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APO

Apollo Global Management, Inc.

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2956
SEC CIK
0001858681
Parsed reports
356

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2023 Filed Feb 14, 2023 20:21 UTC
Belardi James RichardDirector · CEO of Athene Holding Ltd.
GrantCommon Stock 98,626 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-003005 · doc1.xml · nonDerivative · entry 1

Belardi James Richard · CIK 0001689315 · Director · CEO of Athene Holding Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amounts have been adjusted to reflect the transfer of 515,732 shares and of 98,626 RSUs, previously reported as directly owned by the reporting person, to the James and Leslie Belardi Family Trust, which transfers were exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 17:31 UTC
Zelter James CDirector · Co-President (See Remarks)
GrantCommon Stock 1,396 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009289 · doc4.xml · nonDerivative · entry 1

Zelter James C · CIK 0001382483 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,031,153

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 5,440,998 vested and unvested RSUs granted under the Plan.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:29 UTC
Kelly MartinChief Financial Officer
SaleCommon Stock 30,000 $70.44 $2,113,101.00
Disclosure

SEC source: 0001209191-23-009285 · doc4.xml · nonDerivative · entry 2

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,241

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.19 to $70.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reported amount includes 273,144 vested and unvested RSUs granted under the Plan.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:29 UTC
Kelly MartinChief Financial Officer
GrantCommon Stock 15,071 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009285 · doc4.xml · nonDerivative · entry 1

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,241

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 273,144 vested and unvested RSUs granted under the Plan.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:30 UTC
Tanguy Louis-JacquesChief Acct. Off. & Controller
GrantCommon Stock 8,196 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009287 · doc4.xml · nonDerivative · entry 1

Tanguy Louis-Jacques · CIK 0001899685 · Chief Acct. Off. & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,261

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 17,805 vested and unvested RSUs granted under the Plan.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 17:18 UTC
Suydam John JChief Legal Officer
SaleCommon Stock 33,334 $72.00 $2,400,048.00
Disclosure

SEC source: 0001209191-23-007067 · doc4.xml · nonDerivative · entry 1

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,076

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person's spouse on December 7, 2022.

F2 · balance_after: Reported amount includes 132,817 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
January 27, 2023 Filed Jan 30, 2023 17:18 UTC
Suydam John JChief Legal Officer
SaleCommon Stock 14,781 $71.00 $1,049,451.00
Disclosure

SEC source: 0001209191-23-005524 · doc4.xml · nonDerivative · entry 3

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Suydam 2012 Family Trust

Disclosed balance after: 49,479

F3 · kind: The sales by the Suydam 2012 Family Trust reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Suydam 2012 Family Trust on December 7, 2022.

F4 · balance_after: These shares are held in the Suydam 2012 Family Trust for the benefit of the reporting person's spouse and children for which the reporting person's spouse is the trustee (the "2012 Trust"). The reporting person disclaims beneficial ownership of all securities held by the 2012 Trust except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
January 27, 2023 Filed Jan 30, 2023 17:18 UTC
Suydam John JChief Legal Officer
SaleCommon Stock 18,552 $71.00 $1,317,192.00
Disclosure

SEC source: 0001209191-23-005524 · doc4.xml · nonDerivative · entry 2

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,410

F1 · kind: The sales by the reporting person reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 7, 2022.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 17:18 UTC
Suydam John JChief Legal Officer
SaleCommon Stock 33,333 $70.00 $2,333,310.00
Disclosure

SEC source: 0001209191-23-005524 · doc4.xml · nonDerivative · entry 1

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,962

F1 · kind: The sales by the reporting person reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 7, 2022.

F2 · balance_after: Reported amount includes 132,817 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
January 20, 2023 Filed May 16, 2023 22:55 UTC
BLACK LEON DSee remarks.
GiftClass A Common Stock 750,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-23-001466 · es230359452_4-black.xml · nonDerivative · entry 1

BLACK LEON D · CIK 0001032666 · See remarks.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,985,773

F1 · shares: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time.

