Last 12 months
Inside the activity.
2 purchase rows · 28 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 12 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 2 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 03, 2019 Filed Jul 9, 2019 00:06 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 30,678 | $27.05 | $829,839.90 |
DisclosureSEC source: 0001104659-19-039602 · a4.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,290,590 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 3, 2019 in multiple transactions at prices ranging from $26.81 to $27.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 21:41 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 52,840 | $26.84 | $1,418,225.60 |
DisclosureSEC source: 0001104659-19-039084 · a4.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,321,268 F6 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 2, 2019 in multiple transactions at prices ranging from $26.67 to $26.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 21:41 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 113,779 | $26.61 | $3,027,659.19 |
DisclosureSEC source: 0001104659-19-039084 · a4.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,374,108 F4 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on July 1, 2019 in multiple transactions at prices ranging from $26.30 to $26.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 21:41 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 87,303 | $26.20 | $2,287,338.60 |
DisclosureSEC source: 0001104659-19-039084 · a4.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487,887 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 28, 2019 in multiple transactions at prices ranging from $25.82 to $26.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 21:40 UTC |
deVeer R. KippPartner
|
SaleClass A Common Stock | 68,753 | $26.19 | $1,800,641.07 |
DisclosureSEC source: 0001104659-19-039083 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,985 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 28, 2019 in multiple transactions at prices ranging from $25.82 to $26.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 4) F4 · balance_after: Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 00:27 UTC |
deVeer R. KippPartner
|
SaleClass A Common Stock | 41,991 | $26.06 | $1,094,285.46 |
DisclosureSEC source: 0001104659-19-038009 · a4.xml · nonDerivative · entry 4 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940,738 F10 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 27, 2019 in multiple transactions at prices ranging from $25.97 to $26.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 27, 2019 Filed Jun 28, 2019 00:27 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 41,224 | $26.06 | $1,074,297.44 |
DisclosureSEC source: 0001104659-19-038008 · a4.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,575,190 F4 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 27, 2019 in multiple transactions at prices ranging from $25.94 to $26.17, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 00:27 UTC |
deVeer R. KippPartner
|
SaleClass A Common Stock | 37,981 | $25.84 | $981,429.04 |
DisclosureSEC source: 0001104659-19-038009 · a4.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 982,729 F8 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 26, 2019 in multiple transactions at prices ranging from $25.50 to $26.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 26, 2019 Filed Jun 28, 2019 00:27 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 37,577 | $25.84 | $970,989.68 |
DisclosureSEC source: 0001104659-19-038008 · a4.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,616,414 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 26, 2019 in multiple transactions at prices ranging from $25.50 to $26.04, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 00:14 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 1,523 | $26.90 | $40,968.70 |
DisclosureSEC source: 0001104659-19-037488 · a4.xml · nonDerivative · entry 4 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,653,991 F8 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 25, 2019 in multiple transactions at prices ranging from $26.78 to $27.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 00:14 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 51,644 | $26.27 | $1,356,687.88 |
DisclosureSEC source: 0001104659-19-037488 · a4.xml · nonDerivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,655,514 F6 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 25, 2019 in multiple transactions at prices ranging from $25.78 to $26.73, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:27 UTC |
deVeer R. KippPartner
|
SaleClass A Common Stock | 700 | $26.96 | $18,872.00 |
DisclosureSEC source: 0001104659-19-038009 · a4.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,710 F6 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 25, 2019 in multiple transactions at prices ranging from $26.86 to $27.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 25, 2019 Filed Jun 28, 2019 00:27 UTC |
deVeer R. KippPartner
|
SaleClass A Common Stock | 51,905 | $26.26 | $1,363,025.30 |
DisclosureSEC source: 0001104659-19-038009 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,410 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 25, 2019 in multiple transactions at prices ranging from $25.78 to $26.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 23:26 UTC |
