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ASAN

Asana, Inc.

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4425
SEC CIK
0001477720
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 37 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025011
Jan 202600
Feb 202600
Mar 202608
Apr 202600
May 202600
Jun 202609
Jul 202600
Aug 202601
Sep 202607
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2020 Filed Sep 29, 2020 18:42 UTC ConversionClass A Common Stock 7,006,352 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-109994 · tm2031984d1_4.xml · nonDerivative · entry 1

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,006,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security in accordance of its terms.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 22:44 UTC
Cohler MattDirector · 10% owner
ConversionClass B Common Stock · Derivative 7,006,352 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-109998 · tm2031984d3_4.xml · derivative · entry 3

Cohler Matt · CIK 0001572685 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,006,351

Underlying: Class A Common Stock · 7,006,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 22:44 UTC
Cohler MattDirector · 10% owner
ConversionClass A Common Stock 7,006,352 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-109998 · tm2031984d3_4.xml · nonDerivative · entry 1

Cohler Matt · CIK 0001572685 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,006,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security in accordance of its terms.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. (BCP VI) for itself and as nominee for Benchmark Founders' Fund VI, L.P. (BFF VI), Benchmark Founders' Fund VI-B, L.P. (BFF VI-B) and related individuals. Benchmark Capital Management Co. VI, L.L.C. (BCMC VI), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 24, 2020 Filed Sep 26, 2020 00:10 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
ConversionClass B Common Stock · Derivative 2,888,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052151 · doc4.xml · derivative · entry 4

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 24,999,945

Underlying: Class A Common Stock · 2,888,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust).

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held of record by Moskovitz Trust.

Read SEC document
September 24, 2020 Filed Sep 26, 2020 00:10 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
ConversionClass A Common Stock 2,888,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052151 · doc4.xml · nonDerivative · entry 2

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,449,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by Dustin A. Moskovitz TTEE Dustin A. Moskovitz Trust DTD 12/27/05 (Moskovitz Trust).

F3 · ownership.nature: The shares are held of record by Moskovitz Trust.

Read SEC document
September 23, 2020 Filed Sep 26, 2020 00:15 UTC
Rosenstein JustinDirector · 10% owner
ConversionClass B Common Stock · Derivative 2,379,302 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052157 · doc4.xml · derivative · entry 2

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,431,442

Underlying: Class A Common Stock · 2,379,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

Read SEC document
September 23, 2020 Filed Sep 26, 2020 00:15 UTC
Rosenstein JustinDirector · 10% owner
ConversionClass A Common Stock 2,379,302 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052157 · doc4.xml · nonDerivative · entry 1

Rosenstein Justin · CIK 0001823099 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,390,057

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
September 23, 2020 Filed Sep 26, 2020 00:10 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
ConversionClass B Common Stock · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052151 · doc4.xml · derivative · entry 3

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,395,830

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

Read SEC document
September 23, 2020 Filed Sep 26, 2020 00:10 UTC
Moskovitz Dustin A.Director · President, CEO, & Chair · 10% owner
ConversionClass A Common Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052151 · doc4.xml · nonDerivative · entry 1

Moskovitz Dustin A. · CIK 0001549917 · Director · President, CEO, & Chair · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC ConversionClass B Common Stock · Derivative 9,751,944 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017063 · doc1.xml · derivative · entry 6

GENERATION INVESTMENT MANAGEMENT LLP · CIK 0001375534 · 10% owner

Generation IM Climate Solutions II GP Ltd · CIK 0001825905 · 10% owner

Generation IM Climate Solutions Fund II, L.P. · CIK 0001825907 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,751,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of preferred stock was convertible at any time at the option of the holder into one share of Class B Common Stock. Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · derivative.exercise_date: Each share of preferred stock was convertible at any time at the option of the holder into one share of Class B Common Stock. Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · derivative.expiration_date: Each share of preferred stock was convertible at any time at the option of the holder into one share of Class B Common Stock. Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock.

F1 · derivative.underlying: Each share of preferred stock was convertible at any time at the option of the holder into one share of Class B Common Stock. Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock.

