Last 12 months
Inside the activity.
0 purchase rows · 82 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 7 |
| Jan 2026 | 0 | 14 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 9 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 9 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2026 Filed Sep 3, 2026 21:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 7,657 | Not disclosed Strike: $85.00 | Not disclosed |
DisclosureSEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 8 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tomas Kiselak Disclosed balance after: 0 Underlying: Common Stock · 7,657 shares Expires 2036-06-09 F5 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option. F4 · derivative.exercise_date: As contemplated by the Merger Agreement, the reported options were vested as of the date of the merger of Andor Merger Co. with and into the Issuer, with the Issuer surviving as an indirectly wholly owned subsidiary of AbbVie Inc. (the "Merger"), or became fully vested in connection with the Merger. F5 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option. F6 · ownership.nature: Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak held the options reported herein for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak was obligated to turn over to Fairmount any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaimed beneficial ownership of the option and underlying common stock. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 21:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 14,461 | Not disclosed Strike: $41.66 | Not disclosed |
DisclosureSEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 7 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tomas Kiselak Disclosed balance after: 0 Underlying: Common Stock · 14,461 shares Expires 2035-06-17 F5 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option. F4 · derivative.exercise_date: As contemplated by the Merger Agreement, the reported options were vested as of the date of the merger of Andor Merger Co. with and into the Issuer, with the Issuer surviving as an indirectly wholly owned subsidiary of AbbVie Inc. (the "Merger"), or became fully vested in connection with the Merger. F5 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option. F6 · ownership.nature: Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak held the options reported herein for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak was obligated to turn over to Fairmount any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaimed beneficial ownership of the option and underlying common stock. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 21:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 10,370 | Not disclosed Strike: $43.85 | Not disclosed |
DisclosureSEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 6 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tomas Kiselak Disclosed balance after: 0 Underlying: Common Stock · 10,370 shares Expires 2034-06-05 F5 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option. F4 · derivative.exercise_date: As contemplated by the Merger Agreement, the reported options were vested as of the date of the merger of Andor Merger Co. with and into the Issuer, with the Issuer surviving as an indirectly wholly owned subsidiary of AbbVie Inc. (the "Merger"), or became fully vested in connection with the Merger. F5 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option. F6 · ownership.nature: Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak held the options reported herein for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak was obligated to turn over to Fairmount any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaimed beneficial ownership of the option and underlying common stock. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 21:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 47,758 | Not disclosed Strike: $17.00 | Not disclosed |
DisclosureSEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 5 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tomas Kiselak Disclosed balance after: 0 Underlying: Common Stock · 47,758 shares Expires 2033-07-13 F5 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option. F4 · derivative.exercise_date: As contemplated by the Merger Agreement, the reported options were vested as of the date of the merger of Andor Merger Co. with and into the Issuer, with the Issuer surviving as an indirectly wholly owned subsidiary of AbbVie Inc. (the "Merger"), or became fully vested in connection with the Merger. F5 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option. F6 · ownership.nature: Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak held the options reported herein for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak was obligated to turn over to Fairmount any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaimed beneficial ownership of the option and underlying common stock. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 21:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Disposition to issuerNon-Voting Common Stock · Derivative | 6,743,321 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 4 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fairmount Healthcare Fund II LP Disclosed balance after: 0 Underlying: Common Stock · 6,743,321 shares Expires not disclosed F3 · derivative.exercise_price: The shares of non-voting common stock had no expiration date and were convertible in accordance with the terms of the Issuer's Amended and Restated Certificate of Incorporation at any time at the option of the holder into shares of common stock of the Issuer on a 1-for-1 basis without consideration to the extent that after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding shares of common stock immediately prior to and following such conversion, which percentage may have been changed at a holder's election upon 61 days' notice to the Issuer, provided that the percentage may not have exceeded 19.99%. F1 · price: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration"). F1 · derivative.exercise_date: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration"). F1 · derivative.expiration_date: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration"). F2 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 21:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Disposition to issuerCommon Stock | 51,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · nonDerivative · entry 3 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Peter Harwin Disclosed balance after: 0 F1 · price: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration"). Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 21:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Disposition to issuerCommon Stock | 51,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · nonDerivative · entry 2 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Tomas Kiselak Disclosed balance after: 0 F1 · price: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration"). Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 21:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Disposition to issuerCommon Stock | 340,855 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · nonDerivative · entry 1 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fairmount Healthcare Fund II LP Disclosed balance after: 0 F1 · price: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration"). F2 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
HENDERSON MICHAEL THOMASDirector · Chief Executive Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 253,016 | Not disclosed Strike: $75.78 | Not disclosed |
DisclosureSEC source: 0001140361-26-035609 · form4.xml · derivative · entry 4 HENDERSON MICHAEL THOMAS · CIK 0001779990 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 253,016 shares Expires 2036-01-02 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
HENDERSON MICHAEL THOMASDirector · Chief Executive Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 357,036 | Not disclosed Strike: $49.07 | Not disclosed |
DisclosureSEC source: 0001140361-26-035609 · form4.xml · derivative · entry 3 HENDERSON MICHAEL THOMAS · CIK 0001779990 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 357,036 shares Expires 2034-12-09 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
HENDERSON MICHAEL THOMASDirector · Chief Executive Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 387,012 | Not disclosed Strike: $22.86 | Not disclosed |
DisclosureSEC source: 0001140361-26-035609 · form4.xml · derivative · entry 2 HENDERSON MICHAEL THOMAS · CIK 0001779990 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 387,012 shares Expires 2033-12-18 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
HENDERSON MICHAEL THOMASDirector · Chief Executive Officer
|
Disposition to issuerCommon Stock | 920,941 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-035609 · form4.xml · nonDerivative · entry 1 HENDERSON MICHAEL THOMAS · CIK 0001779990 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Bollinger LisaDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 7,657 | Not disclosed Strike: $85.00 | Not disclosed |
DisclosureSEC source: 0001140361-26-035610 · form4.xml · derivative · entry 4 Bollinger Lisa · CIK 0002024557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,657 shares Expires 2036-06-09 F2 · price: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option. F1 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F2 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Bollinger LisaDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 14,461 | Not disclosed Strike: $41.66 | Not disclosed |
DisclosureSEC source: 0001140361-26-035610 · form4.xml · derivative · entry 3 Bollinger Lisa · CIK 0002024557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,461 shares Expires 2035-06-17 F2 · price: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option. F1 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F2 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Bollinger LisaDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 8,112 | Not disclosed Strike: $43.85 | Not disclosed |
DisclosureSEC source: 0001140361-26-035610 · form4.xml · derivative · entry 2 Bollinger Lisa · CIK 0002024557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,112 shares Expires 2034-06-05 F2 · price: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option. F1 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F2 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Bollinger LisaDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 18,550 | Not disclosed Strike: $47.86 | Not disclosed |
DisclosureSEC source: 0001140361-26-035610 · form4.xml · derivative · entry 1 Bollinger Lisa · CIK 0002024557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,550 shares Expires 2034-05-28 F2 · price: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option. F1 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F2 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Shah Nimish PDirector
|
Disposition to issuerPre-Funded Warrants (Right to Buy) · Derivative | 365,853 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-035608 · form4.xml · derivative · entry 7 Shah Nimish P · CIK 0001698082 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 365,853 shares Expires not disclosed F8 · derivative.exercise_price: The exercise price of each reported warrant is $0.00001 per share. F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant. F9 · derivative.exercise_date: The reported warrants had no expiration date and were exercisable immediately upon grant. F9 · derivative.expiration_date: The reported warrants had no expiration date and were exercisable immediately upon grant. F10 · ownership.nature: The reported warrants are held directly by Venrock Opportunities Fund, L.P. ("VOF"). Venrock Opportunities Management, LLC ("VO Management") is the general partner of VOF. The Reporting Person is a voting member of VO Management and expressly disclaims beneficial ownership over all shares held by VOF except to the extent of his indirect pecuniary interests therein. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Shah Nimish PDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 7,657 | Not disclosed Strike: $85.00 | Not disclosed |
