AREN

SEC source: 0001493152-22-001972 · ownership.xml · derivative · entry 34

Edmondson Paul Taylor · CIK 0001754097 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 933,997

Underlying: Common Stock · 933,997 shares

Expires not disclosed

F39 · derivative.exercise_date: 1/6 vest on 6/1/2019 and 1/6 vest every 4 months thereafter (10/1/2019, 2/1/2020, 6/1/2020, 10/1/2020, and 2/1/2021). The ability to exercise is subject to the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant

F39 · derivative.expiration_date: 1/6 vest on 6/1/2019 and 1/6 vest every 4 months thereafter (10/1/2019, 2/1/2020, 6/1/2020, 10/1/2020, and 2/1/2021). The ability to exercise is subject to the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant

SEC source: 0000899243-19-011647 · doc4.xml · derivative · entry 1

STROME MARK E · CIK 0000919484 · 10% owner

STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,800

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F2 · derivative.exercise_date: Subject to the conversion limitation (described in note 3), the reported security is convertible into common stock of the issuer at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date.

F2 · derivative.expiration_date: Subject to the conversion limitation (described in note 3), the reported security is convertible into common stock of the issuer at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date.

F3 · derivative.underlying_shares: The reported security is subject to a conversion limitation that prohibits the issuer from effecting a conversion of the reported security into common stock if giving effect to the conversion would cause the holder to beneficially own (together with its affiliates or any "group" members) in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). As beneficial owners of more than 10% of the common stock, the Reporting Persons are effectively barred from converting the reported security into additional shares of common stock. Absent this conversion limitation, the reported security would be convertible into 606,060 shares of the issuer's common stock at the election of the Fund.

F1 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund, LP (the "Fund"). Strome Investment Management, L.P. ("SIM") is the general partner of the Fund and may be deemed to beneficially own the reported security under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Strome Group Inc. ("SG") is the general partner of SIM and may also be deemed to beneficially own the reported security under Section 13(d) of the Exchange Act. Mark E. Strome is the President and CEO of SG and may also be deemed to beneficially own the reported security under Section 13(d) of the Exchange Act. SIM, SG and Mr. Strome disclaim beneficial ownership of the reported security for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the security. The Fund, SIM, SG and Mr. Strome are hereby referred to as the "Reporting Persons".

SEC source: 0001493152-20-024495 · ownership.xml · derivative · entry 2

Joldersma Benjamin Gary · CIK 0001688951 · Former CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088,190

Underlying: Common Stock · 1,088,190 shares

Expires 2029-04-10

F2 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (3) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.

SEC source: 0001493152-20-024493 · ownership.xml · derivative · entry 10

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,820

Underlying: Common Stock · 241,820 shares

Expires 2029-04-10

F2 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.

SEC source: 0001493152-20-024487 · ownership.xml · derivative · entry 4

Sims Todd D. · CIK 0001685242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,820

Underlying: Common Stock · 241,820 shares

Expires 2029-04-10

F1 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (1) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant

SEC source: 0001493152-20-024485 · ownership.xml · derivative · entry 1

Sornsin William Carrier Jr · CIK 0001688943 · Former COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,366

Underlying: Common Stock · 314,366 shares

Expires 2029-04-10

F1 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.

SEC source: 0001493152-20-024454 · ownership.xml · derivative · entry 2

Edmondson Paul Taylor · CIK 0001754097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,836,402

Underlying: Common Stock · 4,836,402 shares

Expires 2029-04-10

F2 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.

SEC source: 0001493152-21-002242 · ownership.xml · derivative · entry 6

Bailey David F · CIK 0001843661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,820

Underlying: Common Stock · 241,820 shares

Expires 2029-04-10

F2 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's shareholders approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant

SEC source: 0001493152-21-002411 · ownership.xml · derivative · entry 7

Sen Baishali · CIK 0001843868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,820

Underlying: Common Stock · 241,820 shares

Expires 2029-04-10

F2 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's shareholders approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.

