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ARLO

Arlo Technologies, Inc.

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603
SEC CIK
0001736946
Parsed reports
319

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202605
Feb 202605
Mar 202607
Apr 202602
May 202601
Jun 202601
Jul 202601
Aug 202606
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2020 Filed May 4, 2020 20:52 UTC
MCRAE MATTHEW BLAKEDirector · CEO
GrantCommon Stock 542,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026836 · doc4.xml · nonDerivative · entry 1

MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,089

Read SEC document
March 31, 2020 Filed Apr 2, 2020 17:00 UTC
Busse BrianGeneral Counsel
Tax withholdingCommon Stock 234 $2.43 $568.62
Disclosure

SEC source: 0001209191-20-022666 · doc4.xml · nonDerivative · entry 1

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,710

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:00 UTC
Gorjanc Christine MarieChief Financial Officer
Tax withholdingCommon Stock 2,568 $2.43 $6,240.24
Disclosure

SEC source: 0001209191-20-022667 · doc4.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,493

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:38 UTC
Busse BrianGeneral Counsel
Tax withholdingCommon Stock 4,229 $4.00 $16,916.00
Disclosure

SEC source: 0001209191-20-013434 · doc4.xml · nonDerivative · entry 2

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,944

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:38 UTC
Busse BrianGeneral Counsel
GrantCommon Stock 10,344 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013434 · doc4.xml · nonDerivative · entry 1

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,173

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:37 UTC
Gorjanc Christine MarieChief Financial Officer
Tax withholdingCommon Stock 9,029 $4.00 $36,116.00
Disclosure

SEC source: 0001209191-20-013432 · doc4.xml · nonDerivative · entry 2

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,061

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:37 UTC
Gorjanc Christine MarieChief Financial Officer
GrantCommon Stock 26,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013432 · doc4.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,090

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:36 UTC
MCRAE MATTHEW BLAKEDirector · CEO
Tax withholdingCommon Stock 16,379 $4.00 $65,516.00
Disclosure

SEC source: 0001209191-20-013430 · doc4.xml · nonDerivative · entry 2

MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,685

F2 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 21:36 UTC
MCRAE MATTHEW BLAKEDirector · CEO
GrantCommon Stock 46,875 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-013430 · doc4.xml · nonDerivative · entry 1

MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,064

F1 · balance_after: Includes 8,390 shares of the Issuer acquired by the reporting person on February 14, 2020 pursuant to an employee stock purchase program.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 16:15 UTC
Busse BrianGeneral Counsel
Tax withholdingCommon Stock 284 $4.27 $1,212.68
Disclosure

SEC source: 0001209191-20-006299 · doc4.xml · nonDerivative · entry 1

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,829

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:14 UTC
Gorjanc Christine MarieChief Financial Officer
Tax withholdingCommon Stock 3,223 $4.27 $13,762.21
Disclosure

SEC source: 0001209191-20-006295 · doc4.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,980

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:24 UTC PurchaseCommon Stock 36,000 $2.88 $103,680.00
Disclosure

SEC source: 0001209191-19-056101 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,725

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:26 UTC
MCRAE MATTHEW BLAKEDirector · CEO
PurchaseCommon Stock 36,600 $2.73 $99,753.30
Disclosure

SEC source: 0001209191-19-056103 · doc4.xml · nonDerivative · entry 1

MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,799

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.715 to $2.73 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
October 31, 2019 Filed Nov 4, 2019 22:39 UTC
MCRAE MATTHEW BLAKEDirector · CEO
Tax withholdingCommon Stock 1,712 $3.41 $5,837.92
Disclosure

SEC source: 0001209191-19-054996 · doc4.xml · nonDerivative · entry 1

MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,199

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 6,756 shares of the Issuer acquired by the reporting person on August 15, 2019 pursuant to an employee stock purchase program.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 21:02 UTC
Busse BrianGeneral Counsel
GrantPerformance Restricted Stock Units (PSUs) · Derivative 41,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045677 · doc4.xml · derivative · entry 3

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,810

Underlying: Common Stock · 41,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of three years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares.