DisclosureSEC source: 0001140361-26-035608 · form4.xml · derivative · entry 6 Shah Nimish P · CIK 0001698082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,657 shares Expires 2036-06-09 F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant. F5 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F7 · ownership.direct: Under an agreement between the Reporting Person and Venrock Management, LLC (the "Management Company"), the Reporting Person is deemed to hold the reported option and the shares underlying the option for the sole benefit of the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Shah Nimish PDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 14,461 | Not disclosed Strike: $41.66 | Not disclosed |
DisclosureSEC source: 0001140361-26-035608 · form4.xml · derivative · entry 5 Shah Nimish P · CIK 0001698082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,461 shares Expires 2035-06-17 F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant. F5 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F7 · ownership.direct: Under an agreement between the Reporting Person and Venrock Management, LLC (the "Management Company"), the Reporting Person is deemed to hold the reported option and the shares underlying the option for the sole benefit of the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Shah Nimish PDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 10,370 | Not disclosed Strike: $43.85 | Not disclosed |
DisclosureSEC source: 0001140361-26-035608 · form4.xml · derivative · entry 4 Shah Nimish P · CIK 0001698082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,370 shares Expires 2034-06-05 F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant. F5 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F7 · ownership.direct: Under an agreement between the Reporting Person and Venrock Management, LLC (the "Management Company"), the Reporting Person is deemed to hold the reported option and the shares underlying the option for the sole benefit of the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Shah Nimish PDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 47,758 | Not disclosed Strike: $17.00 | Not disclosed |
DisclosureSEC source: 0001140361-26-035608 · form4.xml · derivative · entry 3 Shah Nimish P · CIK 0001698082 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,758 shares Expires 2033-07-13 F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant. F5 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F7 · ownership.direct: Under an agreement between the Reporting Person and Venrock Management, LLC (the "Management Company"), the Reporting Person is deemed to hold the reported option and the shares underlying the option for the sole benefit of the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Shah Nimish PDirector
|
Disposition to issuerNon-Voting Common Stock · Derivative | 6,743,321 | $135.11 Strike: $0.00 | $911,090,100.31 |
DisclosureSEC source: 0001140361-26-035608 · form4.xml · derivative · entry 2 Shah Nimish P · CIK 0001698082 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 6,743,321 shares Expires not disclosed F3 · derivative.exercise_date: The Non-Voting Common Stock was convertible at any time and had no expiration date. F3 · derivative.expiration_date: The Non-Voting Common Stock was convertible at any time and had no expiration date. F4 · derivative.underlying_shares: The reported securities, which were disposed of in connection with the Merger, represent (i) 2,495,319 shares of Non-Voting Common Stock held directly by VHCP III, (ii) 249,522 shares of Non-Voting Common Stock held directly by VHCP Co-III and (iii) 3,998,480 shares of Non-Voting Common Stock held directly by VHCP EG. F2 · ownership.nature: VHCP Management III, LLC ("VHCPM III") is the sole general partner of VHCP III and the sole manager of VHCP Co-III. VHCP Management EG, LLC ("VHCPM EG") is the sole general partner of VHCP EG. Dr. Bong Koh and Nimish Shah are the voting members of VHCPM III and VHCPM EG. Dr. Koh, Mr. Shah, VHCPM III and VHCPM EG disclaim beneficial ownership over all shares held by VHCP III, VHCP Co-III, and VHCP EG, except to the extent of their respective indirect pecuniary interests therein. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Shah Nimish PDirector
|
Disposition to issuerCommon Stock | 1,750,000 | $135.11 | $236,442,500.00 |
DisclosureSEC source: 0001140361-26-035608 · form4.xml · nonDerivative · entry 1 Shah Nimish P · CIK 0001698082 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · shares: The reported securities, which were disposed of in connection with the acquisition of the Issuer by AbbVie Inc. (the "Merger"), represent (i) 460,075 shares of the Issuer's common stock ("Common Stock") held by Venrock Healthcare Capital Partners III, L.P. ("VHCP III"), (ii) 46,025 shares held by VHCP Co-Investment Holdings III, LLC ("VHCP Co-III") and (iii) 1,243,900 shares held by Venrock Healthcare Capital Partners EG, L.P. ("VHCP EG"). F2 · ownership.nature: VHCP Management III, LLC ("VHCPM III") is the sole general partner of VHCP III and the sole manager of VHCP Co-III. VHCP Management EG, LLC ("VHCPM EG") is the sole general partner of VHCP EG. Dr. Bong Koh and Nimish Shah are the voting members of VHCPM III and VHCPM EG. Dr. Koh, Mr. Shah, VHCPM III and VHCPM EG disclaim beneficial ownership over all shares held by VHCP III, VHCP Co-III, and VHCP EG, except to the extent of their respective indirect pecuniary interests therein. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Henderson JaneChief Financial Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 83,690 | Not disclosed Strike: $75.78 | Not disclosed |