SEC source: 0001493152-21-002390 · ownership.xml · derivative · entry 5

FICHTHORN JOHN · CIK 0001411509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,280

Underlying: Common Stock · 967,280 shares

Expires 2019-04-10

F1 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (1) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant

SEC source: 0001493152-21-003007 · ownership.xml · derivative · entry 11

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,820

Underlying: Common Stock · 241,820 shares

Expires 2029-04-10

F2 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F3 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant4. Shares sold to cover options exercised via cashless exercise.

SEC source: 0001493152-21-004136 · ownership.xml · derivative · entry 7

FICHTHORN JOHN · CIK 0001411509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 967,280

Underlying: Common Stock · 967,280 shares

Expires 2019-04-10

F1 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F2 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (1) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant

SEC source: 0001493152-22-001972 · ownership.xml · derivative · entry 33

Edmondson Paul Taylor · CIK 0001754097 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 362,730

Underlying: Common Stock · 362,730 shares

Expires 2029-04-10

F37 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F38 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.

F4 · ownership.direct: Holdings of Robin Edmondson, wife

SEC source: 0001493152-22-001972 · ownership.xml · derivative · entry 32

Edmondson Paul Taylor · CIK 0001754097 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936,402

Underlying: Common Stock · 4,836,402 shares

Expires 2029-04-10

F37 · shares: Vesting is a combined overlay of Time-based, Stock-Price-based, and Stock-Listing-based conditions. Time-based vesting is 1/3 vest after 1 year, with the balance monthly over next 2 years. Stock-Price vesting is a potential downward adjustment to the otherwise Time-based vested shares, where such adjustment is based on the rolling 45-day Volume Weighted Average Price set against specific price targets. Stock Listing vesting means that no otherwise Time-based and Stock Price-based vested shares are actually deemed as vested unless the Issuer's common stock is listed on a national securities exchange registered with the Securities and Exchange Commission under Section 6 of the Securities Exchange Act of 1934.

F38 · derivative.exercise_date: The ability to exercise is subject to both: i) vesting conditions (2) and ii) the Issuer's Board of Directors approving a requisite increase in authorized shares of common stock, after the date the grant was issued, that would apply to this grant.

SEC source: 0001144204-19-018738 · tv518476_4.xml · derivative · entry 1

Sims Todd D. · CIK 0001685242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 250,000 shares

Expires 2020-12-31

SEC source: 0000899243-19-008582 · doc4.xml · derivative · entry 1

STROME MARK E · CIK 0000919484 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1

Underlying: Common Stock · Not disclosed shares

Expires 2020-12-31

F2 · derivative.exercise_date: Subject to the conversion limitation (described in note 3) and the issuer receiving shareholder approval to increase its authorized shares of common stock, the reported security is convertible into common stock at the option of the Fund at any time prior to the maturity date on December 31, 2020.

F2 · derivative.expiration_date: Subject to the conversion limitation (described in note 3) and the issuer receiving shareholder approval to increase its authorized shares of common stock, the reported security is convertible into common stock at the option of the Fund at any time prior to the maturity date on December 31, 2020.

F3 · derivative.underlying_shares: The reported security is subject to a conversion limitation that prohibits the issuer from effecting a conversion of the reported security into common stock if giving effect to the conversion would cause the holder to beneficially own (together with its affiliates or any "group" members) in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). As beneficial owners of more than 10% of the common stock, the Reporting Persons are effectively barred from converting the reported security into additional shares of common stock. Absent this conversion limitation and assuming the issuer receives shareholder approval to increase its authorized shares of common stock, the reported security would be convertible into 3,750,000 shares of the issuer's common stock at the election of the Fund.

F1 · ownership.nature: The reported security is owned directly by Strome Mezzanine Fund II, LP (the "Fund"). Strome Investment Management, L.P. ("SIM") is the general partner of the Fund and may be deemed to beneficially own the reported security under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Strome Group Inc. ("SG") is the general partner of SIM and may also be deemed to beneficially own the reported security under Section 13(d) of the Exchange Act. Mark E. Strome is the President and CEO of SG and may also be deemed to beneficially own the reported security under Section 13(d) of the Exchange Act. SIM, SG and Mr. Strome disclaim beneficial ownership of the reported security for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the security. The Fund, SIM, SG and Mr. Strome are hereby referred to as the "Reporting Persons".

