Tapewire

Nasdaq · USD

ARDX

ARDELYX, INC.

Export transactions ↓
Tapewire entity
4972
SEC CIK
0001437402
Parsed reports
540

Last 12 months

Inside the activity.

1 purchase rows · 78 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202500
Jan 202601
Feb 2026125
Mar 202601
Apr 202601
May 2026020
Jun 202602
Jul 202601
Aug 2026021
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2020 Filed Sep 17, 2020 22:30 UTC
Jacobs Jeffrey WSVP, Technical Operations
SaleCommon Stock 40,804 $5.53 $225,588.99
Disclosure

SEC source: 0001567619-20-016845 · doc1.xml · nonDerivative · entry 1

Jacobs Jeffrey W · CIK 0001611193 · SVP, Technical Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,811

F1 · kind: Pursuant to an automatic sell-to-cover imposed by the terms of the initial grant of the restricted stock units ("RSUs") awards, the shares were sold upon the vesting of the RSUs solely to cover applicable withholding taxes.

F2 · price: This transaction was executed in multiple trades in prices ranging from $5.30 to $5.86, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 2,049 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2020.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 17:03 UTC
Blanks RobertSee Remarks
SaleCommon Stock 2,049 $5.58 $11,425.02
Disclosure

SEC source: 0001567619-20-016451 · doc1.xml · nonDerivative · entry 1

Blanks Robert · CIK 0001815433 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,395

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020.

F2 · price: The transaction was executed in multiple trades in prices ranging from $5.50 to $5.74, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 100,000 restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) shares of Common Stock for each one (1) RSU upon the vesting thereof.

F4 · balance_after: Includes 2,049 shares acquired under the Issuer's Employee Stock Purchase Plan on August 31, 2020.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 20:47 UTC
RAAB MICHAELDirector · President & CEO
SaleCommon Stock 23,128 $7.01 $162,129.59
Disclosure

SEC source: 0001567619-20-012966 · doc1.xml · nonDerivative · entry 1

RAAB MICHAEL · CIK 0001321402 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 24,364

F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 21, 2019.

F2 · price: The transaction was executed in multiple trades in prices ranging from $7.00 to $7.0650, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · ownership.nature: The shares are directly held by Michael G. Raab, Trustee of the Michael G. Raab Living Trust dated July 25, 2012.

Read SEC document
July 01, 2020 Filed Jul 8, 2020 00:20 UTC GiftCommon Stock 14,258 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-041616 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 1

Disclosed balance after: 0

F1 · ownership.nature: The securities are held directly by Scott D. Sandell, as trustee of the Blue Mountain Trust, dated April 29, 2019 (the "Blue Mountain Trust"). The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Blue Mountain Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:19 UTC
MOTT DAVID MDirector
PurchaseCommon Stock 68,373 $6.96 $476,040.18
Disclosure

SEC source: 0001567619-20-012621 · doc1.xml · nonDerivative · entry 2

MOTT DAVID M · CIK 0001219871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,284

F2 · price: This transaction was executed in multiple trades in prices ranging from $6.83 to $7.00, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: The Reporting Person holds 87,566 shares for the benefit of entities associated with New Enterprise Associates and disclaims beneficial ownership of such shares, except to the extent of his actual pecuniary interest therein.

Read SEC document
June 24, 2020 Filed Jun 26, 2020 20:19 UTC
MOTT DAVID MDirector
PurchaseCommon Stock 72,598 $6.75 $489,862.26
Disclosure

SEC source: 0001567619-20-012621 · doc1.xml · nonDerivative · entry 1

MOTT DAVID M · CIK 0001219871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,911

F1 · price: This transaction was executed in multiple trades in prices ranging from $6.65 to $7.00, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: The Reporting Person holds 87,566 shares for the benefit of entities associated with New Enterprise Associates and disclaims beneficial ownership of such shares, except to the extent of his actual pecuniary interest therein.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 22:49 UTC
MOTT DAVID MDirector
PurchaseCommon Stock 4,673 $6.75 $31,524.99
Disclosure

SEC source: 0001567619-20-012545 · doc1.xml · nonDerivative · entry 1

MOTT DAVID M · CIK 0001219871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,313

F1 · price: This transaction was executed in multiple trades in prices ranging from $6.71 to $6.75, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: The Reporting Person holds 87,566 shares for the benefit of entities associated with New Enterprise Associates and disclaims beneficial ownership of such shares, except to the extent of his actual pecuniary interest therein.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:00 UTC SaleCommon Stock 43 $6.37 $273.91
Disclosure

