Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2019 Filed Aug 7, 2019 00:34 UTC |
Chestnutt Roy HDirector
|
GrantCommon Stock | 11,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044904 · doc4.xml · nonDerivative · entry 1 Chestnutt Roy H · CIK 0001566223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,412 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2019 through July 31, 2020. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2019, February 1, 2020, May 1, 2020 and August 1, 2020. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| August 03, 2019 Filed Aug 12, 2019 18:39 UTC |
Karish JeffDirector
|
GrantCommon Stock | 11,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-045473 · doc4.xml · nonDerivative · entry 1 Karish Jeff · CIK 0001533944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,549 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2019 through July 31, 2020. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2019, February 1, 2020, May 1, 2020 and August 1, 2020. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 17:46 UTC |
DEUTSCHMAN ROBERT MDirector
|
GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044171 · doc4.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3. Disclosed balance after: 0 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2019 through July 31, 2020. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2019, February 1, 2020, May 1, 2020 and August 1, 2020. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. F3 · balance_after: Of such Shares, 294,268 are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 18:00 UTC |
STERLING MICHELLE MDirector
|
GrantCommon Stock | 1,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-038411 · doc4.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer and prorated for the period June 20, 2019 through July 31, 2019. F2 · shares: The Shares vest on August 1, 2019. Read SEC document |
| June 10, 2019 Filed Jun 10, 2019 22:26 UTC |
SCHAEFFER PAUL MDirector
|
SaleCommon Stock | 118,153 | $4.45 | $525,402.76 |
DisclosureSEC source: 0001209191-19-035966 · doc4.xml · nonDerivative · entry 2 SCHAEFFER PAUL M · CIK 0001409754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Paul & Judy Schaeffer Living Trust Disclosed balance after: 503,003 F1 · shares: The aggregate number of shares (the "Shares") of Issuer's common stock sold by the Reporting Person on the same day at different prices. F3 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $4.39 per share to $4.54 per share. Full information regarding the number of Shares sold at each price will be provided to the Staff, Issuer or any security holder, upon request. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 22:26 UTC |
SCHAEFFER PAUL MDirector
|
SaleCommon Stock | 31,847 | $4.54 | $144,464.36 |
DisclosureSEC source: 0001209191-19-035966 · doc4.xml · nonDerivative · entry 1 SCHAEFFER PAUL M · CIK 0001409754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Paul & Judy Schaeffer Living Trust Disclosed balance after: 621,156 F1 · shares: The aggregate number of shares (the "Shares") of Issuer's common stock sold by the Reporting Person on the same day at different prices. F2 · price: Represents the weighted average sales price. The Shares were sold at prices ranging from $4.39 per share to $4.611 per share. Full information regarding the number of Shares sold at each price will be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer or any security holder, upon request. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 23:33 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
GrantEmployee Stock Options (right to buy) · Derivative | 150,000 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001209191-19-034577 · doc4.xml · derivative · entry 3 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-06-01 F7 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F8 · derivative.exercise_date: One-third of the Options vest on the first anniversary of the grant date, which is June 1, 2020. The balance vest proportionately each month thereafter over the following two years from July 1, 2020, through the third anniversary of the grant date, which is June 1, 2022. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 23:33 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
GrantPerformance Stock Units · Derivative | 33,156 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034577 · doc4.xml · derivative · entry 2 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,156 Underlying: Common Stock · 33,156 shares Expires not disclosed F4 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F5 · shares: This is a target only. Value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2022. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 66,312 (subject to any subsequent stock splits and the like). F6 · derivative.exercise_date: See footnote 5. F3 · derivative.expiration_date: Not applicable. F6 · derivative.underlying_shares: See footnote 5. F6 · balance_after: See footnote 5. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 23:33 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
