Tapewire

Nasdaq · USD

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Digital Turbine, Inc.

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4815
SEC CIK
0000317788
Parsed reports
407

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2023 Filed Mar 6, 2023 22:55 UTC Tax withholdingCommon Stock 277 $11.07 $3,066.39
Disclosure

SEC source: 0001628280-23-006588 · wf-form4_167814330340078.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,411

Read SEC document
March 02, 2023 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 36,025 $10.75 $387,268.75
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · nonDerivative · entry 9

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,682,789

Read SEC document
March 01, 2023 Filed Mar 2, 2023 22:25 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 171 $10.86 $1,857.06
Disclosure

SEC source: 0001628280-23-006110 · wf-form4_167779593574314.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,375

Read SEC document
March 01, 2023 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 70,000 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · derivative · entry 12

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 37,474 $10.86 $406,967.64
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · nonDerivative · entry 8

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718,814

Read SEC document
March 01, 2023 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 70,000 $2.54 $177,800.00
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · nonDerivative · entry 7

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 455 $10.86 $4,941.30
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · nonDerivative · entry 4

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653,873

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:25 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 187 $10.74 $2,008.38
Disclosure

SEC source: 0001628280-23-006110 · wf-form4_167779593574314.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,546

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 70,000 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · derivative · entry 11

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 37,585 $10.74 $403,662.90
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · nonDerivative · entry 6

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686,288

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 70,000 $2.54 $177,800.00
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · nonDerivative · entry 5

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,723,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 468 $10.74 $5,026.32
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · nonDerivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,328

Read SEC document
February 09, 2023 Filed Mar 14, 2023 16:51 UTC GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007801 · wf-form4_167881267131975.xml · nonDerivative · entry 2

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 318,268

F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein.

Read SEC document
February 05, 2023 Filed Feb 6, 2023 23:17 UTC Tax withholdingCommon Stock 276 $17.28 $4,769.28
Disclosure

SEC source: 0001628280-23-002445 · wf-form4_167572542197861.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,688

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:22 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 446 $16.77 $7,479.42
Disclosure

SEC source: 0001628280-23-002116 · wf-form4_167538008784893.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,422

Read SEC document
February 01, 2023 Filed Feb 2, 2023 23:21 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 137 $16.77 $2,297.49
Disclosure

SEC source: 0001628280-23-002115 · wf-form4_167538005651468.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,733

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:22 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 468 $17.36 $8,124.48
Disclosure

SEC source: 0001628280-23-002116 · wf-form4_167538008784893.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,868

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:21 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 187 $17.36 $3,246.32
Disclosure

SEC source: 0001628280-23-002115 · wf-form4_167538005651468.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,870

Read SEC document
January 05, 2023 Filed Jan 13, 2023 14:11 UTC Tax withholdingCommon Stock 3,731 $15.06 $56,188.86
Disclosure

SEC source: 0001628280-23-001002 · wf-form4_167361907720244.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,964

Read SEC document
January 01, 2023 Filed Jan 4, 2023 00:14 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 446 $15.24 $6,797.04
Disclosure

SEC source: 0001628280-23-000150 · wf-form4_167279125871694.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627,336

Read SEC document
January 01, 2023 Filed Jan 4, 2023 00:13 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 137 $15.24 $2,087.88
Disclosure

SEC source: 0001628280-23-000148 · wf-form4_167279119108015.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,057

Read SEC document
December 31, 2022 Filed Jan 4, 2023 00:14 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 412 $15.24 $6,278.88
Disclosure

SEC source: 0001628280-23-000150 · wf-form4_167279125871694.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,627,782

Read SEC document
December 31, 2022 Filed Jan 4, 2023 00:13 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 165 $15.24 $2,514.60
Disclosure

SEC source: 0001628280-23-000148 · wf-form4_167279119108015.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,194

Read SEC document
December 07, 2022 Filed Dec 9, 2022 21:50 UTC
Miller Michael BenjaminChief Accounting Officer
GrantRestricted Stock Units · Derivative 15,837 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-22-031679 · wf-form4_167062263119591.xml · derivative · entry 1

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,837

Underlying: Common Stock · 15,837 shares

Expires not disclosed

F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · security: RSUs vest over two years. 50% of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The remaining 50% vest on the second anniversary of the grant date (i.e., 12/7/2024)

F2 · derivative.exercise_date: RSUs vest over two years. 50% of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The remaining 50% vest on the second anniversary of the grant date (i.e., 12/7/2024)

F3 · derivative.expiration_date: Not applicable

Read SEC document
December 01, 2022 Filed Dec 2, 2022 21:37 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 121 $18.78 $2,272.38
Disclosure

SEC source: 0001628280-22-031294 · wf-form4_167001702005319.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,359

Read SEC document
December 01, 2022 Filed Dec 2, 2022 21:36 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 393 $18.78 $7,380.54
Disclosure

SEC source: 0001628280-22-031293 · wf-form4_167001700358557.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628,194

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:37 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 164 $18.26 $2,994.64
Disclosure

SEC source: 0001628280-22-031294 · wf-form4_167001702005319.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,480

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:36 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 412 $18.26 $7,523.12
Disclosure

SEC source: 0001628280-22-031293 · wf-form4_167001700358557.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628,587

Read SEC document
November 08, 2022 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 60,000 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · derivative · entry 10

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Common Stock · 60,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years.