deVeer R. KippPartner
|
SaleClass A Common Stock | 36,487 | $27.18 | $991,716.66 |
DisclosureSEC source: 0001104659-19-037255 · a4.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,073,315 F9 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 24, 2019 in multiple transactions at prices ranging from $27.02 to $27.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. (Continued in Footnote 5) F5 · balance_after: Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 6) F6 · balance_after: The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 00:14 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 36,209 | $27.18 | $984,160.62 |
DisclosureSEC source: 0001104659-19-037488 · a4.xml · nonDerivative · entry 2 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,707,158 F4 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 24, 2019 in multiple transactions at prices ranging from $27.02 to $27.45, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 21, 2019 Filed Jun 24, 2019 23:26 UTC |
deVeer R. KippPartner
|
SaleClass A Common Stock | 47,403 | $27.31 | $1,294,575.93 |
DisclosureSEC source: 0001104659-19-037255 · a4.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,109,802 F7 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2019 in multiple transactions at prices ranging from $27.21 to $27.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. (Continued in Footnote 5) F5 · balance_after: Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 6) F6 · balance_after: The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 21, 2019 Filed Jun 26, 2019 00:14 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
SaleClass A Common Stock | 48,299 | $27.31 | $1,319,045.69 |
DisclosureSEC source: 0001104659-19-037488 · a4.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,743,367 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 21, 2019 in multiple transactions at prices ranging from $27.22 to $27.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management Corporation 2014 Equity Incentive Plan, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. The amount additionally includes 1,000,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 23:26 UTC |
deVeer R. KippPartner
|
SaleClass A Common Stock | 214,780 | $27.71 | $5,951,553.80 |
DisclosureSEC source: 0001104659-19-037255 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157,205 F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan previously adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 20, 2019 in multiple transactions at prices ranging from $27.42 to $28.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. (Continued in Footnote 5) F5 · balance_after: Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 6) F6 · balance_after: The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 11, 2019 Filed Jun 11, 2019 23:15 UTC |
WEINER MICHAEL DEVP, CLO & Secretary
|
SaleClass A Common Stock | 12,639 | $26.03 | $328,993.17 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · nonDerivative · entry 4 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,874 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 10, 2019 in multiple transactions at prices ranging from $26.00 to $26.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| June 10, 2019 Filed Jun 11, 2019 23:15 UTC |
WEINER MICHAEL DEVP, CLO & Secretary
|
SaleClass A Common Stock | 3,600 | $26.01 | $93,636.00 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · nonDerivative · entry 3 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,513 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 10, 2019 in multiple transactions at prices ranging from $26.00 to $26.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 00:59 UTC |
deVeer R. KippPartner
|
SaleClass A Common Stock | 5,166 | $26.12 | $134,935.92 |
DisclosureSEC source: 0001104659-19-034654 · a4.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,371,985 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold on June 7, 2019 in multiple transactions at prices ranging from $26.07 to $26.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F1 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 2) F2 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 3) F3 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 23:15 UTC |
WEINER MICHAEL DEVP, CLO & Secretary
|
Exercise / conversionOption (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · derivative · entry 6 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,409 Underlying: Class A Common Stock · 100,000 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: The options are fully vested as of May 1, 2019. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 23:15 UTC |
WEINER MICHAEL DEVP, CLO & Secretary
|
Tax withholdingClass A Common Stock | 83,761 | $25.80 | $2,161,033.80 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · nonDerivative · entry 2 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,113 F1 · balance_after: Includes a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 23:15 UTC |
WEINER MICHAEL DEVP, CLO & Secretary
|
Exercise / conversionClass A Common Stock | 100,000 | $19.00 | $1,900,000.00 |
