Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2020 Filed Nov 5, 2020 18:28 UTC |
Karish JeffDirector
|
SaleCommon Stock | 20,000 | $34.39 | $687,800.00 |
DisclosureSEC source: 0001628280-20-015650 · wf-form4_160460090868753.xml · nonDerivative · entry 1 Karish Jeff · CIK 0001533944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,447 Read SEC document |
| October 01, 2020 Filed Oct 14, 2020 13:16 UTC |
Rogers Christopher ThomasDirector
|
SaleCommon Stock | 30,000 | $34.35 | $1,030,500.00 |
DisclosureSEC source: 0001628280-20-014467 · wf-form4_160268140560056.xml · nonDerivative · entry 1 Rogers Christopher Thomas · CIK 0001334486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,198 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 08, 2020 Filed Sep 9, 2020 19:19 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
SaleCommon Stock | 84,585 | $24.10 | $2,038,498.50 |
DisclosureSEC source: 0001628280-20-013393 · wf-form4_159967917720321.xml · nonDerivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,989 Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:37 UTC |
Rogers Christopher ThomasDirector
|
GrantCommon Stock | 7,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011670 · wf-form4_159657689108999.xml · nonDerivative · entry 1 Rogers Christopher Thomas · CIK 0001334486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,198 F1 · kind: Grant of of restricted common stock units (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2020 through July 31, 2021. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2020, February 1, 2021, May 1, 2021 and August 1, 2021. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:33 UTC |
STERLING MICHELLE MDirector
|
GrantCommon Stock | 6,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011667 · wf-form4_159657654555278.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,890 F1 · kind: Grant of of restricted common stock units (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2020 through July 31, 2021. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2020, February 1, 2021, May 1, 2021 and August 1, 2021. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:35 UTC |
Chestnutt Roy HDirector
|
GrantCommon Stock | 6,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011669 · wf-form4_159657679929876.xml · nonDerivative · entry 2 Chestnutt Roy H · CIK 0001566223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,056 F1 · kind: Grant of of restricted common stock units (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2020 through July 31, 2021. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2020, February 1, 2021, May 1, 2021 and August 1, 2021. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:06 UTC |
STERLING MICHELLE MDirector
|
GrantCommon Stock | 6,691 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011662 · wf-form4_159657498292627.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,890 F1 · kind: Grant of of restricted common stock units (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2020 through July 31, 2021. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2020, February 1, 2021, May 1, 2021 and August 1, 2021. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:01 UTC |
GYANI MOHAN SDirector
|
GrantCommon Stock | 7,015 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011658 · wf-form4_159657476251266.xml · nonDerivative · entry 1 GYANI MOHAN S · CIK 0001182428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,602 F1 · kind: Grant of of restricted common stock units (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2020 through July 31, 2021. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2020, February 1, 2021, May 1, 2021 and August 1, 2021. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:58 UTC |
DEUTSCHMAN ROBERT MDirector
|
GrantCommon Stock | 10,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011657 · wf-form4_159657458691666.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,531 F1 · kind: Grant of of restricted common stock units (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2020 through July 31, 2021. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2020, February 1, 2021, May 1, 2021 and August 1, 2021. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:55 UTC |
Karish JeffDirector
|
GrantCommon Stock | 6,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-011653 · wf-form4_159657414359166.xml · nonDerivative · entry 1 Karish Jeff · CIK 0001533944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,447 F1 · kind: Grant of of restricted common stock units (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2020 through July 31, 2021. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2020, February 1, 2021, May 1, 2021 and August 1, 2021. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:21 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 142,315 | $0.00 Strike: $6.62 | $0.00 |
DisclosureSEC source: 0001628280-20-008944 · wf-form4_159123368262252.xml · derivative · entry 7 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,315 Underlying: Common Stock · 142,315 shares Expires 2030-06-03 F7 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F8 · security: Options vest over four years. 25% of the Options vest on the first anniversary of the grant date, and the balance vests proportionately each month during the remaining three years. The date exercisable reflected in Column 6 of Table II reflects the first vesting date (i.e., the first anniversary of the grant date). Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:21 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
GrantPerformance Stock Units · Derivative | 37,764 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008944 · wf-form4_159123368262252.xml · derivative · entry 6 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,764 Underlying: Common Stock · 37,764 shares Expires not disclosed F5 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F6 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 75,528 (subject to any subsequent stock splits and the like). F4 · derivative.expiration_date: Not applicable F6 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 75,528 (subject to any subsequent stock splits and the like). F6 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 75,528 (subject to any subsequent stock splits and the like). Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:21 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