F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 21:02 UTC
Busse BrianGeneral Counsel
GrantPerformance Restricted Stock Units (PSUs) · Derivative 41,810 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045677 · doc4.xml · derivative · entry 2

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,810

Underlying: Common Stock · 41,810 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Once such milestones have been achieved, each PSU will vest in two equal annual installments from such date. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 150% of the number of target shares.

F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 08, 2019 Filed Aug 12, 2019 21:02 UTC
Busse BrianGeneral Counsel
GrantCommon Stock 83,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045677 · doc4.xml · nonDerivative · entry 1

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,113

Read SEC document
August 08, 2019 Filed Aug 13, 2019 01:01 UTC
Gorjanc Christine MarieChief Financial Officer
GrantPerformance Restricted Stock Units (PSUs) · Derivative 53,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045676 · doc4.xml · derivative · entry 4

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,690

Underlying: Common Stock · 53,690 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of three years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares.

F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 08, 2019 Filed Aug 13, 2019 01:01 UTC
Gorjanc Christine MarieChief Financial Officer
GrantPerformance Restricted Stock Units (PSUs) · Derivative 53,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045676 · doc4.xml · derivative · entry 3

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,690

Underlying: Common Stock · 53,690 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Once such milestones have been achieved, each PSU will vest in two equal annual installments from such date. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 150% of the number of target shares.

F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 08, 2019 Filed Aug 13, 2019 01:01 UTC
Gorjanc Christine MarieChief Financial Officer
GrantCommon Stock 107,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045676 · doc4.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,203

Read SEC document
August 08, 2019 Filed Aug 13, 2019 01:01 UTC
MCRAE MATTHEW BLAKEDirector · CEO
GrantPerformance Restricted Stock Units (PSUs) · Derivative 107,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045675 · doc4.xml · derivative · entry 3

MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,130

Underlying: Common Stock · 107,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon total relative shareholder return during certain established performance periods over a period of three years. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 200% of the number of target shares.

F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 08, 2019 Filed Aug 13, 2019 01:01 UTC
MCRAE MATTHEW BLAKEDirector · CEO
GrantPerformance Restricted Stock Units (PSUs) · Derivative 107,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045675 · doc4.xml · derivative · entry 2

MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,130

Underlying: Common Stock · 107,130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Each PSU represents a contingent right to receive shares of the Issuer's common stock, based upon the achievement of certain financial milestones. Once such milestones have been achieved, each PSU will vest in two equal annual installments from such date. The number of shares reported herein is a target number, however the actual number of shares issuable pursuant to the PSUs will not exceed 150% of the number of target shares.

F1 · derivative.expiration_date: Each PSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 08, 2019 Filed Aug 13, 2019 01:01 UTC
MCRAE MATTHEW BLAKEDirector · CEO
GrantCommon Stock 214,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045675 · doc4.xml · nonDerivative · entry 1

MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,155

Read SEC document
June 30, 2019 Filed Jul 2, 2019 23:53 UTC
Gorjanc Christine MarieChief Financial Officer
Tax withholdingCommon Stock 4,623 $4.01 $18,538.23
Disclosure

SEC source: 0001209191-19-040564 · doc4.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,833

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
May 07, 2019 Filed May 13, 2019 20:14 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.90 $0.00
Disclosure

SEC source: 0001209191-19-029313 · doc4.xml · derivative · entry 1

Rothstein Amy M · CIK 0001776144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-05-07

F1 · derivative.exercise_date: The option vests and becomes exercisable in three equal annual installments commencing May 7, 2020.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:31 UTC
Busse BrianGeneral Counsel
Tax withholdingCommon Stock 1,802 $3.97 $7,153.94
Disclosure

SEC source: 0001209191-19-027069 · doc4.xml · nonDerivative · entry 1

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,493

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
April 30, 2019 Filed May 2, 2019 17:30 UTC
Collins Patrick J IIISVP of Product
Tax withholdingCommon Stock 240 $3.97 $952.80
Disclosure

