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Nasdaq · USD

APOG

APOGEE ENTERPRISES, INC.

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5131
SEC CIK
0000006845
Parsed reports
609

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 19, 2023 Filed Apr 21, 2023 20:19 UTC GrantCommon Stock 6,237 $44.02 $274,552.74
Disclosure

SEC source: 0001209191-23-025150 · doc4.xml · nonDerivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,464

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2024, 4/30/2025 and 4/30/2026.

F2 · balance_after: Includes shares allocated under the Employee Stock Purchase Plan as of 04/20/2023 and shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
April 12, 2023 Filed Apr 20, 2023 20:27 UTC PurchaseCommon Stock 1,334 $41.75 $55,694.50
Disclosure

SEC source: 0001209191-23-024981 · doc4.xml · nonDerivative · entry 1

Augdahl Mark Richard · CIK 0001520126 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,508

F1 · shares: Shares vest over a three year vesting period with one-third of the shares vesting on 4/30/2024, 4/30/2025 and 4/30/2026.

F2 · balance_after: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 18:28 UTC GrantDeferred Restricted Stock · Derivative 111 $43.25 Strike: $0.00 $4,800.75
Disclosure

SEC source: 0001209191-23-022072 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,206

Underlying: Common Stock · 111 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 18:28 UTC GrantPhantom Stock · Derivative 55 $43.25 Strike: $0.00 $2,378.75
Disclosure

SEC source: 0001209191-23-022072 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,965

Underlying: Common Stock · 55 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units were acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 18:24 UTC GrantDeferred Restricted Stock Units · Derivative 16 $43.25 Strike: $0.00 $692.00
Disclosure

SEC source: 0001209191-23-022071 · doc4.xml · derivative · entry 1

Alvord Christina M · CIK 0001692983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,818

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were awarded under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were awarded under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were awarded under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 18:17 UTC GrantDeferred Restricted Stock Units · Derivative 91 $43.25 Strike: $0.00 $3,935.75
Disclosure

SEC source: 0001209191-23-022070 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,468

Underlying: Common Stock · 91 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Incentive Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 18:00 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 90 $43.25 Strike: $0.00 $3,892.50
Disclosure

SEC source: 0001209191-23-022066 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,246

Underlying: Common Stock · 90 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 18:00 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 52 $43.25 Strike: $0.00 $2,249.00
Disclosure

SEC source: 0001209191-23-022066 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,461

Underlying: Common Stock · 52 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units were acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
January 09, 2023 Filed Jan 11, 2023 17:54 UTC
Jewell Brent CPresident, AFS
SaleCommon Stock 4,500 $45.36 $204,120.00
Disclosure

SEC source: 0001209191-23-002941 · doc4.xml · nonDerivative · entry 3

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 10,816

F3 · price: The price reported is the weighted average purchase price for the transactions reported. The prices paid ranged from $45.36 to $45.41. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 20:23 UTC
Silberhorn Ty RDirector · Chief Executive Officer & Pres
Tax withholdingCommon Stock 5,175 $44.05 $227,958.75
Disclosure

SEC source: 0001209191-23-002306 · doc4.xml · nonDerivative · entry 1

Silberhorn Ty R · CIK 0001772760 · Director · Chief Executive Officer & Pres

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,226

F1 · balance_after: Includes shares allocated under the Employee Stock Purchase Plan as of 01/04/2023, shares of restricted stock granted under the 2019 Stock Incentive Plan, and shares of restricted stock granted pursuant to a Restricted Stock Agreement as an inducement award.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 20:09 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 80 $44.46 Strike: $0.00 $3,556.80
Disclosure

SEC source: 0001209191-23-000715 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,156

Underlying: Common Stock · 80 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 20:09 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 46 $44.46 Strike: $0.00 $2,045.16
Disclosure

SEC source: 0001209191-23-000715 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,409

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units were allocated pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 20:08 UTC GrantDeferred Restricted Stock Units · Derivative 100 $44.46 Strike: $0.00 $4,446.00
Disclosure

SEC source: 0001209191-23-000712 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,095

Underlying: Common Stock · 100 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 20:08 UTC GrantPhantom Stock Units · Derivative 48 $44.46 Strike: $0.00 $2,134.08
Disclosure

