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AMPHENOL CORP /DE/

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2846
SEC CIK
0000820313
Parsed reports
1,200

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202614
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2016 Filed Apr 29, 2016 15:58 UTC
Doherty William JVice President
Exercise / conversionClass A Common Stock 10,400 $47.72 $496,236.00
Disclosure

SEC source: 0001127602-16-050238 · form4.xml · nonDerivative · entry 5

Doherty William J · CIK 0001662750 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2016 Filed Apr 29, 2016 15:58 UTC
Doherty William JVice President
SaleClass A Common Stock 8,800 $56.79 $499,726.48
Disclosure

SEC source: 0001127602-16-050238 · form4.xml · nonDerivative · entry 4

Doherty William J · CIK 0001662750 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $56.60 to $56.95.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 26, 2016 Filed Apr 29, 2016 15:58 UTC
Doherty William JVice President
Exercise / conversionClass A Common Stock 8,800 $39.00 $343,200.00
Disclosure

SEC source: 0001127602-16-050238 · form4.xml · nonDerivative · entry 3

Doherty William J · CIK 0001662750 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2016 Filed Apr 29, 2016 15:58 UTC
Doherty William JVice President
SaleClass A Common Stock 6,800 $56.79 $386,152.28
Disclosure

SEC source: 0001127602-16-050238 · form4.xml · nonDerivative · entry 2

Doherty William J · CIK 0001662750 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $56.60 to $56.95.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 26, 2016 Filed Apr 29, 2016 15:58 UTC
Doherty William JVice President
Exercise / conversionClass A Common Stock 6,800 $26.74 $181,832.00
Disclosure

SEC source: 0001127602-16-050238 · form4.xml · nonDerivative · entry 1

Doherty William J · CIK 0001662750 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2016 Filed Jan 5, 2017 14:53 UTC GrantPhantom Stock · Derivative 55.16 $49.11 Strike: $0.00 $2,708.91
Disclosure

SEC source: 0001127602-17-000901 · form5.xml · derivative · entry 1

BADIE RONALD P · CIK 0001264379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,403.83

Underlying: Class A Common Stock · 55.16 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

Read SEC document
April 01, 2016 Filed Jan 5, 2017 14:54 UTC GrantPhantom Stock · Derivative 48.49 $49.11 Strike: $0.00 $2,381.34
Disclosure

SEC source: 0001127602-17-000905 · form5.xml · derivative · entry 1

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,058.25

Underlying: Class A Common Stock · 48.49 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

Read SEC document
March 11, 2016 Filed Mar 11, 2016 22:00 UTC
Silverman David MVice President, Human Resource
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001127602-16-046115 · form4.xml · derivative · entry 6

Silverman David M · CIK 0001609767 · Vice President, Human Resource

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2019-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2016 Filed Mar 11, 2016 22:00 UTC
Silverman David MVice President, Human Resource
Exercise / conversionStock Option · Derivative 4,000 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001127602-16-046115 · form4.xml · derivative · entry 5

Silverman David M · CIK 0001609767 · Vice President, Human Resource

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,000 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2016 Filed Mar 11, 2016 22:00 UTC
Silverman David MVice President, Human Resource
SaleClass A Common Stock 10,000 $56.01 $560,106.00
Disclosure

SEC source: 0001127602-16-046115 · form4.xml · nonDerivative · entry 4

Silverman David M · CIK 0001609767 · Vice President, Human Resource

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $56.16 to $55.88.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2016 Filed Mar 11, 2016 22:00 UTC
Silverman David MVice President, Human Resource
Exercise / conversionClass A Common Stock 10,000 $16.01 $160,050.00
Disclosure

SEC source: 0001127602-16-046115 · form4.xml · nonDerivative · entry 3

Silverman David M · CIK 0001609767 · Vice President, Human Resource

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2016 Filed Mar 11, 2016 22:00 UTC
Silverman David MVice President, Human Resource
SaleClass A Common Stock 4,000 $56.01 $224,042.40
Disclosure

SEC source: 0001127602-16-046115 · form4.xml · nonDerivative · entry 2

Silverman David M · CIK 0001609767 · Vice President, Human Resource

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $56.16 to $55.88.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2016 Filed Mar 11, 2016 22:00 UTC
Silverman David MVice President, Human Resource
Exercise / conversionClass A Common Stock 4,000 $22.98 $91,900.00
Disclosure