Read SEC document
November 08, 2022 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 31,626 $11.53 $364,647.78
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654,796

Read SEC document
November 08, 2022 Filed Mar 2, 2023 22:24 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 60,000 $2.54 $152,400.00
Disclosure

SEC source: 0001628280-23-006108 · wf-form4_167779582365261.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,686,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 21:20 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
GrantEmployee Stock Options (right to buy) · Derivative 69,005 $0.00 Strike: $12.21 $0.00
Disclosure

SEC source: 0001628280-22-029256 · wf-form4_166802881585363.xml · derivative · entry 2

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,005

Underlying: Common Stock · 69,005 shares

Expires 2032-11-07

F3 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · security: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter during the remaining two years.

F4 · derivative.exercise_date: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each quarter during the remaining two years.

Read SEC document
November 07, 2022 Filed Nov 9, 2022 21:20 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
GrantCommon Stock 135,135 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-029256 · wf-form4_166802881585363.xml · nonDerivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,135

F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · security: RSUs vest over three years. One-third of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each quarter during the remaining two years.

Read SEC document
November 01, 2022 Filed Nov 1, 2022 22:10 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 393 $14.76 $5,800.68
Disclosure

SEC source: 0001628280-22-027612 · wf-form4_166734060810251.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,628,999

Read SEC document
November 01, 2022 Filed Nov 1, 2022 22:09 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 120 $14.76 $1,771.20
Disclosure

SEC source: 0001628280-22-027610 · wf-form4_166734057652174.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,644

Read SEC document
October 31, 2022 Filed Nov 1, 2022 22:10 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 412 $14.60 $6,015.20
Disclosure

SEC source: 0001628280-22-027612 · wf-form4_166734060810251.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629,392

Read SEC document
October 31, 2022 Filed Nov 1, 2022 22:09 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 165 $14.60 $2,409.00
Disclosure

SEC source: 0001628280-22-027610 · wf-form4_166734057652174.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,764

Read SEC document
October 11, 2022 Filed Oct 14, 2022 11:48 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 50,000 $0.00 Strike: $2.54 $0.00
Disclosure

SEC source: 0001628280-22-026368 · wf-form4_166574812391270.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2023-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years.

Read SEC document
October 11, 2022 Filed Oct 14, 2022 11:48 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 25,449 $13.34 $339,489.66
Disclosure

SEC source: 0001628280-22-026368 · wf-form4_166574812391270.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,629,804

Read SEC document
October 11, 2022 Filed Oct 14, 2022 11:48 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $2.54 $127,000.00
Disclosure

SEC source: 0001628280-22-026368 · wf-form4_166574812391270.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,655,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 00:22 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 393 $14.41 $5,663.13
Disclosure

SEC source: 0001628280-22-026007 · wf-form4_166492645028074.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605,253

Read SEC document
October 01, 2022 Filed Oct 4, 2022 23:57 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 121 $14.41 $1,743.61
Disclosure

SEC source: 0001628280-22-026006 · wf-form4_166492633593398.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,929

Read SEC document
September 30, 2022 Filed Oct 5, 2022 00:22 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 412 $14.41 $5,936.92
Disclosure

SEC source: 0001628280-22-026007 · wf-form4_166492645028074.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605,646

Read SEC document
September 30, 2022 Filed Oct 4, 2022 23:57 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 165 $14.41 $2,377.65
Disclosure

SEC source: 0001628280-22-026006 · wf-form4_166492633593398.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,050

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:56 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 285 $17.72 $5,050.20
Disclosure

SEC source: 0001628280-22-024386 · wf-form4_166249777452062.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,215

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September 01, 2022 Filed Sep 6, 2022 20:54 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 806 $17.72 $14,282.32
Disclosure

SEC source: 0001628280-22-024385 · wf-form4_166249766251758.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,606,058

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August 02, 2022 Filed Sep 1, 2022 21:36 UTC GrantCommon Stock 9,081 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024182 · wf-form4_166206818519150.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,960

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2022 through July 31, 2023.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2022, January 31, 2023, April 30, 2023, and July 31, 2023. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

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August 02, 2022 Filed Sep 1, 2022 21:36 UTC
Spilman MaryDirector
GrantCommon Stock 8,831 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024180 · wf-form4_166206815043889.xml · nonDerivative · entry 1

Spilman Mary · CIK 0001559435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,853

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2022 through July 31, 2023.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2022, January 31, 2023, April 30, 2023, and July 31, 2023. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

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August 02, 2022 Filed Sep 1, 2022 21:35 UTC GrantCommon Stock 13,473 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024179 · wf-form4_166206813021920.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,017

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2022 through July 31, 2023.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2022, January 31, 2023, April 30, 2023, and July 31, 2023. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

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August 02, 2022 Filed Sep 1, 2022 21:35 UTC GrantCommon Stock 9,308 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-024178 · wf-form4_166206809780115.xml · nonDerivative · entry 1

Groos Holyce Hess · CIK 0001860797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,014

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2022 through July 31, 2023.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2022, January 31, 2023, April 30, 2023, and July 31, 2023. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.