Tapewire

Nasdaq · USD

APPS

Digital Turbine, Inc.

Export transactions ↓
Tapewire entity
4815
SEC CIK
0000317788
Parsed reports
407

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2023 Filed Sep 14, 2023 17:58 UTC PurchaseCommon Stock 20,000 $6.44 $128,800.00
Disclosure

SEC source: 0001628280-23-032256 · wk-form4_1694714330.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,055

Read SEC document
September 14, 2023 Filed Sep 15, 2023 20:44 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 30,000 $6.74 $202,200.00
Disclosure

SEC source: 0001628280-23-032384 · wk-form4_1694810685.xml · nonDerivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,684,654

Read SEC document
September 14, 2023 Filed Sep 15, 2023 20:44 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 25,000 $6.56 $164,000.00
Disclosure

SEC source: 0001628280-23-032384 · wk-form4_1694810685.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,714,654

Read SEC document
September 13, 2023 Filed Sep 15, 2023 20:44 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 30,000 $7.05 $211,500.00
Disclosure

SEC source: 0001628280-23-032384 · wk-form4_1694810685.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,739,654

Read SEC document
September 07, 2023 Filed Sep 7, 2023 20:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 25,000 $7.87 $196,750.00
Disclosure

SEC source: 0001628280-23-031724 · wk-form4_1694119408.xml · nonDerivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,769,654

Read SEC document
September 05, 2023 Filed Sep 6, 2023 21:03 UTC Tax withholdingCommon Stock 209 $8.43 $1,761.87
Disclosure

SEC source: 0001628280-23-031572 · wk-form4_1694034218.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,845

Read SEC document
September 05, 2023 Filed Sep 7, 2023 20:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 1,212 $8.50 $10,302.00
Disclosure

SEC source: 0001628280-23-031724 · wk-form4_1694119408.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,794,654

Read SEC document
September 05, 2023 Filed Sep 7, 2023 20:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 18,788 $8.49 $159,510.12
Disclosure

SEC source: 0001628280-23-031724 · wk-form4_1694119408.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,795,866

Read SEC document
September 01, 2023 Filed Sep 5, 2023 19:58 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 75 $8.84 $663.00
Disclosure

SEC source: 0001628280-23-031371 · wk-form4_1693943902.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,238

Read SEC document
September 01, 2023 Filed Sep 5, 2023 19:57 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 394 $8.84 $3,482.96
Disclosure

SEC source: 0001628280-23-031370 · wk-form4_1693943852.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,814,654

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:46 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 774 $8.76 $6,780.24
Disclosure

SEC source: 0001628280-23-031181 · wk-form4_1693518389.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,313

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:46 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,460 $8.76 $30,309.60
Disclosure

SEC source: 0001628280-23-031180 · wk-form4_1693518360.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,815,048

Read SEC document
August 30, 2023 Filed Aug 31, 2023 21:45 UTC Tax withholdingCommon Stock 443 $8.76 $3,880.68
Disclosure

SEC source: 0001628280-23-031179 · wk-form4_1693518326.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,054

Read SEC document
August 05, 2023 Filed Aug 7, 2023 18:51 UTC Exercise / conversionCommon Stock 209 $10.37 $2,167.33
Disclosure

SEC source: 0001628280-23-027716 · wk-form4_1691434263.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 19:10 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 394 $10.67 $4,203.98
Disclosure

SEC source: 0001628280-23-026719 · wk-form4_1691003401.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,818,508

Read SEC document
August 01, 2023 Filed Aug 2, 2023 19:09 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 75 $10.67 $800.25
Disclosure

SEC source: 0001628280-23-026718 · wk-form4_1691003372.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,087

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:25 UTC GrantCommon Stock 17,551 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-026729 · wk-form4_1691004338.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,511

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2023 through July 31, 2024.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2023, January 31, 2024, April 30, 2024, and July 31, 2024. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:25 UTC
Spilman MaryDirector
GrantCommon Stock 17,343 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-026728 · wk-form4_1691004310.xml · nonDerivative · entry 1

Spilman Mary · CIK 0001559435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,196

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2023 through July 31, 2024.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2023, January 31, 2024, April 30, 2024, and July 31, 2024. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:24 UTC GrantCommon Stock 17,989 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-026727 · wk-form4_1691004285.xml · nonDerivative · entry 1