OtherRestricted Stock Units · Derivative | 72,674 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008944 · wf-form4_159123368262252.xml · derivative · entry 5 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 72,674 shares Expires not disclosed F2 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F1 · date: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · kind: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F4 · derivative.exercise_date: Not applicable F4 · derivative.expiration_date: Not applicable Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:21 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
OtherRestricted Stock Units · Derivative | 33,156 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008944 · wf-form4_159123368262252.xml · derivative · entry 4 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,156 shares Expires not disclosed F2 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F1 · date: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · kind: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F4 · derivative.exercise_date: Not applicable F4 · derivative.expiration_date: Not applicable Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:21 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
GrantCommon Stock | 37,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008944 · wf-form4_159123368262252.xml · nonDerivative · entry 3 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,574 F2 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F3 · shares: RSUs vest over three years. One-third of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each month during the remaining two years. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:21 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
OtherCommon Stock | 72,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008944 · wf-form4_159123368262252.xml · nonDerivative · entry 2 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,810 F1 · date: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · kind: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · shares: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:21 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
OtherCommon Stock | 33,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008944 · wf-form4_159123368262252.xml · nonDerivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,010,136 F1 · date: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · kind: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · shares: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:19 UTC |
GARRISON J. BARRETTExecutive Vice President, CFO
|
GrantEmployee Stock Options (right to buy) · Derivative | 56,926 | $0.00 Strike: $6.62 | $0.00 |
DisclosureSEC source: 0001628280-20-008942 · wf-form4_159123353719052.xml · derivative · entry 7 GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,926 Underlying: Common Stock · 56,926 shares Expires 2030-06-03 F7 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F8 · security: Options vest over three years. One-third of the Options vest on the first anniversary of the grant date (i.e., the date indicated in Column 3 of Table II), and the balance vests proportionately each month during the remaining two years. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:19 UTC |
GARRISON J. BARRETTExecutive Vice President, CFO
|
GrantPerformance Stock Units · Derivative | 15,106 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008942 · wf-form4_159123353719052.xml · derivative · entry 6 GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,106 Underlying: Common Stock · 15,106 shares Expires not disclosed F5 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F6 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 30,212 (subject to any subsequent stock splits and the like). F4 · derivative.expiration_date: Not applicable F6 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 30,212 (subject to any subsequent stock splits and the like). F6 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2023. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 30,212 (subject to any subsequent stock splits and the like). Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:19 UTC |
GARRISON J. BARRETTExecutive Vice President, CFO
|
OtherRestricted Stock Units · Derivative | 21,552 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008942 · wf-form4_159123353719052.xml · derivative · entry 5 GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,552 shares Expires not disclosed F2 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F1 · date: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · kind: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F4 · derivative.expiration_date: Not applicable Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:19 UTC |
GARRISON J. BARRETTExecutive Vice President, CFO
|
OtherRestricted Stock Units · Derivative | 43,605 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008942 · wf-form4_159123353719052.xml · derivative · entry 4 GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,605 shares Expires not disclosed F2 · security: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F1 · date: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · kind: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F4 · derivative.expiration_date: Not applicable Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:19 UTC |
GARRISON J. BARRETTExecutive Vice President, CFO
|
GrantCommon Stock | 15,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008942 · wf-form4_159123353719052.xml · nonDerivative · entry 3 GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,263 F2 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F3 · shares: RSUs vest over three years. One-third of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each month during the remaining two years. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:19 UTC |
GARRISON J. BARRETTExecutive Vice President, CFO
|