F1 · price: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 17:45 UTC
Belardi James RichardDirector · CEO of Athene Holding Ltd.
Tax withholdingCommon Stock 23,052 $62.81 $1,447,896.12
Disclosure

SEC source: 0001140361-23-000716 · form4.xml · nonDerivative · entry 1

Belardi James Richard · CIK 0001689315 · Director · CEO of Athene Holding Ltd.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James and Leslie Belardi Family Trust

Disclosed balance after: 304,931

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person arising in connection with the delivery of shares pursuant to an equity plan administered by Apollo Global Management, Inc.

F2 · balance_after: Reported amount includes 169,857 restricted stock units ("RSUs"). RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.

Read SEC document
December 31, 2022 Filed Jan 4, 2023 16:30 UTC
Belardi James RichardDirector · CEO of Athene Holding Ltd.
Tax withholdingCommon Stock 10,179 $63.79 $649,318.41
Disclosure

SEC source: 0001140361-23-000452 · form4.xml · nonDerivative · entry 1

Belardi James Richard · CIK 0001689315 · Director · CEO of Athene Holding Ltd.

10b5-1 filing: Not disclosed

Ownership: Indirect · By James and Leslie Belardi Family Trust

Disclosed balance after: 327,983

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person arising in connection with the delivery of shares pursuant to an equity plan administered by Apollo Global Management, Inc.

F2 · balance_after: Reported amount includes 208,697 restricted stock units ("RSUs"). RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.

Read SEC document
December 28, 2022 Filed May 25, 2023 01:29 UTC
HARRIS JOSHUASee Remarks
GiftCommon Stock 95,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-007806 · dp194243_4-harris.xml · nonDerivative · entry 2

HARRIS JOSHUA · CIK 0001106636 · See Remarks

MJH Partners II LLC · CIK 0001903210 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,045,007

F2 · shares: Reflects the exempt gift of shares to a charitable foundation.

F2 · price: Reflects the exempt gift of shares to a charitable foundation.

Read SEC document
December 28, 2022 Filed May 25, 2023 01:29 UTC
HARRIS JOSHUASee Remarks
GiftCommon Stock 210,000 $0.00 $0.00
Disclosure

SEC source: 0000950103-23-007806 · dp194243_4-harris.xml · nonDerivative · entry 1

HARRIS JOSHUA · CIK 0001106636 · See Remarks

MJH Partners II LLC · CIK 0001903210 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140,007

F1 · shares: Reflects the exempt gift of shares to a donor advised fund.

F1 · price: Reflects the exempt gift of shares to a donor advised fund.

Read SEC document
December 01, 2022 Filed Dec 20, 2022 16:30 UTC
Belardi James RichardDirector · CEO of Athene Holding Ltd.
GiftCommon Stock 23,181 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-046380 · form4.xml · nonDerivative · entry 4

Belardi James Richard · CIK 0001689315 · Director · CEO of Athene Holding Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,732

F3 · balance_after: Reported amounts have been adjusted to reflect the transfer of 111,079 RSUs, previously reported as directly owned by the reporting person, to the James and Leslie Belardi Family Trust, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 16:19 UTC
Zelter James CDirector · Co-President (See Remarks)
Tax withholdingCommon Stock 1,595 $64.54 $102,941.30
Disclosure

SEC source: 0001209191-22-059408 · doc4.xml · nonDerivative · entry 1

Zelter James C · CIK 0001382483 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,029,757

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").

F2 · balance_after: Reported amount includes 5,439,602 vested and unvested restricted stock units ("RSUs") granted under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 30, 2022 Filed Dec 9, 2022 21:15 UTC
Kelly MartinChief Financial Officer
GiftCommon Stock 2,327 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060482 · doc4.xml · nonDerivative · entry 1

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,170

F1 · balance_after: Reported amount includes 258,073 vested and unvested restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 29, 2022 Filed Dec 9, 2022 21:16 UTC
KLEINMAN SCOTTDirector · Co-President (See Remarks)
GiftCommon Stock 30,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060484 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Indirect · HCM APO Series LLC, Series A

Disclosed balance after: 463,529

F1 · ownership.nature: Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:25 UTC
KLEINMAN SCOTTDirector · Co-President (See Remarks)
GrantCommon Stock 3,370 $62.91 $212,006.70
Disclosure