GrantRestricted Stock Units · Derivative | 33,156 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034577 · doc4.xml · derivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,156 Underlying: Common Stock · 33,156 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: One-third of the RSUs vest on the first anniversary of the grant date, which is June 1, 2020. The balance vest proportionately each month thereafter over the following two years from July 1, 2020, through the third anniversary of the grant date, which is June 1, 2022. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:07 UTC |
GARRISON J. BARRETTEVP, CFO
|
GrantEmployee Stock Options (right to buy) · Derivative | 75,000 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001209191-19-034394 · doc4.xml · derivative · entry 3 GARRISON J. BARRETT · CIK 0001684694 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2029-06-01 F7 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F8 · derivative.exercise_date: One-third of the Options vest on the first anniversary of the grant date, which is June 1, 2020. The balance vest proportionately each month thereafter over the following two years from July 1, 2020, through the third anniversary of the grant date, which is June 1, 2022. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:07 UTC |
GARRISON J. BARRETTEVP, CFO
|
GrantPerformance Stock Units · Derivative | 21,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034394 · doc4.xml · derivative · entry 2 GARRISON J. BARRETT · CIK 0001684694 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,552 Underlying: Common Stock · 21,552 shares Expires not disclosed F4 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F5 · shares: This is a target only. Value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2022. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 43,104 (subject to any subsequent stock splits and the like). F6 · derivative.exercise_date: See footnote 5. F3 · derivative.expiration_date: Not applicable. F6 · derivative.underlying_shares: See footnote 5. F6 · balance_after: See footnote 5. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 21:07 UTC |
GARRISON J. BARRETTEVP, CFO
|
GrantRestricted Stock Units · Derivative | 21,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-034394 · doc4.xml · derivative · entry 1 GARRISON J. BARRETT · CIK 0001684694 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,552 Underlying: Common Stock · 21,552 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: One-third of the RSUs vest on the first anniversary of the grant date, which is June 1, 2020. The balance vest proportionately each month thereafter over the following two years from July 1, 2020, through the third anniversary of the grant date, which is June 1, 2022. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| May 21, 2019 Filed May 31, 2019 19:58 UTC |
WESCH DAVIDCAO
|
GrantEmployee Stock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0001209191-19-033611 · doc4.xml · derivative · entry 1 WESCH DAVID · CIK 0001680923 · CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2029-05-21 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest over three years in 36 monthly installments beginning June 21, 2019 through June 21, 2022. F3 · balance_after: Reporting Person also holds Options to purchase the following shares of common stock: (i) 40,000 shares granted 6/7/2018, (ii) 50,000 shares granted 8/4/2017, (iii) 36,675 shares granted 2/2/2017, (iv) 20,000 shares granted 1/10/2017, (v) 25,000 shares granted 11/2/2016, (vi) 30,000 shares granted 6/9/2016, (vii) 12,250 shares granted 12/9/2015, (viii) 10,000 shares granted 8/3/2015, and (ix) 25,000 shares granted 5/29/2015. Read SEC document |
| September 12, 2018 Filed Sep 12, 2018 22:38 UTC |
GYANI MOHAN SDirector
|
PurchaseCommon Stock | 25,000 | $1.25 | $31,137.50 |
DisclosureSEC source: 0001209191-18-050705 · doc4.xml · nonDerivative · entry 1 GYANI MOHAN S · CIK 0001182428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,550 F1 · shares: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.23 to $1.25 per share, inclusive. Reporting Person will provide full information regarding the number of shares purchased at each separate price within such range to the Securities and Exchange Commission Staff, Issuer or any security holder of Issuer, upon request. Read SEC document |
| September 11, 2018 Filed Sep 11, 2018 21:18 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 14,800 | $1.27 | $18,796.00 |
DisclosureSEC source: 0001209191-18-050524 · doc4.xml · nonDerivative · entry 2 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 861,045 F1 · balance_after: Of such shares of common stock, 294,268 shares are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of shares held by the Trust, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| September 11, 2018 Filed Sep 11, 2018 21:18 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 10,200 | $1.26 | $12,852.00 |