SEC source: 0001127602-16-046115 · form4.xml · nonDerivative · entry 1

Silverman David M · CIK 0001609767 · Vice President, Human Resource

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2016 Filed Mar 9, 2016 15:12 UTC
Gillard PatrickVice President and Treasurer
Exercise / conversionStock Option · Derivative 10,000 $0.00 Strike: $47.72 $0.00
Disclosure

SEC source: 0001127602-16-045625 · form4.xml · derivative · entry 6

Gillard Patrick · CIK 0001597455 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2016 Filed Mar 9, 2016 15:12 UTC
Gillard PatrickVice President and Treasurer
Exercise / conversionStock Option · Derivative 6,400 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001127602-16-045625 · form4.xml · derivative · entry 5

Gillard Patrick · CIK 0001597455 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Underlying: Class A Common Stock · 6,400 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2016 Filed Mar 9, 2016 15:12 UTC
Gillard PatrickVice President and Treasurer
SaleClass A Common Stock 10,000 $55.85 $558,548.00
Disclosure

SEC source: 0001127602-16-045625 · form4.xml · nonDerivative · entry 4

Gillard Patrick · CIK 0001597455 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $55.734 to $56.24.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 08, 2016 Filed Mar 9, 2016 15:12 UTC
Gillard PatrickVice President and Treasurer
Exercise / conversionClass A Common Stock 10,000 $47.72 $477,150.00
Disclosure

SEC source: 0001127602-16-045625 · form4.xml · nonDerivative · entry 3

Gillard Patrick · CIK 0001597455 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 08, 2016 Filed Mar 9, 2016 15:12 UTC
Gillard PatrickVice President and Treasurer
SaleClass A Common Stock 6,400 $55.85 $357,470.72
Disclosure

SEC source: 0001127602-16-045625 · form4.xml · nonDerivative · entry 2

Gillard Patrick · CIK 0001597455 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $55.734 to $56.24.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 08, 2016 Filed Mar 9, 2016 15:12 UTC
Gillard PatrickVice President and Treasurer
Exercise / conversionClass A Common Stock 6,400 $39.00 $249,600.00
Disclosure

SEC source: 0001127602-16-045625 · form4.xml · nonDerivative · entry 1

Gillard Patrick · CIK 0001597455 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2016 Filed Mar 8, 2016 17:14 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 200,000 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001127602-16-045427 · form4.xml · derivative · entry 5

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 200,000 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2016 Filed Mar 8, 2016 17:14 UTC
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock 200,000 $56.28 $11,256,400.00
Disclosure

SEC source: 0001127602-16-045427 · form4.xml · nonDerivative · entry 2

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992

F1 · price: This transaction was executed in multiple trades at prices ranging from $56.55 to $56.12.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 04, 2016 Filed Mar 8, 2016 17:14 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock 200,000 $22.98 $4,595,000.00
Disclosure

SEC source: 0001127602-16-045427 · form4.xml · nonDerivative · entry 1

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2016 Filed Feb 1, 2016 21:57 UTC GrantPhantom Stock · Derivative 53.99 $50.03 Strike: $0.00 $2,701.12
Disclosure

SEC source: 0001127602-16-038761 · form5.xml · derivative · entry 4

BADIE RONALD P · CIK 0001264379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,348.67

Underlying: Class A Common Stock · 53.99 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

Read SEC document
January 01, 2016 Filed Feb 1, 2016 21:59 UTC GrantPhantom Stock · Derivative 47.47 $50.03 Strike: $0.00 $2,374.92
Disclosure

SEC source: 0001127602-16-038763 · form5.xml · derivative · entry 4

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,009.76

Underlying: Class A Common Stock · 47.47 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

Read SEC document
December 08, 2015 Filed Dec 9, 2015 14:22 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionStock Option · Derivative 22,000 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001127602-15-033579 · form4.xml · derivative · entry 3

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 22,000 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2015 Filed Dec 9, 2015 14:22 UTC
Lampo Craig ASR VP & CFO
SaleClass A Common Stock 22,000 $54.33 $1,195,161.00
Disclosure

SEC source: 0001127602-15-033579 · form4.xml · nonDerivative · entry 2

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $54.54 to $54.13.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 08, 2015 Filed Dec 9, 2015 14:22 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionClass A Common Stock 22,000 $22.98 $505,450.00
Disclosure

SEC source: 0001127602-15-033579 · form4.xml · nonDerivative · entry 1

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2015 Filed Feb 11, 2016 19:05 UTC
NORWITT RICHARD ADAMDirector · President & CEO
GiftGrantor Retained Annuity Trust-B 51,465 $54.90 $2,825,428.50
Disclosure