DisclosureSEC source: 0001104659-19-034849 · a4.xml · nonDerivative · entry 1 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 5) F5 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| June 06, 2019 Filed Jun 11, 2019 00:59 UTC |
deVeer R. KippPartner
|
Exercise / conversionOption (Right to Buy) · Derivative | 42,272 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001104659-19-034654 · a4.xml · derivative · entry 5 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,092 Underlying: Class A Common Stock · 42,272 shares Expires 2024-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The options are fully vested as of May 1, 2019. Read SEC document |
| June 06, 2019 Filed Jun 11, 2019 00:59 UTC |
deVeer R. KippPartner
|
Tax withholdingClass A Common Stock | 37,106 | $25.72 | $954,366.32 |
DisclosureSEC source: 0001104659-19-034654 · a4.xml · nonDerivative · entry 2 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377,151 F1 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 2) F2 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 3) F3 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| June 06, 2019 Filed Jun 11, 2019 00:59 UTC |
deVeer R. KippPartner
|
Exercise / conversionClass A Common Stock | 42,272 | $19.00 | $803,168.00 |
DisclosureSEC source: 0001104659-19-034654 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,414,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 2) F2 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 3) F3 · balance_after: In connection with the vesting on May 1, 2019, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. The amount additionally includes 500,000 shares of Class A Common Stock held by Ares Owners Holdings L.P. ("AOH") on behalf of the reporting person, which were transferred to the reporting person. Read SEC document |
| May 01, 2019 Filed Jan 18, 2020 00:53 UTC |
deVeer R. KippPartner
|
Tax withholdingClass A Common Stock | 5,136 | $24.70 | $126,859.20 |
DisclosureSEC source: 0001104659-20-005244 · a5.xml · nonDerivative · entry 6 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,985 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| May 01, 2019 Filed Jan 18, 2020 00:57 UTC |
Berry RyanChief Mktg. & Strategy Officer
|
Tax withholdingClass A Common Stock | 9,288 | $24.70 | $229,413.60 |
DisclosureSEC source: 0001104659-20-005246 · a5.xml · nonDerivative · entry 8 Berry Ryan · CIK 0001493586 · Chief Mktg. & Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,614 F2 · shares: Consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| May 01, 2019 Filed Jan 18, 2020 00:51 UTC |
WEINER MICHAEL DEVP, CLO & Secretary
|
Tax withholdingClass A Common Stock | 3,337 | $24.70 | $82,423.90 |
DisclosureSEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 8 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,874 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| March 23, 2019 Filed Mar 27, 2019 01:00 UTC |
McFerran Michael REVP, CFO & COO
|
GrantClass A Common Stock | 21,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-017525 · a4.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · EVP, CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,849 F1 · balance_after: Reflects a grant of 21,267 restricted shares granted on March 23, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on March 23, 2021, 2022, 2023 and 2024. Also includes a grant of 20,650 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 250,000 restricted units granted on November 1, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on November 1, 2020, 2021, 2022 and 2023. (Continued in Footnote 2) F2 · balance_after: Also includes 22,989 restricted units granted on March 23, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2021, 2022 and 2023. Also includes 12,103 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,987 shares of Class A Common Stock, with the remaining 1,039 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 3) F3 · balance_after: Also includes 27,248 restricted units granted on March 23, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2020, 2021 and 2022. Also includes 100,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 11,462 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 4) F4 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,870 shares of Class A Common Stock, with the remaining 996 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2019, the reporting person received 1,878 shares of Class A Common Stock, with the remaining 988 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 5) F5 · balance_after: Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. In connection with the vesting on March 23, 2019, the reporting person received 7,958 shares of Class A Common Stock, with the remaining 4,208 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 6) F6 · balance_after: Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 shares of Class A Common Stock, with the remaining 1,616 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,250 shares of Class A Common Stock, with the remaining 1,517 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2019, the reporting person received 2,230 shares of Class A Common Stock, with the remaining 1,537 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 7) F7 · balance_after: Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020. In connection with the vesting on March 23, 2018, the reporting person received 5,942 shares of Class A Common Stock, with the remaining 3,141 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on March 23, 2019, the reporting person received 5,942 shares of Class A Common Stock, with the remaining 3,141 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| March 23, 2019 Filed Jan 18, 2020 00:54 UTC |