SEC source: 0001209191-20-037219 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 1

Disclosed balance after: 0

F1 · ownership.nature: The Reporting Person is a member of the Board of Directors of New Enterprise Associates, LLC ("NEA LLC"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 15, 2020 Filed Jun 17, 2020 20:00 UTC SaleCommon Stock 43 $6.37 $273.91
Disclosure

SEC source: 0001209191-20-037217 · doc4.xml · nonDerivative · entry 1

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 1

Disclosed balance after: 0

F1 · ownership.nature: The Reporting Person is a member of the Board of Directors of New Enterprise Associates, LLC ("NEA LLC"), which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 21:40 UTC SaleCommon Stock 44,992 $6.42 $288,682.17
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 20

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 43

F30 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.29 to $6.585, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (30) to this Form 4.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 12, 2020 Filed Jun 12, 2020 21:38 UTC SaleCommon Stock 44,992 $6.42 $288,682.17
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 20

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 43

F29 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.29 to $6.585, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (29) to this Form 4.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 21:40 UTC SaleCommon Stock 44,991 $6.32 $284,464.60
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 19

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 45,035

F29 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.21 to $6.495, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (29) to this Form 4.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 21:38 UTC SaleCommon Stock 1,079 $6.38 $6,879.70
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 19

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 24

Disclosed balance after: 0

F28 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.25 to $6.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (28) to this Form 4.

F24 · ownership.nature: The Reporting Person is a trustee of the Baskett-McKay Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Baskett-McKay Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 21:38 UTC SaleCommon Stock 21,821 $6.37 $138,988.86
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 18

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 22

Disclosed balance after: 0

F27 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.21 to $6.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (27) to this Form 4.

F22 · ownership.nature: The Reporting Person is a trustee of the Baskett Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Baskett Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 21:38 UTC SaleCommon Stock 44,991 $6.32 $284,464.60
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 17

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 45,035

F26 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.21 to $6.495, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (26) to this Form 4.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 23:53 UTC
MOTT DAVID MDirector
OtherCommon Stock 1,079 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-012040 · doc1.xml · nonDerivative · entry 2

MOTT DAVID M · CIK 0001219871 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,640

F3 · kind: Pro rata distributions from New Enterprise Associates 15, L.P. and NEA 15 Opportunity Fund, L.P., of which the reporting person is a limited partner.

F2 · balance_after: The Reporting Person holds 87,566 shares for the benefit of entities associated with New Enterprise Associates and disclaims beneficial ownership of such shares, except to the extent of his actual pecuniary interest therein.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 18

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 28

Disclosed balance after: 47

F27 · kind: Genevieve P. Hardigg, as trustee of the Scott Sandell Rising River Trust, dated December 20, 2012 (the "Scott Sandell Rising River Trust") received 47 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on June 10, 2020.

F28 · ownership.nature: The securities are held directly by the Scott Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Scott Sandell Rising River Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 47 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 17

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 26

Disclosed balance after: 47

F25 · kind: Genevieve P. Hardigg, as trustee of the Jennifer Ayer Sandell Rising River Trust, dated December 20, 2012 (the "Jennifer Ayer Sandell Rising River Trust") received 47 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on June 10, 2020.

F26 · ownership.nature: The securities are held directly by the Jennifer Sandell Rising River Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Jennifer Sandell Rising River Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 659 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 16

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 22

Disclosed balance after: 14,258

F24 · kind: The Blue Mountain Trust received 659 shares of Common Stock of the Issuer in the distribution by NEA Partners 15-OF on June 10, 2020.

F22 · ownership.nature: The securities are held directly by the Blue Mountain Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Blue Mountain Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 294 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 15

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 22

Disclosed balance after: 13,599

F23 · kind: The Blue Mountain Trust received 294 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on June 10, 2020.

F22 · ownership.nature: The securities are held directly by the Blue Mountain Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Blue Mountain Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 13,305 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 14

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 22

Disclosed balance after: 13,305

F21 · kind: Scott D. Sandell, as trustee of the Blue Mountain Trust, dated April 29, 2019 (the "Blue Mountain Trust") received 13,305 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on June 10, 2020.