SEC source: 0001127602-16-040564 · form5.xml · nonDerivative · entry 4

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,465

Read SEC document
November 09, 2015 Filed Feb 11, 2016 19:05 UTC
NORWITT RICHARD ADAMDirector · President & CEO
GiftClass A Common Stock 51,465 $54.90 $2,825,428.50
Disclosure

SEC source: 0001127602-16-040564 · form5.xml · nonDerivative · entry 3

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992

Read SEC document
November 09, 2015 Filed Feb 11, 2016 19:05 UTC
NORWITT RICHARD ADAMDirector · President & CEO
GiftGrantor Retained Annuity Trust-A 51,465 $54.90 $2,825,428.50
Disclosure

SEC source: 0001127602-16-040564 · form5.xml · nonDerivative · entry 2

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,465

Read SEC document
November 09, 2015 Filed Feb 11, 2016 19:05 UTC
NORWITT RICHARD ADAMDirector · President & CEO
GiftClass A Common Stock 51,465 $54.90 $2,825,428.50
Disclosure

SEC source: 0001127602-16-040564 · form5.xml · nonDerivative · entry 1

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 992

Read SEC document
November 03, 2015 Filed Nov 4, 2015 17:28 UTC
ANDERSON GARYSR VP & GGM MILITARY/AERO OPS
Exercise / conversionStock Option · Derivative 110,000 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001127602-15-030273 · form4.xml · derivative · entry 8

ANDERSON GARY · CIK 0001276458 · SR VP & GGM MILITARY/AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 110,000 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2015 Filed Nov 4, 2015 17:28 UTC
ANDERSON GARYSR VP & GGM MILITARY/AERO OPS
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $22.98 $0.00
Disclosure

SEC source: 0001127602-15-030273 · form4.xml · derivative · entry 7

ANDERSON GARY · CIK 0001276458 · SR VP & GGM MILITARY/AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2015 Filed Nov 4, 2015 17:28 UTC
ANDERSON GARYSR VP & GGM MILITARY/AERO OPS
Exercise / conversionStock Option · Derivative 220,000 $0.00 Strike: $16.01 $0.00
Disclosure

SEC source: 0001127602-15-030273 · form4.xml · derivative · entry 6

ANDERSON GARY · CIK 0001276458 · SR VP & GGM MILITARY/AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 220,000 shares

Expires 2019-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2015 Filed Nov 4, 2015 17:28 UTC
ANDERSON GARYSR VP & GGM MILITARY/AERO OPS
Exercise / conversionClass A Common Stock 110,000 $22.98 $2,527,250.00
Disclosure

SEC source: 0001127602-15-030273 · form4.xml · nonDerivative · entry 5

ANDERSON GARY · CIK 0001276458 · SR VP & GGM MILITARY/AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2015 Filed Nov 4, 2015 17:28 UTC
ANDERSON GARYSR VP & GGM MILITARY/AERO OPS
SaleClass A Common Stock 30,000 $55.01 $1,650,339.00
Disclosure

SEC source: 0001127602-15-030273 · form4.xml · nonDerivative · entry 4

ANDERSON GARY · CIK 0001276458 · SR VP & GGM MILITARY/AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.90 to $55.21.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 03, 2015 Filed Nov 4, 2015 17:28 UTC
ANDERSON GARYSR VP & GGM MILITARY/AERO OPS
Exercise / conversionClass A Common Stock 30,000 $22.98 $689,250.00
Disclosure

SEC source: 0001127602-15-030273 · form4.xml · nonDerivative · entry 3

ANDERSON GARY · CIK 0001276458 · SR VP & GGM MILITARY/AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2015 Filed Nov 4, 2015 17:28 UTC
ANDERSON GARYSR VP & GGM MILITARY/AERO OPS
SaleClass A Common Stock 220,000 $55.01 $12,102,486.00
Disclosure

SEC source: 0001127602-15-030273 · form4.xml · nonDerivative · entry 2

ANDERSON GARY · CIK 0001276458 · SR VP & GGM MILITARY/AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.90 to $55.21.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 03, 2015 Filed Nov 4, 2015 17:28 UTC
ANDERSON GARYSR VP & GGM MILITARY/AERO OPS
Exercise / conversionClass A Common Stock 220,000 $16.01 $3,521,100.00
Disclosure

SEC source: 0001127602-15-030273 · form4.xml · nonDerivative · entry 1

ANDERSON GARY · CIK 0001276458 · SR VP & GGM MILITARY/AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2015 Filed Nov 3, 2015 19:43 UTC
WALTER LUCSR VP & GGM EUR MIL & AERO OPS
Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001127602-15-030115 · form4.xml · derivative · entry 8

