Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2020 Filed Apr 2, 2020 16:16 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-003146 · marketforms-48494.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,983 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:47 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001214659-20-002752 · marketforms-48343.xml · derivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2030-03-16 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:46 UTC |
Kendall Keith JDirector · CEO and President
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 225,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001214659-20-002749 · marketforms-48348.xml · derivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 225,000 shares Expires 2030-03-16 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:48 UTC |
Slatko Gary HSVP, Chief Medical Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001214659-20-002754 · marketforms-48341.xml · derivative · entry 1 Slatko Gary H · CIK 0001763416 · SVP, Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2030-03-16 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:48 UTC |
Wood TheresaSVP-HR and Org. Development
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001214659-20-002753 · marketforms-48340.xml · derivative · entry 1 Wood Theresa · CIK 0001739784 · SVP-HR and Org. Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2030-03-16 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:47 UTC |
Maxwell John T.SVP-Chief Financial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001214659-20-002751 · marketforms-48345.xml · derivative · entry 1 Maxwell John T. · CIK 0001739025 · SVP-Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-03-16 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:46 UTC |
Marshall Ken W.SVP, Chief Commercial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 45,400 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001214659-20-002750 · marketforms-48346.xml · derivative · entry 1 Marshall Ken W. · CIK 0001740092 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,400 Underlying: Common Stock · 45,400 shares Expires 2030-03-16 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:46 UTC |
Barber DanielSVP-Chief Operating Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 110,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001214659-20-002748 · marketforms-48351.xml · derivative · entry 1 Barber Daniel · CIK 0001742266 · SVP-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2030-03-16 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:45 UTC |
BRAENDER LORI JSVP, General Counsel
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001214659-20-002747 · marketforms-48350.xml · derivative · entry 2 BRAENDER LORI J · CIK 0001752955 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-03-16 F2 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:45 UTC |
BRAENDER LORI JSVP, General Counsel
|
PurchaseCommon Stock | 14,000 | $1.54 | $21,624.40 |
DisclosureSEC source: 0001214659-20-002747 · marketforms-48350.xml · nonDerivative · entry 1 BRAENDER LORI J · CIK 0001752955 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · price: This transaction was executed in multiple transactions with prices ranging from $1.46 to $1.65. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:45 UTC |
Boyd Peter E.SVP-Bus. Process & Info. Tech.
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,700 | $0.00 Strike: $1.54 | $0.00 |
DisclosureSEC source: 0001214659-20-002746 · marketforms-48349.xml · derivative · entry 2 Boyd Peter E. · CIK 0001739816 · SVP-Bus. Process & Info. Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,700 Underlying: Common Stock · 50,700 shares Expires 2030-03-16 F1 · derivative.exercise_date: The units subject to the Award shall vest 25% 1st year, 25% 2nd year and 50% 3rd year on the commencement anniversaries. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 20:45 UTC |
Boyd Peter E.SVP-Bus. Process & Info. Tech.
|
PurchaseCommon Stock | 2,000 | $1.50 | $3,000.00 |
DisclosureSEC source: 0001214659-20-002746 · marketforms-48349.xml · nonDerivative · entry 1 Boyd Peter E. · CIK 0001739816 · SVP-Bus. Process & Info. Tech. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,239 Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 19:38 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002184 · marketforms-48058.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,572 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 19:38 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 5,066 | $3.73 | $18,896.18 |
DisclosureSEC source: 0001214659-20-002184 · marketforms-48058.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,061,881 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 19:38 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002184 · marketforms-48058.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,066,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 19:37 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002183 · marketforms-48059.xml · derivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,572 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 19:37 UTC |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 4,729 | $3.73 | $17,639.17 |
DisclosureSEC source: 0001214659-20-002183 · marketforms-48059.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,654 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| February 29, 2020 Filed Mar 3, 2020 19:37 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-002183 · marketforms-48059.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 685,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 16:15 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000041 · marketforms-47054.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 16:15 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 329 | $5.82 | $1,914.78 |
DisclosureSEC source: 0001214659-20-000041 · marketforms-47054.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,165 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 16:15 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000041 · marketforms-47054.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 14:04 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000018 · marketforms-47053.xml · derivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 14:04 UTC |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 329 | $5.82 | $1,914.78 |
DisclosureSEC source: 0001214659-20-000018 · marketforms-47053.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,656 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 14:04 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000018 · marketforms-47053.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 31, 2019 Filed Feb 26, 2020 16:20 UTC Amendment |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 147 | $5.82 | $855.54 |
DisclosureSEC source: 0001214659-20-001881 · marketforms-47924.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,375 F1 · shares: This amendment is being filed solely to amend the number of withheld shares due to a mistake in the number of shares withheld upon vesting of RSUs as reported in the original Form 4 filed on January 2, 2020. Read SEC document |
| December 31, 2019 Filed Feb 26, 2020 16:20 UTC Amendment |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 149 | $5.82 | $867.18 |
