Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2019 Filed Sep 4, 2019 20:18 UTC |
Castle David R.Director
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000364 · edgar.xml · nonDerivative · entry 1 Castle David R. · CIK 0001267091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 20:17 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000363 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 2,043,789 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 20:17 UTC |
MCCONNELL MARC HDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000362 · edgar.xml · nonDerivative · entry 1 MCCONNELL MARC H · CIK 0001257238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| June 17, 2019 Filed Dec 20, 2019 21:40 UTC |
Gunnerson Carrie L.President and CEO
|
Tax withholdingCommon Stock | 417 | $2.02 | $842.34 |
DisclosureSEC source: 0000914190-19-000514 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,411 F1 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| June 17, 2019 Filed Dec 20, 2019 21:40 UTC |
Woods Michael WilliamVP of Finance
|
Tax withholdingCommon Stock | 387 | $2.02 | $781.74 |
DisclosureSEC source: 0000914190-19-000513 · edgar.xml · nonDerivative · entry 1 Woods Michael William · CIK 0001741177 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,613 F1 · balance_after: Includes 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on 1/31/20 and 1/31/21 and as to 1,666 shares on 1/31/22. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:22 UTC |
Buffamante Thomas EDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000194 · edgar.xml · nonDerivative · entry 1 Buffamante Thomas E · CIK 0001447933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:22 UTC |
Castle David R.Director
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000193 · edgar.xml · nonDerivative · entry 1 Castle David R. · CIK 0001267091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:21 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000192 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 2,042,789 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:20 UTC |
White David AllanDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000190 · edgar.xml · nonDerivative · entry 1 White David Allan · CIK 0001691523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:21 UTC |
MCCONNELL MARC HDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000191 · edgar.xml · nonDerivative · entry 1 MCCONNELL MARC H · CIK 0001257238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 20:06 UTC |
Buffamante Thomas EDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000115 · edgar.xml · nonDerivative · entry 1 Buffamante Thomas E · CIK 0001447933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 20:06 UTC |
Castle David R.Director
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000114 · edgar.xml · nonDerivative · entry 1 Castle David R. · CIK 0001267091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 20:06 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000113 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 2,041,789 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 20:05 UTC |
White David AllanDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000111 · edgar.xml · nonDerivative · entry 1 White David Allan · CIK 0001691523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| April 16, 2019 Filed Apr 18, 2019 20:05 UTC |
MCCONNELL MARC HDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000112 · edgar.xml · nonDerivative · entry 1 MCCONNELL MARC H · CIK 0001257238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 20:21 UTC |
Dancy Joseph RDirector
|
GrantCommon Stock | 2,884 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000105 · edgar.xml · nonDerivative · entry 1 Dancy Joseph R · CIK 0001467401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,785 F1 · shares: Represents payment of quarterly board fees in shares of fully-vested restricted stock granted pursuant to the director compensation plan in lieu of payment in cash. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:50 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000075 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 2,040,789 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:52 UTC |
Dancy Joseph RDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000078 · edgar.xml · nonDerivative · entry 1 Dancy Joseph R · CIK 0001467401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,901 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:51 UTC |
MCCONNELL MARC HDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000077 · edgar.xml · nonDerivative · entry 1 MCCONNELL MARC H · CIK 0001257238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:51 UTC |
Buffamante Thomas EDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000076 · edgar.xml · nonDerivative · entry 1 Buffamante Thomas E · CIK 0001447933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:49 UTC |
White David AllanDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000073 · edgar.xml · nonDerivative · entry 1 White David Allan · CIK 0001691523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:50 UTC |
Castle David R.Director
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000074 · edgar.xml · nonDerivative · entry 1 Castle David R. · CIK 0001267091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:06 UTC |
Gunnerson Carrie L.President and CEO
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000055 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,828 F1 · shares: Represents 1,000 shares of fully-vested restricted stock granted in connection with the Reporting Person's execution of a new employment agreement with the Issuer. F2 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:06 UTC |
Woods Michael WilliamVP of Finance
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000056 · edgar.xml · nonDerivative · entry 1 Woods Michael William · CIK 0001741177 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: Represents 1,000 shares of fully-vested restricted stock granted in connection with the Reporting Person's execution of a new employment agreement with the Issuer. F2 · balance_after: Includes 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on 1/31/20 and 1/31/21 and as to 1,666 shares on 1/31/22. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 19:45 UTC |
Gunnerson Carrie L.President and CEO
|
Tax withholdingCommon Stock | 1,353 | $1.97 | $2,665.41 |
DisclosureSEC source: 0000914190-19-000019 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,828 F1 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:54 UTC |
Woods Michael WilliamVP of Finance
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000017 · edgar.xml · nonDerivative · entry 1 Woods Michael William · CIK 0001741177 · VP of Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Represents 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on 1/31/20 and 1/31/21 and as to 1,666 shares on 1/31/22. F1 · balance_after: Represents 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on 1/31/20 and 1/31/21 and as to 1,666 shares on 1/31/22. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:53 UTC |
Gunnerson Carrie L.President and CEO
|
GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000015 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,181 F1 · shares: Represents 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments annually beginning on January 31, 2020. F2 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; (ii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21; and (iii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 21:54 UTC |
MCCONNELL MARC HDirector
|
GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000016 · edgar.xml · nonDerivative · entry 1 MCCONNELL MARC H · CIK 0001257238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 F1 · shares: Represents 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments annually beginning on January 31, 2020. F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22. Read SEC document |
| January 27, 2019 Filed Jan 31, 2019 21:15 UTC |
Gunnerson Carrie L.President and CEO
|
Tax withholdingCommon Stock | 1,353 | $2.01 | $2,719.53 |
DisclosureSEC source: 0000914190-19-000010 · edgar.xml · nonDerivative · entry 1 Gunnerson Carrie L. · CIK 0001453628 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,681 F1 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 1/27/20; and (ii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/19, 2/5/20 and 2/5/21. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:18 UTC |
Dancy Joseph RDirector
|
GrantCommon Stock | 2,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-19-000008 · edgar.xml · nonDerivative · entry 1 Dancy Joseph R · CIK 0001467401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,901 F1 · shares: Represents payment of quarterly board fees in shares of fully-vested restricted stock granted pursuant to the director compensation plan in lieu of payment in cash. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:07 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 191,873 | $2.25 | $431,714.25 |
DisclosureSEC source: 0000914190-18-000589 · edgar.xml · nonDerivative · entry 2 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 2,039,789 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 21:07 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 8,021 | $2.25 | $18,047.25 |
DisclosureSEC source: 0000914190-18-000589 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,847,916 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 21:07 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 10 | $2.25 | $22.50 |
DisclosureSEC source: 0000914190-18-000574 · edgar.xml · nonDerivative · entry 2 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,839,895 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 21:07 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 3,956 | $2.25 | $8,901.00 |
DisclosureSEC source: 0000914190-18-000574 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,839,885 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 21:34 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 2,010 | $2.25 | $4,522.50 |
DisclosureSEC source: 0000914190-18-000556 · edgar.xml · nonDerivative · entry 2 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,835,929 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 21:34 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 147 | $2.25 | $330.75 |
DisclosureSEC source: 0000914190-18-000556 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,833,919 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 21:58 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 2,805 | $2.25 | $6,311.25 |
DisclosureSEC source: 0000914190-18-000523 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,833,772 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 21:14 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-18-000505 · edgar.xml · nonDerivative · entry 3 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,830,967 F2 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 21:14 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 200 | $2.25 | $450.00 |
DisclosureSEC source: 0000914190-18-000505 · edgar.xml · nonDerivative · entry 2 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,829,967 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 22:03 UTC |
MCCONNELL MARC HDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-18-000517 · edgar.xml · nonDerivative · entry 1 MCCONNELL MARC H · CIK 0001257238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. F2 · balance_after: Includes (i) 3,000 shares of restricted stock for which the risks of forfeiture lapse on 1/29/19; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/27/19 and 1/27/20; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/19, 2/5/20 and 2/5/21. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 22:02 UTC |
Dancy Joseph RDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-18-000516 · edgar.xml · nonDerivative · entry 1 Dancy Joseph R · CIK 0001467401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,098 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:59 UTC |
Buffamante Thomas EDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-18-000515 · edgar.xml · nonDerivative · entry 1 Buffamante Thomas E · CIK 0001447933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:58 UTC |
Castle David R.Director
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-18-000514 · edgar.xml · nonDerivative · entry 1 Castle David R. · CIK 0001267091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| November 30, 2018 Filed Dec 4, 2018 21:58 UTC |
White David AllanDirector
|
GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000914190-18-000513 · edgar.xml · nonDerivative · entry 1 White David Allan · CIK 0001691523 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 21:14 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 3,589 | $2.25 | $8,075.25 |
DisclosureSEC source: 0000914190-18-000505 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,829,767 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 21, 2018 Filed Nov 26, 2018 21:50 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 1,230 | $2.25 | $2,767.50 |
DisclosureSEC source: 0000914190-18-000495 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,826,178 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 21:35 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 1,500 | $2.25 | $3,375.00 |
DisclosureSEC source: 0000914190-18-000493 · edgar.xml · nonDerivative · entry 2 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,824,948 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 19, 2018 Filed Nov 21, 2018 21:35 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 4,339 | $2.25 | $9,762.75 |
DisclosureSEC source: 0000914190-18-000493 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,823,448 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 21:16 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 412 | $2.25 | $927.00 |
DisclosureSEC source: 0000914190-18-000482 · edgar.xml · nonDerivative · entry 2 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,819,109 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 15, 2018 Filed Nov 19, 2018 21:16 UTC |
MCCONNELL J WARD JRDirector · 10% owner
|
PurchaseCommon Stock | 29,883 | $2.25 | $67,236.75 |
DisclosureSEC source: 0000914190-18-000482 · edgar.xml · nonDerivative · entry 1 MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust Disclosed balance after: 1,818,697 F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.23 to $2.25 inclusive. The reporting person undertakes to provide Art's-Way Manufacturing, Inc., any security holder of Art's-Way Manufacturing, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.