DisclosureSEC source: 0001209191-18-050524 · doc4.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 846,245 F1 · balance_after: Of such shares of common stock, 294,268 shares are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of shares held by the Trust, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 23:59 UTC |
Chestnutt Roy HDirector
|
PurchaseCommon Stock | 20,000 | $1.32 | $26,404.00 |
DisclosureSEC source: 0001209191-18-049970 · doc4.xml · nonDerivative · entry 1 Chestnutt Roy H · CIK 0001566223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,763 F1 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.3175 to $1.33 per share. For full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:53 UTC |
SCHAEFFER PAUL MDirector
|
GrantCommon Stock | 46,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045092 · doc4.xml · nonDerivative · entry 1 SCHAEFFER PAUL M · CIK 0001409754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 3. Disclosed balance after: 653,003 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2018 through July 31, 2019. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. F3 · balance_after: Of such Shares, 228,254 shares are held by the Paul and Judy Schaeffer Living Trust (the "Trust"). Reporting Person disclaims beneficial ownership of shares held by the Trust except to the extent of any pecuniary interest therein. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:49 UTC |
Karish JeffDirector
|
GrantCommon Stock | 45,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045089 · doc4.xml · nonDerivative · entry 1 Karish Jeff · CIK 0001533944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,124 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2018 through July 31, 2019. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:48 UTC |
Rogers Christopher ThomasDirector
|
GrantCommon Stock | 48,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045087 · doc4.xml · nonDerivative · entry 1 Rogers Christopher Thomas · CIK 0001334486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,161 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2018 through July 31, 2019. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:37 UTC |
Chestnutt Roy HDirector
|
GrantCommon Stock | 46,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045077 · doc4.xml · nonDerivative · entry 1 Chestnutt Roy H · CIK 0001566223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,763 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2018 through July 31, 2019. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:44 UTC |
GYANI MOHAN SDirector
|
GrantCommon Stock | 46,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045082 · doc4.xml · nonDerivative · entry 1 GYANI MOHAN S · CIK 0001182428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,550 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2018 through July 31, 2019. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 22:40 UTC |
DEUTSCHMAN ROBERT MDirector
|
GrantCommon Stock | 72,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045080 · doc4.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3. Disclosed balance after: 836,045 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2018 through July 31, 2019. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2018, February 1, 2019, May 1, 2019 and August 1, 2019. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. F3 · balance_after: Of such Shares, 294,268 are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 16:25 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
PurchaseCommon Stock | 70,000 | $1.56 | $109,410.00 |
DisclosureSEC source: 0001209191-18-037970 · doc4.xml · nonDerivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009,480 Read SEC document |
| June 10, 2018 Filed Jun 13, 2018 00:09 UTC |
GARRISON J. BARRETTEVP, CFO
|
GrantPerformance Stock Units · Derivative | 43,605 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037342 · doc4.xml · derivative · entry 2 GARRISON J. BARRETT · CIK 0001684694 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,605 Underlying: Common Stock · 43,605 shares Expires not disclosed F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F4 · shares: This is a target only. Value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2021. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 87,210 (subject to any subsequent stock splits and the like). F5 · derivative.exercise_date: Not applicable. See also footnote 4. F5 · derivative.expiration_date: Not applicable. See also footnote 4. F4 · derivative.underlying_shares: This is a target only. Value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2021. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 87,210 (subject to any subsequent stock splits and the like). F4 · balance_after: This is a target only. Value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2021. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 87,210 (subject to any subsequent stock splits and the like). Read SEC document |
| June 10, 2018 Filed Jun 13, 2018 00:09 UTC |
GARRISON J. BARRETTEVP, CFO
|