SEC source: 0001209191-23-000712 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,910

Underlying: Common Stock · 48 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units were allocated pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 20:07 UTC GrantDeferred Restricted Stock Units · Derivative 81 $44.46 Strike: $0.00 $3,601.26
Disclosure

SEC source: 0001209191-23-000705 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,377

Underlying: Common Stock · 81 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 20:05 UTC GrantDeferred Restricted Stock Units · Derivative 14 $44.46 Strike: $0.00 $622.44
Disclosure

SEC source: 0001209191-23-000700 · doc4.xml · derivative · entry 1

Alvord Christina M · CIK 0001692983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

Underlying: Common Stock · 14 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 20:57 UTC SaleCommon Stock 12,000 $43.61 $523,347.60
Disclosure

SEC source: 0001209191-22-054076 · doc4.xml · nonDerivative · entry 1

Parker Herbert K · CIK 0001436496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,955

F1 · price: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $43.49 to $43.74. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each price within the range.

F2 · balance_after: Includes restricted stock awards under the 2019 Non-Employee Director Stock Plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:39 UTC
Johnson Troy RPres, Architectural Services
Tax withholdingCommon Stock 1,639 $38.22 $62,642.58
Disclosure

SEC source: 0001209191-22-052150 · doc4.xml · nonDerivative · entry 1

Johnson Troy R · CIK 0001869972 · Pres, Architectural Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,359

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 9/30/2022 and shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:35 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 92 $38.22 Strike: $0.00 $3,516.24
Disclosure

SEC source: 0001209191-22-052146 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,076

Underlying: Common Stock · 92 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:35 UTC
POMPA MARK ADirector
GrantPhantom Stock Units · Derivative 54 $38.22 Strike: $0.00 $2,063.88
Disclosure

SEC source: 0001209191-22-052146 · doc4.xml · derivative · entry 1

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,363

Underlying: Common Stock · 54 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units were acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:29 UTC GrantDeferred Restricted Stock Units · Derivative 114 $38.22 Strike: $0.00 $4,357.08
Disclosure

SEC source: 0001209191-22-052144 · doc4.xml · derivative · entry 2

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,995

Underlying: Common Stock · 114 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 19:29 UTC GrantPhantom Stock Units · Derivative 57 $38.22 Strike: $0.00 $2,178.54
Disclosure

SEC source: 0001209191-22-052144 · doc4.xml · derivative · entry 1

Nolan Donald A · CIK 0001331748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,862

Underlying: Common Stock · 57 shares

Expires not disclosed

F1 · security: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional phantom stock units were acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The phantom stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

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September 30, 2022 Filed Oct 4, 2022 19:23 UTC GrantDeferred Restricted Stock Units · Derivative 93 $38.22 Strike: $0.00 $3,554.46
Disclosure

SEC source: 0001209191-22-052139 · doc4.xml · derivative · entry 1

Johnson Lloyd Emerson · CIK 0001708823 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,296

Underlying: Common Stock · 93 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

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September 30, 2022 Filed Oct 4, 2022 19:13 UTC GrantDeferred Restricted Stock Units · Derivative 15 $38.22 Strike: $0.00 $573.30
Disclosure

SEC source: 0001209191-22-052133 · doc4.xml · derivative · entry 1

Alvord Christina M · CIK 0001692983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,788

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · security: The deferred restricted stock units were allocated under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F3 · kind: Additional deferred restricted stock units were allocated pursuant to a dividend equivalent reinvestment feature of the 2019 Non-Employee Director Stock Plan.

F1 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

F1 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person or following the occurrence of other events specified in the Plan.

