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Digital Turbine, Inc.

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4815
SEC CIK
0000317788
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407

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 22, 2024 Filed Nov 25, 2024 21:16 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Tax withholdingCommon Stock 486 $1.52 $738.72
Disclosure

SEC source: 0001628280-24-049139 · wk-form4_1732569357.xml · nonDerivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,063

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:15 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,617 $1.52 $2,457.84
Disclosure

SEC source: 0001628280-24-049136 · wk-form4_1732569321.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,670,302

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 21:07 UTC
Karish JeffDirector
PurchaseCommon Stock 5,000 $1.39 $6,950.00
Disclosure

SEC source: 0001628280-24-048839 · wk-form4_1732223254.xml · nonDerivative · entry 1

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 416,861

Read SEC document
November 19, 2024 Filed Nov 19, 2024 21:21 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
PurchaseCommon Stock 100,000 $1.22 $122,000.00
Disclosure

SEC source: 0001628280-24-048448 · wk-form4_1732051284.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,671,919

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:10 UTC PurchaseCommon Stock 20,000 $1.23 $24,600.00
Disclosure

SEC source: 0001628280-24-048658 · wk-form4_1732137017.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,216

Read SEC document
November 11, 2024 Filed Nov 12, 2024 21:20 UTC PurchaseCommon Stock 100,000 $1.41 $141,000.00
Disclosure

SEC source: 0001628280-24-047175 · wk-form4_1731446444.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 571,216

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:36 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Tax withholdingCommon Stock 4,019 $1.79 $7,194.01
Disclosure

SEC source: 0001628280-24-046695 · wk-form4_1731101809.xml · nonDerivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,549

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:06 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Tax withholdingCommon Stock 1,386 $3.16 $4,379.76
Disclosure

SEC source: 0001628280-24-044986 · wk-form4_1730754387.xml · nonDerivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,568

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:05 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 946 $3.16 $2,989.36
Disclosure

SEC source: 0001628280-24-044984 · wk-form4_1730754351.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,081

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:05 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 75 $3.16 $237.00
Disclosure

SEC source: 0001628280-24-044984 · wk-form4_1730754351.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,027

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
November 01, 2024 Filed Nov 4, 2024 21:05 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 244 $3.16 $771.04
Disclosure

SEC source: 0001628280-24-044981 · wk-form4_1730754319.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,571,919

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
October 29, 2024 Filed Nov 13, 2024 21:22 UTC
Kinsell JoshuaChief Accounting Officer
GrantCommon Stock 20,270 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-047620 · wk-form4_1731532947.xml · nonDerivative · entry 1

Kinsell Joshua · CIK 0002018939 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,261

F1 · kind: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: RSUs vest over two years. One-half of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The remaining balance vest proportionately each quarter during the remaining year.

Read SEC document
October 08, 2024 Filed Oct 9, 2024 22:21 UTC
Kinsell JoshuaChief Accounting Officer
Tax withholdingCommon Stock 5,663 $3.03 $17,158.89
Disclosure

SEC source: 0001628280-24-042624 · wk-form4_1728512500.xml · nonDerivative · entry 1

Kinsell Joshua · CIK 0002018939 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,991

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:50 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 75 $2.81 $210.75
Disclosure

SEC source: 0001628280-24-042008 · wk-form4_1727909453.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,102

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 22:50 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 244 $2.81 $685.64
Disclosure

SEC source: 0001628280-24-042007 · wk-form4_1727909420.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,572,163

Read SEC document
September 03, 2024 Filed Sep 4, 2024 22:12 UTC GrantCommon Stock 43,793 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039366 · wk-form4_1725483407.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,304

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:24 UTC
Karish JeffDirector
GrantCommon Stock 44,368 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039364 · wk-form4_1725483376.xml · nonDerivative · entry 1

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,861

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:24 UTC
Spilman MaryDirector
GrantCommon Stock 43,053 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039365 · wk-form4_1725483392.xml · nonDerivative · entry 1

Spilman Mary · CIK 0001559435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,249

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:24 UTC GrantCommon Stock 44,533 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039363 · wk-form4_1725483360.xml · nonDerivative · entry 1

GYANI MOHAN S · CIK 0001182428 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,504

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:24 UTC GrantCommon Stock 45,355 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039362 · wk-form4_1725483344.xml · nonDerivative · entry 1

Groos Holyce Hess · CIK 0001860797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,958

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:24 UTC GrantCommon Stock 43,711 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039361 · wk-form4_1725483327.xml · nonDerivative · entry 1

Chestnutt Roy H · CIK 0001566223 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,364

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 21:24 UTC GrantCommon Stock 64,661 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-039360 · wk-form4_1725483313.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 471,216

