Tapewire

Nasdaq · USD

APGE

Apogee Therapeutics, Inc.

Export transactions ↓
Tapewire entity
1939
SEC CIK
0001974640
Parsed reports
128

Last 12 months

Inside the activity.

0 purchase rows · 82 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202507
Jan 2026014
Feb 2026011
Mar 2026011
Apr 202609
May 202607
Jun 202609
Jul 202602
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2026 Filed Sep 3, 2026 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 7,657 Not disclosed Strike: $85.00 Not disclosed
Disclosure

SEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 8

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tomas Kiselak

Disclosed balance after: 0

Underlying: Common Stock · 7,657 shares

Expires 2036-06-09

F5 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option.

F4 · derivative.exercise_date: As contemplated by the Merger Agreement, the reported options were vested as of the date of the merger of Andor Merger Co. with and into the Issuer, with the Issuer surviving as an indirectly wholly owned subsidiary of AbbVie Inc. (the "Merger"), or became fully vested in connection with the Merger.

F5 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option.

F6 · ownership.nature: Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak held the options reported herein for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak was obligated to turn over to Fairmount any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaimed beneficial ownership of the option and underlying common stock.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 14,461 Not disclosed Strike: $41.66 Not disclosed
Disclosure

SEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 7

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tomas Kiselak

Disclosed balance after: 0

Underlying: Common Stock · 14,461 shares

Expires 2035-06-17

F5 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option.

F4 · derivative.exercise_date: As contemplated by the Merger Agreement, the reported options were vested as of the date of the merger of Andor Merger Co. with and into the Issuer, with the Issuer surviving as an indirectly wholly owned subsidiary of AbbVie Inc. (the "Merger"), or became fully vested in connection with the Merger.

F5 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option.

F6 · ownership.nature: Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak held the options reported herein for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak was obligated to turn over to Fairmount any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaimed beneficial ownership of the option and underlying common stock.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,370 Not disclosed Strike: $43.85 Not disclosed
Disclosure

SEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 6

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tomas Kiselak

Disclosed balance after: 0

Underlying: Common Stock · 10,370 shares

Expires 2034-06-05

F5 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option.

F4 · derivative.exercise_date: As contemplated by the Merger Agreement, the reported options were vested as of the date of the merger of Andor Merger Co. with and into the Issuer, with the Issuer surviving as an indirectly wholly owned subsidiary of AbbVie Inc. (the "Merger"), or became fully vested in connection with the Merger.

F5 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option.

F6 · ownership.nature: Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak held the options reported herein for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak was obligated to turn over to Fairmount any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaimed beneficial ownership of the option and underlying common stock.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 21:30 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 47,758 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 5

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tomas Kiselak

Disclosed balance after: 0

Underlying: Common Stock · 47,758 shares

Expires 2033-07-13

F5 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option.

F4 · derivative.exercise_date: As contemplated by the Merger Agreement, the reported options were vested as of the date of the merger of Andor Merger Co. with and into the Issuer, with the Issuer surviving as an indirectly wholly owned subsidiary of AbbVie Inc. (the "Merger"), or became fully vested in connection with the Merger.

F5 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the Merger Consideration of $135.11 over the exercise price of such option.

F6 · ownership.nature: Under Mr. Kiselak's arrangement with Fairmount, Mr. Kiselak held the options reported herein for one or more investment vehicles managed by Fairmount (each, a "Fairmount Fund"). Mr. Kiselak was obligated to turn over to Fairmount any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Kiselak therefore disclaimed beneficial ownership of the option and underlying common stock.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 21:30 UTC Disposition to issuerNon-Voting Common Stock · Derivative 6,743,321 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · derivative · entry 4

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fairmount Healthcare Fund II LP

Disclosed balance after: 0

Underlying: Common Stock · 6,743,321 shares

Expires not disclosed

F3 · derivative.exercise_price: The shares of non-voting common stock had no expiration date and were convertible in accordance with the terms of the Issuer's Amended and Restated Certificate of Incorporation at any time at the option of the holder into shares of common stock of the Issuer on a 1-for-1 basis without consideration to the extent that after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding shares of common stock immediately prior to and following such conversion, which percentage may have been changed at a holder's election upon 61 days' notice to the Issuer, provided that the percentage may not have exceeded 19.99%.