Read SEC document
August 29, 2022 Filed Jan 11, 2023 17:54 UTC
Jewell Brent CPresident, AFS
GiftCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002941 · doc4.xml · nonDerivative · entry 2

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 15,316

F1 · kind: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

F1 · balance_after: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

Read SEC document
August 29, 2022 Filed Jan 11, 2023 17:54 UTC
Jewell Brent CPresident, AFS
GiftCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002941 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,161

F1 · kind: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

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August 05, 2022 Filed Aug 9, 2022 20:45 UTC
Jewell Brent CPresident, AFS
Tax withholdingCommon Stock 1,606 $41.47 $66,600.82
Disclosure

SEC source: 0001209191-22-045029 · doc4.xml · nonDerivative · entry 3

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,888

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 18:16 UTC
JOHNSON GARY ROBERTTreasurer & Sr Vice President
SaleCommon Stock 2,187 $40.00 $87,480.00
Disclosure

SEC source: 0001209191-22-043461 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer & Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,600

F1 · shares: The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $39.48 to $40.04. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

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July 15, 2022 Filed Aug 9, 2022 20:45 UTC
Jewell Brent CPresident, AFS
GiftCommon Stock 2,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045029 · doc4.xml · nonDerivative · entry 2

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 13,589

F1 · shares: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

F1 · balance_after: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

Read SEC document
July 15, 2022 Filed Aug 9, 2022 20:45 UTC
Jewell Brent CPresident, AFS
GiftCommon Stock 2,617 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045029 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,494

F1 · shares: The reporting person gifted these shares to a revocable living trust for the benefit of himself and his spouse, with their minor children as contingent beneficiaries. The reporting person and his spouse are the co-trustees of the trust.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
July 11, 2022 Filed Jul 12, 2022 21:36 UTC
Jewell Brent CPresident, AFS
SaleCommon Stock 1,313 $37.88 $49,736.44
Disclosure

SEC source: 0001209191-22-041952 · doc4.xml · nonDerivative · entry 1

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,111

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan. The reporting person's direct holdings in the Form 4 filed on July 5, 2022 for the transaction occurring on June 30, 2022 overstated his direct holdings by 10,792 shares. The amount of direct holdings in the current Form 4 corrects the overstatement and shows his true direct ownership.

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June 30, 2022 Filed Jul 5, 2022 21:24 UTC
Johnson Troy RPres, Architectural Services
Exercise / conversionOption (Right to Buy) · Derivative 15,257 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-22-040839 · doc4.xml · derivative · entry 3

Johnson Troy R · CIK 0001869972 · Pres, Architectural Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Option (Right to Buy) · 15,257 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In addition to shares exercised, 4,243 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.

F4 · balance_after: The remaining shares underlying the option vest and become exercisable on June 30, 2023.

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June 30, 2022 Filed Jul 5, 2022 21:24 UTC
Johnson Troy RPres, Architectural Services
Tax withholdingCommon Stock 12,059 $39.22 $472,953.98
Disclosure

SEC source: 0001209191-22-040839 · doc4.xml · nonDerivative · entry 2

Johnson Troy R · CIK 0001869972 · Pres, Architectural Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,932

F2 · shares: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 6/30/2022 and shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:24 UTC
Johnson Troy RPres, Architectural Services
Exercise / conversionCommon Stock 15,257 $23.04 $351,521.28
Disclosure

SEC source: 0001209191-22-040839 · doc4.xml · nonDerivative · entry 1

Johnson Troy R · CIK 0001869972 · Pres, Architectural Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Employee Stock Purchase Plan as of 6/30/2022 and shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:11 UTC
Jewell Brent CPresident, AFS
Exercise / conversionOption (Right to Buy) · Derivative 18,387 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-22-040805 · doc4.xml · derivative · entry 5

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Options (Right to Buy) · 18,387 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: In addition to shares exercised, 5,113 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.

F5 · balance_after: The remaining shares underlying the option vest and become exercisable on June 30, 2023.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:11 UTC
Jewell Brent CPresident, AFS
Tax withholdingCommon Stock 14,457 $39.22 $567,003.54
Disclosure

SEC source: 0001209191-22-040805 · doc4.xml · nonDerivative · entry 4

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,396

F3 · shares: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:11 UTC
Jewell Brent CPresident, AFS
Exercise / conversionCommon Stock 18,387 $23.04 $423,636.48
Disclosure

SEC source: 0001209191-22-040805 · doc4.xml · nonDerivative · entry 3

Jewell Brent C · CIK 0001741720 · President, AFS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:21 UTC
JOHNSON GARY ROBERTTreasurer & Sr Vice President
Exercise / conversionOptions (Right to Buy) · Derivative 7,550 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-22-040825 · doc4.xml · derivative · entry 3

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer & Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

Underlying: Options (Right to Buy) · 7,550 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In addition to shares exercised, 2,100 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.