Groos Holyce Hess · CIK 0001860797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,003

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2023 through July 31, 2024.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2023, January 31, 2024, April 30, 2024, and July 31, 2024. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:24 UTC GrantCommon Stock 17,758 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-026725 · wk-form4_1691004255.xml · nonDerivative · entry 1

GYANI MOHAN S · CIK 0001182428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,971

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2023 through July 31, 2024.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2023, January 31, 2024, April 30, 2024, and July 31, 2024. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:23 UTC
Karish JeffDirector
GrantCommon Stock 17,712 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-026724 · wk-form4_1691004225.xml · nonDerivative · entry 1

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,493

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2023 through July 31, 2024.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2023, January 31, 2024, April 30, 2024, and July 31, 2024. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:23 UTC GrantCommon Stock 17,528 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-026723 · wk-form4_1691004197.xml · nonDerivative · entry 1

Chestnutt Roy H · CIK 0001566223 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,653

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2023 through July 31, 2024.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2023, January 31, 2024, April 30, 2024, and July 31, 2024. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 19:22 UTC GrantCommon Stock 26,038 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-026722 · wk-form4_1691004163.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 330,055

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2023 through July 31, 2024.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2023, January 31, 2024, April 30, 2024, and July 31, 2024. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 14:10 UTC
Miller Michael BenjaminChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,105 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024964 · wk-form4_1689603033.xml · derivative · entry 6

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,160

Underlying: Common Stock · 2,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Not applicable

Read SEC document
July 14, 2023 Filed Jul 17, 2023 14:10 UTC
Miller Michael BenjaminChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 513 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024964 · wk-form4_1689603033.xml · derivative · entry 5

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,592

Underlying: Common Stock · 513 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Not applicable

Read SEC document
July 14, 2023 Filed Jul 17, 2023 14:10 UTC
Miller Michael BenjaminChief Accounting Officer
Tax withholdingCommon Stock 511 $10.78 $5,508.58
Disclosure

SEC source: 0001628280-23-024964 · wk-form4_1689603033.xml · nonDerivative · entry 4

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,499

Read SEC document
July 14, 2023 Filed Jul 17, 2023 14:10 UTC
Miller Michael BenjaminChief Accounting Officer
Exercise / conversionCommon Stock 2,105 $10.78 $22,691.90
Disclosure

SEC source: 0001628280-23-024964 · wk-form4_1689603033.xml · nonDerivative · entry 3

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 14:10 UTC
Miller Michael BenjaminChief Accounting Officer
Tax withholdingCommon Stock 121 $10.78 $1,304.38
Disclosure

SEC source: 0001628280-23-024964 · wk-form4_1689603033.xml · nonDerivative · entry 2

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,905

Read SEC document
July 14, 2023 Filed Jul 17, 2023 14:10 UTC
Miller Michael BenjaminChief Accounting Officer
Exercise / conversionCommon Stock 513 $10.78 $5,530.14
Disclosure

SEC source: 0001628280-23-024964 · wk-form4_1689603033.xml · nonDerivative · entry 1

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:05 UTC
Miller Michael BenjaminChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,705 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024918 · wk-form4_1689365092.xml · derivative · entry 5

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,706

Underlying: Common Stock · 2,705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Not applicable

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:05 UTC
Miller Michael BenjaminChief Accounting Officer
Tax withholdingCommon Stock 635 $10.51 $6,673.85
Disclosure

SEC source: 0001628280-23-024918 · wk-form4_1689365092.xml · nonDerivative · entry 2

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,070

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:05 UTC
Miller Michael BenjaminChief Accounting Officer
Exercise / conversionCommon Stock 2,705 $10.51 $28,429.55
Disclosure

SEC source: 0001628280-23-024918 · wk-form4_1689365092.xml · nonDerivative · entry 1

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:04 UTC Tax withholdingCommon Stock 2,730 $10.51 $28,692.30
Disclosure

SEC source: 0001628280-23-024917 · wk-form4_1689365064.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,706

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:04 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 1,639 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-024916 · wk-form4_1689365036.xml · derivative · entry 3

