Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2025 Filed Mar 11, 2025 21:48 UTC |
TOTH A ERNEST JRChief Financial Officer
|
Tax withholdingCommon Stock | 10,193 | $2.65 | $27,011.45 |
DisclosureSEC source: 0001214659-25-004226 · marketforms-68575.xml · nonDerivative · entry 2 TOTH A ERNEST JR · CIK 0001280273 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,102 F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:48 UTC |
TOTH A ERNEST JRChief Financial Officer
|
GrantCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-004226 · marketforms-68575.xml · nonDerivative · entry 1 TOTH A ERNEST JR · CIK 0001280273 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,295 F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:49 UTC |
Wargacki StephenChief Science Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 65,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0001214659-25-004228 · marketforms-68577.xml · derivative · entry 5 Wargacki Stephen · CIK 0001960165 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2035-03-07 F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:49 UTC |
Wargacki StephenChief Science Officer
|
Tax withholdingCommon Stock | 12,859 | $2.65 | $34,076.35 |
DisclosureSEC source: 0001214659-25-004228 · marketforms-68577.xml · nonDerivative · entry 2 Wargacki Stephen · CIK 0001960165 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,555 F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:49 UTC |
Wargacki StephenChief Science Officer
|
GrantCommon Stock | 115,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-004228 · marketforms-68577.xml · nonDerivative · entry 1 Wargacki Stephen · CIK 0001960165 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 376,414 F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:48 UTC |
Jung CassieChief Operating Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0001214659-25-004227 · marketforms-68571.xml · derivative · entry 6 Jung Cassie · CIK 0001960154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2035-03-07 F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:48 UTC |
Jung CassieChief Operating Officer
|
Tax withholdingCommon Stock | 7,361 | $2.65 | $19,506.65 |
DisclosureSEC source: 0001214659-25-004227 · marketforms-68571.xml · nonDerivative · entry 3 Jung Cassie · CIK 0001960154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,705 F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:48 UTC |
Jung CassieChief Operating Officer
|
GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-004227 · marketforms-68571.xml · nonDerivative · entry 2 Jung Cassie · CIK 0001960154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,066 F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:48 UTC |
Kraus Carl NChief Medical Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0001214659-25-004225 · marketforms-68573.xml · derivative · entry 3 Kraus Carl N · CIK 0001946475 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2035-03-07 F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:48 UTC |
Kraus Carl NChief Medical Officer
|
Tax withholdingCommon Stock | 8,115 | $2.65 | $21,504.75 |
DisclosureSEC source: 0001214659-25-004225 · marketforms-68573.xml · nonDerivative · entry 2 Kraus Carl N · CIK 0001946475 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,566 F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:48 UTC |
Kraus Carl NChief Medical Officer
|
GrantCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-004225 · marketforms-68573.xml · nonDerivative · entry 1 Kraus Carl N · CIK 0001946475 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,681 F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:47 UTC |
BRAENDER LORI JChief Legal Officer
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0001214659-25-004223 · marketforms-68569.xml · derivative · entry 4 BRAENDER LORI J · CIK 0001752955 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2035-03-07 F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:47 UTC |
BRAENDER LORI JChief Legal Officer
|
Tax withholdingCommon Stock | 9,592 | $2.65 | $25,418.80 |
DisclosureSEC source: 0001214659-25-004223 · marketforms-68569.xml · nonDerivative · entry 2 BRAENDER LORI J · CIK 0001752955 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 413,639 F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:47 UTC |
BRAENDER LORI JChief Legal Officer
|
GrantCommon Stock | 110,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-004223 · marketforms-68569.xml · nonDerivative · entry 1 BRAENDER LORI J · CIK 0001752955 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,231 F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:47 UTC |
Boyd Peter E.See Remark
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0001214659-25-004222 · marketforms-68504.xml · derivative · entry 4 Boyd Peter E. · CIK 0001739816 · See Remark 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2035-03-07 F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:47 UTC |
Boyd Peter E.See Remark
|
Tax withholdingCommon Stock | 6,624 | $2.65 | $17,553.60 |
DisclosureSEC source: 0001214659-25-004222 · marketforms-68504.xml · nonDerivative · entry 2 Boyd Peter E. · CIK 0001739816 · See Remark 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311,004 F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:47 UTC |
