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AMPHENOL CORP /DE/

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Tapewire entity
2846
SEC CIK
0000820313
Parsed reports
1,200

Last 12 months

Inside the activity.

1 purchase rows · 20 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202614
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202602
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2021 Filed May 24, 2021 13:47 UTC
Doherty William JSR VP & GGM, AICC
GrantStock Option · Derivative 133,000 $0.00 Strike: $66.59 $0.00
Disclosure

SEC source: 0001127602-21-017836 · form4.xml · derivative · entry 1

Doherty William J · CIK 0001662750 · SR VP & GGM, AICC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,000

Underlying: Class A Common Stock · 133,000 shares

Expires 2031-05-20

F1 · shares: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant.

Read SEC document
May 20, 2021 Filed May 24, 2021 13:50 UTC
Gu RichardVP,Grp GM Mobile Consumer Prod
GrantStock Option · Derivative 124,000 $0.00 Strike: $66.59 $0.00
Disclosure

SEC source: 0001127602-21-017840 · form4.xml · derivative · entry 2

Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,000

Underlying: Class A Common Stock · 124,000 shares

Expires 2031-05-20

F1 · shares: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant.

Read SEC document
May 20, 2021 Filed May 24, 2021 13:54 UTC
Gavelle Jean-LucSenior Vice President
GrantStock Option · Derivative 133,000 $0.00 Strike: $66.59 $0.00
Disclosure

SEC source: 0001127602-21-017842 · form4.xml · derivative · entry 3

Gavelle Jean-Luc · CIK 0001662764 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,000

Underlying: Class A Common Stock · 133,000 shares

Expires 2031-05-20

F3 · shares: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant.

Read SEC document
May 20, 2021 Filed May 24, 2021 14:29 UTC
NORWITT RICHARD ADAMDirector · President & CEO
GrantStock Option · Derivative 566,000 $0.00 Strike: $66.59 $0.00
Disclosure

SEC source: 0001127602-21-017846 · form4.xml · derivative · entry 4

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,000

Underlying: Class A Common Stock · 566,000 shares

Expires 2031-05-20

F1 · shares: Date Exercisable: 20% per year over a five-year period commencing on the first anniversary of date of grant.

Read SEC document
May 07, 2021 Filed May 10, 2021 15:41 UTC
Gu RichardVP,Grp GM Mobile Consumer Prod
Exercise / conversionStock Option · Derivative 60,000 $0.00 Strike: $23.85 $0.00
Disclosure

SEC source: 0001127602-21-015978 · form4.xml · derivative · entry 3

Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 60,000 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 15:41 UTC
Gu RichardVP,Grp GM Mobile Consumer Prod
SaleClass A Common Stock 60,000 $68.01 $4,080,870.00
Disclosure

SEC source: 0001127602-21-015978 · form4.xml · nonDerivative · entry 2

Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · price: This transaction was executed in multiple trades ranging from $68.00 to $68.045.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 07, 2021 Filed May 10, 2021 15:41 UTC
Gu RichardVP,Grp GM Mobile Consumer Prod
Exercise / conversionClass A Common Stock 60,000 $23.85 $1,431,000.00
Disclosure

SEC source: 0001127602-21-015978 · form4.xml · nonDerivative · entry 1

Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 16:15 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionStock Option · Derivative 144,000 $0.00 Strike: $23.86 $0.00
Disclosure

SEC source: 0001127602-21-015990 · form4.xml · derivative · entry 4

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 144,000 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 16:15 UTC
Lampo Craig ASR VP & CFO
SaleClass A Common Stock 144,000 $68.22 $9,823,780.80
Disclosure

SEC source: 0001127602-21-015990 · form4.xml · nonDerivative · entry 2

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,846

F1 · price: This transaction was executed in multiple trades ranging from $68.12 to $68.33.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 07, 2021 Filed May 10, 2021 16:15 UTC
Lampo Craig ASR VP & CFO
Exercise / conversionClass A Common Stock 144,000 $144,000.00 $20,736,000,000.00
Disclosure

SEC source: 0001127602-21-015990 · form4.xml · nonDerivative · entry 1

Lampo Craig A · CIK 0001303827 · SR VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 15:53 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionStock Option · Derivative 14,867 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001127602-21-015979 · form4.xml · derivative · entry 3