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Common Stock · 1,639 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Not applicable.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:04 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Tax withholdingCommon Stock 553 $10.51 $5,812.03
Disclosure

SEC source: 0001628280-23-024916 · wk-form4_1689365036.xml · nonDerivative · entry 2

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,983

Read SEC document
July 12, 2023 Filed Jul 14, 2023 20:04 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Exercise / conversionCommon Stock 1,639 $10.51 $17,225.89
Disclosure

SEC source: 0001628280-23-024916 · wk-form4_1689365036.xml · nonDerivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 21:10 UTC Exercise / conversionCommon Stock 209 $9.53 $1,991.77
Disclosure

SEC source: 0001628280-23-024567 · wk-form4_1688764246.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2023 Filed Jul 6, 2023 01:53 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 75 $9.28 $696.00
Disclosure

SEC source: 0001628280-23-024373 · wk-form4_1688608423.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418,162

Read SEC document
July 01, 2023 Filed Jul 6, 2023 01:53 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 394 $9.28 $3,656.32
Disclosure

SEC source: 0001628280-23-024372 · wk-form4_1688608385.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,818,902

F1 · balance_after: Note, the amount of securities beneficially owned has been corrected to account for Mr. Stone's RSU grant of 106,198 shares on 5/22/2023. While the Form 4 filed on that date shows the grant, the amount of securities beneficially owned was not updated to the appropriate amount. As such, 106,198 shares have been added to the amount on 7/5/2023 accordingly.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:27 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 100,000 $4.11 Strike: $4.11 $411,000.00
Disclosure

SEC source: 0001628280-23-023249 · wk-form4_1687541260.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2024-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated), and the balance vests proportionately each month during the remaining two years.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:27 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 67,233 $8.94 $601,063.02
Disclosure

SEC source: 0001628280-23-023249 · wk-form4_1687541260.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,713,098

Read SEC document
June 21, 2023 Filed Jun 23, 2023 17:27 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 100,000 $4.11 $411,000.00
Disclosure

SEC source: 0001628280-23-023249 · wk-form4_1687541260.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,780,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2023 Filed Jun 16, 2023 20:57 UTC Tax withholdingCommon Stock 209 $8.90 $1,860.10
Disclosure

SEC source: 0001628280-23-022507 · wk-form4_1686949035.xml · nonDerivative · entry 1

Gillis Matthew · CIK 0001575101 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,645

Read SEC document
June 01, 2023 Filed Jun 6, 2023 22:06 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 75 $9.29 $696.75
Disclosure

SEC source: 0001628280-23-021138 · wk-form4_1686089186.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 422,516

Read SEC document
June 01, 2023 Filed Jun 6, 2023 22:06 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 394 $9.29 $3,660.26
Disclosure

SEC source: 0001628280-23-021137 · wk-form4_1686089158.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,680,331

Read SEC document
May 31, 2023 Filed May 31, 2023 22:25 UTC PurchaseCommon Stock 6,515 $9.17 $59,742.55
Disclosure

SEC source: 0001628280-23-020372 · wk-form4_1685571884.xml · nonDerivative · entry 1

Chestnutt Roy H · CIK 0001566223 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,125

Read SEC document
May 31, 2023 Filed Jun 2, 2023 23:43 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 103 $9.14 $941.42
Disclosure

SEC source: 0001628280-23-020726 · wk-form4_1685749428.xml · nonDerivative · entry 3

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,591

Read SEC document
May 31, 2023 Filed Jun 2, 2023 23:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 413 $9.14 $3,774.82
Disclosure

SEC source: 0001628280-23-020725 · wk-form4_1685749392.xml · nonDerivative · entry 6

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,680,725

Read SEC document
May 30, 2023 Filed May 30, 2023 20:18 UTC PurchaseCommon Stock 5,000 $8.77 $43,825.00
Disclosure

SEC source: 0001628280-23-020124 · wk-form4_1685477918.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,017

Read SEC document
May 30, 2023 Filed Jun 2, 2023 23:43 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Exercise / conversionPerformance Stock Units · Derivative 22,836 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020726 · wk-form4_1685749428.xml · derivative · entry 4

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F1 · derivative.exercise_price: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023.

F1 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023.

F3 · derivative.expiration_date: Not applicable

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.