F2 · ownership.nature: The shares are directly held by Generation IM Climate Solutions Fund II, L.P. The general partner of Generation IM Climate Solutions Fund II L.P. is Generation IM Climate Solutions II GP Ltd, which is a wholly owned subsidiary of Generation Investment Management LLP, which is the investment manager of Generation IM Climate Solutions Fund II, L.P. In accordance with Instruction 4(b)(iv), the entire amount of shares held by Generation IM Climate Solutions Fund II, L.P. is reported herein. Each person disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 00:00 UTC ConversionClass A Common Stock 9,751,944 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017063 · doc1.xml · nonDerivative · entry 1

GENERATION INVESTMENT MANAGEMENT LLP · CIK 0001375534 · 10% owner

Generation IM Climate Solutions II GP Ltd · CIK 0001825905 · 10% owner

Generation IM Climate Solutions Fund II, L.P. · CIK 0001825907 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,751,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: The shares are directly held by Generation IM Climate Solutions Fund II, L.P. The general partner of Generation IM Climate Solutions Fund II L.P. is Generation IM Climate Solutions II GP Ltd, which is a wholly owned subsidiary of Generation Investment Management LLP, which is the investment manager of Generation IM Climate Solutions Fund II, L.P. In accordance with Instruction 4(b)(iv), the entire amount of shares held by Generation IM Climate Solutions Fund II, L.P. is reported herein. Each person disclaims beneficial ownership of such shares for all other purposes, except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC ConversionClass B Common Stock · Derivative 29,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052033 · doc4.xml · derivative · entry 24

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 29,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC ConversionClass B Common Stock · Derivative 92,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052033 · doc4.xml · derivative · entry 19

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 92,470 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC ConversionClass B Common Stock · Derivative 11,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052033 · doc4.xml · derivative · entry 14

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC ConversionClass B Common Stock · Derivative 36,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052033 · doc4.xml · derivative · entry 9

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 36,217 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC ConversionClass A Common Stock 29,683 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052033 · doc4.xml · nonDerivative · entry 4

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 2,117,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC ConversionClass A Common Stock 92,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052033 · doc4.xml · nonDerivative · entry 3

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,595,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC ConversionClass A Common Stock 11,626 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052033 · doc4.xml · nonDerivative · entry 2

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 2,087,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:45 UTC ConversionClass A Common Stock 36,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052033 · doc4.xml · nonDerivative · entry 1

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,503,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:43 UTC ConversionClass B Common Stock · Derivative 56,961 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052032 · doc4.xml · derivative · entry 24

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 56,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:43 UTC ConversionClass B Common Stock · Derivative 177,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052032 · doc4.xml · derivative · entry 19

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 177,448 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:43 UTC ConversionClass B Common Stock · Derivative 2,019,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052032 · doc4.xml · derivative · entry 14

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,019,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:43 UTC ConversionClass B Common Stock · Derivative 6,289,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052032 · doc4.xml · derivative · entry 9

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,289,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F1 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:43 UTC ConversionClass A Common Stock 56,961 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052032 · doc4.xml · nonDerivative · entry 4

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 2,076,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:43 UTC ConversionClass A Common Stock 177,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052032 · doc4.xml · nonDerivative · entry 3

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,467,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:43 UTC ConversionClass A Common Stock 2,019,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052032 · doc4.xml · nonDerivative · entry 2

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 2,019,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: These shares are held of record by The Founders Fund IV Principals Fund, LP ("FFIVP"). FFIVM is the general partner of FFIVP. FFIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 22, 2020 Filed Sep 24, 2020 23:43 UTC ConversionClass A Common Stock 6,289,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-052032 · doc4.xml · nonDerivative · entry 1

Founders Fund IV Management, LLC · CIK 0001616081 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 6,289,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares are held of record by The Founders Fund IV, LP ("FFIV"). The Founders Fund IV Management, LLC ("FFIVM") is the general partner of FFIV. FIVM disclaims beneficial ownership of the reported shares except to the extent of its pecuniary interest therein.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass B Common Stock · Derivative 366,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 12

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,012,703

Underlying: Class A Common Stock · 366,461 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherExisting Class B Common Stock · Derivative 366,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 11

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 366,461 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_price: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.expiration_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
ConversionExisting Class B Common Stock · Derivative 366,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 10

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 366,461

Underlying: Class A Common Stock · 366,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.exercise_price: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.exercise_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.expiration_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
ConversionSeries E Preferred Stock · Derivative 366,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 9

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Existing Class B Common Stock · 366,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.exercise_price: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.exercise_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.expiration_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass B Common Stock · Derivative 184,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 8

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,646,242

Underlying: Class A Common Stock · 184,642 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherExisting Class B Common Stock · Derivative 184,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 7

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 184,642 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_price: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.expiration_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
ConversionExisting Class B Common Stock · Derivative 184,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 6

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 184,642

Underlying: Class A Common Stock · 184,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.exercise_price: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.exercise_date: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.expiration_date: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
ConversionSeries B Preferred Stock · Derivative 184,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 5

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Existing Class B Common Stock · 184,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.exercise_price: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.exercise_date: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.expiration_date: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherClass B Common Stock · Derivative 13,461,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 4

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,461,600

Underlying: Class A Common Stock · 13,461,600 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
OtherExisting Class B Common Stock · Derivative 13,461,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 3