McFerran Michael RPartner, CFO & COO
|
Tax withholdingClass A Common Stock | 7,349 | $23.12 | $169,908.88 |
DisclosureSEC source: 0001104659-20-005245 · a5.xml · nonDerivative · entry 5 McFerran Michael R · CIK 0001464431 · Partner, CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,849 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| January 31, 2019 Filed Jan 31, 2019 23:47 UTC |
deVeer R. KippPartner
|
GrantClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-004835 · a4.xml · nonDerivative · entry 1 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,121 F1 · balance_after: Reflects a grant of 100,000 restricted units granted on January 31, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 31, 2021, 2022, 2023 and 2024. Also includes a grant of 750,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 1, 2019, 2020, 2021 and 2022. In connection with the vesting on January 1, 2019, the reporting person received 95,786 shares of Class A Common Stock, with the remaining 91,714 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. (Continued in Footnote 2) F2 · balance_after: The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 28,947 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 4,673 shares of Class A Common Stock, with the remaining 4,976 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 4,513 shares of Class A Common Stock, with the remaining 5,136 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 22:00 UTC |
Berry RyanChief Mktg. & Strategy Officer
|
GrantClass A Common Stock | 15,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-002983 · a4.xml · nonDerivative · entry 1 Berry Ryan · CIK 0001493586 · Chief Mktg. & Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,075 F1 · balance_after: Reflects a grant of 15,901 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 250,000 restricted units granted on November 1, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on November 1, 2020, 2021, 2022 and 2023. Also includes 8,645 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022.(Continued in Footnote 2) F2 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,423 shares of Class A Common Stock, with the remaining 739 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 9,440 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,541 shares of Class A Common Stock, with the remaining 819 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,562 shares of Class A Common Stock, with the remaining 798 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 13,530 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2018, 2019 and 2020. In connection with the vesting on January 20, 2018, the reporting person received 2,712 shares of Class A Common Stock, with the remaining 1,798 shares of Class A Common Stock withheld to cover taxes on this transaction. (Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,673 shares of Class A Common Stock, with the remaining 1,837 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes a grant of 51,754 restricted units, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in two equal installments on May 1, 2018 and 2019. In connection with the vesting on May 1, 2018, the reporting person received 16,928 shares of Class A Common Stock, with the remaining 8,949 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:59 UTC |
WEINER MICHAEL DEVP, CLO & Secretary
|
GrantClass A Common Stock | 15,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-002982 · a4.xml · nonDerivative · entry 1 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,211 F1 · balance_after: Reflects a grant of 15,075 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 8,299 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,406 shares of Class A Common Stock, with the remaining 669 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes 25,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 9,709 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,621 shares of Class A Common Stock, with the remaining 807 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,644 shares of Class A Common Stock, with the remaining 783 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 15,281 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,474 shares of Class A Common Stock, with the remaining 1,347 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,550 shares of Class A Common Stock, with the remaining 1,270 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 2,560 shares of Class A Common Stock, with the remaining 1,260 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 28,947 restricted units granted on May 1, 2014, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions are scheduled to lapse in three equal installments on May 1, 2017, 2018 and 2019. In connection with the vesting on May 1, 2017, the reporting person received 6,022 shares of Class A Common Stock, with the remaining 3,627 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on May 1, 2018, the reporting person received 6,312 shares of Class A Common Stock, with the remaining 3,337 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| January 20, 2019 Filed Jan 23, 2019 21:59 UTC |
