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Nasdaq · USD

AQST

Aquestive Therapeutics, Inc.

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Tapewire entity
5276
SEC CIK
0001398733
Parsed reports
319

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202601
Jun 202602
Jul 202602
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2025 Filed Mar 11, 2025 21:48 UTC
TOTH A ERNEST JRChief Financial Officer
Tax withholdingCommon Stock 10,193 $2.65 $27,011.45
Disclosure

SEC source: 0001214659-25-004226 · marketforms-68575.xml · nonDerivative · entry 2

TOTH A ERNEST JR · CIK 0001280273 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 348,102

F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:48 UTC
TOTH A ERNEST JRChief Financial Officer
GrantCommon Stock 110,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004226 · marketforms-68575.xml · nonDerivative · entry 1

TOTH A ERNEST JR · CIK 0001280273 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,295

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:49 UTC
Wargacki StephenChief Science Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 65,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001214659-25-004228 · marketforms-68577.xml · derivative · entry 5

Wargacki Stephen · CIK 0001960165 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2035-03-07

F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:49 UTC
Wargacki StephenChief Science Officer
Tax withholdingCommon Stock 12,859 $2.65 $34,076.35
Disclosure

SEC source: 0001214659-25-004228 · marketforms-68577.xml · nonDerivative · entry 2

Wargacki Stephen · CIK 0001960165 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,555

F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:49 UTC
Wargacki StephenChief Science Officer
GrantCommon Stock 115,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004228 · marketforms-68577.xml · nonDerivative · entry 1

Wargacki Stephen · CIK 0001960165 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,414

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:48 UTC
Jung CassieChief Operating Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001214659-25-004227 · marketforms-68571.xml · derivative · entry 6

Jung Cassie · CIK 0001960154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-03-07

F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:48 UTC
Jung CassieChief Operating Officer
Tax withholdingCommon Stock 7,361 $2.65 $19,506.65
Disclosure

SEC source: 0001214659-25-004227 · marketforms-68571.xml · nonDerivative · entry 3

Jung Cassie · CIK 0001960154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,705

F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:48 UTC
Jung CassieChief Operating Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004227 · marketforms-68571.xml · nonDerivative · entry 2

Jung Cassie · CIK 0001960154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,066

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:48 UTC
Kraus Carl NChief Medical Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001214659-25-004225 · marketforms-68573.xml · derivative · entry 3

Kraus Carl N · CIK 0001946475 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2035-03-07

F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:48 UTC
Kraus Carl NChief Medical Officer
Tax withholdingCommon Stock 8,115 $2.65 $21,504.75
Disclosure

SEC source: 0001214659-25-004225 · marketforms-68573.xml · nonDerivative · entry 2

Kraus Carl N · CIK 0001946475 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,566

F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:48 UTC
Kraus Carl NChief Medical Officer
GrantCommon Stock 70,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004225 · marketforms-68573.xml · nonDerivative · entry 1

Kraus Carl N · CIK 0001946475 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 321,681

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:47 UTC
BRAENDER LORI JChief Legal Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 60,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001214659-25-004223 · marketforms-68569.xml · derivative · entry 4

BRAENDER LORI J · CIK 0001752955 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2035-03-07

F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:47 UTC
BRAENDER LORI JChief Legal Officer
Tax withholdingCommon Stock 9,592 $2.65 $25,418.80
Disclosure

SEC source: 0001214659-25-004223 · marketforms-68569.xml · nonDerivative · entry 2

BRAENDER LORI J · CIK 0001752955 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,639

F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:47 UTC
BRAENDER LORI JChief Legal Officer
GrantCommon Stock 110,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004223 · marketforms-68569.xml · nonDerivative · entry 1

BRAENDER LORI J · CIK 0001752955 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,231

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:47 UTC
Boyd Peter E.See Remark
GrantNon-Qualified Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001214659-25-004222 · marketforms-68504.xml · derivative · entry 4

Boyd Peter E. · CIK 0001739816 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2035-03-07

F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:47 UTC
Boyd Peter E.See Remark
Tax withholdingCommon Stock 6,624 $2.65 $17,553.60
Disclosure

SEC source: 0001214659-25-004222 · marketforms-68504.xml · nonDerivative · entry 2

Boyd Peter E. · CIK 0001739816 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,004

