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Nasdaq · USD

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Digital Turbine, Inc.

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4815
SEC CIK
0000317788
Parsed reports
407

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
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Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2022 Filed Mar 8, 2022 19:04 UTC PurchaseCommon Stock 1,000 $36.79 $36,790.00
Disclosure

SEC source: 0001628280-22-005364 · wf-form4_164676621397799.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 17,640

F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:28 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 50,000 $0.00 Strike: $5.89 $0.00
Disclosure

SEC source: 0001628280-22-005150 · wf-form4_164642928584813.xml · derivative · entry 6

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2024-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:28 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,477 $46.40 $68,532.80
Disclosure

SEC source: 0001628280-22-005150 · wf-form4_164642928584813.xml · nonDerivative · entry 5

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,305

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:28 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 24,405 $53.76 $1,312,012.80
Disclosure

SEC source: 0001628280-22-005150 · wf-form4_164642928584813.xml · nonDerivative · entry 4

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111,782

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:28 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 20,271 $46.87 $950,101.77
Disclosure

SEC source: 0001628280-22-005150 · wf-form4_164642928584813.xml · nonDerivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136,187

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:28 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
SaleCommon Stock 50,000 $46.03 $2,301,500.00
Disclosure

SEC source: 0001628280-22-005150 · wf-form4_164642928584813.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156,458

Read SEC document
March 02, 2022 Filed Mar 4, 2022 21:28 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $5.89 $294,500.00
Disclosure

SEC source: 0001628280-22-005150 · wf-form4_164642928584813.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 21:27 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 396 $48.48 $19,198.08
Disclosure

SEC source: 0001628280-22-005149 · wf-form4_164642923724795.xml · nonDerivative · entry 3

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,146

Read SEC document
February 01, 2022 Filed Feb 4, 2022 01:09 UTC
Spilman MaryDirector
GrantCommon Stock 2,022 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-001822 · wf-form4_164393696278788.xml · nonDerivative · entry 1

Spilman Mary · CIK 0001559435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,022

F1 · kind: Grant of restricted common stock awards pursuant to the Issuer's 2020 Equity Incentive Plan. Such award was granted as part of the Reporting Person's compensation for services as a non-employee director of the Issuer and pro-rated for the period from February 1, 2022 through July 31, 2022.

F2 · shares: The awards vest in equal increments of 1,011 shares on April 30, 2022 and 1,011 shares on July 31, 2022.

Read SEC document
February 01, 2022 Filed Mar 4, 2022 21:27 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 367 $44.15 $16,203.05
Disclosure

SEC source: 0001628280-22-005149 · wf-form4_164642923724795.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,542

Read SEC document
January 01, 2022 Filed Mar 4, 2022 21:27 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 411 $60.99 $25,066.89
Disclosure

SEC source: 0001628280-22-005149 · wf-form4_164642923724795.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,909

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:44 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Tax withholdingCommon Stock 58,920 $53.76 $3,167,539.20
Disclosure

SEC source: 0001628280-21-025300 · wf-form4_163976667144403.xml · nonDerivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,320

Read SEC document
December 15, 2021 Filed Dec 17, 2021 18:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 72,879 $53.76 $3,917,975.04
Disclosure

SEC source: 0001628280-21-025299 · wf-form4_163976661495710.xml · nonDerivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,156,458

Read SEC document
December 01, 2021 Filed Dec 1, 2021 21:05 UTC PurchaseCommon Stock 3,000 $51.62 $154,860.00
Disclosure

SEC source: 0001628280-21-024303 · wf-form4_163839274596106.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,044

Read SEC document
November 24, 2021 Filed Nov 24, 2021 23:28 UTC PurchaseCommon Stock 1,000 $56.98 $56,980.00
Disclosure

SEC source: 0001628280-21-024114 · wf-form4_163779651124541.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,640

F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein.

Read SEC document
November 19, 2021 Filed Mar 15, 2022 19:35 UTC GiftCommon Stock 155,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-006228 · wf-form4_164737291569995.xml · nonDerivative · entry 2

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,544

Read SEC document
August 23, 2021 Filed Aug 25, 2021 21:34 UTC
Miller Michael BenjaminChief Accounting Officer
GrantEmployee Stock Options (right to buy) · Derivative 16,802 $0.00 Strike: $51.19 $0.00
Disclosure

SEC source: 0001628280-21-017625 · wf-form4_162992723130619.xml · derivative · entry 1

Miller Michael Benjamin · CIK 0001880164 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,802

Underlying: Common Stock · 16,802 shares

Expires 2031-08-22

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over three years. Vesting occurs monthly, in equal installments, over a period of thirty-six months beginning one month after date of grant (i.e., the date indicated).

