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Nasdaq · USD

ARTW

ARTS WAY MANUFACTURING CO INC

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0000007623
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352

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2018 Filed Mar 1, 2018 21:54 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000100 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

Read SEC document
February 13, 2018 Filed Feb 14, 2018 22:23 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 100 $2.65 $265.00
Disclosure

SEC source: 0000914190-18-000029 · edgar.xml · nonDerivative · entry 2

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,731,830

Read SEC document
February 13, 2018 Filed Feb 15, 2018 21:03 UTC
Gunnerson Carrie L.President and CEO
Tax withholdingCommon Stock 387 $2.65 $1,025.55
Disclosure

SEC source: 0000914190-18-000043 · edgar.xml · nonDerivative · entry 1

Gunnerson Carrie L. · CIK 0001453628 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,034

F1 · balance_after: Includes (i) 2,500 shares of restricted stock for which risks of forfeiture lapse on 1/29/19; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/19 and 1/27/20; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

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February 13, 2018 Filed Feb 15, 2018 21:02 UTC
Murra AmberChief Financial Officer
Tax withholdingCommon Stock 194 $2.65 $514.10
Disclosure

SEC source: 0000914190-18-000042 · edgar.xml · nonDerivative · entry 1

Murra Amber · CIK 0001453630 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,906

F1 · balance_after: Includes (i) 2,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 6,000 shares of restricted stock for which the risks of forfeiture lapse in 3,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 9,000 shares of restricted stock for which the risks of forfeiture lapse in 3,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

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February 12, 2018 Filed Feb 14, 2018 22:23 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 7,282 $2.62 $19,078.84
Disclosure

SEC source: 0000914190-18-000029 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,731,730

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.5999 to $2.65 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 09, 2018 Filed Feb 12, 2018 21:35 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 4,850 $2.45 $11,882.50
Disclosure

SEC source: 0000914190-18-000025 · edgar.xml · nonDerivative · entry 2

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,724,448

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.50 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 08, 2018 Filed Feb 12, 2018 21:35 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 6,899 $2.49 $17,178.51
Disclosure

SEC source: 0000914190-18-000025 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,719,598

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.60 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:34 UTC PurchaseCommon Stock 5,000 $2.42 $12,083.50
Disclosure

SEC source: 0000914190-18-000024 · edgar.xml · nonDerivative · entry 6

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #2

Disclosed balance after: 5,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.4499 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 08, 2018 Filed Feb 12, 2018 21:34 UTC PurchaseCommon Stock 5,000 $2.42 $12,083.50
Disclosure

SEC source: 0000914190-18-000024 · edgar.xml · nonDerivative · entry 5

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Child #1

Disclosed balance after: 5,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.375 to $2.4499 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:52 UTC
Murra AmberChief Financial Officer
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000021 · edgar.xml · nonDerivative · entry 1

Murra Amber · CIK 0001453630 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,100

F1 · shares: Represents 9,000 shares of restricted stock for which the risks of forfeiture lapse in 3,000 share increments annually beginning on February 5, 2019.

F2 · balance_after: Includes (i) 500 shares of restricted stockfor which the risks of forfeiture lapse on 2/13/18; (ii) 2,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (iii) 6,000 shares of restricted stock for which the risks of forfeiture lapse in 3,000 share increments on each of 1/27/19 and 1/27/20; and (iv) 9,000 shares of restricted stock for which the risks of forfeiture lapse in 3,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:46 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000019 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · shares: Represents 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments annually beginning on February 5, 2019.

F2 · balance_after: Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:42 UTC
Gunnerson Carrie L.President and CEO
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0000914190-18-000017 · edgar.xml · nonDerivative · entry 1

Gunnerson Carrie L. · CIK 0001453628 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,421

F1 · shares: Represents 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments annually beginning on February 5, 2019.

F2 · balance_after: Includes (i) 1,000 shares of restricted stock for which risks of forfeiture lapse on 2/13/18; (ii) 2,500 shares of restricted stock for which risks of forfeiture lapse on 1/29/19; (iii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/19 and 1/27/20; and 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21.

Read SEC document
January 29, 2018 Filed Jan 30, 2018 21:22 UTC
Murra AmberChief Financial Officer
Tax withholdingCommon Stock 773 $2.95 $2,280.35
Disclosure

SEC source: 0000914190-18-000012 · edgar.xml · nonDerivative · entry 2

Murra Amber · CIK 0001453630 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,100

F1 · balance_after: Includes (i) 500 shares of restricted stock, the restrictions on which will lapse on 2/13/18; (ii) 2,000 shares of restricted stock, the restrictions on which will lapse on 1/29/19; and (iii) 6,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/27/19 and 1/27/20.