McFerran Michael REVP, CFO & COO
|
GrantClass A Common Stock | 20,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-002981 · a4.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · EVP, CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,931 F1 · balance_after: Reflects a grant of 20,650 restricted units granted on January 20, 2019, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2020, 2021 and 2022. Also includes 250,000 restricted units granted on November 1, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on November 1, 2020, 2021, 2022 and 2023. Also includes 22,989 restricted units granted on March 23, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2021, 2022 and 2023.(Continued in Footnote 2) F2 · balance_after: Also includes 12,103 restricted units granted on January 20, 2018, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. In connection with the vesting on January 20, 2019, the reporting person received 1,987 shares of Class A Common Stock, with the remaining 1,039 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2020, 2021 and 2022.(Continued in Footnote 3) F3 · balance_after: Also includes 100,000 restricted units granted on January 31, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes 11,462 restricted units granted on January 20, 2017, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,870 shares of Class A Common Stock, with the remaining 996 shares of Class A Common Stock withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2019, the reporting person received 1,878 shares of Class A Common Stock, with the remaining 988 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one share of Class A Common Stock upon vesting.(Continued in Footnote 5) F5 · balance_after: The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 shares of Class A Common Stock, with the remaining 1,616 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,250 shares of Class A Common Stock, with the remaining 1,517 shares of Class A Common Stock withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2019, the reporting person received 2,230 shares of Class A Common Stock, with the remaining 1,537 shares of Class A Common Stock withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one share of Class A Common Stock upon vesting.(Continued in Footnote 6) F6 · balance_after: The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020. In connection with the vesting on March 23, 2018, the reporting person received 5,942 shares of Class A Common Stock, with the remaining 3,141 shares of Class A Common Stock withheld to cover taxes on this transaction. Read SEC document |
| January 20, 2019 Filed Jan 18, 2020 00:54 UTC |
McFerran Michael RPartner, CFO & COO
|
Tax withholdingClass A Common Stock | 3,564 | $20.05 | $71,458.20 |
DisclosureSEC source: 0001104659-20-005245 · a5.xml · nonDerivative · entry 4 McFerran Michael R · CIK 0001464431 · Partner, CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 768,849 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| January 20, 2019 Filed Jan 18, 2020 00:57 UTC |
Berry RyanChief Mktg. & Strategy Officer
|
Tax withholdingClass A Common Stock | 3,374 | $20.05 | $67,648.70 |
DisclosureSEC source: 0001104659-20-005246 · a5.xml · nonDerivative · entry 7 Berry Ryan · CIK 0001493586 · Chief Mktg. & Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,614 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| January 20, 2019 Filed Jan 18, 2020 00:51 UTC |
WEINER MICHAEL DEVP, CLO & Secretary
|
Tax withholdingClass A Common Stock | 2,712 | $20.05 | $54,375.60 |
DisclosureSEC source: 0001104659-20-005243 · a5.xml · nonDerivative · entry 7 WEINER MICHAEL D · CIK 0001267619 · EVP, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,874 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| January 01, 2019 Filed Jan 18, 2020 00:53 UTC |
deVeer R. KippPartner
|
Tax withholdingClass A Common Stock | 91,714 | $17.78 | $1,630,674.92 |
DisclosureSEC source: 0001104659-20-005244 · a5.xml · nonDerivative · entry 5 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,985 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 23:50 UTC |
Berry RyanChief Mktg. & Strategy Officer
|
GrantCommon Shares | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-065805 · a4.xml · nonDerivative · entry 1 Berry Ryan · CIK 0001493586 · Chief Mktg. & Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,548 F1 · balance_after: Reflects a grant of 250,000 restricted units granted on November 1, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on November 1, 2020, 2021, 2022 and 2023. Also includes a grant of 8,645 restricted units granted on January 20, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2019, 2020, 2021 and 2022. Also includes a grant of 51,754 restricted units, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in two equal installments on May 1, 2018 and 2019. In connection with the vesting on May 1, 2018, the reporting person received 16,928 Common Shares, with the remaining 8,949 Common Shares withheld to cover taxes on this transaction.