F1 · price: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration").

F1 · derivative.exercise_date: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration").

F1 · derivative.expiration_date: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration").

F2 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 21:30 UTC Disposition to issuerCommon Stock 51,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · nonDerivative · entry 3

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Peter Harwin

Disclosed balance after: 0

F1 · price: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration").

Read SEC document
September 03, 2026 Filed Sep 3, 2026 21:30 UTC Disposition to issuerCommon Stock 51,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · nonDerivative · entry 2

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Tomas Kiselak

Disclosed balance after: 0

F1 · price: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration").

Read SEC document
September 03, 2026 Filed Sep 3, 2026 21:30 UTC Disposition to issuerCommon Stock 340,855 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-105119 · tm2624730-1_4seq1.xml · nonDerivative · entry 1

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fairmount Healthcare Fund II LP

Disclosed balance after: 0

F1 · price: Each reported security was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc. (the "Merger Agreement"), in exchange for a cash payment equal to $135.11 per Share without interest (the "Merger Consideration").

F2 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
HENDERSON MICHAEL THOMASDirector · Chief Executive Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 253,016 Not disclosed Strike: $75.78 Not disclosed
Disclosure

SEC source: 0001140361-26-035609 · form4.xml · derivative · entry 4

HENDERSON MICHAEL THOMAS · CIK 0001779990 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 253,016 shares

Expires 2036-01-02

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
HENDERSON MICHAEL THOMASDirector · Chief Executive Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 357,036 Not disclosed Strike: $49.07 Not disclosed
Disclosure

SEC source: 0001140361-26-035609 · form4.xml · derivative · entry 3

HENDERSON MICHAEL THOMAS · CIK 0001779990 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 357,036 shares

Expires 2034-12-09

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
HENDERSON MICHAEL THOMASDirector · Chief Executive Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 387,012 Not disclosed Strike: $22.86 Not disclosed
Disclosure

SEC source: 0001140361-26-035609 · form4.xml · derivative · entry 2

HENDERSON MICHAEL THOMAS · CIK 0001779990 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 387,012 shares

Expires 2033-12-18

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
HENDERSON MICHAEL THOMASDirector · Chief Executive Officer
Disposition to issuerCommon Stock 920,941 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-035609 · form4.xml · nonDerivative · entry 1

HENDERSON MICHAEL THOMAS · CIK 0001779990 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 7,657 Not disclosed Strike: $85.00 Not disclosed
Disclosure

SEC source: 0001140361-26-035610 · form4.xml · derivative · entry 4

Bollinger Lisa · CIK 0002024557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,657 shares

Expires 2036-06-09

F2 · price: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option.

F1 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F2 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 14,461 Not disclosed Strike: $41.66 Not disclosed
Disclosure

SEC source: 0001140361-26-035610 · form4.xml · derivative · entry 3

Bollinger Lisa · CIK 0002024557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,461 shares

Expires 2035-06-17

F2 · price: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option.

F1 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F2 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 8,112 Not disclosed Strike: $43.85 Not disclosed
Disclosure

SEC source: 0001140361-26-035610 · form4.xml · derivative · entry 2

Bollinger Lisa · CIK 0002024557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,112 shares

Expires 2034-06-05

F2 · price: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option.

F1 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F2 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 18,550 Not disclosed Strike: $47.86 Not disclosed
Disclosure

SEC source: 0001140361-26-035610 · form4.xml · derivative · entry 1

Bollinger Lisa · CIK 0002024557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,550 shares

Expires 2034-05-28

F2 · price: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option.