F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:47 UTC
Boyd Peter E.See Remark
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004222 · marketforms-68504.xml · nonDerivative · entry 1

Boyd Peter E. · CIK 0001739816 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,628

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:47 UTC
Barber DanielPresident and CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 408,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001214659-25-004221 · marketforms-68502.xml · derivative · entry 4

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,000

Underlying: Common Stock · 408,000 shares

Expires 2025-03-07

F3 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:47 UTC
Barber DanielPresident and CEO
Tax withholdingCommon Stock 29,307 $2.65 $77,663.55
Disclosure

SEC source: 0001214659-25-004221 · marketforms-68502.xml · nonDerivative · entry 2

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,069,171

F2 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
March 07, 2025 Filed Mar 11, 2025 21:47 UTC
Barber DanielPresident and CEO
GrantCommon Stock 272,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-004221 · marketforms-68502.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,098,478

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 07, 2025 Filed Apr 13, 2026 19:52 UTC
Korczynski SherryChief Commercial Officer
GrantPerformance Stock Units · Derivative 67,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-004593 · marketforms-72933.xml · derivative · entry 1

Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,500

Underlying: Common Stock · 67,500 shares

Expires 2028-03-07

F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

Read SEC document
March 07, 2025 Filed Apr 13, 2026 19:52 UTC
TOTH A ERNEST JRSVP, Chief Financial Officer
GrantPerformance Stock Units · Derivative 82,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-004594 · marketforms-72932.xml · derivative · entry 1

TOTH A ERNEST JR · CIK 0001280273 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 82,500 shares

Expires 2028-03-07

F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

Read SEC document
March 07, 2025 Filed Apr 13, 2026 19:54 UTC
Boyd Peter E.Chief People Officer
GrantPerformance Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-004596 · marketforms-72925.xml · derivative · entry 1

Boyd Peter E. · CIK 0001739816 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2028-03-07

F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

Read SEC document
March 07, 2025 Filed Apr 13, 2026 19:54 UTC
Barber DanielPresident and CEO
GrantPerformance Stock Units · Derivative 293,100 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-004597 · marketforms-72912.xml · derivative · entry 1

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,100

Underlying: Common Stock · 293,100 shares

Expires 2028-03-07

F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

Read SEC document
March 07, 2025 Filed Apr 13, 2026 19:53 UTC
Jung CassieChief Operating Officer
GrantPerformance Stock Units · Derivative 60,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-004595 · marketforms-72927.xml · derivative · entry 1

Jung Cassie · CIK 0001960154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2028-03-07

F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

Read SEC document
March 07, 2025 Filed Apr 13, 2026 19:51 UTC
BRAENDER LORI JCorporate Secretary
GrantPerformance Stock Units · Derivative 82,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-004592 · marketforms-72926.xml · derivative · entry 1

BRAENDER LORI J · CIK 0001752955 · Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 82,500 shares

Expires 2028-03-07

F1 · security: This Form 4 was filed late due to an inadvertent administrative oversight.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

F2 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. The PSUs measure performance from March 7, 2025 (Grant Date) through March 7, 2028 and, if earned, vest 100% on March 7, 2028. "Performance Price" means (i) the 30-day average Nasdaq closing price ending on the last day of the period from the Grant Date through the day before the second anniversary (First Pricing Period) and (ii) the highest 30-day average Nasdaq closing price during the period from the second through the third anniversary (Second Pricing Period).

Read SEC document
December 02, 2024 Filed Dec 4, 2024 16:47 UTC GiftCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-133320 · ownership.xml · nonDerivative · entry 1

BRATTON DOUGLAS K · CIK 0001281933 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 199,841

F1 · balance_after: These shares of common stock of Aquestive Therapeutics, Inc. (the "Issuer") are held by family trusts and entities controlled by Douglas K. Bratton. Such shares of common stock were acquired in previously reported in-kind pro rata distributions for no consideration without a change in pecuniary interest.