F22 · ownership.nature: The securities are held directly by the Blue Mountain Trust. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Blue Mountain Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 3,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 13

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 90,026

F20 · kind: NEA LLC received 3,377 shares of Common Stock of the Issuer in the distribution by NEA Partners 15-OF on June 10, 2020.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 3,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 12

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 86,649

F19 · kind: NEA LLC received 3,369 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on June 10, 2020.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 11

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 83,280

F18 · kind: NEA LLC received 43 shares of Common Stock of the Issuer in the distribution by NEA 15 on June 10, 2020.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 83,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 10

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 83,237

F16 · kind: New Enterprise Associates, LLC ("NEA LLC") received 83,237 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on June 10, 2020.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 8,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 9

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 14

Disclosed balance after: 0

F15 · kind: NEA Partners 15-OF made a pro rata distribution for no consideration of an aggregate of 8,094 shares of Common Stock of the Issuer to its limited partners on June 10, 2020.

F14 · ownership.nature: The Reporting Person is a director of NEA 15 GP, which is the sole general partner of NEA Partners 15-OF, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 15-OF shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 8,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 8

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 14

Disclosed balance after: 8,094

F13 · kind: NEA Partners 15-OF received 8,094 shares of Common Stock of the Issuer in the distribution by NEA Opportunity 15 on June 10, 2020.

F14 · ownership.nature: The Reporting Person is a director of NEA 15 GP, which is the sole general partner of NEA Partners 15-OF, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 15-OF shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 539,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 7

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 12

Disclosed balance after: 2,942,599

F11 · kind: NEA 15 Opportunity Fund, L.P. ("NEA Opportunity 15") made a pro rata distribution for no consideration of an aggregate of 539,587 shares of Common Stock of the Issuer to its general partner and its limited partners on June 10, 2020.

F12 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA Opportunity 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Opportunity 15 in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 7,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 6

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 9

Disclosed balance after: 0

F10 · kind: NEA Partners 15 made a pro rata distribution for no consideration of an aggregate of 7,164 shares of Common Stock of the Issuer to its limited partners on June 10, 2020.

F9 · ownership.nature: The Reporting Person is a director of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 15 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 7,164 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 5

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 9

Disclosed balance after: 7,164

F8 · kind: NEA Partners 15 received 7,164 shares of Common Stock of the Issuer in the distribution by NEA 15 on June 10, 2020.

F9 · ownership.nature: The Reporting Person is a director of NEA 15 GP, which is the sole general partner of NEA Partners 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 15 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 477,604 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 4

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 7

Disclosed balance after: 2,604,582

F6 · kind: New Enterprise Associates 15, L.P. ("NEA 15") made a pro rata distribution for no consideration of an aggregate of 477,604 shares of the Common Stock of the Issuer to its general partner and its limited partners on June 10, 2020.

F7 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, LLC ("NEA 15 GP"), which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of NEA 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 15 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 455,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 3

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 0

F5 · kind: NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 455,222 shares of Common Stock of the Issuer to its limited partners on June 10, 2020.

F4 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, which is the sole general partner of NEA Partners 12, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 12 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 455,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 2

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 455,222

F3 · kind: NEA Partners 12 received 455,222 shares of Common Stock of the Issuer in the distribution by NEA 12 on June 10, 2020.

F4 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, which is the sole general partner of NEA Partners 12, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 12 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:40 UTC OtherCommon Stock 1,482,809 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036368 · doc4.xml · nonDerivative · entry 1

SANDELL SCOTT D · CIK 0001237289 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 8,086,401

F1 · kind: New Enterprise Associates 12, Limited Partnership ("NEA 12") made a pro rata distribution for no consideration of an aggregate of 1,482,809 shares of Common Stock of the Issuer to its general partner and its limited partners on June 10, 2020.

F2 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, LLC ("NEA 12 GP"), which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 12 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:39 UTC OtherCommon Stock 137 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036367 · doc4.xml · nonDerivative · entry 6

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,324

F8 · kind: NEA Partners 15-OF, L.P. made a pro rata distribution for no consideration of shares of Common Stock of the Issuer to its limited partners on June 10, 2020. The Reporting Person received 137 shares of Common Stock of the Issuer in the distribution.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:39 UTC OtherCommon Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036367 · doc4.xml · nonDerivative · entry 5

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,187

F7 · kind: NEA Partners 15, L.P. made a pro rata distribution for no consideration of shares of Common Stock of the Issuer to its limited partners on June 10, 2020. The Reporting Person received 121 shares of Common Stock of the Issuer in the distribution.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:39 UTC OtherCommon Stock 10,825 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036367 · doc4.xml · nonDerivative · entry 4

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,066

F6 · kind: The Reporting Person received 10,825 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on June 10, 2020.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:39 UTC OtherCommon Stock 455,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036367 · doc4.xml · nonDerivative · entry 3

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 0

F5 · kind: NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 455,222 shares of Common Stock of the Issuer to its limited partners on June 10, 2020.