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,461,600 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_price: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.expiration_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
ConversionExisting Class B Common Stock · Derivative 13,461,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 2

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,461,600

Underlying: Class A Common Stock · 13,461,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F1 · derivative.exercise_price: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:49 UTC
HARVEY KEVIN10% owner
KAGLE ROBERT10% owner
ConversionSeries A Preferred Stock · Derivative 13,461,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051672 · doc4.xml · derivative · entry 1

SPURLOCK STEVEN M · CIK 0001190193 · 10% owner

BALKANSKI ALEXANDRE · CIK 0001190192 · 10% owner

DUNLEVIE BRUCE · CIK 0001190211 · 10% owner

FENTON PETER H · CIK 0001219230 · 10% owner

GURLEY J WILLIAM · CIK 0001190191 · 10% owner

HARVEY KEVIN · CIK 0001190213 · 10% owner

KAGLE ROBERT · CIK 0001183234 · 10% owner

LASKY MITCHELL · CIK 0001091435 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Existing Class B Common Stock · 13,461,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F1 · derivative.exercise_price: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC OtherClass B Common Stock · Derivative 366,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 12

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,012,703

Underlying: Class A Common Stock · 366,461 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC OtherExisting Class B Common Stock · Derivative 366,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 11

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 366,461 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_price: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.expiration_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC ConversionExisting Class B Common Stock · Derivative 366,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 10

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 366,461

Underlying: Class A Common Stock · 366,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.exercise_price: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.exercise_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.expiration_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC ConversionSeries E Preferred Stock · Derivative 366,461 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 9

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Existing Class B Common Stock · 366,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.exercise_price: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.exercise_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F6 · derivative.expiration_date: The Series E Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC OtherClass B Common Stock · Derivative 184,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 8

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,646,242

Underlying: Class A Common Stock · 184,642 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC OtherExisting Class B Common Stock · Derivative 184,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 7

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 184,642 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_price: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.expiration_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

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September 21, 2020 Filed Sep 23, 2020 16:47 UTC ConversionExisting Class B Common Stock · Derivative 184,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 6

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 184,642

Underlying: Class A Common Stock · 184,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.exercise_price: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.exercise_date: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.expiration_date: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

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September 21, 2020 Filed Sep 23, 2020 16:47 UTC ConversionSeries B Preferred Stock · Derivative 184,642 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 5

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Existing Class B Common Stock · 184,642 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.exercise_price: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.exercise_date: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F5 · derivative.expiration_date: The Series B Preferred Stock converted into Existing Class B Common Stock on a 1:1 basis upon filing of the Restated Charter in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

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September 21, 2020 Filed Sep 23, 2020 16:47 UTC OtherClass B Common Stock · Derivative 13,461,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 4

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,461,600

Underlying: Class A Common Stock · 13,461,600 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the option of the holder and has no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

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September 21, 2020 Filed Sep 23, 2020 16:47 UTC OtherExisting Class B Common Stock · Derivative 13,461,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 3

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,461,600 shares

Expires not disclosed

F3 · security: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_price: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.expiration_date: Upon filing of the Restated Charter in connection with the Issuer's direct listing, each share of Existing Class B Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 16:47 UTC ConversionExisting Class B Common Stock · Derivative 13,461,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051671 · doc4.xml · derivative · entry 2

Benchmark Capital Management Co. VI, L.L.C. · CIK 0001572569 · 10% owner

BENCHMARK CAPITAL PARTNERS VI LP · CIK 0001426303 · 10% owner

BENCHMARK FOUNDERS FUND VI LP · CIK 0001432812 · 10% owner

Benchmark Founders Fund VI-B, L.P. · CIK 0001572570 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 13,461,600

Underlying: Class A Common Stock · 13,461,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F1 · derivative.exercise_price: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock converted into the Issuer's existing Class B Common Stock ("Existing Class B Common Stock") on a 1:1 basis upon filing of the Issuer's Restated Certificate of Incorporation ("Restated Charter") in connection with the Issuer's direct listing and had no expiration date.

F2 · ownership.nature: Shares are held directly by Benchmark Capital Partners VI, L.P. ("BCP VI") for itself and as nominee for Benchmark Founders' Fund VI, L.P. ("BFF VI"), Benchmark Founders' Fund VI-B, L.P. ("BFF VI-B") and related individuals. Benchmark Capital Management Co. VI, L.L.C. ("BCMC VI"), the general partner of BCP VI, BFF VI and BFF VI-B, may be deemed to have sole voting and dispositive power over the securities. Matthew R. Cohler, a member of the Issuer's board of directors, Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock are the managing members of BCMC VI, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.