GrantRestricted Stock Units · Derivative | 43,605 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037342 · doc4.xml · derivative · entry 1 GARRISON J. BARRETT · CIK 0001684694 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,605 Underlying: Common Stock · 43,605 shares Expires 2028-06-10 F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: RSUs vest over three years. One-third of the RSUs vest on the first anniversary of the grant date, which is June 10, 2019. The balance vest proportionately each month during the remaining two years beginning July 10, 2019 through June 10, 2021. Read SEC document |
| June 10, 2018 Filed Jun 13, 2018 00:04 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
GrantPerformance Stock Units · Derivative | 72,674 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037341 · doc4.xml · derivative · entry 2 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,674 Underlying: Common Stock · 72,674 shares Expires not disclosed F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F4 · shares: This is a target only. Value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2021. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 145,349 (subject to any subsequent stock splits and the like). F5 · derivative.exercise_date: Not applicable. See also footnote 4. F5 · derivative.expiration_date: Not applicable. See also footnote 4. F4 · derivative.underlying_shares: This is a target only. Value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2021. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 145,349 (subject to any subsequent stock splits and the like). F4 · balance_after: This is a target only. Value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2021. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 145,349 (subject to any subsequent stock splits and the like). Read SEC document |
| June 10, 2018 Filed Jun 13, 2018 00:04 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
GrantRestricted Stock Units · Derivative | 72,674 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037341 · doc4.xml · derivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,674 Underlying: Common Stock · 72,674 shares Expires 2028-06-10 F1 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: RSUs vest over three years. One-third of the RSUs vest on the first anniversary of the grant date, which is June 10, 2019. The balance vest proportionately each month during the remaining two years beginning July 10, 2019 through June 10, 2021. Read SEC document |
| June 07, 2018 Filed Jun 12, 2018 00:42 UTC |
WESCH DAVIDActing CAO
|
GrantEmployee Stock Options (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001209191-18-037134 · doc4.xml · derivative · entry 1 WESCH DAVID · CIK 0001680923 · Acting CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2028-06-07 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest over three years in 36 monthly installments beginning July 7, 2018 through June 7, 2021. Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 18:04 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
PurchaseCommon Stock | 50,000 | $1.56 | $78,005.00 |
DisclosureSEC source: 0001209191-17-060217 · doc4.xml · nonDerivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 939,480 F1 · shares: The aggregate of shares purchased on the same day at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.50 to $1.57 per share. For full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. F3 · balance_after: In addition to the common stock listed here, Reporting Person holds employee stock options (right to buy) to purchase 1,072,500 shares of Issuer's common stock. Read SEC document |
| August 11, 2017 Filed Aug 11, 2017 18:55 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
PurchaseCommon Stock | 126,400 | $1.12 | $141,568.00 |
DisclosureSEC source: 0001209191-17-048571 · doc4.xml · nonDerivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,480 F1 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $1.08 to $1.14 per share. For full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. F2 · balance_after: In addition to the common stock listed here, Reporting Person holds employee stock options (right to buy) to purchase 1,072,500 shares of Issuer's common stock. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:52 UTC |
SCHAEFFER PAUL MDirector
|
GrantCommon Stock | 48,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048189 · doc4.xml · nonDerivative · entry 1 SCHAEFFER PAUL M · CIK 0001409754 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 3. Disclosed balance after: 606,240 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2017 through July 31, 2018. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2017, February 1, 2018, May 1, 2018 and August 1, 2018. F3 · balance_after: Of such Shares, 228,254 shares are held by the Paul and Judy Schaeffer Living Trust (the "Trust"). Reporting Person disclaims beneficial ownership of shares held by the Trust except to the extent of any pecuniary interest therein. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:52 UTC |
Rogers Christopher ThomasDirector
|