F1 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F2 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Agreement and Plan of Merger, dated as of June 18, 2026, among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc., in exchange for a cash payment equal to the excess of the merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerPre-Funded Warrants (Right to Buy) · Derivative 365,853 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-035608 · form4.xml · derivative · entry 7

Shah Nimish P · CIK 0001698082 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 365,853 shares

Expires not disclosed

F8 · derivative.exercise_price: The exercise price of each reported warrant is $0.00001 per share.

F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant.

F9 · derivative.exercise_date: The reported warrants had no expiration date and were exercisable immediately upon grant.

F9 · derivative.expiration_date: The reported warrants had no expiration date and were exercisable immediately upon grant.

F10 · ownership.nature: The reported warrants are held directly by Venrock Opportunities Fund, L.P. ("VOF"). Venrock Opportunities Management, LLC ("VO Management") is the general partner of VOF. The Reporting Person is a voting member of VO Management and expressly disclaims beneficial ownership over all shares held by VOF except to the extent of his indirect pecuniary interests therein.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 7,657 Not disclosed Strike: $85.00 Not disclosed
Disclosure

SEC source: 0001140361-26-035608 · form4.xml · derivative · entry 6

Shah Nimish P · CIK 0001698082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,657 shares

Expires 2036-06-09

F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant.

F5 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F7 · ownership.direct: Under an agreement between the Reporting Person and Venrock Management, LLC (the "Management Company"), the Reporting Person is deemed to hold the reported option and the shares underlying the option for the sole benefit of the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 14,461 Not disclosed Strike: $41.66 Not disclosed
Disclosure

SEC source: 0001140361-26-035608 · form4.xml · derivative · entry 5

Shah Nimish P · CIK 0001698082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,461 shares

Expires 2035-06-17

F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant.

F5 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F7 · ownership.direct: Under an agreement between the Reporting Person and Venrock Management, LLC (the "Management Company"), the Reporting Person is deemed to hold the reported option and the shares underlying the option for the sole benefit of the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,370 Not disclosed Strike: $43.85 Not disclosed
Disclosure

SEC source: 0001140361-26-035608 · form4.xml · derivative · entry 4

Shah Nimish P · CIK 0001698082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,370 shares

Expires 2034-06-05

F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant.

F5 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F7 · ownership.direct: Under an agreement between the Reporting Person and Venrock Management, LLC (the "Management Company"), the Reporting Person is deemed to hold the reported option and the shares underlying the option for the sole benefit of the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 47,758 Not disclosed Strike: $17.00 Not disclosed
Disclosure

SEC source: 0001140361-26-035608 · form4.xml · derivative · entry 3

Shah Nimish P · CIK 0001698082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,758 shares

Expires 2033-07-13

F6 · price: Each reported option and warrant was disposed of in connection with the Merger in exchange for a cash payment equal to the excess of $135.11 (the per share merger consideration) over the exercise price of such option or warrant.

F5 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F7 · ownership.direct: Under an agreement between the Reporting Person and Venrock Management, LLC (the "Management Company"), the Reporting Person is deemed to hold the reported option and the shares underlying the option for the sole benefit of the Management Company. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerNon-Voting Common Stock · Derivative 6,743,321 $135.11 Strike: $0.00 $911,090,100.31
Disclosure

SEC source: 0001140361-26-035608 · form4.xml · derivative · entry 2

Shah Nimish P · CIK 0001698082 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 6,743,321 shares

Expires not disclosed

F3 · derivative.exercise_date: The Non-Voting Common Stock was convertible at any time and had no expiration date.

F3 · derivative.expiration_date: The Non-Voting Common Stock was convertible at any time and had no expiration date.

F4 · derivative.underlying_shares: The reported securities, which were disposed of in connection with the Merger, represent (i) 2,495,319 shares of Non-Voting Common Stock held directly by VHCP III, (ii) 249,522 shares of Non-Voting Common Stock held directly by VHCP Co-III and (iii) 3,998,480 shares of Non-Voting Common Stock held directly by VHCP EG.