SEC source: 0001144204-19-015141 · tv516704_4.xml · derivative · entry 1

FICHTHORN JOHN · CIK 0001411509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 250,000 shares

Expires 2020-12-31

SEC source: 0001493152-21-004136 · ownership.xml · derivative · entry 6

FICHTHORN JOHN · CIK 0001411509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2020-12-31

F6 · derivative.exercise_price: Convertible Debenture acquisition with principal value of $100,000, with a $0.33 conversion price and a maturity date of 12/31/2020

F6 · derivative.underlying: Convertible Debenture acquisition with principal value of $100,000, with a $0.33 conversion price and a maturity date of 12/31/2020

F6 · derivative.underlying_shares: Convertible Debenture acquisition with principal value of $100,000, with a $0.33 conversion price and a maturity date of 12/31/2020

SEC source: 0001493152-21-004134 · ownership.xml · derivative · entry 3

Sims Todd D. · CIK 0001685242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires 2020-12-31

F2 · derivative.exercise_price: Convertible Debenture acquisition with principal value of $100,000, with a $0.33 conversion price and a maturity date of 12/31/2020

F2 · derivative.underlying: Convertible Debenture acquisition with principal value of $100,000, with a $0.33 conversion price and a maturity date of 12/31/2020

F2 · derivative.underlying_shares: Convertible Debenture acquisition with principal value of $100,000, with a $0.33 conversion price and a maturity date of 12/31/2020

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 4

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-20-024493 · ownership.xml · derivative · entry 9

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,341 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vests 25% on 3/31/18, 6/30/18, 9/30/18 and 12/31/18.

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 5

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,009

F4 · shares: Shares sold to cover options exercised via cashless exercise.

SEC source: 0001493152-21-003007 · ownership.xml · derivative · entry 10

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 5

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,125

F4 · shares: Shares sold to cover options exercised via cashless exercise.

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 4

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 3

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,327

SEC source: 0001493152-20-024487 · ownership.xml · nonDerivative · entry 2

Sims Todd D. · CIK 0001685242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,858

SEC source: 0001493152-21-002242 · ownership.xml · nonDerivative · entry 2

Bailey David F · CIK 0001843661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,398

SEC source: 0001493152-21-002411 · ownership.xml · nonDerivative · entry 2

Sen Baishali · CIK 0001843868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,398

SEC source: 0001493152-21-002390 · ownership.xml · nonDerivative · entry 2

FICHTHORN JOHN · CIK 0001411509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,858

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 3

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,784

SEC source: 0001493152-21-004136 · ownership.xml · nonDerivative · entry 2

FICHTHORN JOHN · CIK 0001411509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,858

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 2

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,994

SEC source: 0001493152-21-002242 · ownership.xml · nonDerivative · entry 1

Bailey David F · CIK 0001843661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

SEC source: 0001493152-21-002411 · ownership.xml · nonDerivative · entry 1

Sen Baishali · CIK 0001843868 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,231

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 2

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,451

SEC source: 0001493152-20-024495 · ownership.xml · derivative · entry 1

Joldersma Benjamin Gary · CIK 0001688951 · Former CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,000

Underlying: Common Stock · 453,000 shares

Expires 2028-09-14

F1 · derivative.exercise_date: Vesting 1/36 monthly.

SEC source: 0001493152-20-024454 · ownership.xml · derivative · entry 1

Edmondson Paul Taylor · CIK 0001754097 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-09-14

F1 · derivative.exercise_date: Vesting 1/36 monthly.

SEC source: 0001493152-21-001928 · ownership.xml · derivative · entry 8

Jacobs Joshua · CIK 0001708216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,000

Underlying: Common Stock · 1,500,000 shares

Expires 2028-09-14

SEC source: 0001493152-22-001972 · ownership.xml · derivative · entry 31

Edmondson Paul Taylor · CIK 0001754097 · President, Platform

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-09-14

F36 · derivative.exercise_date: Vesting 1/36 monthly.