SEC source: 0001209191-19-027068 · doc4.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,311

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 16:40 UTC
Busse BrianGeneral Counsel
Tax withholdingCommon Stock 253 $4.13 $1,044.89
Disclosure

SEC source: 0001209191-19-022558 · doc4.xml · nonDerivative · entry 1

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,295

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 16:37 UTC
Collins Patrick J IIISVP of Product
Tax withholdingCommon Stock 1,199 $4.13 $4,951.87
Disclosure

SEC source: 0001209191-19-022534 · doc4.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,551

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:39 UTC
Gorjanc Christine MarieChief Financial Officer
Tax withholdingCommon Stock 2,568 $4.13 $10,605.84
Disclosure

SEC source: 0001209191-19-022547 · doc4.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,456

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

F2 · balance_after: The Reporting Person's Form 4 filed August 10, 2018, reported indirect ownership of 5,000 shares held by the Reporting Person's children. The indirect shares were incorrectly combined with the Reporting Person's direct holdings on subsequent Form 4 filings and is being corrected herein. The Reporting Person disclaims beneficial ownership in the shares owned by children who share Reporting Person's household, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.

Read SEC document
March 01, 2019 Filed Mar 4, 2019 17:50 UTC
MCRAE MATTHEW BLAKEDirector · CEO
PurchaseCommon Stock 45,000 $4.46 $200,808.00
Disclosure

SEC source: 0001209191-19-015343 · doc4.xml · nonDerivative · entry 1

MCRAE MATTHEW BLAKE · CIK 0001654733 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,895

Read SEC document
February 27, 2019 Filed Feb 28, 2019 20:31 UTC PurchaseCommon Stock 50,000 $4.24 $212,000.00
Disclosure

SEC source: 0001209191-19-014414 · doc4.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,148

Read SEC document
February 27, 2019 Filed Jul 2, 2019 23:53 UTC Amendment PurchaseCommon Stock 50,000 $4.24 $212,000.00
Disclosure

SEC source: 0001209191-19-040566 · doc4a.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,725

F1 · balance_after: The Form 4 is being amended to include 66,577 shares acquired in a pro rata distribution by NETGEAR, Inc. ("NETGEAR") by means of a special stock dividend of shares of the Issuer's common stock. The shares were previously omitted from the Reporting Person's Form 4. On December 31, 2018, each NETGEAR shareholder received 1.980295 shares of the Issuer's common stock for every share of NETGEAR common stock held as of the record date of December 17, 2018, less any fractional share.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 15:16 UTC
Busse BrianGeneral Counsel
Tax withholdingCommon Stock 284 $7.19 $2,041.96
Disclosure

SEC source: 0001209191-19-006715 · doc4.xml · nonDerivative · entry 1

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,548

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 15:17 UTC
Collins Patrick J IIISVP of Product
Tax withholdingCommon Stock 1,289 $7.19 $9,267.91
Disclosure

SEC source: 0001209191-19-006716 · doc4.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,750

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 20:19 UTC
Gorjanc Christine MarieChief Financial Officer
Tax withholdingCommon Stock 3,219 $7.19 $23,144.61
Disclosure

SEC source: 0001209191-19-006717 · doc4.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,024

F1 · kind: Shares withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of restricted stock units.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:00 UTC
NETGEAR, INC.10% owner
OtherCommon Stock, par value $0.001 per share 62,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-000130 · doc4.xml · nonDerivative · entry 1

NETGEAR, INC · CIK 0001122904 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 31, 2018, NETGEAR, Inc. distributed all of the 62,500,000 shares of common stock, par value $0.001 per share, of Arlo Technologies, Inc. held by it to the holders of record of the common stock, par value $0.001 per share, of NETGEAR, Inc., as of December 17, 2018 on a pro rata basis.