F2 · ownership.nature: VHCP Management III, LLC ("VHCPM III") is the sole general partner of VHCP III and the sole manager of VHCP Co-III. VHCP Management EG, LLC ("VHCPM EG") is the sole general partner of VHCP EG. Dr. Bong Koh and Nimish Shah are the voting members of VHCPM III and VHCPM EG. Dr. Koh, Mr. Shah, VHCPM III and VHCPM EG disclaim beneficial ownership over all shares held by VHCP III, VHCP Co-III, and VHCP EG, except to the extent of their respective indirect pecuniary interests therein.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerCommon Stock 1,750,000 $135.11 $236,442,500.00
Disclosure

SEC source: 0001140361-26-035608 · form4.xml · nonDerivative · entry 1

Shah Nimish P · CIK 0001698082 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · shares: The reported securities, which were disposed of in connection with the acquisition of the Issuer by AbbVie Inc. (the "Merger"), represent (i) 460,075 shares of the Issuer's common stock ("Common Stock") held by Venrock Healthcare Capital Partners III, L.P. ("VHCP III"), (ii) 46,025 shares held by VHCP Co-Investment Holdings III, LLC ("VHCP Co-III") and (iii) 1,243,900 shares held by Venrock Healthcare Capital Partners EG, L.P. ("VHCP EG").

F2 · ownership.nature: VHCP Management III, LLC ("VHCPM III") is the sole general partner of VHCP III and the sole manager of VHCP Co-III. VHCP Management EG, LLC ("VHCPM EG") is the sole general partner of VHCP EG. Dr. Bong Koh and Nimish Shah are the voting members of VHCPM III and VHCPM EG. Dr. Koh, Mr. Shah, VHCPM III and VHCPM EG disclaim beneficial ownership over all shares held by VHCP III, VHCP Co-III, and VHCP EG, except to the extent of their respective indirect pecuniary interests therein.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
Henderson JaneChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 83,690 Not disclosed Strike: $75.78 Not disclosed
Disclosure

SEC source: 0001140361-26-035611 · form4.xml · derivative · entry 4

Henderson Jane · CIK 0001422304 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,690 shares

Expires 2036-01-02

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
Henderson JaneChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 124,962 Not disclosed Strike: $49.07 Not disclosed
Disclosure

SEC source: 0001140361-26-035611 · form4.xml · derivative · entry 3

Henderson Jane · CIK 0001422304 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 124,962 shares

Expires 2034-12-09

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
Henderson JaneChief Financial Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 175,345 Not disclosed Strike: $22.86 Not disclosed
Disclosure

SEC source: 0001140361-26-035611 · form4.xml · derivative · entry 2

Henderson Jane · CIK 0001422304 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 175,345 shares

Expires 2033-12-18

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
Henderson JaneChief Financial Officer
Disposition to issuerCommon Stock 158,371 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-035611 · form4.xml · nonDerivative · entry 1

Henderson Jane · CIK 0001422304 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 7,657 Not disclosed Strike: $85.00 Not disclosed
Disclosure

SEC source: 0001140361-26-035612 · form4.xml · derivative · entry 4

Fox Jennifer A. · CIK 0001841557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,657 shares

Expires 2036-06-09

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 14,461 Not disclosed Strike: $41.66 Not disclosed
Disclosure

SEC source: 0001140361-26-035612 · form4.xml · derivative · entry 3

Fox Jennifer A. · CIK 0001841557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,461 shares

Expires 2035-06-17

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,370 Not disclosed Strike: $43.85 Not disclosed
Disclosure

SEC source: 0001140361-26-035612 · form4.xml · derivative · entry 2

Fox Jennifer A. · CIK 0001841557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,370 shares