SEC source: 0001493152-20-024493 · ownership.xml · nonDerivative · entry 1

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,763

SEC source: 0001493152-20-024487 · ownership.xml · nonDerivative · entry 1

Sims Todd D. · CIK 0001685242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,525

SEC source: 0001493152-21-002390 · ownership.xml · nonDerivative · entry 1

FICHTHORN JOHN · CIK 0001411509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,525

SEC source: 0001493152-21-003007 · ownership.xml · nonDerivative · entry 1

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,220

SEC source: 0001493152-21-004136 · ownership.xml · nonDerivative · entry 1

FICHTHORN JOHN · CIK 0001411509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,525

SEC source: 0000899243-18-026229 · doc4.xml · derivative · entry 17

STROME MARK E · CIK 0000919484 · 10% owner

STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,600

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F8 · derivative.exercise_date: The Series H Convertible Preferred Stock is convertible into common stock at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date.

F8 · derivative.expiration_date: The Series H Convertible Preferred Stock is convertible into common stock at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date.

F6 · derivative.underlying_shares: The reported securities are subject to a conversion limitation that prohibits the Issuer from effecting a conversion of the reported securities into common stock if giving effect to the conversion would cause the holder to beneficially own in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). As beneficial owners of more than 10% of the common stock, the Reporting Persons are effectively barred from converting the reported securities into additional shares of common stock. Absent this conversion limitation, at the election of the Reporting Persons, the 5,600 shares of Series H Convertible Preferred Stock would be convertible into 16,969,677shares of the issuer's common stock.

F9 · ownership.nature: The reported securities are owned directly by The Mark Strome Revocable Trust (the "Revocable Trust"). Mark E. Strome is the trustee of the Revocable Trust and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mr. Strome disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of his pecuniary interest in the securities.

SEC source: 0000899243-18-026229 · doc4.xml · derivative · entry 16

STROME MARK E · CIK 0000919484 · 10% owner

STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,600

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F8 · derivative.exercise_date: The Series H Convertible Preferred Stock is convertible into common stock at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date.

F8 · derivative.expiration_date: The Series H Convertible Preferred Stock is convertible into common stock at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date.

F6 · derivative.underlying_shares: The reported securities are subject to a conversion limitation that prohibits the Issuer from effecting a conversion of the reported securities into common stock if giving effect to the conversion would cause the holder to beneficially own in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). As beneficial owners of more than 10% of the common stock, the Reporting Persons are effectively barred from converting the reported securities into additional shares of common stock. Absent this conversion limitation, at the election of the Reporting Persons, the 5,600 shares of Series H Convertible Preferred Stock would be convertible into 16,969,677shares of the issuer's common stock.

F2 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund LP (the "Fund"), a 10% owner of the issuer. Strome Investment Management, L.P. ("SIM") is the general partner of the Fund and may be deemed to beneficially own the reported securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Strome Group Inc. ("SG") is the general partner of SIM and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mark E. Strome is the President and CEO of SG and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. SIM, SG and Mr. Strome disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the securities. The Fund, the Living Trust, the Revocable Trust (see note 9 below), SIM, SG and Mr. Strome are hereby referred to as the "Reporting Persons".

SEC source: 0000899243-18-026229 · doc4.xml · derivative · entry 15

STROME MARK E · CIK 0000919484 · 10% owner

STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,600

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F7 · shares: In a private transaction between the Issuer and the Fund, the principal sum of the 10% Convertible Debenture was converted into 3,600 shares of Series H Convertible Preferred Stock, which are convertible into the same number of the Issuer's common stock, after taking into consideration automatic exercise price adjustments.

F7 · price: In a private transaction between the Issuer and the Fund, the principal sum of the 10% Convertible Debenture was converted into 3,600 shares of Series H Convertible Preferred Stock, which are convertible into the same number of the Issuer's common stock, after taking into consideration automatic exercise price adjustments.

F8 · derivative.exercise_date: The Series H Convertible Preferred Stock is convertible into common stock at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date.