OtherCommon Stock | 21,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008942 · wf-form4_159123353719052.xml · nonDerivative · entry 2 GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,157 F1 · date: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · kind: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · shares: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. Read SEC document |
| June 01, 2020 Filed Jun 4, 2020 01:19 UTC |
GARRISON J. BARRETTExecutive Vice President, CFO
|
OtherCommon Stock | 43,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008942 · wf-form4_159123353719052.xml · nonDerivative · entry 1 GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,605 F1 · date: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · kind: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. F1 · shares: The reported transaction was previously reported as a grant of restricted stock units in Table II of Form 4. The reporting person has elected to report such restricted stock units in Table I rather than Table II and the reported transaction reflects such change in reporting. The total reported in Column 5 now includes the previously reported restricted stock units on Table II as common stock. Read SEC document |
| April 17, 2020 Filed Apr 27, 2020 22:19 UTC |
COLLINS CHRISTINEChief Technology Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 90,441 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001628280-20-005655 · wf-form4_158802593324076.xml · derivative · entry 1 COLLINS CHRISTINE · CIK 0001783117 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,441 Underlying: Common Stock · 90,441 shares Expires 2030-04-17 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest over three years. Vesting occurs monthly, in equal installments, over a period of thirty-six months beginning one month after date of grant (i.e., the date indicated). Read SEC document |
| April 17, 2020 Filed Apr 27, 2020 22:20 UTC |
WESCH DAVIDChief Accounting Officer
|
GrantEmployee Stock Options (right to buy) · Derivative | 20,956 | $0.00 Strike: $5.12 | $0.00 |
DisclosureSEC source: 0001628280-20-005656 · wf-form4_158802598497121.xml · derivative · entry 1 WESCH DAVID · CIK 0001680923 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,956 Underlying: Common Stock · 20,956 shares Expires 2030-04-17 F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: Options vest over three years. Vesting occurs monthly, in equal installments, over a period of thirty-six months beginning one month after date of grant (i.e., the date indicated). Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 23:13 UTC |
Karish JeffDirector
|
PurchaseCommon Stock | 5,000 | $4.22 | $21,100.00 |
DisclosureSEC source: 0001628280-20-003736 · wf-form4_158448681926251.xml · nonDerivative · entry 1 Karish Jeff · CIK 0001533944 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,549 Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 23:12 UTC |
GYANI MOHAN SDirector
|
PurchaseCommon Stock | 6,000 | $4.13 | $24,780.00 |
DisclosureSEC source: 0001628280-20-003734 · wf-form4_158448671034439.xml · nonDerivative · entry 1 GYANI MOHAN S · CIK 0001182428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,587 Read SEC document |
| March 17, 2020 Filed Mar 17, 2020 23:06 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 5,000 | $4.26 | $21,300.00 |
DisclosureSEC source: 0001628280-20-003733 · wf-form4_158448639904850.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 328,268 F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 14:26 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 5,000 | $6.02 | $30,100.00 |
DisclosureSEC source: 0001628280-20-003253 · wf-form4_158385036336658.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 323,268 F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 15:32 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 2,000 | $5.79 | $11,580.00 |
DisclosureSEC source: 0001628280-20-002528 · wf-form4_158290394692574.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 318,268 F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 23:19 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 10,000 | $6.12 | $61,200.00 |
DisclosureSEC source: 0001628280-20-002235 · wf-form4_158267275930343.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 316,268 F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of his pecuniary interest therein. Read SEC document |
| February 25, 2020 Filed Feb 25, 2020 21:37 UTC |
GYANI MOHAN SDirector
|
PurchaseCommon Stock | 12,500 | $6.02 | $75,250.00 |
DisclosureSEC source: 0001628280-20-002213 · wf-form4_158266665259793.xml · nonDerivative · entry 1 GYANI MOHAN S · CIK 0001182428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,587 Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:20 UTC |
COLLINS CHRISTINEChief Technology Officer
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001628280-20-001992 · wf-form4_158232359353585.xml · derivative · entry 3 COLLINS CHRISTINE · CIK 0001783117 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 20,000 shares Expires 2028-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Grant of employee stock options (right to buy) ("Options") pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. F2 · derivative.exercise_date: These options vest and become exercisable ratably on a monthly basis over three years beginning July 7, 2018. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:20 UTC |
COLLINS CHRISTINEChief Technology Officer
|
SaleCommon Stock | 20,000 | $6.91 | $138,200.00 |
DisclosureSEC source: 0001628280-20-001992 · wf-form4_158232359353585.xml · nonDerivative · entry 2 COLLINS CHRISTINE · CIK 0001783117 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:20 UTC |
COLLINS CHRISTINEChief Technology Officer
|
Exercise / conversionCommon Stock | 20,000 | $1.68 | $33,600.00 |
DisclosureSEC source: 0001628280-20-001992 · wf-form4_158232359353585.xml · nonDerivative · entry 1 COLLINS CHRISTINE · CIK 0001783117 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 22:13 UTC |
Chestnutt Roy HDirector
|
PurchaseCommon Stock | 12,500 | $6.91 | $86,375.00 |
DisclosureSEC source: 0001628280-20-001986 · wf-form4_158232318692698.xml · nonDerivative · entry 1 Chestnutt Roy H · CIK 0001566223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,912 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 20:04 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 10,000 | $6.71 | $67,100.00 |