(Continued in Footnote 2) F2 · balance_after: Also includes a grant of 13,530 restricted units, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on January 20, 2018, 2019 and 2020. In connection with the vesting on January 20, 2018, the reporting person received 2,712 Common Shares, with the remaining 1,798 Common Shares withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes a grant of 9,440 restricted units, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021.(Continued in Footnote 3) F3 · balance_after: In connection with the vesting on January 20, 2018, the reporting person received 1,541 Common Shares, with the remaining 819 Common Shares withheld to cover taxes on this transaction. Also includes a grant of 100,000 restricted units, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 23:50 UTC |
McFerran Michael RPartner, CFO & COO
|
GrantCommon Shares | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-065807 · a4.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · Partner, CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,845 F1 · balance_after: Reflects a grant of 250,000 restricted units granted on November 1, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on November 1, 2020, 2021, 2022 and 2023. Also includes a grant of 22,989 restricted units granted on March 23, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2021, 2022 and 2023. Also includes a grant of 12,103 restricted units granted on January 20, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments January 20, 2019, 2020, 2021 and 2022.(Continued in Footnote 2) F2 · balance_after: Also includes a grant of 27,248 restricted units granted on March 23, 2017, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2020, 2021 and 2022. Also includes a grant of 100,000 restricted units granted on January 31, 2017, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 11,462 restricted units granted on January 20, 2017, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,870 Common Shares, with the remaining 996 Common Shares withheld to cover taxes on this transaction.(Continued in Footnote 3) F3 · balance_after: Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021. Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020.(Continued in Footnote 4) F4 · balance_after: In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Shares, with the remaining 1,616 Common Shares withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,250 Common Shares, with the remaining 1,517 Common Shares withheld to cover taxes on this transaction. Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020. In connection with the vesting on March 23, 2018, the reporting person received 5,942 Common Shares, with the remaining 3,141 Common Shares withheld to cover taxes on this transaction. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 21:50 UTC |
McFerran Michael RPartner, CFO & COO
|
PurchaseCommon Shares | 7,500 | $21.21 | $159,054.00 |
DisclosureSEC source: 0001104659-18-052314 · a4.xml · nonDerivative · entry 1 McFerran Michael R · CIK 0001464431 · Partner, CFO & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,845 F1 · balance_after: Reflects a grant of 22,989 restricted units granted on March 23, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2021, 2022 and 2023. Also includes a grant of 12,103 restricted units granted on January 20, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments January 20, 2019, 2020, 2021 and 2022. Also includes a grant of 27,248 restricted units granted on March 23, 2017, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2020, 2021 and 2022.(Continued in Footnote 2) F2 · balance_after: Also includes a grant of 100,000 restricted units granted on January 31, 2017, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse on January 31, 2022. Also includes a grant of 11,462 restricted units granted on January 20, 2017, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2018, 2019, 2020 and 2021. In connection with the vesting on January 20, 2018, the reporting person received 1,870 Common Shares, with the remaining 996 Common Shares withheld to cover taxes on this transaction. Also includes 100,000 restricted units granted on August 15, 2016, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse on August 15, 2021.(Continued in Footnote 3) F3 · balance_after: Also includes 36,497 restricted units granted on March 23, 2016, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2019, 2020 and 2021. Also includes 15,068 restricted units granted on January 20, 2016, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in four equal installments on January 20, 2017, 2018, 2019 and 2020. In connection with the vesting on January 20, 2017, the reporting person received 2,151 Common Shares, with the remaining 1,616 Common Shares withheld to cover taxes on this transaction. In connection with the vesting on January 20, 2018, the reporting person received 2,250 Common Shares, with the remaining 1,517 Common Shares withheld to cover taxes on this transaction.(Continued in Footnote 4) F4 · balance_after: Also includes 27,248 restricted units granted on March 23, 2015, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on March 23, 2018, 2019 and 2020. In connection with the vesting on March 23, 2018, the reporting person received 5,942 Common Shares, with the remaining 3,141 Common Shares withheld to cover taxes on this transaction. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 21:29 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