F1 · price: On December 31, 2018, NETGEAR, Inc. distributed all of the 62,500,000 shares of common stock, par value $0.001 per share, of Arlo Technologies, Inc. held by it to the holders of record of the common stock, par value $0.001 per share, of NETGEAR, Inc., as of December 17, 2018 on a pro rata basis.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:34 UTC
Busse BrianGeneral Counsel
GrantEmployee Stock Options (Right to Buy) · Derivative 699 Not disclosed Strike: $6.90 Not disclosed
Disclosure

SEC source: 0001209191-19-001573 · doc4.xml · derivative · entry 2

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699

Underlying: Common Stock · 699 shares

Expires 2024-04-22

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off. The reporting person received the option in exchange for an option to purchase 350 shares of NETGEAR common stock at an exercise price of $33.65 per share.

F3 · price: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off. The reporting person received the option in exchange for an option to purchase 350 shares of NETGEAR common stock at an exercise price of $33.65 per share.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:34 UTC
Busse BrianGeneral Counsel
GrantCommon Stock 22,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-001573 · doc4.xml · nonDerivative · entry 1

Busse Brian · CIK 0001746751 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,832

F1 · kind: In connection with the spin-off of the Issuer from NETGEAR, Inc. ("NETGEAR"), on December 31, 2018, the reporting person received restricted stock awards from the Issuer in exchange for the outstanding NETGEAR restricted stock awards held by the reporting person immediately prior to the spin-off. The reporting person received an aggregate of 22,772 restricted stock awards of the Issuer for 11,500 outstanding restricted stock awards of NETGEAR.

F1 · price: In connection with the spin-off of the Issuer from NETGEAR, Inc. ("NETGEAR"), on December 31, 2018, the reporting person received restricted stock awards from the Issuer in exchange for the outstanding NETGEAR restricted stock awards held by the reporting person immediately prior to the spin-off. The reporting person received an aggregate of 22,772 restricted stock awards of the Issuer for 11,500 outstanding restricted stock awards of NETGEAR.

F2 · balance_after: Includes 1,560 shares acquired in a pro rata distribution by NETGEAR by means of a special stock dividend of shares of the Issuer's common stock. On December 31, 2018, each NETGEAR shareholder received 1.980295 shares of the Issuer's common stock for every share of NETGEAR common stock held as of the record date of December 17, 2018, less any fractional share.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 20:33 UTC
Collins Patrick J IIISVP of Product
GrantEmployee Stock Options (Right to Buy) · Derivative 49,991 Not disclosed Strike: $14.39 Not disclosed
Disclosure

SEC source: 0001209191-19-001570 · doc4.xml · derivative · entry 6

Collins Patrick J III · CIK 0001666154 · SVP of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,991

Underlying: Common Stock · 49,991 shares

Expires 2028-01-25

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F8 · price: The reporting person received the option in exchange for an outstanding option to purchase 25,000 shares of NETGEAR common stock at an exercise price of $70.15 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (January 25, 2018), and the remaining shares vest in 36 equal monthly installments thereafter.

F8 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 25,000 shares of NETGEAR common stock at an exercise price of $70.15 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (January 25, 2018), and the remaining shares vest in 36 equal monthly installments thereafter.

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December 31, 2018 Filed Jan 3, 2019 20:33 UTC
Collins Patrick J IIISVP of Product
GrantEmployee Stock Options (Right to Buy) · Derivative 39,993 Not disclosed Strike: $8.76 Not disclosed
Disclosure

SEC source: 0001209191-19-001570 · doc4.xml · derivative · entry 5

Collins Patrick J III · CIK 0001666154 · SVP of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,993

Underlying: Common Stock · 39,993 shares

Expires 2027-06-01

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F7 · price: The reporting person received the option in exchange for an outstanding option to purchase 20,000 shares of NETGEAR common stock at an exercise price of $42.70 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 1, 2017), and the remaining shares vest in 36 equal monthly installments thereafter

F7 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 20,000 shares of NETGEAR common stock at an exercise price of $42.70 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 1, 2017), and the remaining shares vest in 36 equal monthly installments thereafter