DisclosureSEC source: 0001628280-20-001777 · wf-form4_158214265599923.xml · nonDerivative · entry 2 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,922 F1 · ownership.direct: Shares reported as direct, prior to the transactions reported on this Form 4, were previously reported as indirect Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 20:04 UTC |
DEUTSCHMAN ROBERT MDirector
|
PurchaseCommon Stock | 10,000 | $6.66 | $66,600.00 |
DisclosureSEC source: 0001628280-20-001777 · wf-form4_158214265599923.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,922 F1 · ownership.direct: Shares reported as direct, prior to the transactions reported on this Form 4, were previously reported as indirect Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 18:34 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
PurchaseCommon Stock | 5,000 | $6.62 | $33,100.00 |
DisclosureSEC source: 0001628280-20-001483 · wf-form4_158161885568760.xml · nonDerivative · entry 2 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,980 Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 18:34 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
PurchaseCommon Stock | 7,500 | $6.73 | $50,475.00 |
DisclosureSEC source: 0001628280-20-001483 · wf-form4_158161885568760.xml · nonDerivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 971,980 Read SEC document |
| November 15, 2019 Filed Aug 4, 2020 21:35 UTC |
Chestnutt Roy HDirector
|
PurchaseCommon Stock | 6,300 | $8.04 | $50,652.00 |
DisclosureSEC source: 0001628280-20-011669 · wf-form4_159657679929876.xml · nonDerivative · entry 1 Chestnutt Roy H · CIK 0001566223 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,212 Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 00:36 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
SaleCommon Stock | 10,000 | $8.10 | $81,000.00 |
DisclosureSEC source: 0001628280-19-014256 · wf-form4_157377815343178.xml · nonDerivative · entry 2 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 964,480 Read SEC document |
| November 12, 2019 Filed Nov 15, 2019 00:36 UTC |
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
|
SaleCommon Stock | 35,000 | $8.20 | $287,000.00 |
DisclosureSEC source: 0001628280-19-014256 · wf-form4_157377815343178.xml · nonDerivative · entry 1 STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 974,480 Read SEC document |
| November 12, 2019 Filed Nov 15, 2019 00:36 UTC |
STERLING MICHELLE MDirector
|
PurchaseCommon Stock | 13,640 | $7.45 | $101,618.00 |
DisclosureSEC source: 0001628280-19-014258 · wf-form4_157377819351283.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 13,640 F1 · balance_after: Shares are held by the Michelle Marie Sterling Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of shares held by the Trust except to the extent of her pecuniary interest therein. F1 · ownership.nature: Shares are held by the Michelle Marie Sterling Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of shares held by the Trust except to the extent of her pecuniary interest therein. Read SEC document |
| November 12, 2019 Filed Nov 15, 2019 00:36 UTC |
DEUTSCHMAN ROBERT MDirector
|
GiftCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014257 · wf-form4_157377817335494.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 1 Disclosed balance after: 866,190 F1 · security: Of such Shares, 294,268 are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
| August 03, 2019 Filed Aug 7, 2019 00:39 UTC |
STERLING MICHELLE MDirector
|
GrantCommon Stock | 10,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044908 · doc4.xml · nonDerivative · entry 1 STERLING MICHELLE M · CIK 0001639912 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,199 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2019 through July 31, 2020. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2019, February 1, 2020, May 1, 2020 and August 1, 2020. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| August 03, 2019 Filed Aug 7, 2019 00:37 UTC |
Rogers Christopher ThomasDirector
|
GrantCommon Stock | 11,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044907 · doc4.xml · nonDerivative · entry 1 Rogers Christopher Thomas · CIK 0001334486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,146 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2019 through July 31, 2020. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2019, February 1, 2020, May 1, 2020 and August 1, 2020. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| August 03, 2019 Filed Aug 7, 2019 00:36 UTC |
GYANI MOHAN SDirector
|
GrantCommon Stock | 11,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044906 · doc4.xml · nonDerivative · entry 1 GYANI MOHAN S · CIK 0001182428 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,087 F1 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2019 through July 31, 2020. F2 · shares: The Shares vest in four equal quarterly increments on November 1, 2019, February 1, 2020, May 1, 2020 and August 1, 2020. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. Read SEC document |
| August 03, 2019 Filed Aug 7, 2019 00:35 UTC Amendment |
DEUTSCHMAN ROBERT MDirector
|
GrantCommon Stock | 18,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044905 · doc4a.xml · nonDerivative · entry 1 DEUTSCHMAN ROBERT M · CIK 0001194597 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote 4. Disclosed balance after: 879,190 F1 · security: This Form 4A amends and restates in its entirety the Form 4 inadvertently filed in error on behalf of the Reporting Person on August 2, 2019. F2 · kind: Grant of shares of restricted common stock (the "Shares") pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2019 through July 31, 2020. F3 · shares: The Shares vest in four equal quarterly increments on November 1, 2019, February 1, 2020, May 1, 2020 and August 1, 2020. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant. F4 · balance_after: Of such Shares, 294,268 are held by the Robert and Ellen Deutschman Family Trust (the "Trust"), of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the Trust except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.