APG

SEC source: 0001628280-24-007732 · wk-form4_1709166527.xml · derivative · entry 14

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 209,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F10 · derivative.exercise_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

F10 · derivative.expiration_date: Represents an award of performance stock units (the "2021 PSUs"). The 2021 PSUs will have a performance period beginning January 1, 2021 and ending December 31, 2023 and to the extent earned will vest 100% on December 31, 2023. The number of shares of the Issuer's Common Stock that will be earned at the end of the performance period is subject to increase or decrease based on the results of the performance condition.

SEC source: 0001628280-24-007732 · wk-form4_1709166527.xml · derivative · entry 13

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,891

Underlying: Common Stock · 66,891 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

F9 · derivative.expiration_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

SEC source: 0001628280-24-007732 · wk-form4_1709166527.xml · nonDerivative · entry 2

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,238,696

F2 · shares: Shares withheld for tax liability.

SEC source: 0001628280-24-007732 · wk-form4_1709166527.xml · nonDerivative · entry 1

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,341,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 26, 2024, 209,245 of the Reporting Person's performance stock units were settled for an equal number of shares of the Issuer's Common Stock.

SEC source: 0001628280-24-007733 · wk-form4_1709166537.xml · derivative · entry 4

Krumm Kevin · CIK 0001882340 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,247

Underlying: Common Stock · 23,247 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

F6 · derivative.expiration_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

SEC source: 0001628280-24-007731 · wk-form4_1709166517.xml · derivative · entry 3

ARSENIADIS JAMES · CIK 0001939997 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,677

Underlying: Common Stock · 1,677 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

F4 · derivative.expiration_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

SEC source: 0001628280-24-007730 · wk-form4_1709166506.xml · derivative · entry 3

Lambert Louis · CIK 0001940023 · SVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,758

Underlying: Common Stock · 10,758 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

F4 · derivative.expiration_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

SEC source: 0001628280-24-007729 · wk-form4_1709166496.xml · derivative · entry 3

MORTON KRISTINA M · CIK 0001910212 · SVP and Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,835

Underlying: Common Stock · 8,835 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

F5 · derivative.expiration_date: These restricted stock units vest in equal installments on March 1, 2025, March 1, 2026, and March 1, 2027.

SEC source: 0001628280-24-006012 · wk-form4_1708556987.xml · derivative · entry 11

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

F9 · derivative.expiration_date: These restricted stock units vest in equal installments on February 17, 2022, February 17, 2023 and February 17, 2024.

SEC source: 0001628280-24-006012 · wk-form4_1708556987.xml · nonDerivative · entry 2

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,132,309

F2 · shares: Shares withheld for tax liability.

SEC source: 0001628280-24-006012 · wk-form4_1708556987.xml · nonDerivative · entry 1

Becker Russell A. · CIK 0001805568 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On February 17, 2024, 17,452 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

SEC source: 0001628280-24-000328 · wk-form4_1704327399.xml · nonDerivative · entry 4

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By MEF Holdings, LLLP

Disclosed balance after: 15,426,902

F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F5 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F6 · ownership.nature: The shares of Common Stock reported herein are held directly by MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-24-000328 · wk-form4_1704327399.xml · nonDerivative · entry 3

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 3,733

F5 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F5 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F5 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to MEF Holdings, LLLP.

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC.

F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 3,089,944 shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-24-000328 · wk-form4_1704327399.xml · nonDerivative · entry 2

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 3,088,076

F4 · kind: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F4 · shares: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F4 · price: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC.

F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 3,089,944 shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-24-000326 · wk-form4_1704327353.xml · nonDerivative · entry 4

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IGHA Holdings, LLLP

Disclosed balance after: 6,128,779

F4 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to IGHA Holdings, LLLP.

F4 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to IGHA Holdings, LLLP.

F4 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to IGHA Holdings, LLLP.

F5 · ownership.nature: The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by the Ashken Trust, of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-24-000326 · wk-form4_1704327353.xml · nonDerivative · entry 3

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 1,659

F4 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to IGHA Holdings, LLLP.

F4 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to IGHA Holdings, LLLP.