F1 · ownership.nature: These shares of common stock of Aquestive Therapeutics, Inc. (the "Issuer") are held by family trusts and entities controlled by Douglas K. Bratton. Such shares of common stock were acquired in previously reported in-kind pro rata distributions for no consideration without a change in pecuniary interest.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 21:24 UTC
Jung CassieChief Operating Officer
SaleCommon Stock 44 $4.87 $214.06
Disclosure

SEC source: 0001214659-24-019685 · marketforms-67449.xml · nonDerivative · entry 2

Jung Cassie · CIK 0001960154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by spouse IRA

Disclosed balance after: 0

F1 · shares: Shares owned by spouse who shares Ms. Jung's household. Ms. Jung disclaims beneficial ownership of the shares held by her spouse, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16(a) of the Securities Exchange Act of 1940, as amended, or for any other purpose.

Read SEC document
August 09, 2024 Filed Aug 12, 2024 18:45 UTC
Kraus Carl NChief Medical Officer
Tax withholdingCommon Stock 10,819 $3.43 $37,109.17
Disclosure

SEC source: 0001214659-24-014226 · marketforms-66654.xml · nonDerivative · entry 1

Kraus Carl N · CIK 0001946475 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,681

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 13:50 UTC GrantStock Option (Right to Purchase) · Derivative 38,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001214659-24-011216 · marketforms-66325.xml · derivative · entry 2

COSTA SANTO J · CIK 0001013419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Mr. Costa's continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 17:50 UTC
Krop JulieDirector
GrantStock Option (Right to Purchase) · Derivative 38,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001214659-24-011218 · marketforms-66326.xml · derivative · entry 1

Krop Julie · CIK 0001643127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Dr. Krop's continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 13:51 UTC GrantStock Option (Right to Purchase) · Derivative 38,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001214659-24-011220 · marketforms-66327.xml · derivative · entry 1

Taglietti Marco · CIK 0001408870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Dr. Taglietti's continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 17:50 UTC
Cochran JohnDirector
GrantStock Option (Right to Purchase) · Derivative 38,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001214659-24-011217 · marketforms-66324.xml · derivative · entry 2

Cochran John · CIK 0001406773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Mr. Cochran's continuous service with the Issuer from the grant date through the applicable vesting date.

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June 20, 2024 Filed Jun 21, 2024 13:51 UTC GrantStock Option (right to purchase) · Derivative 38,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001214659-24-011221 · marketforms-66328.xml · derivative · entry 1

MORRIS TIMOTHY E · CIK 0001191286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 25, 2025, subject to Mr. Morris' continuous service with the Issuer from the grant date through the applicable vesting date.

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June 20, 2024 Filed Jun 21, 2024 13:51 UTC GrantStock Option (Right to Purchase) · Derivative 38,000 $0.00 Strike: $2.50 $0.00
Disclosure

SEC source: 0001214659-24-011219 · marketforms-66323.xml · derivative · entry 2

BROWN GREGORY B · CIK 0001373585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2034-06-20

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 20, 2025, subject to Dr. Brown's continuous service with the Issuer from the grant date through the applicable vesting date.

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June 07, 2024 Filed Jun 11, 2024 16:36 UTC
Korczynski SherrySVP Sales and Marketing
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-010798 · marketforms-66306.xml · nonDerivative · entry 1

Korczynski Sherry · CIK 0002026090 · SVP Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

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May 10, 2024 Filed May 13, 2024 17:40 UTC
Wargacki StephenChief Science Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-008874 · marketforms-65653.xml · nonDerivative · entry 1

Wargacki Stephen · CIK 0001960165 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,963

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

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May 10, 2024 Filed May 13, 2024 17:40 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 57,000 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0001214659-24-008873 · marketforms-65565.xml · derivative · entry 1

Jenkins Abigail L. · CIK 0001947032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 57,000 shares

Expires 2034-05-10

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on May 10, 2025.

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March 15, 2024 Filed Mar 19, 2024 14:30 UTC
Schobel Alexander MarkChief Innovation/Tech Officer
SaleCommon Stock 50,000 $6.00 $300,000.00
Disclosure

SEC source: 0001214659-24-004795 · marketforms-65280.xml · nonDerivative · entry 1

Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 984,476

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in this Form 4 on December 6, 2023.

