ARES

SEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 5

WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,848

F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

SEC source: 0001104659-18-020204 · a4.xml · nonDerivative · entry 1

McFerran Michael R · CIK 0001464431 · Partner, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,345

F1 · balance_after: Reflects a grant of 22,989 restricted units granted on March 23, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2021, 2022 and 2023. Also includes a grant of 12,103 restricted units granted on January 20, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments January 20, 2019, 2020, 2021 and 2022. Also includes a grant of 27,248 restricted units granted on March 23, 2017, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2020, 2021 and 2022.(Continued in Footnote 2)

F2 · balance_after: Also includes a grant of 100,000 restricted units granted on January 31, 2017, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 11,462 restricted units granted on January 20, 2017, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,870 Common Shares, with the remaining 996 Common Shares withheld to cover taxes on this transaction. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021.(Continued in Footnote 3)

F3 · balance_after: Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Shares, with the remaining 1,616 Common Shares withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,250 Common Shares, with the remaining 1,517 Common Shares withheld to cover taxes on this transaction.(Continued in Footnote 4)

F4 · balance_after: Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020. In connection with the vesting on March 23, 2018, the reporting person received 5,942 Common Shares, with the remaining 3,141 Common Shares withheld to cover taxes on this transaction.

SEC source: 0001104659-20-005245 · a5.xml · nonDerivative · entry 3

McFerran Michael R · CIK 0001464431 · Partner, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,845

F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

SEC source: 0001104659-18-003643 · a4.xml · nonDerivative · entry 1

McFerran Michael R · CIK 0001464431 · Partner, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,497

F1 · balance_after: Reflects a grant of 12,103 restricted units granted on January 20, 2018, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments January 20, 2019, 2020, 2021 and 2022. Also includes a grant of 27,248 restricted units granted on March 23, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2020, 2021 and 2022. Also includes a grant of 100,000 restricted units granted on January 31, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 11,462 restricted units granted on January 20, 2017, each of which represents the right to receive one Common Unit upon vesting.(Continued in Footnote 2)

F2 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,870 Common Units, with the remaining 996 Common Units withheld to cover taxes on this transaction. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting.(Continued in Footnote 3)

F3 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Units, with the remaining 1,616 Common Units withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,250 Common Units, with the remaining 1,517 Common Units withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020.

SEC source: 0001104659-18-003642 · a4.xml · nonDerivative · entry 1

WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,185

F1 · balance_after: Reflects a grant of 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. Also includes a grant of 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 Common Units, with the remaining 807 Common Units withheld to cover taxes on this transaction.(Continued in Footnote 2)

F2 · balance_after: Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 Common Units, with the remaining 1,347 Common Units withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 Common Units, with the remaining 1,270 Common Units withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019.(Continued in Footnote 3)

F3 · balance_after: In connection with the vesting on May 1, 2017, the reporting person received 6,022 Common Units, with the remaining 3,627 Common Units withheld to cover taxes on this transaction.

SEC source: 0001104659-18-003641 · a4.xml · nonDerivative · entry 1

Berry Ryan · CIK 0001493586 · Ptr, Chief Mktg. & Strat. Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,497

F1 · balance_after: Reflects a grant of 8,645 restricted units granted on January 20, 2018, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. Also includes a grant of 51,754 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in two equal installments on May 1, 2018 and 2019. Also includes a grant of 13,530 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in three equal installments on January 20, 2018, 2019 and 2020. In connection with the vesting on January 20, 2018, the reporting person received 2,712 Common Units, with the remaining 1,798 Common Units withheld to cover taxes on this transaction.(Continued in Footnote 2)

F2 · balance_after: Also includes a grant of 100,000 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse on August 15, 2021. Also includes a grant of 9,440 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,541 Common Units, with the remaining 819 Common Units withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse on January 31, 2022.

SEC source: 0001104659-20-005245 · a5.xml · nonDerivative · entry 2

McFerran Michael R · CIK 0001464431 · Partner, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,845

F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

SEC source: 0001104659-20-005246 · a5.xml · nonDerivative · entry 1

Berry Ryan · CIK 0001493586 · Chief Mktg. & Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,548

F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

SEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 4

WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,848

F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

SEC source: 0001104659-20-005244 · a5.xml · nonDerivative · entry 1

deVeer R. Kipp · CIK 0001576312 · Partner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,971

F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

SEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 2

WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,963

F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

SEC source: 0001104659-17-019469 · a4.xml · nonDerivative · entry 1

McFerran Michael R · CIK 0001464431 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,907

F1 · balance_after: Reflects a grant of 27,248 restricted units granted on March 23, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2020, 2021 and 2022. Also includes a grant of 100,000 restricted units granted on January 31, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 11,462 restricted units granted on January 20, 2017, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse (Continued in Footnote 2)

F2 · balance_after: on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Units, with the remaining 1,616 Common Units withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020.

SEC source: 0001104659-17-005918 · a4.xml · nonDerivative · entry 2

McFerran Michael R · CIK 0001464431 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,659

F3 · balance_after: Reflects a grant of 100,000 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 11,462 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Unit upon vesting. (Continued in Footnote 4)

F4 · balance_after: The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Units, with the remaining 1,616 Common Units withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020.

SEC source: 0001104659-17-005917 · a4.xml · nonDerivative · entry 2

WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,590

F2 · balance_after: Reflects a grant of 25,000 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 9,709 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 Common Units, with the remaining 1,347 Common Units withheld to cover taxes on this transaction. (Continued in Footnote 3)

F3 · balance_after: Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019.

SEC source: 0001104659-17-005918 · a4.xml · nonDerivative · entry 1

McFerran Michael R · CIK 0001464431 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,659

F1 · balance_after: Reflects a grant of 11,462 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Unit upon vesting. (Continued in Footnote 2)

F2 · balance_after: The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Units, with the remaining 1,616 Common Units withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020.

SEC source: 0001104659-17-005917 · a4.xml · nonDerivative · entry 1

WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,590

F1 · balance_after: Reflects a grant of 9,709 restricted units, each of which represents the right to receive one Common Unit upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 Common Units, with the remaining 1,347 Common Units withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one Common Unit upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019.

SEC source: 0001104659-20-005245 · a5.xml · nonDerivative · entry 1

McFerran Michael R · CIK 0001464431 · Partner, CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,907

F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.

SEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 1

WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,963

F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting.