Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 19, 2019 Filed Aug 22, 2019 16:30 UTC |
Scibetta James SDirector
|
PurchaseCommon Stock | 10,761 | $3.77 | $40,547.45 |
DisclosureSEC source: 0001214659-19-005414 · marketforms-45533.xml · nonDerivative · entry 1 Scibetta James S · CIK 0001383242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,425 Read SEC document |
| August 14, 2019 Filed Aug 20, 2019 16:30 UTC |
Kendall Keith JDirector · CEO and President
|
PurchaseCommon Stock | 1,000 | $3.65 | $3,650.00 |
DisclosureSEC source: 0001214659-19-005387 · marketforms-45524.xml · nonDerivative · entry 6 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,581 Read SEC document |
| August 14, 2019 Filed Aug 20, 2019 16:30 UTC |
Kendall Keith JDirector · CEO and President
|
PurchaseCommon Stock | 1,000 | $3.70 | $3,697.00 |
DisclosureSEC source: 0001214659-19-005387 · marketforms-45524.xml · nonDerivative · entry 5 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,581 Read SEC document |
| August 13, 2019 Filed Aug 20, 2019 16:30 UTC |
Kendall Keith JDirector · CEO and President
|
PurchaseCommon Stock | 1,000 | $4.05 | $4,045.00 |
DisclosureSEC source: 0001214659-19-005387 · marketforms-45524.xml · nonDerivative · entry 4 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652,581 Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 20:30 UTC |
Boyd Peter E.SVP-Bus. Process & Info. Tech.
|
PurchaseCommon Stock | 600 | $3.81 | $2,286.00 |
DisclosureSEC source: 0001214659-19-005182 · marketforms-45478.xml · nonDerivative · entry 1 Boyd Peter E. · CIK 0001739816 · SVP-Bus. Process & Info. Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,239 Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:30 UTC |
BRAENDER LORI JSVP, General Counsel
|
PurchaseCommon Stock | 10,000 | $4.07 | $40,747.00 |
DisclosureSEC source: 0001214659-19-005183 · marketforms-45477.xml · nonDerivative · entry 1 BRAENDER LORI J · CIK 0001752955 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · price: This transaction was executed in multiple transactions with prices ranging from $4.03 to $4.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 09, 2019 Filed Aug 13, 2019 20:30 UTC |
Wood TheresaSVP-HR and Org. Development
|
PurchaseCommon Stock | 1,000 | $3.99 | $3,990.00 |
DisclosureSEC source: 0001214659-19-005184 · marketforms-45480.xml · nonDerivative · entry 1 Wood Theresa · CIK 0001739784 · SVP-HR and Org. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,765 Read SEC document |
| August 09, 2019 Filed Aug 20, 2019 16:30 UTC |
Kendall Keith JDirector · CEO and President
|
PurchaseCommon Stock | 2,000 | $4.00 | $7,990.00 |
DisclosureSEC source: 0001214659-19-005387 · marketforms-45524.xml · nonDerivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,581 Read SEC document |
| August 09, 2019 Filed Aug 20, 2019 16:30 UTC |
Kendall Keith JDirector · CEO and President
|
PurchaseCommon Stock | 1,000 | $3.93 | $3,925.00 |
DisclosureSEC source: 0001214659-19-005387 · marketforms-45524.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 649,581 Read SEC document |
| August 09, 2019 Filed Aug 20, 2019 16:30 UTC |
Kendall Keith JDirector · CEO and President
|
PurchaseCommon Stock | 2,000 | $3.84 | $7,680.00 |
DisclosureSEC source: 0001214659-19-005387 · marketforms-45524.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,581 Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 16:30 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004459 · marketforms-45277.xml · derivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 16:30 UTC |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 154 | $4.20 | $646.80 |
DisclosureSEC source: 0001214659-19-004459 · marketforms-45277.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,581 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 16:30 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004459 · marketforms-45277.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 16:30 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004458 · marketforms-45276.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 16:30 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 149 | $4.20 | $625.80 |
DisclosureSEC source: 0001214659-19-004458 · marketforms-45276.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,869 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 16:30 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-004458 · marketforms-45276.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,036,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 16:47 UTC |
COSTA SANTO JDirector
|
GrantStock Option (Right to Purchase) · Derivative | 13,350 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001214659-19-004245 · marketforms-45222.xml · derivative · entry 2 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,350 Underlying: Common Stock · 13,350 shares Expires 2029-06-13 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 13, 2020, subject to Mr. Costa's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 20:47 UTC |
Lurker NancyDirector
|
GrantStock Option (Right to Purchase) · Derivative | 13,350 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001214659-19-004247 · marketforms-45223.xml · derivative · entry 1 Lurker Nancy · CIK 0001450485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,350 Underlying: Common Stock · 13,350 shares Expires 2029-06-13 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 13, 2020, subject to Ms. Lurker's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 20:47 UTC |
Cochran JohnDirector
|
GrantStock Option (Right to Purchase) · Derivative | 13,350 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001214659-19-004246 · marketforms-45221.xml · derivative · entry 2 Cochran John · CIK 0001406773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,350 Underlying: Common Stock · 13,350 shares Expires 2029-06-13 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 13, 2020, subject to Mr. Cochran's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 16:46 UTC |
BRATTON DOUGLAS KDirector · 10% owner
|
GrantStock Option (Right to Purchase) · Derivative | 13,350 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001214659-19-004243 · marketforms-45219.xml · derivative · entry 8 BRATTON DOUGLAS K · CIK 0001281933 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,350 Underlying: Common Stock · 13,350 shares Expires 2029-06-13 F9 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 13, 2020, subject to Mr. Bratton's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 21:42 UTC |
BROWN GREGORY BDirector
|
GrantStock Option (Right to Purchase) · Derivative | 13,350 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001214659-19-004250 · marketforms-45220.xml · derivative · entry 2 BROWN GREGORY B · CIK 0001373585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,350 Underlying: Common Stock · 13,350 shares Expires 2029-06-13 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 13, 2020, subject to Mr. Brown's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 16:47 UTC |
Scibetta James SDirector
|
GrantStock Option (Right to Purchase) · Derivative | 13,350 | $0.00 Strike: $4.38 | $0.00 |
DisclosureSEC source: 0001214659-19-004244 · marketforms-45224.xml · derivative · entry 2 Scibetta James S · CIK 0001383242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,350 Underlying: Common Stock · 13,350 shares Expires 2029-06-13 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 13, 2020, subject to Mr. Scibetta's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:15 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-003979 · marketforms-45122.xml · derivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,288 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:15 UTC |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 6,780 | $3.72 | $25,221.60 |
