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Nasdaq · USD

APPN

APPIAN CORP

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Tapewire entity
4256
SEC CIK
0001441683
Parsed reports
691

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202620
Jun 202601
Jul 202602
Aug 202604
Sep 202603
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2020 Filed Nov 24, 2020 16:05 UTC
Kramer Robert CharlesDirector · General Manager
ConversionClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000132 · wf-form4_160625192031638.xml · nonDerivative · entry 1

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (2))

F2 · price: (continued from Footnote (1)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC SaleClass A Common Stock 100 $109.46 $10,946.00
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 11

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 136,814

F11 · ownership.nature: The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC SaleClass A Common Stock 3,947 $109.24 $431,170.28
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 10

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 136,914

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.36 to $109.24, inclusive.

F11 · ownership.nature: The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC SaleClass A Common Stock 14,858 $108.33 $1,609,567.14
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 9

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 140,861

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.35 to $108.33, inclusive.

F11 · ownership.nature: The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC SaleClass A Common Stock 9,053 $107.32 $971,567.96
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 8

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 155,719

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.33 to $107.32, inclusive.

F11 · ownership.nature: The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC SaleClass A Common Stock 2,042 $105.73 $215,900.66
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 7

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 164,772

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.12 to $105.73, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (10), (12), (13) and (14).

F11 · ownership.nature: The reported securities are owned directly by Jack Biddle, Inc. ("JBI"). The Reporting Person is the president of JBI.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC GiftClass A Common Stock 19,479 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 6

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,479

F9 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust III"). The Reporting Person is the trustee of Trust III.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC GiftClass A Common Stock 19,479 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 5

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,479

F8 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust II"). The Reporting Person is the trustee of Trust II.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC GiftClass A Common Stock 19,479 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 4

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 19,479

F7 · ownership.nature: The reported securities are owned directly by a family trust established for the benefit of the Reporting Person's child ("Trust I"). The Reporting Person is the trustee of Trust I.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC OtherClass A Common Stock 19,479 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 3

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F5 · kind: On November 17, 2020, Southgate Partner III ("SPIII") distributed all of its shares to the beneficiary of SPIII without consideration.

F6 · ownership.nature: The reported securities were owned directly by SPIII, a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPIII.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC OtherClass A Common Stock 19,479 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 2

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F3 · kind: On November 17, 2020, Southgate Partner II ("SPII") distributed all of its shares to the beneficiary of SPII without consideration.

F4 · ownership.nature: The reported securities were owned directly by SPII, a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPII.

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November 17, 2020 Filed Nov 19, 2020 16:04 UTC OtherClass A Common Stock 19,479 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000128 · wf-form4_160581986609405.xml · nonDerivative · entry 1

Biddle Albert G.W. III · CIK 0001707248 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On November 17, 2020, Southgate Partner I ("SPI") distributed all of its shares to the beneficiary of SPI without consideration.

F2 · ownership.nature: The reported securities were owned directly by SPI, a family trust established for the benefit of the Reporting Person's child. The Reporting Person is the trustee of SPI.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:03 UTC
Winters ChristopherGeneral Counsel
ConversionClass B Common Stock · Derivative 23,104 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000127 · wf-form4_160581982334891.xml · derivative · entry 9

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

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November 17, 2020 Filed Nov 19, 2020 21:03 UTC
Winters ChristopherGeneral Counsel
Exercise / conversionClass B Common Stock · Derivative 23,104 $7.03 $162,421.12
Disclosure

SEC source: 0001441683-20-000127 · wf-form4_160581982334891.xml · derivative · entry 8

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,104

Underlying: Class A Common Stock · 23,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

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November 17, 2020 Filed Nov 19, 2020 21:03 UTC
Winters ChristopherGeneral Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 23,104 $0.00 Strike: $7.03 $0.00
Disclosure

SEC source: 0001441683-20-000127 · wf-form4_160581982334891.xml · derivative · entry 7

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,896

Underlying: Class B Common Stock · 23,104 shares

Expires 2025-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: This option vests in five equal annual installments commencing on November 17, 2016 and on the next four anniversaries thereof, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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November 17, 2020 Filed Nov 19, 2020 21:03 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 2,835 $108.57 $307,795.95
Disclosure

SEC source: 0001441683-20-000127 · wf-form4_160581982334891.xml · nonDerivative · entry 6

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,850

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.25 to $109.14, inclusive.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:03 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 5,844 $107.61 $628,872.84
Disclosure

