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Nasdaq · USD

ARTW

ARTS WAY MANUFACTURING CO INC

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177
SEC CIK
0000007623
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352

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2020 Filed Dec 2, 2020 21:56 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000431 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
November 30, 2020 Filed Dec 2, 2020 21:56 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000430 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:04 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000379 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:03 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000378 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:03 UTC
MCCONNELL J WARD JRDirector · 10% owner
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000377 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,147,819

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:02 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000376 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
August 31, 2020 Filed Sep 2, 2020 21:02 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000375 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:46 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000206 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:46 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000205 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:45 UTC
MCCONNELL J WARD JRDirector · 10% owner
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000204 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,146,819

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:45 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000203 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
May 31, 2020 Filed Jun 2, 2020 20:41 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000202 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
May 27, 2020 Filed May 29, 2020 19:31 UTC
Gunnerson Carrie L.President and CEO
Tax withholdingCommon Stock 3,954 $1.89 $7,473.06
Disclosure

SEC source: 0000914190-20-000190 · edgar.xml · nonDerivative · entry 1

Gunnerson Carrie L. · CIK 0001453628 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,398

F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock. Vesting for all previously unvested shares of restricted stock was accelerated in connection with the reporting person's pending departure.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:37 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000165 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:37 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000164 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:37 UTC
MCCONNELL J WARD JRDirector · 10% owner
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000163 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,145,819

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:36 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000162 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:36 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000161 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:38 UTC
King David AlanExecutive Vice President
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000137 · edgar.xml · nonDerivative · entry 1

King David Alan · CIK 0001807205 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: Represents 80,000 shares of restricted stock for which risks of forfeiture lapse as to 20,000 shares on each of 3/30/20, 3/30/21, 3/30/22 and 3/30/23.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 20:15 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 6,260 $1.75 $10,955.00
Disclosure

SEC source: 0000914190-20-000125 · edgar.xml · nonDerivative · entry 2

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,144,819

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 20:15 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 25,073 $1.75 $43,877.75
Disclosure

SEC source: 0000914190-20-000125 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,138,559

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:16 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 1,906 $1.75 $3,335.50
Disclosure

SEC source: 0000914190-20-000121 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,113,486

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:09 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 8,909 $1.75 $15,590.75
Disclosure

SEC source: 0000914190-20-000115 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,111,580

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
February 29, 2020 Filed Mar 3, 2020 21:11 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000100 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,500

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
February 29, 2020 Filed Mar 3, 2020 21:11 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000101 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 29, 2020 Filed Mar 3, 2020 21:11 UTC
MCCONNELL J WARD JRDirector · 10% owner
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000099 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,102,671

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 29, 2020 Filed Mar 3, 2020 21:10 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000098 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 29, 2020 Filed Mar 3, 2020 21:10 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000097 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:23 UTC
Gunnerson Carrie L.President and CEO
Tax withholdingCommon Stock 1,353 $1.94 $2,624.82
Disclosure

SEC source: 0000914190-20-000048 · edgar.xml · nonDerivative · entry 1

Gunnerson Carrie L. · CIK 0001453628 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,352

F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock.

F2 · balance_after: Includes (i) 3,500 shares of restricted stock for which risks of forfeiture lapse on 2/5/21; and (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/21 and 1/31/22.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:15 UTC
Woods Michael WilliamChief Financial Officer
Tax withholdingCommon Stock 645 $1.77 $1,141.65
Disclosure

SEC source: 0000914190-20-000038 · edgar.xml · nonDerivative · entry 2

Woods Michael William · CIK 0001741177 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,968

F2 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock.

F3 · balance_after: Includes (i) 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on 1/31/21 and as to 1,666 shares on 1/31/22; and (ii) 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on each of 1/30/21 and 1/30/22 and as to 1,666 shares on 1/30/23.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 21:14 UTC
Gunnerson Carrie L.President and CEO
Tax withholdingCommon Stock 1,353 $1.77 $2,394.81
Disclosure

SEC source: 0000914190-20-000036 · edgar.xml · nonDerivative · entry 1

Gunnerson Carrie L. · CIK 0001453628 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,705

F1 · shares: Represents shares forfeited to pay withholding taxes in connection with the vesting and delivery of restricted stock.

F2 · balance_after: Includes (i) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (ii) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/21 and 1/31/22.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:14 UTC GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000037 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,500

F1 · shares: Represents 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

F2 · balance_after: Includes (i) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/21 and 1/31/22; and (iii) 12,500 shares of restricted stock for which the risks of forfeiture lapse as to 4,166 shares on 1/30/21 and as to 4,167 shares on each of 1/30/22 and 1/30/23.