DisclosureSEC source: 0001214659-19-003979 · marketforms-45122.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,406 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:15 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-003979 · marketforms-45122.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 653,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:15 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-003980 · marketforms-45121.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,288 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:15 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 6,591 | $3.72 | $24,518.52 |
DisclosureSEC source: 0001214659-19-003980 · marketforms-45121.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,689 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:15 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-003980 · marketforms-45121.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 09, 2019 Filed May 10, 2019 22:10 UTC |
Barber DanielSVP-Chief Operating Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.83 | $0.00 |
DisclosureSEC source: 0001214659-19-003383 · marketforms-44928.xml · derivative · entry 1 Barber Daniel · CIK 0001742266 · SVP-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-05-09 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 31, 2019 Filed Apr 1, 2019 16:40 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-002419 · marketforms-44721.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,649 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| March 31, 2019 Filed Apr 1, 2019 16:40 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 263 | $6.91 | $1,817.33 |
DisclosureSEC source: 0001214659-19-002419 · marketforms-44721.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,708 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| March 31, 2019 Filed Apr 1, 2019 16:40 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-002419 · marketforms-44721.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 31, 2019 Filed Apr 1, 2019 16:40 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-002418 · marketforms-44722.xml · derivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,649 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| March 31, 2019 Filed Apr 1, 2019 16:40 UTC |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 263 | $6.91 | $1,817.33 |
DisclosureSEC source: 0001214659-19-002418 · marketforms-44722.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,614 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| March 31, 2019 Filed Apr 1, 2019 16:40 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-002418 · marketforms-44722.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:23 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001723 · marketforms-44305.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,860 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:23 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 6,721 | $8.05 | $54,104.05 |
DisclosureSEC source: 0001214659-19-001723 · marketforms-44305.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,027,642 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:23 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001723 · marketforms-44305.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:24 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001724 · marketforms-44306.xml · derivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,860 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:24 UTC |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 4,725 | $8.05 | $38,036.25 |
DisclosureSEC source: 0001214659-19-001724 · marketforms-44306.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 638,548 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:24 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-001724 · marketforms-44306.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:50 UTC |
Schobel Alexander MarkSVP,Chief Innov/Tech Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001214659-19-001754 · marketforms-44356.xml · derivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · SVP,Chief Innov/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 16:46 UTC |
Kendall Keith JDirector · CEO and President
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 325,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001214659-19-001750 · marketforms-44354.xml · derivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 325,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:47 UTC |
Barber DanielSVP-Chief Strategy/Dev Officer
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001214659-19-001752 · marketforms-44351.xml · derivative · entry 1 Barber Daniel · CIK 0001742266 · SVP-Chief Strategy/Dev Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:50 UTC |
BRAENDER LORI JSVP, General Counsel
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001214659-19-001753 · marketforms-44353.xml · derivative · entry 1 BRAENDER LORI J · CIK 0001752955 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:47 UTC |
Boyd Peter E.SVP-Operations/Value Delivery
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001214659-19-001751 · marketforms-44352.xml · derivative · entry 1 Boyd Peter E. · CIK 0001739816 · SVP-Operations/Value Delivery 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:45 UTC |
Maxwell John T.SVP-Chief Financial Officer
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 95,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001214659-19-001749 · marketforms-44355.xml · derivative · entry 1 Maxwell John T. · CIK 0001739025 · SVP-Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:44 UTC |
Wood TheresaSVP-HR and Org. Development
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001214659-19-001748 · marketforms-44367.xml · derivative · entry 1 Wood Theresa · CIK 0001739784 · SVP-HR and Org. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2029-02-28 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| January 02, 2019 Filed Jan 7, 2019 16:28 UTC |
Slatko Gary HSVP, Chief Medical Officer
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GrantStock Option (Right to Purchase) · Derivative | 75,000 | $0.00 Strike: $7.18 | $0.00 |
DisclosureSEC source: 0001214659-19-000170 · marketforms-43687.xml · derivative · entry 1 Slatko Gary H · CIK 0001763416 · SVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2029-01-02 F1 · derivative.exercise_date: The shares underlying the options vest in three annual installments of 25%, 25% and 50% on January 2, 2020, January 2, 2021 and January 2, 2022, respectively, subject in each case to Dr. Slatko's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:30 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
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Exercise / conversionRestricted Stock Unit · Derivative | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-000283 · form4.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest in 8 equal (or as nearly equal as possible) quarterly installments beginning on September 30, 2018, subject in each case to Mr. Schobel's continuous service with the Issuer from the grant date through the applicable vesting date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date thereof. F2 · derivative.expiration_date: The restricted stock units vest in 8 equal (or as nearly equal as possible) quarterly installments beginning on September 30, 2018, subject in each case to Mr. Schobel's continuous service with the Issuer from the grant date through the applicable vesting date. Vested shares will be delivered to the reporting person as soon as practicable following the vesting date thereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.