F4 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to IGHA Holdings, LLLP.

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 3 and 4) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,522,779 shares of Common Stock (prior to the transactions described in footnotes 3 and 4) and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-24-000326 · wk-form4_1704327353.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 1,524,438

F3 · kind: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F3 · shares: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F3 · price: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 3 and 4) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,522,779 shares of Common Stock (prior to the transactions described in footnotes 3 and 4) and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-24-000330 · wk-form4_1704327438.xml · nonDerivative · entry 4

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By JTOO LLC

Disclosed balance after: 5,580,411

F4 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to JTOO LLC.

F4 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to JTOO LLC.

F4 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to JTOO LLC.

F5 · ownership.nature: The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.

SEC source: 0001628280-24-000330 · wk-form4_1704327438.xml · nonDerivative · entry 3

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 1,659

F4 · kind: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to JTOO LLC.

F4 · shares: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to JTOO LLC.

F4 · price: Represents a pro rata distribution from Mariposa Acquisition IV, LLC to JTOO LLC.

F2 · ownership.nature: The shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,525,268 shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-24-000330 · wk-form4_1704327438.xml · nonDerivative · entry 2

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 1,524,438

F3 · kind: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F3 · shares: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F3 · price: Represents a transfer to employees of an affiliate of Mariposa Acquisition IV, LLC for services provided.

F2 · ownership.nature: The shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,525,268 shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0000905148-24-000080 · form4.xml · nonDerivative · entry 3

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner

Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner

Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner

Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 17,088

F8 · balance_after: Between March 31, 2022 and January 2, 2024, VGEII received 21,071 shares of Common Stock as payment-in-kind dividend on 4,000 shares of 5.5% Series B Perpetual Convertible Preferred Stock of the Issuer held directly by VGEII.

F1 · ownership.nature: O. Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of Viking Global Partners LLC ("Global Partners"), Viking Global Performance LLC ("VGP") and Viking Global Opportunities Parent GP LLC ("Parent"). Global Partners is the general partner of Viking Global Investors LP ("VGI"). Parent is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds, including Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"), Viking Global Equities Master Ltd. ("VGEM") and Viking Global Equities II LP ("VGEII").

F2 · ownership.nature: VGP, VGI, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.

F5 · ownership.nature: These shares are held directly by VGEII. VGP is the general partner of VGEII. Because of the relationship between VGP and VGEII, VGP may be deemed to beneficially own the shares held directly by VGEII.

F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0000905148-24-000080 · form4.xml · nonDerivative · entry 2

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner

Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner

Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner

Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 837,472

F7 · balance_after: Between March 31, 2022 and January 2, 2024, VGEM received 1,032,672 shares of Common Stock as payment-in-kind dividend on 196,000 shares of 5.5% Series B Perpetual Convertible Preferred Stock of the Issuer held directly by VGEM.

F1 · ownership.nature: O. Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of Viking Global Partners LLC ("Global Partners"), Viking Global Performance LLC ("VGP") and Viking Global Opportunities Parent GP LLC ("Parent"). Global Partners is the general partner of Viking Global Investors LP ("VGI"). Parent is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds, including Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"), Viking Global Equities Master Ltd. ("VGEM") and Viking Global Equities II LP ("VGEII").

F2 · ownership.nature: VGP, VGI, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.

F4 · ownership.nature: These shares are held directly by VGEM. VGP provides managerial services to VGEM. Because of the relationship between VGP and VGEM, VGP may be deemed to beneficially own the shares held directly by VGEM.

F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0000905148-24-000080 · form4.xml · nonDerivative · entry 1

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner

Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner

Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner

Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 27,032,516

F1 · ownership.nature: O. Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of Viking Global Partners LLC ("Global Partners"), Viking Global Performance LLC ("VGP") and Viking Global Opportunities Parent GP LLC ("Parent"). Global Partners is the general partner of Viking Global Investors LP ("VGI"). Parent is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds, including Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"), Viking Global Equities Master Ltd. ("VGEM") and Viking Global Equities II LP ("VGEII").

F2 · ownership.nature: VGP, VGI, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.