Read SEC document
January 30, 2020 Filed Feb 3, 2020 21:15 UTC
Woods Michael WilliamChief Financial Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-20-000038 · edgar.xml · nonDerivative · entry 1

Woods Michael William · CIK 0001741177 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,613

F1 · shares: Represents 5,000 shares of restricted stock for which risks of forfeiture lapse as to 1,667 shares on 1/30/21 and 1/30/22 and as to 1,666 shares on 1/30/23.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 21:52 UTC
Gunnerson Carrie L.President and CEO
Tax withholdingCommon Stock 1,353 $1.77 $2,394.81
Disclosure

SEC source: 0000914190-20-000032 · edgar.xml · nonDerivative · entry 1

Gunnerson Carrie L. · CIK 0001453628 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,058

F1 · balance_after: Includes (i) 7,000 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 2/5/20 and 2/5/21; and (ii) 10,500 shares of restricted stock for which risks of forfeiture lapse in 3,500 share increments on each of 1/31/20, 1/31/21 and 1/31/22.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 21:14 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 41,124 $1.75 $71,967.00
Disclosure

SEC source: 0000914190-20-000029 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,101,671

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 09, 2020 Filed Jan 13, 2020 21:08 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 39 $1.75 $68.25
Disclosure

SEC source: 0000914190-20-000024 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,060,547

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
January 07, 2020 Filed Jan 9, 2020 21:10 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 3,475 $1.75 $6,081.25
Disclosure

SEC source: 0000914190-20-000022 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,060,508

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:29 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 51 $1.75 $89.25
Disclosure

SEC source: 0000914190-20-000002 · edgar.xml · nonDerivative · entry 2

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,057,033

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 30, 2019 Filed Jan 2, 2020 21:29 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 1,151 $1.75 $2,014.25
Disclosure

SEC source: 0000914190-20-000002 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,056,982

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 26, 2019 Filed Dec 30, 2019 21:33 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 3,083 $1.75 $5,395.25
Disclosure

SEC source: 0000914190-19-000526 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,055,831

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 20, 2019 Filed Dec 26, 2019 21:13 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 301 $1.75 $526.75
Disclosure

SEC source: 0000914190-19-000522 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,052,748

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 21:19 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 1,400 $1.75 $2,450.00
Disclosure

SEC source: 0000914190-19-000472 · edgar.xml · nonDerivative · entry 2

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,052,447

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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December 09, 2019 Filed Dec 11, 2019 21:19 UTC
MCCONNELL J WARD JRDirector · 10% owner
PurchaseCommon Stock 6,258 $1.75 $10,951.50
Disclosure

SEC source: 0000914190-19-000472 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,051,047

F1 · shares: The transaction was made in accordance with the terms of a Rule 10b5-1 trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

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December 02, 2019 Filed Dec 4, 2019 21:20 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000449 · edgar.xml · nonDerivative · entry 1

Castle David R. · CIK 0001267091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

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December 02, 2019 Filed Dec 4, 2019 21:21 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000450 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

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December 02, 2019 Filed Dec 4, 2019 21:20 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000447 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

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December 02, 2019 Filed Dec 4, 2019 21:20 UTC
MCCONNELL J WARD JRDirector · 10% owner
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000448 · edgar.xml · nonDerivative · entry 1

MCCONNELL J WARD JR · CIK 0001022585 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By J. Ward McConnell, Jr. Living Trust

Disclosed balance after: 2,044,789

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

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December 02, 2019 Filed Dec 4, 2019 21:19 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000446 · edgar.xml · nonDerivative · entry 1

MCCONNELL MARC H · CIK 0001257238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

F2 · balance_after: Includes (i) 4,000 shares of restricted stock for which the risks of forfeiture lapse on 1/27/20; (ii) 8,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 2/5/20 and 2/5/21; and (iii) 12,000 shares of restricted stock for which the risks of forfeiture lapse in 4,000 share increments on each of 1/31/20, 1/31/21 and 1/31/22.

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August 31, 2019 Filed Sep 4, 2019 20:17 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000361 · edgar.xml · nonDerivative · entry 1

White David Allan · CIK 0001691523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

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August 31, 2019 Filed Sep 4, 2019 20:18 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000914190-19-000365 · edgar.xml · nonDerivative · entry 1

Buffamante Thomas E · CIK 0001447933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

F1 · shares: Represents fully-vested restricted stock granted pursuant to the director compensation plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.