, 2022.

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June 20, 2023 Filed Jun 22, 2023 20:50 UTC SaleClass A Common Stock 6,200 $25.01 $155,062.00
Disclosure

SEC source: 0001209191-23-039108 · doc4.xml · nonDerivative · entry 1

NORRINGTON LORRIE M · CIK 0001188898 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,736

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 21, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were sold in multiple transactions at prices ranging from $24.672 to $25.27 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 20, 2023 Filed Jun 22, 2023 20:45 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 40,000 $24.97 $998,800.00
Disclosure

SEC source: 0001209191-23-039099 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,392,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F2 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $24.645 to $25.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 16, 2023 Filed Jun 20, 2023 21:25 UTC
Wan Tim MChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.60 $0.00
Disclosure

SEC source: 0001209191-23-038522 · doc4.xml · derivative · entry 5

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,899

Underlying: Class A Common Stock · 20,000 shares

Expires 2027-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 17, 2018, and 1/48 of the shares vest monthly thereafter.

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June 16, 2023 Filed Jun 20, 2023 21:25 UTC
Wan Tim MChief Financial Officer
SaleClass A Common Stock 20,000 $25.88 $517,600.00
Disclosure

SEC source: 0001209191-23-038522 · doc4.xml · nonDerivative · entry 2

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 801,886

F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $25.88 to $25.91 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:25 UTC
Wan Tim MChief Financial Officer
Exercise / conversionClass A Common Stock 20,000 $1.60 $32,000.00
Disclosure

SEC source: 0001209191-23-038522 · doc4.xml · nonDerivative · entry 1

Wan Tim M · CIK 0001546605 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 821,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:13 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 3,212 $26.10 $83,833.20
Disclosure

SEC source: 0001209191-23-038509 · doc4.xml · nonDerivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,352,803

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F4 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $25.99 to $26.24 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 16, 2023 Filed Jun 20, 2023 21:13 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
PurchaseClass A Common Stock 36,788 $25.33 $931,840.04
Disclosure

SEC source: 0001209191-23-038509 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,349,591

F1 · kind: The purchases reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 9, 2023.

F3 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $24.99 to $25.96 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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June 15, 2023 Filed Jun 20, 2023 21:19 UTC
Rosenstein JustinDirector · 10% owner
SaleClass A Common Stock 300,000 $24.95 $7,485,000.00
Disclosure

SEC source: 0001209191-23-038516 · doc4.xml · nonDerivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,336,528

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted September 28, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.