Read SEC document
August 19, 2021 Filed Aug 19, 2021 17:31 UTC PurchaseCommon Stock 1,500 $48.50 $72,750.00
Disclosure

SEC source: 0001628280-21-017314 · wf-form4_162939428683265.xml · nonDerivative · entry 2

Chestnutt Roy H · CIK 0001566223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,541

Read SEC document
August 18, 2021 Filed Aug 19, 2021 19:54 UTC PurchaseCommon Stock 2,000 $50.79 $101,580.00
Disclosure

SEC source: 0001628280-21-017326 · wf-form4_162940285088760.xml · nonDerivative · entry 2

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,640

F3 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of their pecuniary interest therein.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 17:04 UTC PurchaseCommon Stock 3,000 $50.91 $152,730.00
Disclosure

SEC source: 0001628280-21-017310 · wf-form4_162939263778712.xml · nonDerivative · entry 2

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,044

Read SEC document
July 31, 2021 Filed Aug 19, 2021 19:54 UTC GrantCommon Stock 2,989 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017326 · wf-form4_162940285088760.xml · nonDerivative · entry 1

STERLING MICHELLE M · CIK 0001639912 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,879

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2021 through July 31, 2022.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2021, January 31, 2022, April 30, 2022, and July 31, 2022. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2021 Filed Aug 19, 2021 17:31 UTC GrantCommon Stock 2,985 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017314 · wf-form4_162939428683265.xml · nonDerivative · entry 1

Chestnutt Roy H · CIK 0001566223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,041

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2021 through July 31, 2022.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2021, January 31, 2022, April 30, 2022, and July 31, 2022. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2021 Filed Aug 19, 2021 17:04 UTC GrantCommon Stock 4,513 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017310 · wf-form4_162939263778712.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,044

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2021 through July 31, 2022.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2021, January 31, 2022, April 30, 2022, and July 31, 2022. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2021 Filed Aug 24, 2021 18:36 UTC
Karish JeffDirector
GrantCommon Stock 3,016 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017535 · wf-form4_162983016944597.xml · nonDerivative · entry 1

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,616

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2021 through July 31, 2022.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2021, January 31, 2022, April 30, 2022, and July 31, 2022. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2021 Filed Aug 24, 2021 18:34 UTC GrantCommon Stock 3,024 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017533 · wf-form4_162983004721546.xml · nonDerivative · entry 1

GYANI MOHAN S · CIK 0001182428 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2021 through July 31, 2022.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2021, January 31, 2022, April 30, 2022, and July 31, 2022. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
July 31, 2021 Filed Aug 24, 2021 18:29 UTC GrantCommon Stock 2,985 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017531 · wf-form4_162982977331923.xml · nonDerivative · entry 1

Groos Holyce Hess · CIK 0001860797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,371

F1 · kind: Grant of of restricted common stock (the "Shares") pursuant to Issuer's 2020 Equity Incentive Plan. Such Shares were granted as part of Reporting Person's compensation for services as a non-employee director of Issuer for the period August 1, 2021 through July 31, 2022.

F2 · shares: The Shares vest in four equal quarterly increments on October 31, 2021, January 31, 2022, April 30, 2022, and July 31, 2022. The last quarter of unvested shares will automatically vest as of the annual meeting of stockholders if Reporting Person either is not re-elected or is not nominated for re-election, and the annual meeting occurs before the final vesting of the grant.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 21:52 UTC
COLLINS CHRISTINEChief Technology Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 40,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001628280-21-012366 · wf-form4_162388035701671.xml · derivative · entry 3

COLLINS CHRISTINE · CIK 0001783117 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Grant of employee stock options (right to buy) ("Options") pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: These Option vest and become exercisable on a monthly basis beginning July 7, 2018.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 21:52 UTC
COLLINS CHRISTINEChief Technology Officer
SaleCommon Stock 40,000 $70.02 $2,800,800.00
Disclosure

SEC source: 0001628280-21-012366 · wf-form4_162388035701671.xml · nonDerivative · entry 2

COLLINS CHRISTINE · CIK 0001783117 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 15, 2021 Filed Jun 16, 2021 21:52 UTC
COLLINS CHRISTINEChief Technology Officer
Exercise / conversionCommon Stock 40,000 $1.68 $67,200.00
Disclosure

SEC source: 0001628280-21-012366 · wf-form4_162388035701671.xml · nonDerivative · entry 1

COLLINS CHRISTINE · CIK 0001783117 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:22 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantEmployee Stock Options (right to buy) · Derivative 12,697 $0.00 Strike: $67.71 $0.00
Disclosure

SEC source: 0001628280-21-011646 · wf-form4_162276250367814.xml · derivative · entry 3

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,697

Underlying: Common Stock · 12,697 shares

Expires 2031-06-02

F6 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F7 · security: Options vest over four years. One-fourth of the Options vest on the first anniversary of the grant date (i.e., the date indicated in Column 3 of Table II), and the balance vests proportionately each month during the remaining three years following such first anniversary.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:22 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantPerformance Stock Units · Derivative 7,384 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-21-011646 · wf-form4_162276250367814.xml · derivative · entry 2

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,384

Underlying: Common Stock · 7,384 shares

Expires not disclosed

F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 14,768 (subject to any subsequent stock splits and the like).