F3 · ownership.nature: These shares are held directly by Opportunities Fund. Opportunities Portfolio GP is the general partner of Opportunities Fund. Opportunities GP is the sole member of Opportunities Portfolio GP. Parent is the sole member of Opportunities GP. Because of the relationship between each of Opportunities Portfolio GP, Opportunities GP, Parent and Opportunities Fund, each of Opportunities Portfolio GP, Opportunities GP and Parent may be deemed to beneficially own the shares held directly by Opportunities Fund.

F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0000905148-24-000079 · form4.xml · nonDerivative · entry 3

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

VIKING GLOBAL PERFORMANCE LLC · CIK 0001132625 · 10% owner

Viking Global Equities II LP · CIK 0001413378 · 10% owner

Viking Global Equities Master Ltd. · CIK 0001759530 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 17,088

F8 · balance_after: Between March 31, 2022 and January 2, 2024, VGEII received 21,071 shares of Common Stock as payment-in-kind dividend on 4,000 shares of 5.5% Series B Perpetual Convertible Preferred Stock of the Issuer held directly by VGEII.

F1 · ownership.nature: O. Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of Viking Global Partners LLC ("Global Partners"), Viking Global Performance LLC ("VGP") and Viking Global Opportunities Parent GP LLC ("Parent"). Global Partners is the general partner of Viking Global Investors LP ("VGI"). Parent is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds, including Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"), Viking Global Equities Master Ltd. ("VGEM") and Viking Global Equities II LP ("VGEII").

F2 · ownership.nature: VGP, VGI, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.

F5 · ownership.nature: These shares are held directly by VGEII. VGP is the general partner of VGEII. Because of the relationship between VGP and VGEII, VGP may be deemed to beneficially own the shares held directly by VGEII.

F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0000905148-24-000079 · form4.xml · nonDerivative · entry 2

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

VIKING GLOBAL PERFORMANCE LLC · CIK 0001132625 · 10% owner

Viking Global Equities II LP · CIK 0001413378 · 10% owner

Viking Global Equities Master Ltd. · CIK 0001759530 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 837,472

F7 · balance_after: Between March 31, 2022 and January 2, 2024, VGEM received 1,032,672 shares of Common Stock as payment-in-kind dividend on 196,000 shares of 5.5% Series B Perpetual Convertible Preferred Stock of the Issuer held directly by VGEM.

F1 · ownership.nature: O. Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of Viking Global Partners LLC ("Global Partners"), Viking Global Performance LLC ("VGP") and Viking Global Opportunities Parent GP LLC ("Parent"). Global Partners is the general partner of Viking Global Investors LP ("VGI"). Parent is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds, including Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"), Viking Global Equities Master Ltd. ("VGEM") and Viking Global Equities II LP ("VGEII").

F2 · ownership.nature: VGP, VGI, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.

F4 · ownership.nature: These shares are held directly by VGEM. VGP provides managerial services to VGEM. Because of the relationship between VGP and VGEM, VGP may be deemed to beneficially own the shares held directly by VGEM.

F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0000905148-24-000079 · form4.xml · nonDerivative · entry 1

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

VIKING GLOBAL PERFORMANCE LLC · CIK 0001132625 · 10% owner

Viking Global Equities II LP · CIK 0001413378 · 10% owner

Viking Global Equities Master Ltd. · CIK 0001759530 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 27,032,516

F1 · ownership.nature: O. Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of Viking Global Partners LLC ("Global Partners"), Viking Global Performance LLC ("VGP") and Viking Global Opportunities Parent GP LLC ("Parent"). Global Partners is the general partner of Viking Global Investors LP ("VGI"). Parent is the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), which is the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"). VGI provides managerial services to various investment funds, including Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"), Viking Global Equities Master Ltd. ("VGEM") and Viking Global Equities II LP ("VGEII").

F2 · ownership.nature: VGP, VGI, Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGEM, VGEII, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Because of the relationship between VGI and each of VGEM, VGEII and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VGEII and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.