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 20:31 UTC
Akkerman MichaelChief Business Officer
Tax withholdingCommon Stock 19,980 $3.04 $60,739.20
Disclosure

SEC source: 0001628280-24-039333 · wk-form4_1725481723.xml · nonDerivative · entry 1

Akkerman Michael · CIK 0002025822 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 408,591

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 20:03 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 75 $3.22 $241.50
Disclosure

SEC source: 0001628280-24-039109 · wk-form4_1725393814.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,177

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 20:02 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 244 $3.22 $785.68
Disclosure

SEC source: 0001628280-24-039108 · wk-form4_1725393772.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,572,407

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 21:16 UTC
Akkerman MichaelChief Business Officer
GrantEmployee Stock Options (right to buy) · Derivative 625,000 $1.75 Strike: $1.75 $1,093,750.00
Disclosure

SEC source: 0001628280-24-038869 · wk-form4_1724966164.xml · derivative · entry 1

Akkerman Michael · CIK 0002025822 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Common Stock · 625,000 shares

Expires 2034-06-03

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · security: Mr. Akkerman was granted employee stock options on June 3, 2024 to acquire shares of the Issuer's common stock, contingent on and subject to stockholder approval of an amendment to the Issuer's 2020 Equity Incentive Plan to increase the number of shares available for grant at the 2024 Annual Meeting. On August 27, 2024, the amendment was approved.

F3 · derivative.exercise_date: Options vest equally each quarter over a two year period.

F4 · derivative.expiration_date: Stock options expire ten years from the grant date of June 3, 2024.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 21:15 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
GrantEmployee Stock Options (right to buy) · Derivative 250,000 $2.14 Strike: $2.14 $535,000.00
Disclosure

SEC source: 0001628280-24-038868 · wk-form4_1724966106.xml · derivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2034-05-24

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · security: Mr. Kanagaratnam was granted employee stock options on May 24, 2024 to acquire shares of the Issuer's common stock, contingent on and subject to stockholder approval of an amendment to the Issuer's 2020 Equity Incentive Plan to increase the number of shares available for grant at the 2024 Annual Meeting. On August 27, 2024, the amendment was approved.

F3 · derivative.exercise_date: One third of the stock options vest on the first anniversary, with the remaining amount vesting proportionally each quarter over a two year period.

F4 · derivative.expiration_date: Stock options expire ten years from the grant date of May 24, 2024.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 21:14 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantEmployee Stock Options (right to buy) · Derivative 250,000 $2.14 Strike: $2.14 $535,000.00
Disclosure

SEC source: 0001628280-24-038867 · wk-form4_1724966062.xml · derivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 250,000 shares

Expires 2034-05-24

F2 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F3 · security: Mr. Garrison was granted employee stock options on May 24, 2024 to acquire shares of the Issuer's common stock, contingent on and subject to stockholder approval of an amendment to the Issuer's 2020 Equity Incentive Plan to increase the number of shares available for grant at the 2024 Annual Meeting. On August 27, 2024, the amendment was approved.

F4 · derivative.exercise_date: One third of the stock options vest on the first anniversary, with the remaining amount vesting proportionally each quarter over a two year period.

F5 · derivative.expiration_date: Stock options expire ten years from the grant date of May 24, 2024.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 21:14 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 774 $3.65 $2,825.10
Disclosure

SEC source: 0001628280-24-038867 · wk-form4_1724966062.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,252

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 21:13 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantEmployee Stock Options (right to buy) · Derivative 500,000 $2.14 Strike: $2.14 $1,070,000.00
Disclosure

SEC source: 0001628280-24-038866 · wk-form4_1724966024.xml · derivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2034-05-24

F2 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F3 · security: Mr. Stone was granted employee stock options on May 24, 2024 to acquire shares of the Issuer's common stock, contingent on and subject to stockholder approval of an amendment to the Issuer's 2020 Equity Incentive Plan to increase the number of shares available for grant at the 2024 Annual Meeting. On August 27, 2024, the amendment was approved.

F4 · derivative.exercise_date: One fourth of the stock options vest on the first anniversary, with the remaining amount vesting proportionally each quarter over a three year period.