DisclosureSEC source: 0001140361-26-035611 · form4.xml · derivative · entry 4 Henderson Jane · CIK 0001422304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,690 shares Expires 2036-01-02 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Henderson JaneChief Financial Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 124,962 | Not disclosed Strike: $49.07 | Not disclosed |
DisclosureSEC source: 0001140361-26-035611 · form4.xml · derivative · entry 3 Henderson Jane · CIK 0001422304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 124,962 shares Expires 2034-12-09 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Henderson JaneChief Financial Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 175,345 | Not disclosed Strike: $22.86 | Not disclosed |
DisclosureSEC source: 0001140361-26-035611 · form4.xml · derivative · entry 2 Henderson Jane · CIK 0001422304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 175,345 shares Expires 2033-12-18 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Henderson JaneChief Financial Officer
|
Disposition to issuerCommon Stock | 158,371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-035611 · form4.xml · nonDerivative · entry 1 Henderson Jane · CIK 0001422304 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Fox Jennifer A.Director
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 7,657 | Not disclosed Strike: $85.00 | Not disclosed |
DisclosureSEC source: 0001140361-26-035612 · form4.xml · derivative · entry 4 Fox Jennifer A. · CIK 0001841557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,657 shares Expires 2036-06-09 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Fox Jennifer A.Director
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 14,461 | Not disclosed Strike: $41.66 | Not disclosed |
DisclosureSEC source: 0001140361-26-035612 · form4.xml · derivative · entry 3 Fox Jennifer A. · CIK 0001841557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,461 shares Expires 2035-06-17 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Fox Jennifer A.Director
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 10,370 | Not disclosed Strike: $43.85 | Not disclosed |
DisclosureSEC source: 0001140361-26-035612 · form4.xml · derivative · entry 2 Fox Jennifer A. · CIK 0001841557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,370 shares Expires 2034-06-05 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Fox Jennifer A.Director
|
Disposition to issuerCommon Stock | 34,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-035612 · form4.xml · nonDerivative · entry 1 Fox Jennifer A. · CIK 0001841557 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Dambkowski CarlChief Medical Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 83,690 | Not disclosed Strike: $75.78 | Not disclosed |
DisclosureSEC source: 0001140361-26-035613 · form4.xml · derivative · entry 5 Dambkowski Carl · CIK 0001983476 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,690 shares Expires 2036-01-02 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Dambkowski CarlChief Medical Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 124,962 | Not disclosed Strike: $49.07 | Not disclosed |
DisclosureSEC source: 0001140361-26-035613 · form4.xml · derivative · entry 4 Dambkowski Carl · CIK 0001983476 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 124,962 shares Expires 2034-12-09 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Dambkowski CarlChief Medical Officer
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 110,665 | Not disclosed Strike: $22.86 | Not disclosed |
DisclosureSEC source: 0001140361-26-035613 · form4.xml · derivative · entry 3 Dambkowski Carl · CIK 0001983476 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,665 shares Expires 2033-12-18 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
Dambkowski CarlChief Medical Officer
|
Disposition to issuerCommon Stock | 167,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-035613 · form4.xml · nonDerivative · entry 2 Dambkowski Carl · CIK 0001983476 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
JONES WILLIAM A JRDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 7,657 | Not disclosed Strike: $85.00 | Not disclosed |
DisclosureSEC source: 0001140361-26-035614 · form4.xml · derivative · entry 4 JONES WILLIAM A JR · CIK 0001373097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,657 shares Expires 2036-06-09 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
JONES WILLIAM A JRDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 14,461 | Not disclosed Strike: $41.66 | Not disclosed |
DisclosureSEC source: 0001140361-26-035614 · form4.xml · derivative · entry 3 JONES WILLIAM A JR · CIK 0001373097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,461 shares Expires 2035-06-17 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
JONES WILLIAM A JRDirector
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 10,370 | Not disclosed Strike: $43.85 | Not disclosed |
DisclosureSEC source: 0001140361-26-035614 · form4.xml · derivative · entry 2 JONES WILLIAM A JR · CIK 0001373097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,370 shares Expires 2034-06-05 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
JONES WILLIAM A JRDirector
|
Disposition to issuerCommon Stock | 34,824 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-035614 · form4.xml · nonDerivative · entry 1 JONES WILLIAM A JR · CIK 0001373097 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
McKenna Mark C.Director
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 7,657 | Not disclosed Strike: $85.00 | Not disclosed |