Boyd Peter E.See Remark
|
GrantCommon Stock | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-004222 · marketforms-68504.xml · nonDerivative · entry 1 Boyd Peter E. · CIK 0001739816 · See Remark 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,628 F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:47 UTC |
Barber DanielPresident and CEO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 408,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0001214659-25-004221 · marketforms-68502.xml · derivative · entry 4 Barber Daniel · CIK 0001742266 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,000 Underlying: Common Stock · 408,000 shares Expires 2025-03-07 F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:47 UTC |
Barber DanielPresident and CEO
|
Tax withholdingCommon Stock | 29,307 | $2.65 | $77,663.55 |
DisclosureSEC source: 0001214659-25-004221 · marketforms-68502.xml · nonDerivative · entry 2 Barber Daniel · CIK 0001742266 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,069,171 F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 21:47 UTC |
Barber DanielPresident and CEO
|
GrantCommon Stock | 272,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-004221 · marketforms-68502.xml · nonDerivative · entry 1 Barber Daniel · CIK 0001742266 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,098,478 F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| March 07, 2025 Filed Apr 13, 2026 19:52 UTC |
Korczynski SherryChief Commercial Officer
|
GrantPerformance Stock Units · Derivative | 67,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-26-004593 · marketforms-72933.xml · derivative · entry 1 Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,500 Underlying: Common Stock · 67,500 shares Expires 2028-03-07 F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). Read SEC document |
| March 07, 2025 Filed Apr 13, 2026 19:52 UTC |
TOTH A ERNEST JRSVP, Chief Financial Officer
|
GrantPerformance Stock Units · Derivative | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-26-004594 · marketforms-72932.xml · derivative · entry 1 TOTH A ERNEST JR · CIK 0001280273 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,500 Underlying: Common Stock · 82,500 shares Expires 2028-03-07 F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). Read SEC document |
| March 07, 2025 Filed Apr 13, 2026 19:54 UTC |
Boyd Peter E.Chief People Officer
|
GrantPerformance Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-26-004596 · marketforms-72925.xml · derivative · entry 1 Boyd Peter E. · CIK 0001739816 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2028-03-07 F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). Read SEC document |
| March 07, 2025 Filed Apr 13, 2026 19:54 UTC |
Barber DanielPresident and CEO
|
GrantPerformance Stock Units · Derivative | 293,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-26-004597 · marketforms-72912.xml · derivative · entry 1 Barber Daniel · CIK 0001742266 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,100 Underlying: Common Stock · 293,100 shares Expires 2028-03-07 F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). Read SEC document |
| March 07, 2025 Filed Apr 13, 2026 19:53 UTC |
Jung CassieChief Operating Officer
|
GrantPerformance Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-26-004595 · marketforms-72927.xml · derivative · entry 1 Jung Cassie · CIK 0001960154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2028-03-07 F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). Read SEC document |
| March 07, 2025 Filed Apr 13, 2026 19:51 UTC |
BRAENDER LORI JCorporate Secretary
|
GrantPerformance Stock Units · Derivative | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-26-004592 · marketforms-72926.xml · derivative · entry 1 BRAENDER LORI J · CIK 0001752955 · Corporate Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,500 Underlying: Common Stock · 82,500 shares Expires 2028-03-07 F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period). Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:47 UTC |
BRATTON DOUGLAS K10% owner
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-133320 · ownership.xml · nonDerivative · entry 1 BRATTON DOUGLAS K · CIK 0001281933 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 199,841 F1 · balance_after: These shares of common stock of Aquestive Therapeutics, Inc. (the "Issuer") are held by family trusts and entities controlled by Douglas K. Bratton. Such shares of common stock were acquired in previously reported in-kind pro rata distributions for no consideration without a change in pecuniary interest. F1 · ownership.nature: These shares of common stock of Aquestive Therapeutics, Inc. (the "Issuer") are held by family trusts and entities controlled by Douglas K. Bratton. Such shares of common stock were acquired in previously reported in-kind pro rata distributions for no consideration without a change in pecuniary interest. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 21:24 UTC |
Jung CassieChief Operating Officer
|
SaleCommon Stock | 44 | $4.87 | $214.06 |