F4 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, which is the sole general partner of NEA Partners 12, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 12 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:39 UTC OtherCommon Stock 455,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036367 · doc4.xml · nonDerivative · entry 2

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 4

Disclosed balance after: 455,222

F3 · kind: NEA Partners 12 received 455,222 shares of Common Stock of the Issuer in the distribution by NEA 12 on June 10, 2020.

F4 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, which is the sole general partner of NEA Partners 12, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 12 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:39 UTC OtherCommon Stock 1,482,809 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036367 · doc4.xml · nonDerivative · entry 1

KERINS PATRICK J · CIK 0001235112 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 2

Disclosed balance after: 8,086,401

F1 · kind: New Enterprise Associates 12, Limited Partnership ("NEA 12") made a pro rata distribution for no consideration of an aggregate of 1,482,809 shares of Common Stock of the Issuer to its general partner and its limited partners on June 10, 2020.

F2 · ownership.nature: The Reporting Person is a manager of NEA 12 GP, LLC ("NEA 12 GP"), which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA 12 shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 690 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 16

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 24

Disclosed balance after: 1,079

F25 · kind: The Baskett-McKay Trust received 690 shares of Common Stock of the Issuer in the distribution by NEA Partners 15-OF on June 10, 2020.

F24 · ownership.nature: The Reporting Person is a trustee of the Baskett-McKay Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Baskett-McKay Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 15

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 24

Disclosed balance after: 389

F23 · kind: The Baskett-McKay Family Trust dtd 3/12/2014 (the "Baskett-McKay Trust") received 389 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on June 10, 2020.

F24 · ownership.nature: The Reporting Person is a trustee of the Baskett-McKay Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Baskett-McKay Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 21,821 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 14

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 22

Disclosed balance after: 21,821

F21 · kind: The Baskett Family Trust u/a dtd 10/12/10 (the "Baskett Trust") received 21,821 shares of the Common Stock of the Issuer in the distribution by NEA Partners 12 on June 10, 2020.

F22 · ownership.nature: The Reporting Person is a trustee of the Baskett Trust, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act, as amended, of such portion of the Baskett Trust shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 3,377 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 13

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 90,026

F20 · kind: NEA LLC received 3,377 shares of Common Stock of the Issuer in the distribution by NEA Partners 15-OF on June 10, 2020.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 3,369 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 12

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 86,649

F19 · kind: NEA LLC received 3,369 shares of Common Stock of the Issuer in the distribution by NEA Partners 15 on June 10, 2020.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 11

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 83,280

F18 · kind: NEA LLC received 43 shares of Common Stock of the Issuer in the distribution by NEA 15 on June 10, 2020.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 83,237 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 10

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 17

Disclosed balance after: 83,237

F16 · kind: New Enterprise Associates, LLC ("NEA LLC") received 83,237 shares of Common Stock of the Issuer in the distribution by NEA Partners 12 on June 10, 2020.

F17 · ownership.nature: The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the shares. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA LLC shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 8,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 9

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 14

Disclosed balance after: 0

F15 · kind: NEA Partners 15-OF made a pro rata distribution for no consideration of an aggregate of 8,094 shares of Common Stock of the Issuer to its limited partners on June 10, 2020.

F14 · ownership.nature: The Reporting Person is a director of NEA 15 GP, which is the sole general partner of NEA Partners 15-OF, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 15-OF shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 8,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 8

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 14

Disclosed balance after: 8,094

F13 · kind: NEA Partners 15-OF received 8,094 shares of Common Stock of the Issuer in the distribution by NEA Opportunity 15 on June 10, 2020.

F14 · ownership.nature: The Reporting Person is a director of NEA 15 GP, which is the sole general partner of NEA Partners 15-OF, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership, within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the NEA Partners 15-OF shares in which the Reporting Person has no pecuniary interest.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 21:38 UTC OtherCommon Stock 539,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-036366 · doc4.xml · nonDerivative · entry 7

BASKETT FOREST · CIK 0001277631 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note 12

Disclosed balance after: 2,942,599

F11 · kind: NEA 15 Opportunity Fund, L.P. ("NEA Opportunity 15") made a pro rata distribution for no consideration of an aggregate of 539,587 shares of Common Stock of the Issuer to its general partner and its limited partners on June 10, 2020.

F12 · ownership.nature: The Reporting Person is a manager of NEA 15 GP, which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA Opportunity 15, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Opportunity 15 in which the Reporting Person has no pecuniary interest.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.