GrantCommon Stock | 48,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048187 · doc4.xml · nonDerivative · entry 1 Rogers Christopher Thomas · CIK 0001334486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,049 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2017 through July 31, 2018. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2017, February 1, 2018, May 1, 2018 and August 1, 2018. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:50 UTC |
Karish JeffDirector
|
GrantCommon Stock | 50,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048185 · doc4.xml · nonDerivative · entry 1 Karish Jeff · CIK 0001533944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,261 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2017 through July 31, 2018. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2017, February 1, 2018, May 1, 2018 and August 1, 2018. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:49 UTC |
GYANI MOHAN SDirector
|
GrantCommon Stock | 44,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048183 · doc4.xml · nonDerivative · entry 1 GYANI MOHAN S · CIK 0001182428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,237 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2017 through July 31, 2018. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2017, February 1, 2018, May 1, 2018 and August 1, 2018. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:48 UTC |
DEUTSCHMAN ROBERT MDirector
|
GrantCommon Stock | 72,936 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-048181 · doc4.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 3. Disclosed balance after: 763,203 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2017 through July 31, 2018. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2017, February 1, 2018, May 1, 2018 and August 1, 2018. F3 · balance_after: Of such Shares, 294,268 are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:13 UTC |
WESCH DAVIDActing CAO
|
GrantEmployee Stock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001209191-17-048158 · doc4.xml · derivative · entry 2 WESCH DAVID · CIK 0001680923 · Acting CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-08-03 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date, which is August 4, 2018. The balance vest proportionately each month during the remaining two years beginning September 4, 2018 through August 4, 2020. F3 · balance_after: Reporting Person also holds Options to purchase the following shares of common stock (i) 36,675 shares granted 2/2/2017, (ii) 20,000 shares granted 1/10/2017, (iii) 25,000 shares granted 11/2/2016, (iv) 30,000 shares granted 6/9/2016, (v) 12,250 shares granted 12/9/2015, (vi) 10,000 shares granted 8/3/2015, and (vii) 25,000 shares granted 5/29/2015. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 22:12 UTC |
GARRISON J. BARRETTEVP, CFO
|
GrantEmployee Stock Options (right to buy) · Derivative | 100,000 | $0.00 Strike: $1.09 | $0.00 |
DisclosureSEC source: 0001209191-17-048156 · doc4.xml · derivative · entry 2 GARRISON J. BARRETT · CIK 0001684694 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2027-08-03 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date, which is August 4, 2018. The balance vest proportionately each month during the remaining two years beginning September 4, 2018 through August 4, 2020. F3 · balance_after: Reporting Person also holds Options to purchase (i) 450,000 shares of common stock of Issuer granted 9/12/2016, and (ii) 135,000 shares of common stock granted 2/2/2017. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 22:55 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
PurchaseCommon Stock | 101,000 | $0.88 | $88,880.00 |
DisclosureSEC source: 0001209191-17-019938 · doc4.xml · nonDerivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,080 F1 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.84 to $0.91 per share. For full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. F2 · balance_after: In addition to the common stock listed here, Reporting Person holds employee stock options (right to buy) to purchase 1,072,500 shares of Issuer's common stock. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:43 UTC |
WESCH DAVIDActing CAO
|
GrantEmployee Stock Options (right to buy) · Derivative | 36,675 | $0.00 Strike: $0.71 | $0.00 |
DisclosureSEC source: 0001209191-17-008159 · doc4.xml · derivative · entry 3 WESCH DAVID · CIK 0001680923 · Acting CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,675 Underlying: Common Stock · 36,675 shares Expires 2027-02-02 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F3 · derivative.exercise_date: Options vest over four years: 50% vest on the 2-year anniversary of the grant date and remaining 50% vest on the 4-year anniversary of the grant date. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 01:00 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
GrantEmployee Stock Options (right to buy) · Derivative | 247,500 | $0.00 Strike: $0.71 | $0.00 |