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December 31, 2018 Filed Jan 3, 2019 20:33 UTC
Collins Patrick J IIISVP of Product
GrantEmployee Stock Options (Right to Buy) · Derivative 21,664 Not disclosed Strike: $8.11 Not disclosed
Disclosure

SEC source: 0001209191-19-001570 · doc4.xml · derivative · entry 4

Collins Patrick J III · CIK 0001666154 · SVP of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,664

Underlying: Common Stock · 21,664 shares

Expires 2026-03-24

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F6 · price: The reporting person received the option in exchange for an outstanding option to purchase 10,834 shares of NETGEAR common stock at an exercise price of $39.53 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (March 24, 2016), and the remaining shares vest in 36 equal monthly installments thereafter.

F6 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 10,834 shares of NETGEAR common stock at an exercise price of $39.53 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (March 24, 2016), and the remaining shares vest in 36 equal monthly installments thereafter.

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December 31, 2018 Filed Jan 3, 2019 20:33 UTC
Collins Patrick J IIISVP of Product
GrantEmployee Stock Options (Right to Buy) · Derivative 12,747 Not disclosed Strike: $6.42 Not disclosed
Disclosure

SEC source: 0001209191-19-001570 · doc4.xml · derivative · entry 3

Collins Patrick J III · CIK 0001666154 · SVP of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,747

Underlying: Common Stock · 12,747 shares

Expires 2025-06-02

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F5 · price: The reporting person received the option in exchange for an outstanding option to purchase 6,375 shares of NETGEAR common stock at an exercise price of $31.28 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (June 2, 2015), and the remaining shares vest in 36 equal monthly installments thereafter.

F5 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 6,375 shares of NETGEAR common stock at an exercise price of $31.28 per share. The option vests as follows: 25% of the shares vested on the first anniversary of the grant date of the original NETGEAR option (June 2, 2015), and the remaining shares vest in 36 equal monthly installments thereafter.

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December 31, 2018 Filed Jan 3, 2019 20:33 UTC
Collins Patrick J IIISVP of Product
GrantEmployee Stock Options (Right to Buy) · Derivative 3,749 Not disclosed Strike: $6.93 Not disclosed
Disclosure

SEC source: 0001209191-19-001570 · doc4.xml · derivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,749

Underlying: Common Stock · 3,749 shares

Expires 2024-06-06

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F4 · price: The reporting person received the option in exchange for an outstanding option to purchase 1,875 shares of NETGEAR common stock at an exercise price of $33.78 per share. The option is fully vested and exercisable.

F4 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 1,875 shares of NETGEAR common stock at an exercise price of $33.78 per share. The option is fully vested and exercisable.

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December 31, 2018 Filed Jan 3, 2019 20:33 UTC
Collins Patrick J IIISVP of Product
GrantCommon Stock 36,657 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-001570 · doc4.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP of Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,039

F1 · kind: In connection with the spin-off of the Issuer from NETGEAR, Inc. ("NETGEAR"), on December 31, 2018, the reporting person received restricted stock awards from the Issuer in exchange for the outstanding NETGEAR restricted stock awards held by the reporting person immediately prior to the spin-off. The reporting person received an aggregate of 36,657 restricted stock awards of the Issuer for 18,511 outstanding restricted stock awards of NETGEAR.

F1 · price: In connection with the spin-off of the Issuer from NETGEAR, Inc. ("NETGEAR"), on December 31, 2018, the reporting person received restricted stock awards from the Issuer in exchange for the outstanding NETGEAR restricted stock awards held by the reporting person immediately prior to the spin-off. The reporting person received an aggregate of 36,657 restricted stock awards of the Issuer for 18,511 outstanding restricted stock awards of NETGEAR.

F2 · balance_after: Includes 9,382 shares acquired in a pro rata distribution by NETGEAR by means of a special stock dividend of shares of the Issuer's common stock. On December 31, 2018, each NETGEAR shareholder received 1.980295 shares of the Issuer's common stock for every share of NETGEAR common stock held as of the record date of December 17, 2018, less any fractional share.