DisclosureSEC source: 0001140361-26-035615 · form4.xml · derivative · entry 5 McKenna Mark C. · CIK 0001749623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,657 shares Expires 2036-06-09 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
McKenna Mark C.Director
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 14,461 | Not disclosed Strike: $41.66 | Not disclosed |
DisclosureSEC source: 0001140361-26-035615 · form4.xml · derivative · entry 4 McKenna Mark C. · CIK 0001749623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,461 shares Expires 2035-06-17 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
McKenna Mark C.Director
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 10,370 | Not disclosed Strike: $43.85 | Not disclosed |
DisclosureSEC source: 0001140361-26-035615 · form4.xml · derivative · entry 3 McKenna Mark C. · CIK 0001749623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,370 shares Expires 2034-06-05 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
McKenna Mark C.Director
|
Disposition to issuerStock Option (Right to Buy) · Derivative | 150,000 | Not disclosed Strike: $23.60 | Not disclosed |
DisclosureSEC source: 0001140361-26-035615 · form4.xml · derivative · entry 2 McKenna Mark C. · CIK 0001749623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2033-08-17 F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger. F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option. Read SEC document |
| September 03, 2026 Filed Sep 3, 2026 20:39 UTC |
McKenna Mark C.Director
|
Disposition to issuerCommon Stock | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-26-035615 · form4.xml · nonDerivative · entry 1 McKenna Mark C. · CIK 0001749623 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. Read SEC document |
| September 02, 2026 Filed Sep 3, 2026 20:39 UTC |
Dambkowski CarlChief Medical Officer
|
Disposition to issuerCommon Stock | 1,375 | $135.06 | $185,707.50 |
DisclosureSEC source: 0001140361-26-035613 · form4.xml · nonDerivative · entry 1 Dambkowski Carl · CIK 0001983476 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,123 Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 20:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,370 | $0.00 Strike: $43.85 | $0.00 |
DisclosureSEC source: 0001104659-26-094087 · tm2622705-1_4seq1.xml · derivative · entry 6 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,370 shares Expires 2034-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option represented the right to purchase 10,370 shares of the Issuer's common stock, which vested on the one-year anniversary of the 6/5/2024 grant date. F3 · ownership.direct: Under Mr. Harwin's arrangement with Fairmount Funds Management LLC (the "Adviser"), Mr. Harwin held the options reported herein for one or more investment vehicles managed by the Adviser (each, a "Fairmount Fund"). Mr. Harwin was obligated to turn over to the Adviser any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Harwin therefore disclaimed beneficial ownership of the option and underlying common stock. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 20:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 31,838 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001104659-26-094087 · tm2622705-1_4seq1.xml · derivative · entry 5 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,838 shares Expires 2033-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option represented the vested portion of the total right to purchase 47,758 shares of the Issuer's common stock, which vested in three approximately equal annual installments beginning on the first anniversary of the 7/13/2023 grant date. F3 · ownership.direct: Under Mr. Harwin's arrangement with Fairmount Funds Management LLC (the "Adviser"), Mr. Harwin held the options reported herein for one or more investment vehicles managed by the Adviser (each, a "Fairmount Fund"). Mr. Harwin was obligated to turn over to the Adviser any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Harwin therefore disclaimed beneficial ownership of the option and underlying common stock. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 20:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Exercise / conversionCommon Stock | 10,370 | $43.85 | $454,724.50 |
DisclosureSEC source: 0001104659-26-094087 · tm2622705-1_4seq1.xml · nonDerivative · entry 2 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fairmount Healthcare Fund II LP Disclosed balance after: 340,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| August 07, 2026 Filed Aug 11, 2026 20:30 UTC |
Fairmount Funds Management LLCDirector
Kiselak TomasDirector
Harwin Peter EvanDirector
|
Exercise / conversionCommon Stock | 31,838 | $17.00 | $541,246.00 |
DisclosureSEC source: 0001104659-26-094087 · tm2622705-1_4seq1.xml · nonDerivative · entry 1 Fairmount Funds Management LLC · CIK 0001802528 · Director Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director Kiselak Tomas · CIK 0001830177 · Director Harwin Peter Evan · CIK 0001663607 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Fairmount Healthcare Fund II LP Disclosed balance after: 330,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. Read SEC document |
| August 05, 2026 Filed Aug 8, 2026 00:00 UTC |
Dambkowski CarlChief Medical Officer
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Exercise / conversionStock Option (Right to Buy) · Derivative | 4,125 | $0.00 Strike: $22.86 | $0.00 |
DisclosureSEC source: 0001104659-26-092838 · tm2622546-1_4seq1.xml · derivative · entry 3 Dambkowski Carl · CIK 0001983476 · Chief Medical Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 110,665 Underlying: Common Stock · 4,125 shares Expires 2033-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option represents the right to purchase 175,345 shares of the Issuer's common stock, which will vest in forty-eight equal monthly installments through December 18, 2027, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.