SEC source: 0001441683-20-000127 · wf-form4_160581982334891.xml · nonDerivative · entry 5

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,685

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.25 to $108.23, inclusive.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:03 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 7,902 $106.64 $842,669.28
Disclosure

SEC source: 0001441683-20-000127 · wf-form4_160581982334891.xml · nonDerivative · entry 4

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,529

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.23 to $107.22, inclusive.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:03 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 4,923 $105.79 $520,804.17
Disclosure

SEC source: 0001441683-20-000127 · wf-form4_160581982334891.xml · nonDerivative · entry 3

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,431

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.23 to $106.21, inclusive.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:03 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 1,600 $104.47 $167,152.00
Disclosure

SEC source: 0001441683-20-000127 · wf-form4_160581982334891.xml · nonDerivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,354

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.23 to $104.75, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (5) - (9).

Read SEC document
November 17, 2020 Filed Nov 19, 2020 21:03 UTC
Winters ChristopherGeneral Counsel
ConversionClass A Common Stock 23,104 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000127 · wf-form4_160581982334891.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

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November 13, 2020 Filed Nov 16, 2020 16:38 UTC SaleClass A Common Stock 1 $100.00 $100.00
Disclosure

SEC source: 0001441683-20-000125 · wf-form4_160556268512129.xml · nonDerivative · entry 3

Boccassam Prashanth · CIK 0001706771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,145

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:38 UTC SaleClass A Common Stock 4,943 $99.34 $491,037.62
Disclosure

SEC source: 0001441683-20-000125 · wf-form4_160556268512129.xml · nonDerivative · entry 2

Boccassam Prashanth · CIK 0001706771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,146

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.00 to $99.99, inclusive.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:38 UTC SaleClass A Common Stock 6,056 $98.56 $596,879.36
Disclosure

SEC source: 0001441683-20-000125 · wf-form4_160556268512129.xml · nonDerivative · entry 1

Boccassam Prashanth · CIK 0001706771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,089

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.00 to $98.99, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2).

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November 13, 2020 Filed Nov 16, 2020 21:39 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 5,813 $98.84 $574,556.92
Disclosure

SEC source: 0001441683-20-000126 · wf-form4_160556273867486.xml · nonDerivative · entry 1

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,674

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.01 to $98.98, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:30 UTC
Winters ChristopherGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 12,261 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000124 · wf-form4_160521661526264.xml · derivative · entry 3

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,739

Underlying: Class A Common Stock · 12,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F5 · derivative.exercise_date: The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 6, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F5 · derivative.expiration_date: The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 6, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

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November 10, 2020 Filed Nov 12, 2020 21:30 UTC
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 3,211 $94.93 $304,820.23
Disclosure

SEC source: 0001441683-20-000124 · wf-form4_160521661526264.xml · nonDerivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,850

F2 · kind: The sales reported in this Form 4 were effected solely to cover taxes, commissions and fees due upon vesting of RSUs.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.66 to $94.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:30 UTC
Winters ChristopherGeneral Counsel
Exercise / conversionClass A Common Stock 12,261 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000124 · wf-form4_160521661526264.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:29 UTC ConversionClass B Common Stock · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000123 · wf-form4_160521656537374.xml · derivative · entry 6

Devine Michael G · CIK 0001435102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

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November 10, 2020 Filed Nov 12, 2020 21:29 UTC Exercise / conversionClass B Common Stock · Derivative 5,000 $6.03 $30,125.00
Disclosure

SEC source: 0001441683-20-000123 · wf-form4_160521656537374.xml · derivative · entry 5

Devine Michael G · CIK 0001435102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Class A Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

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November 10, 2020 Filed Nov 12, 2020 21:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001441683-20-000123 · wf-form4_160521656537374.xml · derivative · entry 4

Devine Michael G · CIK 0001435102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 5,000 shares

Expires 2025-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option is fully vested.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:29 UTC SaleClass A Common Stock 2,500 $93.03 $232,575.00
Disclosure

SEC source: 0001441683-20-000123 · wf-form4_160521656537374.xml · nonDerivative · entry 3

Devine Michael G · CIK 0001435102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,653

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2020.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:29 UTC SaleClass A Common Stock 2,500 $94.83 $237,075.00
Disclosure

SEC source: 0001441683-20-000123 · wf-form4_160521656537374.xml · nonDerivative · entry 2

Devine Michael G · CIK 0001435102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,153

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.57 to $95.38, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:29 UTC ConversionClass A Common Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001441683-20-000123 · wf-form4_160521656537374.xml · nonDerivative · entry 1

Devine Michael G · CIK 0001435102 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
November 10, 2020 Filed Mar 11, 2021 21:02 UTC Amendment
Winters ChristopherGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 12,241 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000021 · wf-form4a_161549654397303.xml · derivative · entry 3

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,759

Underlying: Class A Common Stock · 12,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F1 · shares: Number of shares incorrectly reported.