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December 31, 2018 Filed Jan 4, 2019 01:32 UTC
Gorjanc Christine MarieChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 69,988 Not disclosed Strike: $14.39 Not disclosed
Disclosure

SEC source: 0001209191-19-001569 · doc4.xml · derivative · entry 8

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,988

Underlying: Common Stock · 69,988 shares

Expires 2028-01-25

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F10 · price: The reporting person received the option in exchange for an outstanding option to purchase 35,000 shares of NETGEAR common stock at an exercise price of $70.15 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (January 25, 2018), and the remaining shares vest in 36 equal monthly installments thereafter.

F10 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 35,000 shares of NETGEAR common stock at an exercise price of $70.15 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (January 25, 2018), and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:32 UTC
Gorjanc Christine MarieChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 69,988 Not disclosed Strike: $8.76 Not disclosed
Disclosure

SEC source: 0001209191-19-001569 · doc4.xml · derivative · entry 7

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,988

Underlying: Common Stock · 69,988 shares

Expires 2027-06-01

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F9 · price: The reporting person received the option in exchange for an outstanding option to purchase 35,000 shares of NETGEAR common stock at an exercise price of $42.70 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 1, 2017), and the remaining shares vest in 36 equal monthly installments thereafter.

F9 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 35,000 shares of NETGEAR common stock at an exercise price of $42.70 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 1, 2017), and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:32 UTC
Gorjanc Christine MarieChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 69,988 Not disclosed Strike: $8.11 Not disclosed
Disclosure

SEC source: 0001209191-19-001569 · doc4.xml · derivative · entry 6

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,988

Underlying: Common Stock · 69,988 shares

Expires 2026-03-24

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F8 · price: The reporting person received the option in exchange for an outstanding option to purchase 35,000 shares of NETGEAR common stock at an exercise price of $39.53 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (March 24, 2016), and the remaining shares vest in 36 equal monthly installments thereafter.

F8 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 35,000 shares of NETGEAR common stock at an exercise price of $39.53 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (March 24, 2016), and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:32 UTC
Gorjanc Christine MarieChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 42,492 Not disclosed Strike: $6.42 Not disclosed
Disclosure

SEC source: 0001209191-19-001569 · doc4.xml · derivative · entry 5

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,492

Underlying: Common Stock · 42,492 shares

Expires 2025-06-02

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F7 · price: The reporting person received the option in exchange for an outstanding option to purchase 21,250 shares of NETGEAR common stock at an exercise price of $31.28 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 2, 2015), and the remaining shares vest in 36 equal monthly installments thereafter

F7 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 21,250 shares of NETGEAR common stock at an exercise price of $31.28 per share. The option vests as follows: 25% of the shares vest on the first anniversary of the grant date of the original NETGEAR option (June 2, 2015), and the remaining shares vest in 36 equal monthly installments thereafter

Read SEC document
December 31, 2018 Filed Jan 4, 2019 01:32 UTC
Gorjanc Christine MarieChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 27,495 Not disclosed Strike: $6.67 Not disclosed
Disclosure

SEC source: 0001209191-19-001569 · doc4.xml · derivative · entry 4

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,495

Underlying: Common Stock · 27,495 shares

Expires 2024-06-03

F3 · kind: In connection with the spin-off of the Issuer from NETGEAR, on December 31, 2018, the reporting person received options to purchase shares of the Issuer in exchange for outstanding options to purchase shares of NETGEAR held by the reporting person immediately prior to the spin-off.

F6 · price: The reporting person received the option in exchange for an outstanding option to purchase 13,750 shares of NETGEAR common stock at an exercise price of $32.52 per share. The option is fully vested and exercisable.

F6 · derivative.exercise_date: The reporting person received the option in exchange for an outstanding option to purchase 13,750 shares of NETGEAR common stock at an exercise price of $32.52 per share. The option is fully vested and exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.