GrantRestricted Units · Derivative | 1,333,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-049245 · a4.xml · derivative · entry 3 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,333,334 Underlying: Common Shares · 1,333,334 shares Expires 2028-07-31 F3 · derivative.exercise_price: The restricted units were granted on July 31, 2018 pursuant to the Ares Management, L.P. 2014 Equity Incentive Plan, each of which represents the right to receive one Common Share upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 666,667 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 1, 2028, the volume-weighted average price per Common Share is at least $35.00 and (ii) 666,667 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 1, 2028, the volume-weighted average price per Common Share is at least $45.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. F3 · derivative.exercise_date: The restricted units were granted on July 31, 2018 pursuant to the Ares Management, L.P. 2014 Equity Incentive Plan, each of which represents the right to receive one Common Share upon vesting. The restricted units are subject to market price-based vesting conditions as follows: (i) 666,667 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 1, 2028, the volume-weighted average price per Common Share is at least $35.00 and (ii) 666,667 units will vest if, over all trading days that occur during any 30 consecutive calendar day period on or prior to January 1, 2028, the volume-weighted average price per Common Share is at least $45.00, in each case generally subject to the reporting person's continued service through the applicable vesting date. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 21:29 UTC |
Arougheti Michael JDirector · Co-Founder, CEO & President
|
GrantCommon Shares | 666,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-049245 · a4.xml · nonDerivative · entry 1 Arougheti Michael J · CIK 0001304471 · Director · Co-Founder, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,666 F1 · balance_after: Represents a grant of 666,666 restricted units granted on July 31, 2018 pursuant to the Ares Management, L.P. 2014 Equity Incentive Plan, each of which represents the right to receive one Common Share upon vesting. The restricted units will vest in four equal installments on January 1, 2020, 2021, 2022 and 2023, generally subject to the reporting person's continued service through each vesting date. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:34 UTC |
Lynton MichaelDirector
|
GrantCommon Shares | 13,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030331 · a4.xml · nonDerivative · entry 1 Lynton Michael · CIK 0001606115 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,708 F1 · balance_after: Reflects a grant of 13,761 restricted units granted on May 1, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2019, 2020 and 2021. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:33 UTC |
Olian Judy D.Director
|
GrantCommon Shares | 13,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030330 · a4.xml · nonDerivative · entry 1 Olian Judy D. · CIK 0001605729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,508 F1 · balance_after: Reflects a grant of 13,761 restricted units granted on May 1, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2019, 2020 and 2021. Read SEC document |
| May 01, 2018 Filed May 3, 2018 21:32 UTC |
Joubert Paul G.Director
|
GrantCommon Shares | 13,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-030328 · a4.xml · nonDerivative · entry 1 Joubert Paul G. · CIK 0001438584 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,708 F1 · balance_after: Reflects a grant of 13,761 restricted units granted on May 1, 2018, each of which represents the right to receive one Common Share upon vesting. The restrictions on such units are scheduled to lapse in three equal installments on May 1, 2019, 2020 and 2021. Read SEC document |
| May 01, 2018 Filed Jan 18, 2020 00:53 UTC |
deVeer R. KippPartner
|
Tax withholdingClass A Common Stock | 5,136 | $22.40 | $115,046.40 |
DisclosureSEC source: 0001104659-20-005244 · a5.xml · nonDerivative · entry 3 deVeer R. Kipp · CIK 0001576312 · Partner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,835 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
| May 01, 2018 Filed Jan 18, 2020 00:57 UTC |
Berry RyanChief Mktg. & Strategy Officer
|
Tax withholdingClass A Common Stock | 8,949 | $22.40 | $200,457.60 |
DisclosureSEC source: 0001104659-20-005246 · a5.xml · nonDerivative · entry 2 Berry Ryan · CIK 0001493586 · Chief Mktg. & Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,548 F1 · shares: As previously disclosed in a footnote on Form 4 previously filed by the reporting person, consists of Class A Common Stock withheld by the Issuer in order to satisfy the minimum tax withholding obligations of the reporting person arising in connection with the vesting of Class A Common Stock under the Ares Management Corporation Second Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.