Read SEC document
January 27, 2018 Filed Jan 30, 2018 21:22 UTC
Gunnerson Carrie L.President and CEO
Tax withholdingCommon Stock 1,353 $2.95 $3,991.35
Disclosure

SEC source: 0000914190-18-000013 · edgar.xml · nonDerivative · entry 1

Gunnerson Carrie L. · CIK 0001453628 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,921

F1 · balance_after: Includes (i) 1,000 shares of restricted stock for which risks of forfeiture lapse on 2/13/18; (ii) 2,500 shares of restricted stock for which risks of forfeiture lapse on 1/29/19; and (iii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/19 and 1/27/20.

Read SEC document
January 27, 2018 Filed Jan 30, 2018 21:22 UTC
Murra AmberChief Financial Officer
Tax withholdingCommon Stock 1,160 $2.95 $3,422.00
Disclosure

SEC source: 0000914190-18-000012 · edgar.xml · nonDerivative · entry 1

Murra Amber · CIK 0001453630 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,873

F1 · balance_after: Includes (i) 500 shares of restricted stock, the restrictions on which will lapse on 2/13/18; (ii) 2,000 shares of restricted stock, the restrictions on which will lapse on 1/29/19; and (iii) 6,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/27/19 and 1/27/20.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 21:12 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 16,100 $2.50 $40,250.00
Disclosure

SEC source: 0000914190-17-000369 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,682,199

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.475 to $2.5499 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 14, 2017 Filed Nov 15, 2017 21:53 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 24,100 $2.50 $60,250.00
Disclosure

SEC source: 0000914190-17-000365 · edgar.xml · nonDerivative · entry 2

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,666,099

Read SEC document
November 13, 2017 Filed Nov 15, 2017 21:53 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 323 $2.55 $823.65
Disclosure

SEC source: 0000914190-17-000365 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,641,999

Read SEC document
November 10, 2017 Filed Nov 14, 2017 22:03 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 25,800 $2.54 $65,547.48
Disclosure

SEC source: 0000914190-17-000363 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,641,676

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.486 to $2.55 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 09, 2017 Filed Dec 6, 2017 21:31 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 30,500 $2.54 $77,470.00
Disclosure

SEC source: 0000914190-17-000379 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,712,699

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.488 to $2.55 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: This amount reflects the total amount of common stock held as of 11/15/17.

Read SEC document
November 08, 2017 Filed Nov 9, 2017 21:46 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 5,838 $2.55 $14,886.90
Disclosure

SEC source: 0000914190-17-000357 · edgar.xml · nonDerivative · entry 2

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,615,876

Read SEC document
November 07, 2017 Filed Nov 9, 2017 21:46 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 3,300 $2.55 $8,415.00
Disclosure

SEC source: 0000914190-17-000357 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,610,038

Read SEC document
November 06, 2017 Filed Nov 7, 2017 21:08 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 4,000 $2.55 $10,200.00
Disclosure

SEC source: 0000914190-17-000350 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,606,738

Read SEC document
October 25, 2017 Filed Oct 27, 2017 20:19 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 48,300 $2.46 $118,851.81
Disclosure

SEC source: 0000914190-17-000341 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,602,738

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.40 to $2.50 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 18, 2017 Filed Oct 20, 2017 20:18 UTC PurchaseCommon Stock 4,000 $2.35 $9,400.00
Disclosure

SEC source: 0000914190-17-000324 · edgar.xml · nonDerivative · entry 4

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 4,250

Read SEC document
April 27, 2017 Filed May 1, 2017 20:37 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000140 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,000

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 6,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/29/18 and 1/29/19; and (ii) 12,000 shares of restricted stock, the restrictions on which will lapse in 4,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:37 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000142 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:37 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000141 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:36 UTC
MCCONNELL J WARD JRDirector · 10% owner
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000139 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,554,438

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:36 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000137 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:36 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000138 · edgar.xml · nonDerivative · entry 1

Dancy Joseph R · CIK 0001467401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

F1 · shares: Represents 1,000 shares of fully-vested restricted shares of Company common stock granted pursuant to the director compensation plan.

Read SEC document
February 13, 2017 Filed Feb 22, 2017 23:57 UTC
Murra AmberChief Financial Officer
Tax withholdingCommon Stock 194 $3.54 $686.76
Disclosure

SEC source: 0000914190-17-000062 · edgar.xml · nonDerivative · entry 1

Murra Amber · CIK 0001453630 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,033

F1 · balance_after: Includes (i) 500 shares of restricted stock, the restrictions on which will lapse on 2/13/18; (ii) 4,000 shares of restricted stock, the restrictions on which will lapse in 2,000 share increments on each of 1/29/18 and 1/29/19; and (iii) 9,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 21:59 UTC
Murra AmberChief Financial Officer
Tax withholdingCommon Stock 773 $3.10 $2,396.30
Disclosure

SEC source: 0000914190-17-000024 · edgar.xml · nonDerivative · entry 2

Murra Amber · CIK 0001453630 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,227

F2 · balance_after: Includes (i) 1,000 shares of restricted stock, the restrictions on which will lapse in 500 share increments on each of 2/13/17 and 2/13/18; (ii) 4,000 shares of restricted stock, the restrictions on which will lapse in 2,000 share increments on each of 1/29/18 and 1/29/19; and (iii) 9,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:58 UTC GrantCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000023 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

F1 · shares: Represents 12,000 shares of restricted stock, the restrictions on which will lapse in 4,000 share increments annually beginning on January 27, 2018.

F2 · balance_after: Includes (i) 6,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/29/18 and 1/29/19; and (ii) 12,000 shares of restricted stock, the restrictions on which will lapse in 4,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:59 UTC
Murra AmberChief Financial Officer
GrantCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000024 · edgar.xml · nonDerivative · entry 1

Murra Amber · CIK 0001453630 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F1 · shares: Represents 9,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments annually beginning on January 27, 2018.

F2 · balance_after: Includes (i) 1,000 shares of restricted stock, the restrictions on which will lapse in 500 share increments on each of 2/13/17 and 2/13/18; (ii) 4,000 shares of restricted stock, the restrictions on which will lapse in 2,000 share increments on each of 1/29/18 and 1/29/19; and (iii) 9,000 shares of restricted stock, the restrictions on which will lapse in 3,000 share increments on each of 1/27/18, 1/27/19 and 1/27/20.

Read SEC document
January 27, 2017 Filed Jan 31, 2017 21:58 UTC
Gunnerson Carrie L.President and CEO
GrantCommon Stock 10,500 $0.00 $0.00
Disclosure

SEC source: 0000914190-17-000022 · edgar.xml · nonDerivative · entry 1

Gunnerson Carrie L. · CIK 0001453628 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,274

F1 · shares: Represents 10,500 shares of restricted stock, the restrictions on which will lapse in 3,500 share increments annually beginning on January 27, 2018.

F2 · balance_after: Includes (i) 500 shares of restricted stock for which risks of forfeiture lapse on 3/1/17; (ii) 2,000 shares of restricted stock for which risks of forfeiture lapse in 1,000 share increments on each of 2/13/17 and 2/13/18; (iii) 5,000 shares of restricted stock for which risks of forfeiture lapse in 2,500 share increments on each of 1/29/18 and 1/29/19; and (iv) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/27/18, 1/27/19 and 1/27/20.

Read SEC document
August 08, 2016 Filed Dec 15, 2016 21:14 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 1,000 $2.70 $2,700.00
Disclosure

SEC source: 0000914190-16-000986 · edgar.xml · nonDerivative · entry 2

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,553,438

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August 02, 2016 Filed Dec 15, 2016 21:14 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 1,000 $2.75 $2,750.00
Disclosure

SEC source: 0000914190-16-000986 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 1,552,438

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October 29, 2015 Filed Dec 20, 2016 21:42 UTC
Gunnerson Carrie L.President and CEO
PurchaseCommon Stock 49 $2.95 $144.55
Disclosure

SEC source: 0000914190-16-000991 · edgar.xml · nonDerivative · entry 1

Gunnerson Carrie L. · CIK 0001453628 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,774

F1 · balance_after: Includes (i) 500 shares of restricted stock for which risks of forfeiture lapse on 3/1/17; (ii) 2,000 shares of restricted stock for which risks of forfeiture lapse in 1,000 share increments on each of 2/13/17 and 2/13/18; and (iii) 7,500 shares of restricted stock for which the risks of forfeiture lapse in 2,500 share increments on each of 1/29/17, 1/29/18 and 1/29/19.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.