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Class A Common Stock · 14,867 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 10, 2021 15:53 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
SaleClass A Common Stock 14,867 $68.01 $1,011,070.48
Disclosure

SEC source: 0001127602-21-015979 · form4.xml · nonDerivative · entry 2

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

F1 · price: This transaction was executed in multiple trades ranging from $68.00 to $68.05.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 07, 2021 Filed May 10, 2021 15:53 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionClass A Common Stock 14,867 $36.45 $541,902.15
Disclosure

SEC source: 0001127602-21-015979 · form4.xml · nonDerivative · entry 1

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 600,000 $0.00 Strike: $23.86 $0.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · derivative · entry 14

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 600,000 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock 600,000 $66.78 $40,067,160.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · nonDerivative · entry 8

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5 · price: This transaction was executed in multiple trades ranging from $66.33 to $67.25.

Read SEC document
May 05, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock 600,000 $23.85 $14,310,000.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · nonDerivative · entry 7

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 4, 2021 22:29 UTC PurchaseClass A Common Stock 20,000 $65.92 $1,318,474.00
Disclosure

SEC source: 0001127602-21-015336 · form4.xml · nonDerivative · entry 1

Livingston Robert · CIK 0001302675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,666

Read SEC document
May 04, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 150,000 $0.00 Strike: $23.86 $0.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · derivative · entry 13

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 300,000 $0.00 Strike: $23.86 $0.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · derivative · entry 12

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A Common Stock · 300,000 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock-Richard and Glori Joint Account 100,000 $65.75 $6,575,270.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · nonDerivative · entry 6

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532,424

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · price: This transaction was executed in multiple trades at prices ranging from $65.75 to $69.7950.

Read SEC document
May 04, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock-Richard and Glori Joint Account 150,000 $23.85 $3,577,500.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · nonDerivative · entry 5

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock 300,000 $66.00 $19,799,640.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · nonDerivative · entry 4

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · price: This transaction was executed in multiple trades at prices ranging from $65.75 to $66.1937.

Read SEC document
May 04, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock 300,000 $23.85 $7,155,000.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · nonDerivative · entry 3

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 22:27 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionStock Option · Derivative 15,133 $0.00 Strike: $36.45 $0.00
Disclosure

SEC source: 0001127602-21-015334 · form4.xml · derivative · entry 3

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,867

Underlying: Class A Common Stock · 15,133 shares

Expires 2027-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 22:27 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
SaleClass A Common Stock 15,133 $67.54 $1,022,100.98
Disclosure

SEC source: 0001127602-21-015334 · form4.xml · nonDerivative · entry 2

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

F1 · price: This transaction was executed in multiple trades ranging from $67.50 to $67.60.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2021 Filed May 4, 2021 22:27 UTC
D'AMICO LANCE ESr. VP, Secretary & GenCounsel
Exercise / conversionClass A Common Stock 15,133 $36.45 $551,597.85
Disclosure

SEC source: 0001127602-21-015334 · form4.xml · nonDerivative · entry 1

D'AMICO LANCE E · CIK 0001383877 · Sr. VP, Secretary & GenCounsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionStock Option · Derivative 150,000 $0.00 Strike: $23.86 $0.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · derivative · entry 11

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050,000

Underlying: Class A Common Stock · 150,000 shares

Expires 2024-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
SaleClass A Common Stock-Richard and Glori Joint Account 150,000 $66.71 $10,006,515.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · nonDerivative · entry 2

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,424

F1 · price: This transaction was executed in multiple trades at prices ranging from $66.11 to $67.715.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2021 Filed May 5, 2021 21:08 UTC
NORWITT RICHARD ADAMDirector · President & CEO
Exercise / conversionClass A Common Stock-Richard and Glori Joint Account 150,000 $23.85 $3,577,500.00
Disclosure

SEC source: 0001127602-21-015573 · form4.xml · nonDerivative · entry 1

NORWITT RICHARD ADAM · CIK 0001276461 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Jan 12, 2022 15:18 UTC GrantPhantom Stock · Derivative 66.65 $67.00 Strike: $0.00 $4,465.55
Disclosure

