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Archrock, Inc.

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Tapewire entity
3837
SEC CIK
0001389050
Parsed reports
380

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2016 Filed Dec 6, 2016 15:49 UTC SaleCommon Stock 149,774 $13.23 $1,981,884.46
Disclosure

SEC source: 0001140361-16-088872 · doc1.xml · nonDerivative · entry 1

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,265,059

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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December 01, 2016 Filed Dec 2, 2016 15:19 UTC SaleCommon Stock 52,420 $13.40 $702,606.23
Disclosure

SEC source: 0001140361-16-088485 · doc1.xml · nonDerivative · entry 9

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,414,833

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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December 01, 2016 Filed Dec 2, 2016 15:19 UTC SaleCommon Stock 52,185 $13.40 $699,492.96
Disclosure

SEC source: 0001140361-16-088485 · doc1.xml · nonDerivative · entry 8

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,467,253

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 15:19 UTC SaleCommon Stock 31,484 $13.00 $409,417.94
Disclosure

SEC source: 0001140361-16-088485 · doc1.xml · nonDerivative · entry 7

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,519,438

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 15:19 UTC SaleCommon Stock 46,562 $13.05 $607,689.97
Disclosure

SEC source: 0001140361-16-088485 · doc1.xml · nonDerivative · entry 6

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,550,922

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 15:19 UTC SaleCommon Stock 27,369 $13.54 $370,628.26
Disclosure

SEC source: 0001140361-16-088485 · doc1.xml · nonDerivative · entry 5

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,597,484

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 15:19 UTC SaleCommon Stock 48,131 $13.72 $660,155.17
Disclosure

SEC source: 0001140361-16-088485 · doc1.xml · nonDerivative · entry 4

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,624,853

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 15:19 UTC SaleCommon Stock 47,806 $13.72 $655,759.68
Disclosure

SEC source: 0001140361-16-088485 · doc1.xml · nonDerivative · entry 3

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,672,984

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 15:19 UTC SaleCommon Stock 47,815 $13.72 $655,868.79
Disclosure

SEC source: 0001140361-16-088485 · doc1.xml · nonDerivative · entry 2

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,720,790

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 15:19 UTC SaleCommon Stock 24,412 $13.85 $338,101.32
Disclosure

SEC source: 0001140361-16-088485 · doc1.xml · nonDerivative · entry 1

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,768,605

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 16:01 UTC SaleCommon Stock 75,000 $13.79 $1,034,242.50
Disclosure

SEC source: 0001140361-16-088014 · doc1.xml · nonDerivative · entry 1

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,793,017

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 14:57 UTC SaleCommon Stock 85,548 $13.50 $1,154,487.37
Disclosure

SEC source: 0001140361-16-087831 · form4.xml · nonDerivative · entry 6

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,868,017

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 23, 2016 Filed Nov 25, 2016 14:57 UTC SaleCommon Stock 32,583 $13.50 $439,710.84
Disclosure

SEC source: 0001140361-16-087831 · form4.xml · nonDerivative · entry 5

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,953,565

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 14:57 UTC SaleCommon Stock 243,452 $13.57 $3,302,572.45
Disclosure

SEC source: 0001140361-16-087831 · form4.xml · nonDerivative · entry 4

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 7,986,148

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 14:57 UTC SaleCommon Stock 12,180 $13.55 $165,087.72
Disclosure

SEC source: 0001140361-16-087831 · form4.xml · nonDerivative · entry 3

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,229,600

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 14:57 UTC SaleCommon Stock 2,320 $13.57 $31,471.26
Disclosure

SEC source: 0001140361-16-087831 · form4.xml · nonDerivative · entry 2

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,241,780

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 22, 2016 Filed Nov 25, 2016 14:57 UTC SaleCommon Stock 2,350 $13.57 $31,893.73
Disclosure

SEC source: 0001140361-16-087831 · form4.xml · nonDerivative · entry 1

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,244,100

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:22 UTC SaleComon Stock 200,709 $13.61 $2,732,552.68
Disclosure

SEC source: 0001140361-16-087529 · doc1.xml · nonDerivative · entry 7

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,246,450

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:22 UTC SaleCommon Stock 3,780 $13.60 $51,408.00
Disclosure

SEC source: 0001140361-16-087529 · doc1.xml · nonDerivative · entry 6

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,447,159

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 18:22 UTC SaleCommon Stock 19,720 $13.60 $268,209.75
Disclosure

SEC source: 0001140361-16-087529 · doc1.xml · nonDerivative · entry 5

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,450,939

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 18:22 UTC SaleCommon Stock 3,110 $13.25 $41,194.75
Disclosure