DisclosureSEC source: 0001214659-24-019685 · marketforms-67449.xml · nonDerivative · entry 2 Jung Cassie · CIK 0001960154 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by spouse IRA Disclosed balance after: 0 F1 · shares: Shares owned by spouse who shares Ms. Jung's household. Ms. Jung disclaims beneficial ownership of the shares held by her spouse, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16(a) of the Securities Exchange Act of 1940, as amended, or for any other purpose. Read SEC document |
| August 09, 2024 Filed Aug 12, 2024 18:45 UTC |
Kraus Carl NChief Medical Officer
|
Tax withholdingCommon Stock | 10,819 | $3.43 | $37,109.17 |
DisclosureSEC source: 0001214659-24-014226 · marketforms-66654.xml · nonDerivative · entry 1 Kraus Carl N · CIK 0001946475 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 251,681 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 13:50 UTC |
COSTA SANTO JDirector
|
GrantStock Option (Right to Purchase) · Derivative | 38,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-24-011216 · marketforms-66325.xml · derivative · entry 2 COSTA SANTO J · CIK 0001013419 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2034-06-20 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Mr. Costa's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 17:50 UTC |
Krop JulieDirector
|
GrantStock Option (Right to Purchase) · Derivative | 38,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-24-011218 · marketforms-66326.xml · derivative · entry 1 Krop Julie · CIK 0001643127 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2034-06-20 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Dr. Krop's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 13:51 UTC |
Taglietti MarcoDirector
|
GrantStock Option (Right to Purchase) · Derivative | 38,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-24-011220 · marketforms-66327.xml · derivative · entry 1 Taglietti Marco · CIK 0001408870 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2034-06-20 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Dr. Taglietti's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 17:50 UTC |
Cochran JohnDirector
|
GrantStock Option (Right to Purchase) · Derivative | 38,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-24-011217 · marketforms-66324.xml · derivative · entry 2 Cochran John · CIK 0001406773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2034-06-20 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Mr. Cochran's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 13:51 UTC |
MORRIS TIMOTHY EDirector
|
GrantStock Option (right to purchase) · Derivative | 38,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-24-011221 · marketforms-66328.xml · derivative · entry 1 MORRIS TIMOTHY E · CIK 0001191286 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2034-06-20 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 25, 2025, subject to Mr. Morris' continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 20, 2024 Filed Jun 21, 2024 13:51 UTC |
BROWN GREGORY BDirector
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GrantStock Option (Right to Purchase) · Derivative | 38,000 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001214659-24-011219 · marketforms-66323.xml · derivative · entry 2 BROWN GREGORY B · CIK 0001373585 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2034-06-20 F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Dr. Brown's continuous service with the Issuer from the grant date through the applicable vesting date. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 16:36 UTC |
Korczynski SherrySVP Sales and Marketing
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GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-010798 · marketforms-66306.xml · nonDerivative · entry 1 Korczynski Sherry · CIK 0002026090 · SVP Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| May 10, 2024 Filed May 13, 2024 17:40 UTC |
Wargacki StephenChief Science Officer
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GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-008874 · marketforms-65653.xml · nonDerivative · entry 1 Wargacki Stephen · CIK 0001960165 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,963 F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment. Read SEC document |
| May 10, 2024 Filed May 13, 2024 17:40 UTC |
Jenkins Abigail L.Director
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GrantNon-Qualified Stock Option (right to buy) · Derivative | 57,000 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0001214659-24-008873 · marketforms-65565.xml · derivative · entry 1 Jenkins Abigail L. · CIK 0001947032 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,000 Underlying: Common Stock · 57,000 shares Expires 2034-05-10 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 10, 2025. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 14:30 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
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SaleCommon Stock | 50,000 | $6.00 | $300,000.00 |