F3 · ownership.nature: These shares are held directly by Opportunities Fund. Opportunities Portfolio GP is the general partner of Opportunities Fund. Opportunities GP is the sole member of Opportunities Portfolio GP. Parent is the sole member of Opportunities GP. Because of the relationship between each of Opportunities Portfolio GP, Opportunities GP, Parent and Opportunities Fund, each of Opportunities Portfolio GP, Opportunities GP and Parent may be deemed to beneficially own the shares held directly by Opportunities Fund.

F6 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0001628280-24-000328 · wk-form4_1704327399.xml · nonDerivative · entry 1

FRANKLIN MARTIN E · CIK 0000940603 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 3,089,944

F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. Mr. Franklin is the manager of Mariposa Acquisition IV, LLC. In such capacity, Mr. Franklin exercises voting and investment power over the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC. As a result, Mr. Franklin may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of his proportionate interest in the shares of Common Stock and Series A Preferred Stock held by Mariposa Acquisition IV, LLC.

F3 · ownership.nature: (Continued from footnote 2) MEF Holdings, LLLP, the general partner of which is wholly-owned by the Martin E. Franklin Revocable Trust, of which Mr. Franklin is the sole settlor and trustee, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 3,089,944 shares of Common Stock (prior to the transactions described in footnotes 4 and 5) and 1,728,400 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Franklin disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-24-000326 · wk-form4_1704327353.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 1,525,268

F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F2 · ownership.nature: The shares of Common Stock (prior to the transactions described in footnotes 3 and 4) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,522,779 shares of Common Stock (prior to the transactions described in footnotes 3 and 4) and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-24-000330 · wk-form4_1704327438.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Mariposa Acquisition IV, LLC

Disclosed balance after: 1,525,268

F1 · kind: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · shares: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F1 · price: Represents a stock dividend on shares of Series A Preferred Stock of the Issuer. The holder of Series A Preferred Stock of the Issuer is entitled to receive an annual stock dividend based on the market price of the Issuer's Common Stock for the last ten days of the calendar year.

F2 · ownership.nature: The shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and Series A Preferred Stock are held directly by Mariposa Acquisition IV, LLC. JTOO LLC, which is owned by the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, holds a limited liability company interest in Mariposa Acquisition IV, LLC and, as a result, may be deemed to have a pecuniary interest in 1,525,268 shares of Common Stock (prior to the distributions described in footnotes 3 and 4) and 768,000 shares of Series A Preferred Stock held by Mariposa Acquisition IV, LLC. Mr. Lillie disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-23-037859 · wk-form4_1699478090.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by IGHA Holdings, LLLP

Disclosed balance after: 4,606,000

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IGHA Holdings, LLLP on March 2, 2023.

F2 · price: Represents the weighted average price of the shares sold on November 6, 2023. The prices of the shares sold pursuant to the transactions ranged from $27.06 to $27.57 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001628280-23-037861 · wk-form4_1699478142.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By JTOO LLC

Disclosed balance after: 4,057,632

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC on March 2, 2023.

F2 · price: Represents the weighted average price of the shares sold on November 6, 2023. The prices of the shares sold pursuant to the transactions ranged from $27.06 to $27.54 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.

SEC source: 0001209191-23-048419 · doc4.xml · derivative · entry 4

Krumm Kevin · CIK 0001882340 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,148

Underlying: Common Stock · 20,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These restricted stock units vest in three equal installments on September 1, 2022, September 1, 2023 and September 1, 2024.

F6 · derivative.expiration_date: These restricted stock units vest in three equal installments on September 1, 2022, September 1, 2023 and September 1, 2024.

SEC source: 0001209191-23-048419 · doc4.xml · nonDerivative · entry 2

Krumm Kevin · CIK 0001882340 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,992

F2 · shares: Shares withheld for tax liability.