F4 · balance_after: The remaining shares underlying the option vest and become exercisable on June 30, 2023.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:21 UTC
JOHNSON GARY ROBERTTreasurer & Sr Vice President
Tax withholdingCommon Stock 5,388 $39.22 $211,317.36
Disclosure

SEC source: 0001209191-22-040825 · doc4.xml · nonDerivative · entry 2

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer & Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,787

F2 · shares: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:21 UTC
JOHNSON GARY ROBERTTreasurer & Sr Vice President
Exercise / conversionCommon Stock 7,550 $23.04 $173,952.00
Disclosure

SEC source: 0001209191-22-040825 · doc4.xml · nonDerivative · entry 1

JOHNSON GARY ROBERT · CIK 0001159191 · Treasurer & Sr Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:06 UTC
Gupta NisheetEVP and CFO
Exercise / conversionOption (Right to Buy) · Derivative 21,439 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-22-040795 · doc4.xml · derivative · entry 3

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Underlying: Option (Right to Buy) · 21,439 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In addition to shares exercised, 5,961 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.

F4 · balance_after: The remaining shares underlying the option vest and become exercisable on June 30, 2023.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:06 UTC
Gupta NisheetEVP and CFO
Tax withholdingCommon Stock 16,099 $39.22 $631,402.78
Disclosure

SEC source: 0001209191-22-040795 · doc4.xml · nonDerivative · entry 2

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,512

F2 · shares: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 21:06 UTC
Gupta NisheetEVP and CFO
Exercise / conversionCommon Stock 21,439 $23.04 $493,954.56
Disclosure

SEC source: 0001209191-22-040795 · doc4.xml · nonDerivative · entry 1

Gupta Nisheet · CIK 0001814226 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:55 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
Exercise / conversionOption (Right to Buy) · Derivative 8,411 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-22-040755 · doc4.xml · derivative · entry 3

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,750

Underlying: Option (Right to Buy) · 8,411 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In addition to shares exercised, 2,339 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.

F4 · balance_after: The remaining shares underlying the option vest and become exercisable on June 30, 2023.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:55 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
Tax withholdingCommon Stock 6,002 $39.22 $235,398.44
Disclosure

SEC source: 0001209191-22-040755 · doc4.xml · nonDerivative · entry 2

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,971

F2 · shares: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:55 UTC
Elliott Meghan MarieVice Pres, Gen Counsel, Secy
Exercise / conversionCommon Stock 8,411 $23.04 $193,789.44
Disclosure

SEC source: 0001209191-22-040755 · doc4.xml · nonDerivative · entry 1

Elliott Meghan Marie · CIK 0001813758 · Vice Pres, Gen Counsel, Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:46 UTC Exercise / conversionOption (Right to Buy) · Derivative 17,252 $0.00 Strike: $23.04 $0.00
Disclosure

SEC source: 0001209191-22-040732 · doc4.xml · derivative · entry 3

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,050

Underlying: Option (Right to Buy) · 17,252 shares

Expires 2030-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In addition to shares exercised, 4,798 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.

F4 · balance_after: The remaining shares underlying the option vest and become exercisable on June 30, 2023.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:46 UTC Tax withholdingCommon Stock 13,238 $39.22 $519,194.36
Disclosure

SEC source: 0001209191-22-040732 · doc4.xml · nonDerivative · entry 2

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,921

F2 · shares: Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:46 UTC Exercise / conversionCommon Stock 17,252 $23.04 $397,486.08
Disclosure

SEC source: 0001209191-22-040732 · doc4.xml · nonDerivative · entry 1

Dobler Curtis John · CIK 0001773645 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:36 UTC
POMPA MARK ADirector
GrantDeferred Restricted Stock Units · Derivative 73 $39.22 Strike: $0.00 $2,863.06
Disclosure

SEC source: 0001209191-22-040720 · doc4.xml · derivative · entry 2

POMPA MARK A · CIK 0001215540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,984

Underlying: Common Stock · 73 shares

Expires not disclosed

F4 · security: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F2 · derivative.exercise_price: Settled 1-for-1.

F5 · kind: Additional deferred restricted stock units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.

F4 · derivative.exercise_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

F4 · derivative.expiration_date: The deferred restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan. The deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.