SEC source: 0001127602-22-001372 · form5.xml · derivative · entry 1

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,791.43

Underlying: Class A Common Stock · 66.65 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
January 01, 2021 Filed Jan 7, 2021 19:19 UTC GrantPhantom Stock · Derivative 39.42 $113.03 Strike: $0.00 $4,455.64
Disclosure

SEC source: 0001127602-21-001175 · form5.xml · derivative · entry 4

Clark Stanley L · CIK 0001315873 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,862.39

Underlying: Class A Common Stock · 39.42 shares

Expires not disclosed

F1 · security: Phantom Stock Units convert to Class A Common Stock on a one-for-one basis.

F2 · derivative.exercise_date: Not applicable.

F2 · derivative.expiration_date: Not applicable.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 19:48 UTC Exercise / conversionStock Option · Derivative 13,334 $0.00 Strike: $26.74 $0.00
Disclosure

SEC source: 0001127602-20-031499 · form4.xml · derivative · entry 3

JEPSEN EDWARD G · CIK 0001248935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 13,334 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 19:48 UTC Exercise / conversionClass A Common Stock 13,334 $130.30 $1,737,420.20
Disclosure

SEC source: 0001127602-20-031499 · form4.xml · nonDerivative · entry 1

JEPSEN EDWARD G · CIK 0001248935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Nov 30, 2020 19:21 UTC
Gu RichardVP,Grp GM Mobile Consumer Prod
Exercise / conversionStock Option · Derivative 18,000 $0.00 Strike: $39.00 $0.00
Disclosure

SEC source: 0001127602-20-030101 · form4.xml · derivative · entry 3

Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,000 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Nov 30, 2020 19:21 UTC
Gu RichardVP,Grp GM Mobile Consumer Prod
SaleClass A Common Stock 18,000 $131.06 $2,359,155.60
Disclosure

SEC source: 0001127602-20-030101 · form4.xml · nonDerivative · entry 2

Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · price: This transaction was executed in multiple trades ranging from $131.00 to $131.18.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 30, 2020 Filed Nov 30, 2020 19:21 UTC
Gu RichardVP,Grp GM Mobile Consumer Prod
Exercise / conversionClass A Common Stock 18,000 $39.00 $702,000.00
Disclosure

SEC source: 0001127602-20-030101 · form4.xml · nonDerivative · entry 1

Gu Richard · CIK 0001697522 · VP,Grp GM Mobile Consumer Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 16:53 UTC
WALTER LUCSR VP & GGM MIL & AERO OPS
GiftClass A Common Stock 7,579 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-030185 · form4.xml · nonDerivative · entry 1

WALTER LUC · CIK 0001276468 · SR VP & GGM MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,706

F1 · price: Closing price on date shares gifted was $130.81.

Read SEC document
November 16, 2020 Filed Nov 16, 2020 20:07 UTC
Gavelle Jean-LucSenior Vice President
Exercise / conversionStock Option · Derivative 27,400 $0.00 Strike: $76.62 $0.00
Disclosure

SEC source: 0001127602-20-029090 · form4.xml · derivative · entry 3

Gavelle Jean-Luc · CIK 0001662764 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,800

Underlying: Class A Common Stock · 27,400 shares

Expires 2027-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 16, 2020 20:07 UTC
Gavelle Jean-LucSenior Vice President
SaleClass A Common Stock 27,400 $125.53 $3,439,508.30
Disclosure

SEC source: 0001127602-20-029090 · form4.xml · nonDerivative · entry 2

Gavelle Jean-Luc · CIK 0001662764 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades ranging from $125.50 to $125.65.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2020 Filed Nov 16, 2020 20:07 UTC
Gavelle Jean-LucSenior Vice President
Exercise / conversionClass A Common Stock 27,400 $76.62 $2,099,388.00
Disclosure

SEC source: 0001127602-20-029090 · form4.xml · nonDerivative · entry 1

Gavelle Jean-Luc · CIK 0001662764 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2020 Filed Nov 12, 2020 23:10 UTC
WALTER LUCSR VP & GGM MIL & AERO OPS
Exercise / conversionStock Option · Derivative 79,600 $0.00 Strike: $57.99 $0.00
Disclosure