DisclosureSEC source: 0001209191-17-008165 · doc4.xml · derivative · entry 2 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,500 Underlying: Common Stock · 247,500 shares Expires 2027-02-02 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest over four years: 50% vest on the 2-year anniversary of the grant date and remaining 50% vest on the 4-year anniversary of the grant date. F3 · balance_after: Reporting Person also holds Options to purchase an aggregate of 825,000 shares of Issuer's common stock. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:48 UTC |
GARRISON J. BARRETTEVP, CFO
|
GrantEmployee Stock Options (right to buy) · Derivative | 135,000 | $0.00 Strike: $0.71 | $0.00 |
DisclosureSEC source: 0001209191-17-008161 · doc4.xml · derivative · entry 2 GARRISON J. BARRETT · CIK 0001684694 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Underlying: Common Stock · 135,000 shares Expires 2027-02-02 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest over four years: 50% vest on the 2-year anniversary of the grant date and remaining 50% vest on the 4-year anniversary of the grant date. F3 · balance_after: Reporting Person also holds Options to purchase 450,000 shares of common stock of Issuer. Read SEC document |
| January 10, 2017 Filed Feb 7, 2017 00:43 UTC |
WESCH DAVIDActing CAO
|
GrantEmployee Stock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001209191-17-008159 · doc4.xml · derivative · entry 2 WESCH DAVID · CIK 0001680923 · Acting CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2027-01-10 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest in equal installments over a period of thirty-six months beginning one month after date of grant. Options will be fully vested on the third anniversary of the grant date. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 01:50 UTC |
GYANI MOHAN SDirector
|
GrantCommon Stock | 154,000 | $0.64 | $98,667.80 |
DisclosureSEC source: 0001209191-16-155031 · doc4.xml · nonDerivative · entry 1 GYANI MOHAN S · CIK 0001182428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,200 F1 · shares: The aggregate number of shares purchased on the same day at different prices. F2 · price: Represents the weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $0.64 to $0.6448 per share, inclusive. Reporting Person undertakes to provide full information regarding the number of shares purchased at each separate price within such ranges to the Securities and Exchange Commission Staff, Issuer or any security holder of Issuer, upon request. Read SEC document |
| December 08, 2016 Filed Dec 10, 2016 01:05 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 32,967 | $0.62 | $20,439.54 |
DisclosureSEC source: 0001209191-16-154553 · doc4.xml · nonDerivative · entry 3 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 690,267 F1 · balance_after: Of such Shares, 294,268 are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 01:05 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 800 | $0.61 | $484.08 |
DisclosureSEC source: 0001209191-16-154553 · doc4.xml · nonDerivative · entry 2 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 657,300 F1 · balance_after: Of such Shares, 294,268 are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| December 07, 2016 Filed Dec 10, 2016 01:05 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 116,233 | $0.61 | $70,902.13 |
DisclosureSEC source: 0001209191-16-154553 · doc4.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1. Disclosed balance after: 656,500 F1 · balance_after: Of such Shares, 294,268 are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 22:52 UTC |
GARRISON J. BARRETTEVP, CFO
|
PurchaseCommon Stock | 150,000 | $0.80 | $120,000.00 |
DisclosureSEC source: 0001209191-16-149859 · doc4.xml · nonDerivative · entry 1 GARRISON J. BARRETT · CIK 0001684694 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · balance_after: In addition to the common stock listed here, Reporting Person holds options to purchase 450,000 shares of Issuer's common stock. Read SEC document |
| November 14, 2016 Filed Nov 14, 2016 22:45 UTC |
STONE WILLIAM GORDON IIIDirector · CEO
|
PurchaseCommon Stock | 150,000 | $0.86 | $128,985.00 |
DisclosureSEC source: 0001209191-16-149833 · doc4.xml · nonDerivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 662,080 F1 · shares: The aggregate of shares purchased on the same day at different prices. F2 · price: Represents the weighted average purchase price. The Shares were purchased at prices ranging from $0.7797 to $0.88 per share. For full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission Staff, Issuer or any security holder, upon request. F3 · balance_after: In addition to the common stock listed here, Reporting Person holds options to purchase 825,000 shares of Issuer's common stock. Read SEC document |
| November 02, 2016 Filed Feb 7, 2017 00:43 UTC |
WESCH DAVIDActing CAO
|
GrantEmployee Stock Options (right to buy) · Derivative | 25,000 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001209191-17-008159 · doc4.xml · derivative · entry 1 WESCH DAVID · CIK 0001680923 · Acting CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2026-11-02 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest in equal installments over a period of thirty-six months beginning one month after date of grant. Options will be fully vested on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.