Expires 2034-06-05

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerCommon Stock 34,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-035612 · form4.xml · nonDerivative · entry 1

Fox Jennifer A. · CIK 0001841557 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
Dambkowski CarlChief Medical Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 83,690 Not disclosed Strike: $75.78 Not disclosed
Disclosure

SEC source: 0001140361-26-035613 · form4.xml · derivative · entry 5

Dambkowski Carl · CIK 0001983476 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 83,690 shares

Expires 2036-01-02

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
Dambkowski CarlChief Medical Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 124,962 Not disclosed Strike: $49.07 Not disclosed
Disclosure

SEC source: 0001140361-26-035613 · form4.xml · derivative · entry 4

Dambkowski Carl · CIK 0001983476 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 124,962 shares

Expires 2034-12-09

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
Dambkowski CarlChief Medical Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 110,665 Not disclosed Strike: $22.86 Not disclosed
Disclosure

SEC source: 0001140361-26-035613 · form4.xml · derivative · entry 3

Dambkowski Carl · CIK 0001983476 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110,665 shares

Expires 2033-12-18

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC
Dambkowski CarlChief Medical Officer
Disposition to issuerCommon Stock 167,123 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-035613 · form4.xml · nonDerivative · entry 2

Dambkowski Carl · CIK 0001983476 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 7,657 Not disclosed Strike: $85.00 Not disclosed
Disclosure

SEC source: 0001140361-26-035614 · form4.xml · derivative · entry 4

JONES WILLIAM A JR · CIK 0001373097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,657 shares

Expires 2036-06-09

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 14,461 Not disclosed Strike: $41.66 Not disclosed
Disclosure

SEC source: 0001140361-26-035614 · form4.xml · derivative · entry 3

JONES WILLIAM A JR · CIK 0001373097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,461 shares

Expires 2035-06-17

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,370 Not disclosed Strike: $43.85 Not disclosed
Disclosure

SEC source: 0001140361-26-035614 · form4.xml · derivative · entry 2

JONES WILLIAM A JR · CIK 0001373097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,370 shares

Expires 2034-06-05

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerCommon Stock 34,824 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-035614 · form4.xml · nonDerivative · entry 1

JONES WILLIAM A JR · CIK 0001373097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 7,657 Not disclosed Strike: $85.00 Not disclosed
Disclosure

SEC source: 0001140361-26-035615 · form4.xml · derivative · entry 5

McKenna Mark C. · CIK 0001749623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,657 shares

Expires 2036-06-09

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 14,461 Not disclosed Strike: $41.66 Not disclosed
Disclosure

SEC source: 0001140361-26-035615 · form4.xml · derivative · entry 4

McKenna Mark C. · CIK 0001749623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,461 shares

Expires 2035-06-17

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,370 Not disclosed Strike: $43.85 Not disclosed
Disclosure

SEC source: 0001140361-26-035615 · form4.xml · derivative · entry 3

McKenna Mark C. · CIK 0001749623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,370 shares

Expires 2034-06-05

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 150,000 Not disclosed Strike: $23.60 Not disclosed
Disclosure

SEC source: 0001140361-26-035615 · form4.xml · derivative · entry 2

McKenna Mark C. · CIK 0001749623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2033-08-17

F3 · price: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

F2 · derivative.exercise_date: The reported options were vested as of the date of the Merger or became fully vested in connection with the Merger.

F3 · derivative.exercise_date: Each reported option was disposed of, pursuant to the Merger Agreement, in exchange for a cash payment equal to the excess of the per share merger consideration of $135.11 over the exercise price of such option.

Read SEC document
September 03, 2026 Filed Sep 3, 2026 20:39 UTC Disposition to issuerCommon Stock 20,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-26-035615 · form4.xml · nonDerivative · entry 1

McKenna Mark C. · CIK 0001749623 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

F1 · price: The reported securities represent shares of the Issuer's common stock disposed of pursuant to the terms of the Agreement and Plan of Merger, dated as of June 18, 2026 (the "Merger Agreement"), among Andor LLC, Andor Merger Co., the Issuer and AbbVie Inc.