F6 · derivative.exercise_date: The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 6, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F6 · derivative.expiration_date: The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 6, 2018, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.

F1 · derivative.underlying_shares: Number of shares incorrectly reported.

Read SEC document
November 10, 2020 Filed Mar 11, 2021 21:02 UTC Amendment
Winters ChristopherGeneral Counsel
SaleClass A Common Stock 4,200 $94.93 $398,706.00
Disclosure

SEC source: 0001441683-21-000021 · wf-form4a_161549654397303.xml · nonDerivative · entry 2

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,841

F3 · kind: The sales reported in this Form 4 were effected solely to cover taxes, commissions and fees due upon vesting of RSUs.

F1 · shares: Number of shares incorrectly reported.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.66 to $94.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).

Read SEC document
November 10, 2020 Filed Mar 11, 2021 21:02 UTC Amendment
Winters ChristopherGeneral Counsel
Exercise / conversionClass A Common Stock 12,241 $0.00 $0.00
Disclosure

SEC source: 0001441683-21-000021 · wf-form4a_161549654397303.xml · nonDerivative · entry 1

Winters Christopher · CIK 0001706796 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares incorrectly reported.

F2 · price: Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
ConversionClass B Common Stock · Derivative 26,000 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · derivative · entry 10

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 26,000 $9.46 $245,960.00
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · derivative · entry 9

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

Underlying: Class A Common Stock · 26,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.exercise_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · derivative.expiration_date: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · derivative · entry 8

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class B Common Stock · 26,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: This option vested in five equal annual installments commencing on July 20, 2017 and on each of the next four anniversaries thereof, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 377 $96.36 $36,327.72
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · nonDerivative · entry 7

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,411

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2019.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.36 to $96.37, inclusive.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 6,785 $95.76 $649,731.60
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · nonDerivative · entry 6

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,788

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2019.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.37 to $96.32 to $95.32, inclusive.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 10,345 $94.86 $981,326.70
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · nonDerivative · entry 5

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,573

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2019.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.35 to $95.32, inclusive.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 6,094 $94.00 $572,836.00
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · nonDerivative · entry 4

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,918

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2019.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.32 to $94.30, inclusive.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 3,289 $92.29 $303,541.81
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · nonDerivative · entry 3

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,012

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2019.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.06 to $92.75, inclusive.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
SaleClass A Common Stock 4,510 $91.58 $413,025.80
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · nonDerivative · entry 2

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,301

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 15, 2019.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.02 to $92.00, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (5) - (10).

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:28 UTC
Lynch Mark StevenChief Financial Officer
ConversionClass A Common Stock 26,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001441683-20-000122 · wf-form4_160521651564510.xml · nonDerivative · entry 1

Lynch Mark Steven · CIK 0001707384 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))

F3 · price: (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.

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November 06, 2020 Filed Nov 10, 2020 16:13 UTC
Kramer Robert CharlesDirector · General Manager
Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001441683-20-000121 · wf-form4_160504278425623.xml · derivative · entry 7

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).

F8 · derivative.exercise_date: The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

F8 · derivative.expiration_date: The RSUs were granted on October 25, 2017 and vest in five (5) equal annual installments commencing on November 5, 2018, provided that the Reporting Person has provided continuous service to the Issuer through the vesting date.

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November 06, 2020 Filed Nov 10, 2020 16:13 UTC
Kramer Robert CharlesDirector · General Manager
SaleClass A Common Stock 35 $84.50 $2,957.50
Disclosure

SEC source: 0001441683-20-000121 · wf-form4_160504278425623.xml · nonDerivative · entry 6

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,616

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2020.

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November 06, 2020 Filed Nov 10, 2020 16:13 UTC
Kramer Robert CharlesDirector · General Manager
SaleClass A Common Stock 1,048 $81.99 $85,925.52
Disclosure

SEC source: 0001441683-20-000121 · wf-form4_160504278425623.xml · nonDerivative · entry 5

Kramer Robert Charles · CIK 0001707249 · Director · General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,651

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.79 to $82.10, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.