F5 · derivative.expiration_date: Not applicable

F4 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 14,768 (subject to any subsequent stock splits and the like).

F4 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 14,768 (subject to any subsequent stock splits and the like).

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:22 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
GrantCommon Stock 14,769 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-011646 · wf-form4_162276250367814.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,032

F1 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: RSUs vest over four years. One-fourth of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each month during the remaining three years following such first anniversary.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:21 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantEmployee Stock Options (right to buy) · Derivative 41,265 $67.71 Strike: $67.71 $2,794,053.15
Disclosure

SEC source: 0001628280-21-011645 · wf-form4_162276244934136.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,265

Underlying: Common Stock · 41,265 shares

Expires 2031-06-02

F6 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F7 · security: Options vest over four years. One-fourth of the Options vest on the first anniversary of the grant date (i.e., the date indicated in Column 3 of Table II), and the balance vests proportionately each month during the remaining three years following such first anniversary.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:21 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantPerformance Stock Units · Derivative 24,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-21-011645 · wf-form4_162276244934136.xml · derivative · entry 2

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires not disclosed

F3 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F4 · shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 48,000 (subject to any subsequent stock splits and the like).

F5 · derivative.expiration_date: Not applicable

F4 · derivative.underlying_shares: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 48,000 (subject to any subsequent stock splits and the like).

F4 · balance_after: This is a target only. The value of PSUs is tied to satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2024. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied. The actual number of shares ultimately deliverable ranges from -0- to 48,000 (subject to any subsequent stock splits and the like).

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:21 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
GrantCommon Stock 48,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-011645 · wf-form4_162276244934136.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,083,989

F1 · shares: Restricted Stock Units ("RSUs") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · shares: RSUs vest over four years. One-fourth of the RSUs vest on the first anniversary of the grant date (i.e., the date indicated). The balance vest proportionately each month during the remaining three years following such first anniversary.

Read SEC document
May 20, 2021 Filed Dec 17, 2021 18:44 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Exercise / conversionPerformance Stock Units · Derivative 43,604 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-21-025300 · wf-form4_163976667144403.xml · derivative · entry 3

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,604 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's Amended and Restated 2011 Equity Incentive Plan.

F2 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2021.

F3 · derivative.exercise_date: Not applicable. See also footnote 2.

F3 · derivative.expiration_date: Not applicable. See also footnote 2.

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May 20, 2021 Filed Dec 17, 2021 18:44 UTC
GARRISON J. BARRETTExecutive Vice President, CFO
Exercise / conversionCommon Stock 87,208 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-025300 · wf-form4_163976667144403.xml · nonDerivative · entry 1

GARRISON J. BARRETT · CIK 0001684694 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2021 Filed Dec 17, 2021 18:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 72,674 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-21-025299 · wf-form4_163976661495710.xml · derivative · entry 3

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,674 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Performance Stock Units ("PSUs") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · shares: PSUs vested based on the satisfaction of certain performance criteria (other than the price of Issuer's common stock) determined after the close of FY2021.

F3 · derivative.exercise_date: Not applicable. See also footnote 2.

F3 · derivative.expiration_date: Not applicable. See also footnote 2.

Read SEC document
May 20, 2021 Filed Dec 17, 2021 18:43 UTC
STONE WILLIAM GORDON IIIDirector · Chief Executive Officer
Exercise / conversionCommon Stock 145,348 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-025299 · wf-form4_163976661495710.xml · nonDerivative · entry 1

STONE WILLIAM GORDON III · CIK 0001592491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,229,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2021 Filed May 12, 2021 23:54 UTC Amendment GrantCommon Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-010065 · wf-form4a_162086363765364.xml · nonDerivative · entry 1

Groos Holyce Hess · CIK 0001860797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386

F1 · kind: Grant of restricted common stock awards pursuant to the Issuer's 2020 Equity Incentive Plan. Such awards were granted as part of the Reporting Person's compensation for services as a non-employee director of the Issuer and pro-rated for the period from May 4, 2021 through July 31, 2021.

F2 · shares: The awards vest on August 1, 2021.