Read SEC document
September 02, 2026 Filed Sep 3, 2026 20:39 UTC
Dambkowski CarlChief Medical Officer
Disposition to issuerCommon Stock 1,375 $135.06 $185,707.50
Disclosure

SEC source: 0001140361-26-035613 · form4.xml · nonDerivative · entry 1

Dambkowski Carl · CIK 0001983476 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,123

Read SEC document
August 07, 2026 Filed Aug 11, 2026 20:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 10,370 $0.00 Strike: $43.85 $0.00
Disclosure

SEC source: 0001104659-26-094087 · tm2622705-1_4seq1.xml · derivative · entry 6

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,370 shares

Expires 2034-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option represented the right to purchase 10,370 shares of the Issuer's common stock, which vested on the one-year anniversary of the 6/5/2024 grant date.

F3 · ownership.direct: Under Mr. Harwin's arrangement with Fairmount Funds Management LLC (the "Adviser"), Mr. Harwin held the options reported herein for one or more investment vehicles managed by the Adviser (each, a "Fairmount Fund"). Mr. Harwin was obligated to turn over to the Adviser any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Harwin therefore disclaimed beneficial ownership of the option and underlying common stock.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 20:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 31,838 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001104659-26-094087 · tm2622705-1_4seq1.xml · derivative · entry 5

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,838 shares

Expires 2033-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option represented the vested portion of the total right to purchase 47,758 shares of the Issuer's common stock, which vested in three approximately equal annual installments beginning on the first anniversary of the 7/13/2023 grant date.

F3 · ownership.direct: Under Mr. Harwin's arrangement with Fairmount Funds Management LLC (the "Adviser"), Mr. Harwin held the options reported herein for one or more investment vehicles managed by the Adviser (each, a "Fairmount Fund"). Mr. Harwin was obligated to turn over to the Adviser any net cash or stock received from the options for the benefit of such Fairmount Fund. Mr. Harwin therefore disclaimed beneficial ownership of the option and underlying common stock.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 20:30 UTC Exercise / conversionCommon Stock 10,370 $43.85 $454,724.50
Disclosure

SEC source: 0001104659-26-094087 · tm2622705-1_4seq1.xml · nonDerivative · entry 2

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fairmount Healthcare Fund II LP

Disclosed balance after: 340,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
August 07, 2026 Filed Aug 11, 2026 20:30 UTC Exercise / conversionCommon Stock 31,838 $17.00 $541,246.00
Disclosure

SEC source: 0001104659-26-094087 · tm2622705-1_4seq1.xml · nonDerivative · entry 1

Fairmount Funds Management LLC · CIK 0001802528 · Director

Fairmount Healthcare Fund II L.P. · CIK 0001769651 · Director

Kiselak Tomas · CIK 0001830177 · Director

Harwin Peter Evan · CIK 0001663607 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fairmount Healthcare Fund II LP

Disclosed balance after: 330,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Fairmount Funds Management LLC ("Fairmount") is the investment manager for Fairmount Healthcare Fund II L.P. The managers of Fairmount are Peter Harwin and Tomas Kiselak. Fairmount, Mr. Harwin, and Mr. Kiselak disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein.

Read SEC document
August 05, 2026 Filed Aug 8, 2026 00:00 UTC
Dambkowski CarlChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,125 $0.00 Strike: $22.86 $0.00
Disclosure

SEC source: 0001104659-26-092838 · tm2622546-1_4seq1.xml · derivative · entry 3

Dambkowski Carl · CIK 0001983476 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,665

Underlying: Common Stock · 4,125 shares

Expires 2033-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option represents the right to purchase 175,345 shares of the Issuer's common stock, which will vest in forty-eight equal monthly installments through December 18, 2027, subject to the Reporting Person's continued service to the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.