SEC source: 0001209191-22-057612 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Indirect · KRT Investments IX LLC

Disclosed balance after: 426,055

F1 · shares: Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan and the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F3 · ownership.nature: Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:25 UTC
KLEINMAN SCOTTDirector · Co-President (See Remarks)
GrantCommon Stock 725 $62.91 $45,609.75
Disclosure

SEC source: 0001209191-22-057612 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,880,655

F1 · shares: Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan and the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 4,814,417 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 17:25 UTC
Suydam John JChief Legal Officer
GrantCommon Stock 352 $62.91 $22,144.32
Disclosure

SEC source: 0001209191-22-057610 · doc4.xml · nonDerivative · entry 2

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalmia Investments LLC - Series A

Disclosed balance after: 10,307

F1 · shares: Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan and the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F3 · balance_after: These shares are held by Kalmia Investments LLC - Series A ("Kalmia"). The reporting person owns 30% of Kalmia, and the remaining 70% of Kalmia is owned by the Suydam GST Exempt Trust for the benefit of the reporting person's grandchildren for whom the reporting person's spouse is the trustee (the "GST Trust"). The reporting person disclaims beneficial ownership of 70% of the securities owned by Kalmia, as they will ultimately be distributed to the GST Trust.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 17:25 UTC
Suydam John JChief Legal Officer
GrantCommon Stock 252 $62.91 $15,853.32
Disclosure

SEC source: 0001209191-22-057610 · doc4.xml · nonDerivative · entry 1

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,295

F1 · shares: Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan and the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan for Estate Planning Vehicles. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 132,817 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:24 UTC
Kelly MartinChief Financial Officer
GrantCommon Stock 11 $62.91 $692.01
Disclosure

SEC source: 0001209191-22-057607 · doc4.xml · nonDerivative · entry 2

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,497

F3 · shares: Represents restricted shares of common stock of the Issuer issued under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 258,073 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:24 UTC
Kelly MartinChief Financial Officer
SaleCommon Stock 20,000 $64.88 $1,297,616.00
Disclosure

SEC source: 0001209191-22-057607 · doc4.xml · nonDerivative · entry 1

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,486

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.37 to $65.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reported amount includes 258,073 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 16:06 UTC
Suydam John JChief Legal Officer
Tax withholdingCommon Stock 6,987 $60.53 $422,923.11
Disclosure

SEC source: 0001209191-22-056367 · doc4.xml · nonDerivative · entry 2

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,043

F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Plan.

F4 · balance_after: Reported amount includes 132,817 vested and unvested RSUs.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:17 UTC
KLEINMAN SCOTTDirector · Co-President (See Remarks)
Tax withholdingCommon Stock 38 $60.53 $2,300.14
Disclosure

SEC source: 0001209191-22-056595 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879,930

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").

F2 · balance_after: Reported amount includes 4,814,417 vested and unvested restricted stock units ("RSUs") granted under under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 16:17 UTC
Zelter James CDirector · Co-President (See Remarks)
Tax withholdingCommon Stock 5,186 $60.53 $313,908.58
Disclosure

SEC source: 0001209191-22-056593 · doc4.xml · nonDerivative · entry 1

Zelter James C · CIK 0001382483 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,031,352

F1 · shares: Consists of shares (a) sold to provide funds to satisfy tax obligations of the reporting person or (b) withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").

F2 · balance_after: Reported amount includes 5,442,486 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:20 UTC
Kelly MartinChief Financial Officer
Tax withholdingCommon Stock 3,894 $60.53 $235,703.82
Disclosure

SEC source: 0001209191-22-056599 · doc4.xml · nonDerivative · entry 1

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,486

F1 · shares: Consists of shares (a) sold to provide funds to satisfy tax obligations of the reporting person and (b) withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").

F2 · balance_after: Reported amount includes 258,073 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:21 UTC
Tanguy Louis-JacquesChief Acct. Off. & Controller
Tax withholdingCommon Stock 215 $60.53 $13,013.95
Disclosure

SEC source: 0001209191-22-056607 · doc4.xml · nonDerivative · entry 1

Tanguy Louis-Jacques · CIK 0001899685 · Chief Acct. Off. & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,065

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan.