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May 04, 2021 Filed May 6, 2021 22:33 UTC GrantCommon Stock 330 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-009406 · wf-form4_162034036915497.xml · nonDerivative · entry 1

Groos Holyce Hess · CIK 0001860797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330

F1 · kind: Grant of restricted common stock units pursuant to the Issuer's 2020 Equity Incentive Plan. Such units were granted as part of the Reporting Person's compensation for services as a non-employee director of the Issuer and pro-rated for the period from May 4, 2021 through July 31, 2021.

F2 · shares: The units vest on August 1, 2021.

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April 14, 2021 Filed Jun 3, 2021 23:20 UTC
WESCH DAVIDChief Accounting Officer
GrantEmployee Stock Options (right to buy) · Derivative 1,072 $84.10 Strike: $84.10 $90,155.20
Disclosure

SEC source: 0001628280-21-011644 · wf-form4_162276237455906.xml · derivative · entry 1

WESCH DAVID · CIK 0001680923 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072

Underlying: Common Stock · 1,072 shares

Expires 2031-04-14

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · security: Options vest over three years. Vesting occurs monthly, in equal installments, over a period of thirty-six months beginning one month after date of grant (i.e., the date indicated).

Read SEC document
April 14, 2021 Filed Jun 3, 2021 23:19 UTC
COLLINS CHRISTINEChief Technology Officer
GrantEmployee Stock Options (right to buy) · Derivative 3,063 $84.10 Strike: $84.10 $257,598.30
Disclosure

SEC source: 0001628280-21-011643 · wf-form4_162276233116164.xml · derivative · entry 1

COLLINS CHRISTINE · CIK 0001783117 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,063

Underlying: Common Stock · 3,063 shares

Expires 2031-04-14

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2020 Equity Incentive Plan.

F2 · security: Options vest over three years. Vesting occurs monthly, in equal installments, over a period of thirty-six months beginning one month after date of grant (i.e., the date indicated).

Read SEC document
February 08, 2021 Filed Feb 8, 2021 22:41 UTC
WESCH DAVIDChief Accounting Officer
Exercise / conversionEmployee Stock Options (right to buy) · Derivative 25,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001628280-21-001628 · wf-form4_161282404388517.xml · derivative · entry 3

WESCH DAVID · CIK 0001680923 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,675

Underlying: Common Stock · 25,000 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Employee stock options (right to buy)("Options") granted pursuant to Issuer's 2011 Amended and Restated Equity Incentive Plan.

F2 · derivative.exercise_date: Options vest over four years: 50% vest on the 2-year anniversary of the grant date and remaining 50% vest on the 4-year anniversary of the grant date.

Read SEC document
February 08, 2021 Filed Feb 8, 2021 22:41 UTC
WESCH DAVIDChief Accounting Officer
SaleCommon Stock 25,000 $88.23 $2,205,750.00
Disclosure

SEC source: 0001628280-21-001628 · wf-form4_161282404388517.xml · nonDerivative · entry 2

WESCH DAVID · CIK 0001680923 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 08, 2021 Filed Feb 8, 2021 22:41 UTC
WESCH DAVIDChief Accounting Officer
Exercise / conversionCommon Stock 25,000 $0.71 $17,750.00
Disclosure

SEC source: 0001628280-21-001628 · wf-form4_161282404388517.xml · nonDerivative · entry 1

WESCH DAVID · CIK 0001680923 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 21:05 UTC SaleCommon Stock 30,000 $53.01 $1,590,300.00
Disclosure

SEC source: 0001628280-21-000062 · wf-form4_160988072052133.xml · nonDerivative · entry 1

Rogers Christopher Thomas · CIK 0001334486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,198

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
December 28, 2020 Filed Mar 19, 2021 00:06 UTC PurchaseCommon Stock 687 $56.87 $39,069.69
Disclosure

SEC source: 0001628280-21-005130 · wf-form4_161611237408156.xml · nonDerivative · entry 2

GYANI MOHAN S · CIK 0001182428 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 220,005

F1 · ownership.nature: Shares are held by a trust, of which the Reporting Person is trustee. Reporting Person disclaims beneficial ownership of Shares held by the trust except to the extent of his pecuniary interest therein.

Read SEC document
November 05, 2020 Filed Nov 7, 2020 00:06 UTC SaleCommon Stock 200,000 $40.64 $8,128,000.00
Disclosure

SEC source: 0001628280-20-015989 · wf-form4_160470759561697.xml · nonDerivative · entry 1

DEUTSCHMAN ROBERT M · CIK 0001194597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,531

Read SEC document
November 04, 2020 Filed Nov 5, 2020 18:28 UTC
Karish JeffDirector
SaleCommon Stock 11,847 $36.57 $433,244.79
Disclosure

SEC source: 0001628280-20-015650 · wf-form4_160460090868753.xml · nonDerivative · entry 2

Karish Jeff · CIK 0001533944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,600

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.