SEC source: 0001209191-23-048419 · doc4.xml · nonDerivative · entry 1

Krumm Kevin · CIK 0001882340 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On September 1, 2023, 20,148 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

SEC source: 0000899243-23-018186 · doc4.xml · nonDerivative · entry 2

FD Juno Holdings L.P. · CIK 0001902808 · See Remarks

FD Juno Holdings Manager L.L.C. · CIK 0001902803 · See Remarks

Blackstone Tactical Opportunities Fund - FD L.P. · CIK 0001825978 · See Remarks

Blackstone Tactical Opportunities Associates III - NQ L.P. · CIK 0001826419 · See Remarks

BTO DE GP - NQ L.L.C. · CIK 0001826374 · See Remarks

Blackstone Holdings II L.P. · CIK 0001484870 · See Remarks

Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · See Remarks

Blackstone Group Management L.L.C. · CIK 0001404071 · See Remarks

SCHWARZMAN STEPHEN A · CIK 0001070844 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · balance_after: The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of APi Group Corporation (the "Issuer") beneficially owned by the Reporting Persons or the number of shares of Common Stock underlying shares of 5.5% Series B Perpetual Convertible Preferred Stock ("Series B Preferred Stock") of the Issuer that were previously reported and remain beneficially owned by the Reporting Persons, will increase for each dividend period in which the Issuer exercises its right to (i) satisfy dividend obligations with respect to the Series B Preferred Stock with the delivery of shares of Common Stock as a dividend paid in kind or (ii) accrue for dividends in lieu of a cash or dividend in kind payment (which will increase the number of shares of Common Stock underlying each share of Series B Preferred Stock). The securities sold include 2,566,605 shares of Common Stock sold by Juno Lower Holdings (as defined below)

F2 · balance_after: (Continued from Footnote 1) and 32,004 shares of Common Stock sold by FD Juno Holdings (as defined below), which were previously received as quarterly dividends-in-kind on the shares of Series B Preferred Stock held by such entities, exempt from reporting pursuant to Rule 16a-9.

F4 · ownership.nature: Reflects securities of the Issuer held directly by FD Juno Holdings L.P. ("FD Juno Holdings"). FD Juno Holdings Manager L.L.C. is the general partner of FD Juno Holdings L.P. Blackstone Tactical Opportunities Fund - FD L.P. is the sole member of FD Juno Holdings Manager L.L.C. Blackstone Tactical Opportunities Associates III - NQ L.P. is the general partner of Blackstone Tactical Opportunities Fund - FD L.P. BTO DE GP - NQ L.L.C. is the general partner of Blackstone Tactical Opportunities Associates III - NQ L.P. Blackstone Holdings II L.P. is the managing member of BTO DE GP - NQ L.L.C. Blackstone Holdings I/II GP L.L.C. is the general partner of Blackstone Holdings II L.P.

F5 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

SEC source: 0000899243-23-018186 · doc4.xml · nonDerivative · entry 1

FD Juno Holdings L.P. · CIK 0001902808 · See Remarks

FD Juno Holdings Manager L.L.C. · CIK 0001902803 · See Remarks

Blackstone Tactical Opportunities Fund - FD L.P. · CIK 0001825978 · See Remarks

Blackstone Tactical Opportunities Associates III - NQ L.P. · CIK 0001826419 · See Remarks

BTO DE GP - NQ L.L.C. · CIK 0001826374 · See Remarks

Blackstone Holdings II L.P. · CIK 0001484870 · See Remarks

Blackstone Holdings I/II GP L.L.C. · CIK 0001464695 · See Remarks

Blackstone Group Management L.L.C. · CIK 0001404071 · See Remarks

SCHWARZMAN STEPHEN A · CIK 0001070844 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · balance_after: The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of APi Group Corporation (the "Issuer") beneficially owned by the Reporting Persons or the number of shares of Common Stock underlying shares of 5.5% Series B Perpetual Convertible Preferred Stock ("Series B Preferred Stock") of the Issuer that were previously reported and remain beneficially owned by the Reporting Persons, will increase for each dividend period in which the Issuer exercises its right to (i) satisfy dividend obligations with respect to the Series B Preferred Stock with the delivery of shares of Common Stock as a dividend paid in kind or (ii) accrue for dividends in lieu of a cash or dividend in kind payment (which will increase the number of shares of Common Stock underlying each share of Series B Preferred Stock). The securities sold include 2,566,605 shares of Common Stock sold by Juno Lower Holdings (as defined below)

F2 · balance_after: (Continued from Footnote 1) and 32,004 shares of Common Stock sold by FD Juno Holdings (as defined below), which were previously received as quarterly dividends-in-kind on the shares of Series B Preferred Stock held by such entities, exempt from reporting pursuant to Rule 16a-9.