SEC source: 0001127602-20-028877 · form4.xml · derivative · entry 4

WALTER LUC · CIK 0001276468 · SR VP & GGM MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,400

Underlying: Class A Common Stock · 79,600 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2020 Filed Nov 12, 2020 23:10 UTC
WALTER LUCSR VP & GGM MIL & AERO OPS
SaleClass A Common Stock 54,715 $123.62 $6,763,933.96
Disclosure

SEC source: 0001127602-20-028877 · form4.xml · nonDerivative · entry 3

WALTER LUC · CIK 0001276468 · SR VP & GGM MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,285

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · price: This transaction was executed in multiple trades at prices ranging from $123.25 to $123.8150.

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November 11, 2020 Filed Nov 12, 2020 23:10 UTC
WALTER LUCSR VP & GGM MIL & AERO OPS
SaleClass A Common Stock 46,600 $123.95 $5,776,130.58
Disclosure

SEC source: 0001127602-20-028877 · form4.xml · nonDerivative · entry 2

WALTER LUC · CIK 0001276468 · SR VP & GGM MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $123.2210 to $124.4250.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 11, 2020 Filed Nov 12, 2020 23:10 UTC
WALTER LUCSR VP & GGM MIL & AERO OPS
Exercise / conversionClass A Common Stock 79,600 $57.99 $4,616,004.00
Disclosure

SEC source: 0001127602-20-028877 · form4.xml · nonDerivative · entry 1

WALTER LUC · CIK 0001276468 · SR VP & GGM MIL & AERO OPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 22:07 UTC
Raley Zachary WSVP GGM RF & BROADBAND
Exercise / conversionStock Option · Derivative 121,600 $0.00 Strike: $57.99 $0.00
Disclosure

SEC source: 0001127602-20-028259 · form4.xml · derivative · entry 18

Raley Zachary W · CIK 0001385144 · SVP GGM RF & BROADBAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,400

Underlying: Class A Common Stock · 121,600 shares

Expires 2026-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 22:07 UTC
Raley Zachary WSVP GGM RF & BROADBAND
Exercise / conversionStock Option · Derivative 106,400 $0.00 Strike: $57.97 $0.00
Disclosure

SEC source: 0001127602-20-028259 · form4.xml · derivative · entry 17

Raley Zachary W · CIK 0001385144 · SVP GGM RF & BROADBAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 106,400 shares

Expires 2025-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 22:07 UTC
Raley Zachary WSVP GGM RF & BROADBAND
SaleClass A Common Stock 121,600 $118.39 $14,396,090.24
Disclosure

SEC source: 0001127602-20-028259 · form4.xml · nonDerivative · entry 12

Raley Zachary W · CIK 0001385144 · SVP GGM RF & BROADBAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · price: This transaction was executed in multiple transactions ranging from $118.00 to $119.1840.

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November 05, 2020 Filed Nov 5, 2020 22:07 UTC
Raley Zachary WSVP GGM RF & BROADBAND
Exercise / conversionClass A Common Stock 121,600 $57.99 $7,051,584.00
Disclosure

SEC source: 0001127602-20-028259 · form4.xml · nonDerivative · entry 11

Raley Zachary W · CIK 0001385144 · SVP GGM RF & BROADBAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2020 Filed Nov 5, 2020 22:07 UTC
Raley Zachary WSVP GGM RF & BROADBAND
SaleClass A Common Stock 106,400 $118.39 $12,596,578.96
Disclosure

SEC source: 0001127602-20-028259 · form4.xml · nonDerivative · entry 10

Raley Zachary W · CIK 0001385144 · SVP GGM RF & BROADBAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · price: This transaction was executed in multiple transactions ranging from $118.00 to $119.1840.

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November 05, 2020 Filed Nov 5, 2020 22:07 UTC
Raley Zachary WSVP GGM RF & BROADBAND
Exercise / conversionClass A Common Stock 106,400 $57.97 $6,168,008.00
Disclosure

SEC source: 0001127602-20-028259 · form4.xml · nonDerivative · entry 9

Raley Zachary W · CIK 0001385144 · SVP GGM RF & BROADBAND

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.