DisclosureSEC source: 0001214659-20-001882 · marketforms-47921.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,811 F1 · shares: This amendment is being filed solely to amend the number of withheld shares due to a mistake in the number of shares withheld upon vesting of RSUs as reported in the original Form 4 filed on January 2, 2020. Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 16:56 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007535 · marketforms-46718.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,144 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 16:56 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 14,572 | $7.79 | $113,515.88 |
DisclosureSEC source: 0001214659-19-007535 · marketforms-46718.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,165 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 16:56 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007535 · marketforms-46718.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,058,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 16:56 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007536 · marketforms-46719.xml · derivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,144 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 16:56 UTC |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 14,572 | $7.79 | $113,515.88 |
DisclosureSEC source: 0001214659-19-007536 · marketforms-46719.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,656 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 16:56 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007536 · marketforms-46719.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| November 30, 2019 Filed Feb 26, 2020 16:05 UTC Amendment |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 6,544 | $7.79 | $50,977.76 |
DisclosureSEC source: 0001214659-20-001859 · marketforms-47923.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,193 F1 · shares: This amendment is being filed solely to amend the number of withheld shares due to a mistake in the number of shares withheld upon vesting of RSUs as reported in the original Form 4 filed on December 2, 2019. Read SEC document |
| November 30, 2019 Filed Feb 26, 2020 16:05 UTC Amendment |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 6,597 | $7.79 | $51,390.63 |
DisclosureSEC source: 0001214659-20-001860 · marketforms-47922.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 670,631 F1 · shares: This amendment is being filed solely to amend the number of withheld shares due to a mistake in the number of shares withheld upon vesting of RSUs as reported in the original Form 4 filed on December 2, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:33 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006188 · marketforms-45866.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:33 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 145 | $3.18 | $461.10 |
DisclosureSEC source: 0001214659-19-006188 · marketforms-45866.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,165 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:33 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006188 · marketforms-45866.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,044,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:33 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006187 · marketforms-45873.xml · derivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 991 Underlying: Common Stock · 329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:33 UTC |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 150 | $3.18 | $477.00 |
DisclosureSEC source: 0001214659-19-006187 · marketforms-45873.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,656 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 16:33 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 329 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-006187 · marketforms-45873.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 20:30 UTC |
Marshall Ken W.SVP, Chief Commercial Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 66,000 | $0.00 Strike: $3.49 | $0.00 |
DisclosureSEC source: 0001214659-19-005969 · marketforms-45791.xml · derivative · entry 2 Marshall Ken W. · CIK 0001740092 · SVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000 Underlying: Common Stock · 66,000 shares Expires 2029-09-18 F2 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| August 31, 2019 Filed Sep 3, 2019 18:09 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005619 · marketforms-45657.xml · derivative · entry 3 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,716 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 31, 2019 Filed Sep 3, 2019 18:09 UTC |
Kendall Keith JDirector · CEO and President
|
Tax withholdingCommon Stock | 6,676 | $3.80 | $25,368.80 |
DisclosureSEC source: 0001214659-19-005619 · marketforms-45657.xml · nonDerivative · entry 2 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,477 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 31, 2019 Filed Sep 3, 2019 18:09 UTC |
Kendall Keith JDirector · CEO and President
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005619 · marketforms-45657.xml · nonDerivative · entry 1 Kendall Keith J · CIK 0001406834 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 31, 2019 Filed Sep 3, 2019 18:09 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 14,572 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005618 · marketforms-45658.xml · derivative · entry 3 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,716 Underlying: Common Stock · 14,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.expiration_date: There are no expiration dates on RSUs. Read SEC document |
| August 31, 2019 Filed Sep 3, 2019 18:09 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Tax withholdingCommon Stock | 6,460 | $3.80 | $24,548.00 |
DisclosureSEC source: 0001214659-19-005618 · marketforms-45658.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,043,981 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| August 31, 2019 Filed Sep 3, 2019 18:09 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
|
Exercise / conversionCommon Stock | 14,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-005618 · marketforms-45658.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 27, 2019 Filed Aug 28, 2019 01:49 UTC |
Barber DanielSVP-Chief Operating Officer
|
PurchaseCommon Stock | 2,000 | $3.99 | $7,980.00 |
DisclosureSEC source: 0001214659-19-005489 · marketforms-45590.xml · nonDerivative · entry 1 Barber Daniel · CIK 0001742266 · SVP-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,959 Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 16:30 UTC |
Scibetta James SDirector
|
PurchaseCommon Stock | 900 | $3.81 | $3,429.00 |
DisclosureSEC source: 0001214659-19-005414 · marketforms-45533.xml · nonDerivative · entry 3 Scibetta James S · CIK 0001383242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,635 Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 16:30 UTC |
Scibetta James SDirector
|
PurchaseCommon Stock | 11,310 | $3.80 | $43,000.62 |
DisclosureSEC source: 0001214659-19-005414 · marketforms-45533.xml · nonDerivative · entry 2 Scibetta James S · CIK 0001383242 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,735 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.