F2 · balance_after: Reported amount includes 9,609 vested and unvested restricted stock units ("RSUs). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 16:06 UTC
Suydam John JChief Legal Officer
GrantCommon Stock 13,685 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056367 · doc4.xml · nonDerivative · entry 1

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,030

F1 · shares: Represents restricted stock units ("RSUs") granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

F2 · balance_after: Reported amount includes 146,502 vested and unvested RSUs.

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November 04, 2022 Filed Feb 7, 2023 21:10 UTC
ROWAN MARC JDirector · See Remarks · See Remarks
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004186 · doc5.xml · nonDerivative · entry 1

ROWAN MARC J · CIK 0001032681 · Director · See Remarks · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718,859

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November 03, 2022 Filed Jan 27, 2023 21:09 UTC
BLACK LEON DSee remarks.
GiftClass A Common Stock 1,041,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950142-23-000222 · es230320245_5-black.xml · nonDerivative · entry 1

BLACK LEON D · CIK 0001032666 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,735,773

F1 · shares: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time.

F1 · price: Contribution of shares to a donor advised fund in accordance with the reporting person's previously disclosed intention to make such contributions over time.

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September 07, 2022 Filed Dec 20, 2022 16:30 UTC
Belardi James RichardDirector · CEO of Athene Holding Ltd.
GiftCommon Stock 35,798 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-046380 · form4.xml · nonDerivative · entry 3

Belardi James Richard · CIK 0001689315 · Director · CEO of Athene Holding Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,992

F1 · balance_after: Upon termination of the Belardi 2019 GRAT, 1,104,966 shares were distributed to the remainder beneficiary, Belardi 2019 GST Non-Exempt Descendants Trust u/a dated August 8, 2019, Preston Johnson, Trustee. The remaining 493,586 shares were previously transferred by the Belardi 2019 GRAT to the reporting person, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and continue to be reported in this Form 4 as directly owned.

F2 · balance_after: Reported amount includes 111,079 restricted stock units ("RSUs"). RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc.

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September 02, 2022 Filed Dec 20, 2022 16:30 UTC
Belardi James RichardDirector · CEO of Athene Holding Ltd.
GiftCommon Stock 1,104,966 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-046380 · form4.xml · nonDerivative · entry 2

Belardi James Richard · CIK 0001689315 · Director · CEO of Athene Holding Ltd.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Belardi 2019 GST Non-Exempt Descendants Trust

Disclosed balance after: 1,104,966

F1 · shares: Upon termination of the Belardi 2019 GRAT, 1,104,966 shares were distributed to the remainder beneficiary, Belardi 2019 GST Non-Exempt Descendants Trust u/a dated August 8, 2019, Preston Johnson, Trustee. The remaining 493,586 shares were previously transferred by the Belardi 2019 GRAT to the reporting person, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and continue to be reported in this Form 4 as directly owned.

F6 · ownership.nature: The reporting person does not serve as trustee of either the Belardi Family Irrevocable Trust or the Belardi 2019 GST Non-Exempt Descendants Trust, and disclaims beneficial ownership of the shares reported as indirectly owned through such trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

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September 02, 2022 Filed Dec 20, 2022 16:30 UTC
Belardi James RichardDirector · CEO of Athene Holding Ltd.
GiftCommon Stock 1,104,966 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-046380 · form4.xml · nonDerivative · entry 1

Belardi James Richard · CIK 0001689315 · Director · CEO of Athene Holding Ltd.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Belardi 2019 GRAT

Disclosed balance after: 0

F1 · shares: Upon termination of the Belardi 2019 GRAT, 1,104,966 shares were distributed to the remainder beneficiary, Belardi 2019 GST Non-Exempt Descendants Trust u/a dated August 8, 2019, Preston Johnson, Trustee. The remaining 493,586 shares were previously transferred by the Belardi 2019 GRAT to the reporting person, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and continue to be reported in this Form 4 as directly owned.