SEC source: 0001140361-16-087529 · doc1.xml · nonDerivative · entry 4

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,470,659

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 18:22 UTC SaleCommon Stock 7,140 $13.24 $94,507.90
Disclosure

SEC source: 0001140361-16-087529 · doc1.xml · nonDerivative · entry 3

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,473,769

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 18:22 UTC SaleCommon Stock 17,473 $13.28 $232,025.71
Disclosure

SEC source: 0001140361-16-087529 · doc1.xml · nonDerivative · entry 2

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,480,909

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 18:22 UTC SaleCommon Stock 88,353 $13.39 $1,182,825.79
Disclosure

SEC source: 0001140361-16-087529 · doc1.xml · nonDerivative · entry 1

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,498,382

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 17:00 UTC SaleCommon Stock 26,030 $13.07 $340,134.01
Disclosure

SEC source: 0001140361-16-087178 · doc1.xml · nonDerivative · entry 2

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,586,735

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 16, 2016 Filed Nov 18, 2016 17:00 UTC SaleCommon Stock 150,000 $12.91 $1,936,980.00
Disclosure

SEC source: 0001140361-16-087178 · doc1.xml · nonDerivative · entry 1

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,612,765

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 17:17 UTC SaleCommon Stock 148,280 $12.97 $1,923,147.12
Disclosure

SEC source: 0001140361-16-086922 · doc1.xml · nonDerivative · entry 4

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,762,765

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 17:17 UTC SaleCommon Stock 32,897 $13.00 $427,707.06
Disclosure

SEC source: 0001140361-16-086922 · doc1.xml · nonDerivative · entry 3

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,911,045

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 17:17 UTC SaleCommon Stock 36,111 $13.01 $469,814.94
Disclosure

SEC source: 0001140361-16-086922 · doc1.xml · nonDerivative · entry 2

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,943,942

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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November 14, 2016 Filed Nov 16, 2016 17:17 UTC SaleCommon Stock 234,292 $12.69 $2,974,172.94
Disclosure

SEC source: 0001140361-16-086922 · doc1.xml · nonDerivative · entry 1

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,980,053

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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November 03, 2016 Filed Nov 7, 2016 14:05 UTC
WAYNE DONALDSr VP, Gen Counsel & Secy
Tax withholdingCommon Stock 2,909 $11.00 $31,999.00
Disclosure

SEC source: 0001389050-16-000109 · wf-form4_147854550300541.xml · nonDerivative · entry 1

WAYNE DONALD · CIK 0001101864 · Sr VP, Gen Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,571

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

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November 03, 2016 Filed Nov 7, 2016 14:03 UTC
Miller David SSVP and CFO
Tax withholdingCommon Stock 2,909 $11.00 $31,999.00
Disclosure

SEC source: 0001389050-16-000108 · wf-form4_147854542657182.xml · nonDerivative · entry 1

Miller David S · CIK 0001457663 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,986

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

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November 03, 2016 Filed Nov 7, 2016 19:00 UTC
CHILDERS D BRADLEYDirector · President and CEO
Tax withholdingCommon Stock 21,974 $11.00 $241,714.00
Disclosure

SEC source: 0001389050-16-000106 · wf-form4_147854519659857.xml · nonDerivative · entry 1

CHILDERS D BRADLEY · CIK 0001186860 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 551,636

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

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November 03, 2016 Filed Nov 7, 2016 19:02 UTC
Rice Robert EdwardSenior Vice President
Tax withholdingCommon Stock 8,726 $11.00 $95,986.00
Disclosure

SEC source: 0001389050-16-000107 · wf-form4_147854532342664.xml · nonDerivative · entry 1

Rice Robert Edward · CIK 0001537690 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,021

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

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October 12, 2016 Filed Oct 14, 2016 16:42 UTC SaleCommon Stock 43,904 $12.86 $564,390.31
Disclosure

SEC source: 0001140361-16-082768 · doc1.xml · nonDerivative · entry 1

CARLSON CAPITAL L P · CIK 0001056973 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,214,345

F1 · ownership.nature: The shares of Common Stock to which this relates are held directly by certain private funds and managed accounts (collectively, "Accounts") to which Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital"), serves as investment manager.

F2 · ownership.nature: Mr. Clint D. Carlson, a United States citizen, who serves as President of Carlson Capital, has the power to direct the affairs of Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.

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September 22, 2016 Filed Sep 23, 2016 12:15 UTC
Miller David SSVP and CFO
Tax withholdingCommon Stock 517 $12.26 $6,338.42
Disclosure

SEC source: 0001389050-16-000097 · wf-form4_147464733813173.xml · nonDerivative · entry 1

Miller David S · CIK 0001457663 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,895

F1 · kind: Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of restricted shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.