DisclosureSEC source: 0001214659-24-004795 · marketforms-65280.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 984,476 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in this Form 4 on December 6, 2023. Read SEC document |
| March 10, 2024 Filed Mar 12, 2024 17:46 UTC |
Wargacki StephenSVP, Research & Development
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Tax withholdingCommon Stock | 1,687 | $4.88 | $8,232.56 |
DisclosureSEC source: 0001214659-24-004391 · marketforms-65149.xml · nonDerivative · entry 2 Wargacki Stephen · CIK 0001960165 · SVP, Research & Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 257,963 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 10, 2024 Filed Mar 12, 2024 17:46 UTC |
Jung CassieSVP, Operations
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Tax withholdingCommon Stock | 1,132 | $4.88 | $5,524.16 |
DisclosureSEC source: 0001214659-24-004390 · marketforms-65150.xml · nonDerivative · entry 4 Jung Cassie · CIK 0001960154 · SVP, Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,754 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 13:45 UTC |
Schobel Alexander MarkChief Innovation/Tech Officer
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Tax withholdingCommon Stock | 5,895 | $4.88 | $28,767.60 |
DisclosureSEC source: 0001214659-24-004389 · marketforms-65141.xml · nonDerivative · entry 2 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,034,476 F3 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 17:47 UTC |
TOTH A ERNEST JRSVP, Chief Financial Officer
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Tax withholdingCommon Stock | 11,705 | $4.88 | $57,120.40 |
DisclosureSEC source: 0001214659-24-004392 · marketforms-65148.xml · nonDerivative · entry 1 TOTH A ERNEST JR · CIK 0001280273 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,295 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 17:47 UTC |
Barber DanielPresident and CEO
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Tax withholdingCommon Stock | 37,938 | $4.88 | $185,137.44 |
DisclosureSEC source: 0001214659-24-004395 · marketforms-65145.xml · nonDerivative · entry 1 Barber Daniel · CIK 0001742266 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 845,364 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 17:47 UTC |
Boyd Peter E.See Remark
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Tax withholdingCommon Stock | 8,370 | $4.88 | $40,845.60 |
DisclosureSEC source: 0001214659-24-004394 · marketforms-65146.xml · nonDerivative · entry 1 Boyd Peter E. · CIK 0001739816 · See Remark 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,628 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 17:47 UTC |
BRAENDER LORI JSVP, General Counsel
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Tax withholdingCommon Stock | 10,530 | $4.88 | $51,386.40 |
DisclosureSEC source: 0001214659-24-004393 · marketforms-65147.xml · nonDerivative · entry 1 BRAENDER LORI J · CIK 0001752955 · SVP, General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,231 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 17:46 UTC |
Wargacki StephenSVP, Research & Development
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Tax withholdingCommon Stock | 11,269 | $4.88 | $54,992.72 |
DisclosureSEC source: 0001214659-24-004391 · marketforms-65149.xml · nonDerivative · entry 1 Wargacki Stephen · CIK 0001960165 · SVP, Research & Development 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,650 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 09, 2024 Filed Mar 12, 2024 17:46 UTC |
Jung CassieSVP, Operations
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Tax withholdingCommon Stock | 8,300 | $4.88 | $40,504.00 |
DisclosureSEC source: 0001214659-24-004390 · marketforms-65150.xml · nonDerivative · entry 3 Jung Cassie · CIK 0001960154 · SVP, Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,886 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. Read SEC document |
| March 09, 2024 Filed Oct 2, 2024 14:16 UTC Amendment |
Schobel Alexander MarkChief Innovation/Tech Officer
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Tax withholdingCommon Stock | 9,645 | $4.88 | $47,067.60 |
DisclosureSEC source: 0001214659-24-017011 · marketforms-67099.xml · nonDerivative · entry 1 Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 980,726 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. This amended Form 4 is being filed to revise the number of shares withheld by the issuer to satisfy tax withholding obligations originally reported on form 4 filed on March 12, 2024 . Read SEC document |
| March 09, 2024 Filed Oct 2, 2024 18:15 UTC Amendment |
Wargacki StephenChief Science Officer
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Tax withholdingCommon Stock | 19,505 | $4.88 | $95,184.40 |
DisclosureSEC source: 0001214659-24-017010 · marketforms-67100.xml · nonDerivative · entry 1 Wargacki Stephen · CIK 0001960165 · Chief Science Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,414 F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. This amended Form 4 is being filed to revise the number of shares withheld by the issuer to satisfy tax withholding obligations originally reported on form 4 filed on March 12, 2024 . Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.