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August 31, 2022 Filed Aug 31, 2022 17:18 UTC
Zelter James CDirector · Co-President (See Remarks)
Tax withholdingCommon Stock 10 $61.48 $614.80
Disclosure

SEC source: 0001209191-22-048155 · doc4.xml · nonDerivative · entry 1

Zelter James C · CIK 0001382483 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036,538

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").

F2 · balance_after: Reported amount includes 5,446,145 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 30, 2022 Filed Aug 31, 2022 17:16 UTC PurchaseCommon Stock 5,000 $56.07 $280,349.00
Disclosure

SEC source: 0001209191-22-048152 · doc4.xml · nonDerivative · entry 1

Clayton Walter Joseph III · CIK 0001847217 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,737

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $55.93 to $56.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Reported amount includes 9,825 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 16, 2022 Filed Aug 16, 2022 22:25 UTC
Kelly MartinChief Financial Officer
GrantCommon Stock 9 $58.99 $530.91
Disclosure

SEC source: 0001209191-22-046060 · doc4.xml · nonDerivative · entry 4

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,380

F5 · shares: Represents restricted shares of common stock of the Issuer issued under the Plan. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F4 · balance_after: Reported amount includes 261,254 vested and unvested RSUs.

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August 16, 2022 Filed Aug 17, 2022 17:01 UTC
Suydam John JChief Legal Officer
GrantCommon Stock 204 $58.99 $12,033.96
Disclosure

SEC source: 0001209191-22-046347 · doc4.xml · nonDerivative · entry 4

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Kalmia Investments LLC - Series A

Disclosed balance after: 9,955

F5 · shares: Represents restricted shares of common stock of the Issuer issued under the Plan. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F6 · balance_after: These shares are held by Kalmia Investments LLC - Series A ("Kalmia"). The reporting person owns 30% of Kalmia, and the remaining 70% of Kalmia is owned by the Suydam GST Exempt Trust for the benefit of the reporting person's grandchildren for whom the reporting person's spouse is the trustee (the "GST Trust"). The reporting person disclaims beneficial ownership of 70% of the securities owned by Kalmia, as they will ultimately be distributed to the GST Trust.

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August 16, 2022 Filed Aug 17, 2022 17:01 UTC
Suydam John JChief Legal Officer
GrantCommon Stock 161 $58.99 $9,497.39
Disclosure

SEC source: 0001209191-22-046347 · doc4.xml · nonDerivative · entry 3

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,345

F5 · shares: Represents restricted shares of common stock of the Issuer issued under the Plan. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F4 · balance_after: Reported amount includes 132,817 vested and unvested RSUs.

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August 16, 2022 Filed Aug 17, 2022 21:03 UTC
KLEINMAN SCOTTDirector · Co-President (See Remarks)
GrantCommon Stock 2,792 $58.99 $164,700.08
Disclosure

SEC source: 0001209191-22-046357 · doc4.xml · nonDerivative · entry 4

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Indirect · KRT Investments IX LLC

Disclosed balance after: 422,685

F4 · shares: Represents restricted shares of common stock of the Issuer issued under the Plan. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F5 · ownership.nature: Held by KRT Investments IX LLC ("Investments IX"). Investments IX is owned by the reporting person and a trust for the benefit of the reporting person's descendants and for which the reporting person's father acts as trustee. The reporting person disclaims beneficial ownership of the securities held by Investments IX, except to the extent of his direct or indirect pecuniary interest.

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August 16, 2022 Filed Aug 17, 2022 21:03 UTC
KLEINMAN SCOTTDirector · Co-President (See Remarks)
GrantCommon Stock 457 $58.99 $26,958.43
Disclosure

SEC source: 0001209191-22-046357 · doc4.xml · nonDerivative · entry 3

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879,968

F4 · shares: Represents restricted shares of common stock of the Issuer issued under the Plan. The restricted shares vest in installments in accordance with the terms of the applicable award agreement, provided the reporting person remains in service through the applicable vesting date.

F3 · balance_after: Reported amount includes 4,814,496 vested and unvested restricted stock units ("RSUs") granted under under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 15, 2022 Filed Aug 16, 2022 22:25 UTC
Kelly MartinChief Financial Officer
Tax withholdingCommon Stock 28,904 $57.42 $1,659,667.68
Disclosure

SEC source: 0001209191-22-046060 · doc4.xml · nonDerivative · entry 3

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,371

F3 · shares: Consists of shares (a) sold to provide funds to satisfy tax obligations of the reporting person and (b) withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").