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March 10, 2024 Filed Mar 12, 2024 17:46 UTC
Wargacki StephenSVP, Research & Development
Tax withholdingCommon Stock 1,687 $4.88 $8,232.56
Disclosure

SEC source: 0001214659-24-004391 · marketforms-65149.xml · nonDerivative · entry 2

Wargacki Stephen · CIK 0001960165 · SVP, Research & Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,963

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

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March 10, 2024 Filed Mar 12, 2024 17:46 UTC
Jung CassieSVP, Operations
Tax withholdingCommon Stock 1,132 $4.88 $5,524.16
Disclosure

SEC source: 0001214659-24-004390 · marketforms-65150.xml · nonDerivative · entry 4

Jung Cassie · CIK 0001960154 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,754

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

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March 09, 2024 Filed Mar 12, 2024 13:45 UTC
Schobel Alexander MarkChief Innovation/Tech Officer
Tax withholdingCommon Stock 5,895 $4.88 $28,767.60
Disclosure

SEC source: 0001214659-24-004389 · marketforms-65141.xml · nonDerivative · entry 2

Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,034,476

F3 · kind: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

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March 09, 2024 Filed Mar 12, 2024 17:47 UTC
TOTH A ERNEST JRSVP, Chief Financial Officer
Tax withholdingCommon Stock 11,705 $4.88 $57,120.40
Disclosure

SEC source: 0001214659-24-004392 · marketforms-65148.xml · nonDerivative · entry 1

TOTH A ERNEST JR · CIK 0001280273 · SVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,295

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

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March 09, 2024 Filed Mar 12, 2024 17:47 UTC
Barber DanielPresident and CEO
Tax withholdingCommon Stock 37,938 $4.88 $185,137.44
Disclosure

SEC source: 0001214659-24-004395 · marketforms-65145.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,364

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

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March 09, 2024 Filed Mar 12, 2024 17:47 UTC
Boyd Peter E.See Remark
Tax withholdingCommon Stock 8,370 $4.88 $40,845.60
Disclosure

SEC source: 0001214659-24-004394 · marketforms-65146.xml · nonDerivative · entry 1

Boyd Peter E. · CIK 0001739816 · See Remark

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,628

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

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March 09, 2024 Filed Mar 12, 2024 17:47 UTC
BRAENDER LORI JSVP, General Counsel
Tax withholdingCommon Stock 10,530 $4.88 $51,386.40
Disclosure

SEC source: 0001214659-24-004393 · marketforms-65147.xml · nonDerivative · entry 1

BRAENDER LORI J · CIK 0001752955 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,231

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

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March 09, 2024 Filed Mar 12, 2024 17:46 UTC
Wargacki StephenSVP, Research & Development
Tax withholdingCommon Stock 11,269 $4.88 $54,992.72
Disclosure

SEC source: 0001214659-24-004391 · marketforms-65149.xml · nonDerivative · entry 1

Wargacki Stephen · CIK 0001960165 · SVP, Research & Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,650

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

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March 09, 2024 Filed Mar 12, 2024 17:46 UTC
Jung CassieSVP, Operations
Tax withholdingCommon Stock 8,300 $4.88 $40,504.00
Disclosure

SEC source: 0001214659-24-004390 · marketforms-65150.xml · nonDerivative · entry 3

Jung Cassie · CIK 0001960154 · SVP, Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,886

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

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March 09, 2024 Filed Oct 2, 2024 14:16 UTC Amendment
Schobel Alexander MarkChief Innovation/Tech Officer
Tax withholdingCommon Stock 9,645 $4.88 $47,067.60
Disclosure

SEC source: 0001214659-24-017011 · marketforms-67099.xml · nonDerivative · entry 1

Schobel Alexander Mark · CIK 0001406836 · Chief Innovation/Tech Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980,726

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. This amended Form 4 is being filed to revise the number of shares withheld by the issuer to satisfy tax withholding obligations originally reported on form 4 filed on March 12, 2024 .

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March 09, 2024 Filed Oct 2, 2024 18:15 UTC Amendment
Wargacki StephenChief Science Officer
Tax withholdingCommon Stock 19,505 $4.88 $95,184.40
Disclosure

SEC source: 0001214659-24-017010 · marketforms-67100.xml · nonDerivative · entry 1

Wargacki Stephen · CIK 0001960165 · Chief Science Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,414

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person. This amended Form 4 is being filed to revise the number of shares withheld by the issuer to satisfy tax withholding obligations originally reported on form 4 filed on March 12, 2024 .

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.