F8 · derivative.expiration_date: The Series H Convertible Preferred Stock is convertible into common stock at any time, and has no expiration date, but is subject to mandatory conversion on the fifth anniversary of the issuance date.

F6 · derivative.underlying_shares: The reported securities are subject to a conversion limitation that prohibits the Issuer from effecting a conversion of the reported securities into common stock if giving effect to the conversion would cause the holder to beneficially own in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). As beneficial owners of more than 10% of the common stock, the Reporting Persons are effectively barred from converting the reported securities into additional shares of common stock. Absent this conversion limitation, at the election of the Reporting Persons, the 5,600 shares of Series H Convertible Preferred Stock would be convertible into 16,969,677shares of the issuer's common stock.

F2 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund LP (the "Fund"), a 10% owner of the issuer. Strome Investment Management, L.P. ("SIM") is the general partner of the Fund and may be deemed to beneficially own the reported securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Strome Group Inc. ("SG") is the general partner of SIM and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mark E. Strome is the President and CEO of SG and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. SIM, SG and Mr. Strome disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the securities. The Fund, the Living Trust, the Revocable Trust (see note 9 below), SIM, SG and Mr. Strome are hereby referred to as the "Reporting Persons".

SEC source: 0000899243-18-026229 · doc4.xml · derivative · entry 14

STROME MARK E · CIK 0000919484 · 10% owner

STROME MEZZANINE FUND, LP · CIK 0001713153 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · kind: The reported securities are subject to a conversion limitation that prohibits the Issuer from effecting a conversion of the reported securities into common stock if giving effect to the conversion would cause the holder to beneficially own in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). As beneficial owners of more than 10% of the common stock, the Reporting Persons are effectively barred from converting the reported securities into additional shares of common stock. Absent this conversion limitation, at the election of the Reporting Persons, the 5,600 shares of Series H Convertible Preferred Stock would be convertible into 16,969,677shares of the issuer's common stock.

F5 · derivative.exercise_date: The 10% Convertible Debenture was convertible into common stock at any time, and had no expiration date.

F5 · derivative.expiration_date: The 10% Convertible Debenture was convertible into common stock at any time, and had no expiration date.

F7 · derivative.underlying: In a private transaction between the Issuer and the Fund, the principal sum of the 10% Convertible Debenture was converted into 3,600 shares of Series H Convertible Preferred Stock, which are convertible into the same number of the Issuer's common stock, after taking into consideration automatic exercise price adjustments.

F6 · derivative.underlying_shares: The reported securities are subject to a conversion limitation that prohibits the Issuer from effecting a conversion of the reported securities into common stock if giving effect to the conversion would cause the holder to beneficially own in excess of 4.99% of the common stock (or, upon notice by the holder, in excess of 9.99% of the common stock). As beneficial owners of more than 10% of the common stock, the Reporting Persons are effectively barred from converting the reported securities into additional shares of common stock. Absent this conversion limitation, at the election of the Reporting Persons, the 5,600 shares of Series H Convertible Preferred Stock would be convertible into 16,969,677shares of the issuer's common stock.

F2 · ownership.nature: The reported securities are owned directly by Strome Mezzanine Fund LP (the "Fund"), a 10% owner of the issuer. Strome Investment Management, L.P. ("SIM") is the general partner of the Fund and may be deemed to beneficially own the reported securities under Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act"). Strome Group Inc. ("SG") is the general partner of SIM and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. Mark E. Strome is the President and CEO of SG and may also be deemed to beneficially own the reported securities under Section 13(d) of the Exchange Act. SIM, SG and Mr. Strome disclaim beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except the extent of their respective pecuniary interest in the securities. The Fund, the Living Trust, the Revocable Trust (see note 9 below), SIM, SG and Mr. Strome are hereby referred to as the "Reporting Persons".

SEC source: 0001493152-20-024493 · ownership.xml · derivative · entry 8

Mills Peter B · CIK 0001376483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F5 · derivative.expiration_date: Expiration Date not applicable for Series H Convertible Preferred Stock