F4 · balance_after: Reported amount includes 261,254 vested and unvested RSUs.

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August 15, 2022 Filed Aug 17, 2022 17:01 UTC
Suydam John JChief Legal Officer
Tax withholdingCommon Stock 16,324 $57.42 $937,324.08
Disclosure

SEC source: 0001209191-22-046347 · doc4.xml · nonDerivative · entry 2

Suydam John J · CIK 0001375481 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,184

F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Plan.

F4 · balance_after: Reported amount includes 132,817 vested and unvested RSUs.

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August 15, 2022 Filed Aug 17, 2022 21:03 UTC
KLEINMAN SCOTTDirector · Co-President (See Remarks)
Tax withholdingCommon Stock 38 $57.42 $2,181.96
Disclosure

SEC source: 0001209191-22-046357 · doc4.xml · nonDerivative · entry 2

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879,511

F2 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").

F3 · balance_after: Reported amount includes 4,814,496 vested and unvested restricted stock units ("RSUs") granted under under the Plan. Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 15, 2022 Filed Aug 17, 2022 16:59 UTC
Zelter James CDirector · Co-President (See Remarks)
Tax withholdingCommon Stock 38,824 $57.42 $2,229,274.08
Disclosure

SEC source: 0001209191-22-046328 · doc4.xml · nonDerivative · entry 1

Zelter James C · CIK 0001382483 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,036,548

F1 · shares: Consists of shares (a) sold to provide funds to satisfy tax obligations of the reporting person and (b) withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (the "Plan").

F2 · balance_after: Reported amount includes 5,446,162 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 15, 2022 Filed Aug 17, 2022 21:02 UTC
Tanguy Louis-JacquesChief Acct. Off. & Controller
Tax withholdingCommon Stock 2,897 $57.42 $166,345.74
Disclosure

SEC source: 0001209191-22-046353 · doc4.xml · nonDerivative · entry 1

Tanguy Louis-Jacques · CIK 0001899685 · Chief Acct. Off. & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,280

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the reporting person, in each case arising in connection with the delivery of shares that were granted under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan.

F2 · balance_after: Reported amount includes 9,996 vested and unvested restricted stock units ("RSUs). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 12, 2022 Filed Aug 16, 2022 22:25 UTC
Kelly MartinChief Financial Officer
SaleCommon Stock 20,000 $60.86 $1,217,246.00
Disclosure

SEC source: 0001209191-22-046060 · doc4.xml · nonDerivative · entry 2

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,275

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.70 to $61.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · balance_after: Reported amount includes 309,658 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 12, 2022 Filed Aug 16, 2022 22:25 UTC
Kelly MartinChief Financial Officer
GiftCommon Stock 2,110 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046060 · doc4.xml · nonDerivative · entry 1

Kelly Martin · CIK 0001557288 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,275

F1 · balance_after: Reported amount includes 309,658 vested and unvested restricted stock units ("RSUs"). Each RSU represents the contingent right to receive, in accordance with the issuance schedule set forth in the applicable RSU award agreement, one share of common stock of the Issuer for each vested RSU. The RSUs vest in installments in accordance with the terms of the applicable RSU award agreement, provided the reporting person remains in service through the applicable vesting date.

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August 12, 2022 Filed Aug 17, 2022 21:03 UTC
KLEINMAN SCOTTDirector · Co-President (See Remarks)
GiftCommon Stock 135,510 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046357 · doc4.xml · nonDerivative · entry 1

KLEINMAN SCOTT · CIK 0001272588 · Director · Co-President (See Remarks)

10b5-1 filing: Not disclosed

Ownership: Indirect · HCM APO Series LLC, Series A

Disclosed balance after: 493,779

F1 · ownership.nature: Held by HCM APO Series LLC, Series A, a vehicle directly and indirectly wholly owned by the reporting person over which the reporting person exercises voting and investment control.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.