WALTER LUC · CIK 0001276468 · SR VP & GGM EUR MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2022-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2015 Filed Nov 3, 2015 19:43 UTC
WALTER LUCSR VP & GGM EUR MIL & AERO OPS
Exercise / conversionStock Option · Derivative 108,800 $0.00 Strike: $26.74 $0.00
Disclosure

SEC source: 0001127602-15-030115 · form4.xml · derivative · entry 7

WALTER LUC · CIK 0001276468 · SR VP & GGM EUR MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,200

Underlying: Class A Common Stock · 108,800 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2015 Filed Nov 3, 2015 19:43 UTC
WALTER LUCSR VP & GGM EUR MIL & AERO OPS
Exercise / conversionStock Option · Derivative 86,400 $0.00 Strike: $21.50 $0.00
Disclosure

SEC source: 0001127602-15-030115 · form4.xml · derivative · entry 6

WALTER LUC · CIK 0001276468 · SR VP & GGM EUR MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 86,400 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2015 Filed Nov 3, 2015 19:43 UTC
WALTER LUCSR VP & GGM EUR MIL & AERO OPS
Exercise / conversionClass A Common Stock 30,000 $26,630.00 $798,900,000.00
Disclosure

SEC source: 0001127602-15-030115 · form4.xml · nonDerivative · entry 5

WALTER LUC · CIK 0001276468 · SR VP & GGM EUR MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,728

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2015 Filed Nov 3, 2015 19:43 UTC
WALTER LUCSR VP & GGM EUR MIL & AERO OPS
SaleClass A Common Stock 108,800 $55,054.00 $5,989,875,200.00
Disclosure

SEC source: 0001127602-15-030115 · form4.xml · nonDerivative · entry 4

WALTER LUC · CIK 0001276468 · SR VP & GGM EUR MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,728

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.00 to $55.115.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 02, 2015 Filed Nov 3, 2015 19:43 UTC
WALTER LUCSR VP & GGM EUR MIL & AERO OPS
Exercise / conversionClass A Common Stock 108,800 $26,740.00 $2,909,312,000.00
Disclosure

SEC source: 0001127602-15-030115 · form4.xml · nonDerivative · entry 3

WALTER LUC · CIK 0001276468 · SR VP & GGM EUR MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2015 Filed Nov 3, 2015 19:43 UTC
WALTER LUCSR VP & GGM EUR MIL & AERO OPS
SaleClass A Common Stock 86,400 $55,054.00 $4,756,665,600.00
Disclosure

SEC source: 0001127602-15-030115 · form4.xml · nonDerivative · entry 2

WALTER LUC · CIK 0001276468 · SR VP & GGM EUR MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,728

F1 · price: This transaction was executed in multiple trades at prices ranging from $55.00 to $55.115.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 02, 2015 Filed Nov 3, 2015 19:43 UTC
WALTER LUCSR VP & GGM EUR MIL & AERO OPS
Exercise / conversionClass A Common Stock 86,400 $21,495.00 $1,857,168,000.00
Disclosure

SEC source: 0001127602-15-030115 · form4.xml · nonDerivative · entry 1

WALTER LUC · CIK 0001276468 · SR VP & GGM EUR MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 01, 2015 Filed Feb 1, 2016 21:57 UTC GrantPhantom Stock · Derivative 42.23 $56.99 Strike: $0.00 $2,406.69
Disclosure

SEC source: 0001127602-16-038761 · form5.xml · derivative · entry 3

BADIE RONALD P · CIK 0001264379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,294.68

Underlying: Class A Common Stock · 42.23 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

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October 01, 2015 Filed Feb 1, 2016 21:59 UTC GrantPhantom Stock · Derivative 37.12 $56.99 Strike: $0.00 $2,115.47
Disclosure

SEC source: 0001127602-16-038763 · form5.xml · derivative · entry 3

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,962.29

Underlying: Class A Common Stock · 37.12 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Expires 10 years from date of issue.

F2 · derivative.expiration_date: Expires 10 years from date of issue.

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July 30, 2015 Filed Aug 3, 2015 22:13 UTC
Gillard PatrickVice President and Treasurer
Exercise / conversionStock Option · Derivative 7,200 $0.00 Strike: $26.63 $0.00
Disclosure

SEC source: 0001127602-15-024004 · form4.xml · derivative · entry 21

Gillard Patrick · CIK 0001597455 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

Underlying: Class A Common Stock · 7,200 shares

Expires 2022-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.