F5 · derivative.expiration_date: Stock options expire ten years from the grant date of May 24, 2024.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 21:13 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,141 $3.65 $7,814.65
Disclosure

SEC source: 0001628280-24-038866 · wk-form4_1724966024.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,572,651

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 20:07 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 663 $3.61 $2,393.43
Disclosure

SEC source: 0001628280-24-038351 · wk-form4_1724443615.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,026

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 20:06 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Tax withholdingCommon Stock 486 $3.61 $1,754.46
Disclosure

SEC source: 0001628280-24-038350 · wk-form4_1724443579.xml · nonDerivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,954

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
August 22, 2024 Filed Aug 23, 2024 20:05 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,617 $3.61 $5,837.37
Disclosure

SEC source: 0001628280-24-038348 · wk-form4_1724443494.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,574,792

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon vesting in lieu of taxes owed.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:10 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Tax withholdingCommon Stock 3,410 $1.78 $6,069.80
Disclosure

SEC source: 0001628280-24-036476 · wk-form4_1723234243.xml · nonDerivative · entry 2

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,440

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were cancelled upon vesting in lieu of taxes owed.

Read SEC document
August 07, 2024 Filed Aug 9, 2024 20:10 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Tax withholdingCommon Stock 610 $1.78 $1,085.80
Disclosure

SEC source: 0001628280-24-036476 · wk-form4_1723234243.xml · nonDerivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,850

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were cancelled upon vesting in lieu of taxes owed.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 20:47 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Disposition to issuerPerformance Stock Units · Derivative 5,403 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034783 · wk-form4_1722890841.xml · derivative · entry 6

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,403 shares

Expires not disclosed

F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F1 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024.

F4 · derivative.expiration_date: Not applicable

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August 02, 2024 Filed Aug 5, 2024 20:47 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Exercise / conversionPerformance Stock Units · Derivative 1,981 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034783 · wk-form4_1722890841.xml · derivative · entry 5

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,403

Underlying: Common Stock · 1,981 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F1 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024.

F4 · derivative.expiration_date: Not applicable

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August 02, 2024 Filed Aug 5, 2024 20:47 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 946 $1.98 $1,873.08
Disclosure

SEC source: 0001628280-24-034783 · wk-form4_1722890841.xml · nonDerivative · entry 4

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,689

F2 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon RSU vesting in lieu of taxes owed.

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August 02, 2024 Filed Aug 5, 2024 20:47 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 483 $1.98 $956.34
Disclosure

SEC source: 0001628280-24-034783 · wk-form4_1722890841.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,710

F1 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 20:47 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Exercise / conversionCommon Stock 1,981 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034783 · wk-form4_1722890841.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024.

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August 02, 2024 Filed Aug 5, 2024 20:46 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Disposition to issuerPerformance Stock Units · Derivative 17,561 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034781 · wk-form4_1722890764.xml · derivative · entry 5

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,561 shares

Expires not disclosed

F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024.

F4 · derivative.expiration_date: Not applicable

Read SEC document
August 02, 2024 Filed Aug 5, 2024 20:46 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 6,439 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034781 · wk-form4_1722890764.xml · derivative · entry 4

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,561

Underlying: Common Stock · 6,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024.

F4 · derivative.expiration_date: Not applicable

Read SEC document
August 02, 2024 Filed Aug 5, 2024 20:46 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,568 $1.98 $3,104.64
Disclosure

SEC source: 0001628280-24-034781 · wk-form4_1722890764.xml · nonDerivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576,409

F2 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 20:46 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,439 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034781 · wk-form4_1722890764.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,577,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024.

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August 02, 2024 Filed Aug 5, 2024 20:45 UTC
Kanagaratnam SenthilkumaranChief Technology Officer
Tax withholdingCommon Stock 1,386 $1.98 $2,744.28
Disclosure

SEC source: 0001628280-24-034780 · wk-form4_1722890703.xml · nonDerivative · entry 1

Kanagaratnam Senthilkumaran · CIK 0001953001 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,460

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon RSU vesting in lieu of taxes owed.

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August 01, 2024 Filed Aug 5, 2024 20:47 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 75 $2.21 $165.75
Disclosure

SEC source: 0001628280-24-034783 · wk-form4_1722890841.xml · nonDerivative · entry 3

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,635

F2 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon RSU vesting in lieu of taxes owed.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 20:46 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 244 $2.21 $539.24
Disclosure

SEC source: 0001628280-24-034781 · wk-form4_1722890764.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,571,538

F1 · shares: No corresponding shares of common stock were issued in connection with this transaction. Units were disposed upon RSU vesting in lieu of taxes owed.

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July 31, 2024 Filed Aug 1, 2024 20:12 UTC GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034150 · wk-form4_1722543148.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,511

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

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July 31, 2024 Filed Aug 1, 2024 20:12 UTC
Spilman MaryDirector
GrantCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-034149 · wk-form4_1722543118.xml · nonDerivative · entry 1

Spilman Mary · CIK 0001559435 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,196

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2024 through July 31, 2025.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2024, January 31, 2025, April 30, 2025, and July 31, 2025. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.