F3 · ownership.nature: Reflects securities of the Issuer held directly by Juno Lower Holdings L.P. ("Juno Lower Holdings"). Juno Holdings Manager L.L.C. is the general partner of Juno Lower Holdings L.P. Blackstone Juno Holdings L.P. is the sole member of Juno Holdings Manager L.L.C. BTO Holdings Manager L.L.C. is the general partner of Blackstone Juno Holdings L.P. Blackstone Tactical Opportunities Associates L.L.C. is the managing member of BTO Holdings Manager L.L.C. BTOA L.L.C. is the sole member of Blackstone Tactical Opportunities Associates L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P.

F5 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

SEC source: 0000899243-23-018185 · doc4.xml · nonDerivative · entry 2

Juno Lower Holdings L.P. · CIK 0001902804 · See Remarks

Juno Holdings Manager L.L.C. · CIK 0001902809 · See Remarks

BLACKSTONE JUNO HOLDINGS L.P. · CIK 0001902717 · See Remarks

BTO Holdings Manager L.L.C. · CIK 0001660521 · See Remarks

Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · See Remarks

BTOA L.L.C. · CIK 0001575478 · See Remarks

Blackstone Holdings III L.P. · CIK 0001404073 · See Remarks

Blackstone Holdings III GP L.P. · CIK 0001478809 · See Remarks

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · See Remarks

Blackstone Inc. · CIK 0001393818 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · balance_after: The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of APi Group Corporation (the "Issuer") beneficially owned by the Reporting Persons or the number of shares of Common Stock underlying shares of 5.5% Series B Perpetual Convertible Preferred Stock ("Series B Preferred Stock") of the Issuer that were previously reported and remain beneficially owned by the Reporting Persons, will increase for each dividend period in which the Issuer exercises its right to (i) satisfy dividend obligations with respect to the Series B Preferred Stock with the delivery of shares of Common Stock as a dividend paid in kind or (ii) accrue for dividends in lieu of a cash or dividend in kind payment (which will increase the number of shares of Common Stock underlying each share of Series B Preferred Stock). The securities sold include 2,566,605 shares of Common Stock sold by Juno Lower Holdings (as defined below)

F2 · balance_after: (Continued from Footnote 1) and 32,004 shares of Common Stock sold by FD Juno Holdings (as defined below), which were previously received as quarterly dividends-in-kind on the shares of Series B Preferred Stock held by such entities, exempt from reporting pursuant to Rule 16a-9.

F4 · ownership.nature: Reflects securities of the Issuer held directly by FD Juno Holdings L.P. ("FD Juno Holdings"). FD Juno Holdings Manager L.L.C. is the general partner of FD Juno Holdings L.P. Blackstone Tactical Opportunities Fund - FD L.P. is the sole member of FD Juno Holdings Manager L.L.C. Blackstone Tactical Opportunities Associates III - NQ L.P. is the general partner of Blackstone Tactical Opportunities Fund - FD L.P. BTO DE GP - NQ L.L.C. is the general partner of Blackstone Tactical Opportunities Associates III - NQ L.P. Blackstone Holdings II L.P. is the managing member of BTO DE GP - NQ L.L.C. Blackstone Holdings I/II GP L.L.C. is the general partner of Blackstone Holdings II L.P.

F5 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

SEC source: 0000899243-23-018185 · doc4.xml · nonDerivative · entry 1

Juno Lower Holdings L.P. · CIK 0001902804 · See Remarks

Juno Holdings Manager L.L.C. · CIK 0001902809 · See Remarks

BLACKSTONE JUNO HOLDINGS L.P. · CIK 0001902717 · See Remarks

BTO Holdings Manager L.L.C. · CIK 0001660521 · See Remarks

Blackstone Tactical Opportunities Associates L.L.C. · CIK 0001660520 · See Remarks

BTOA L.L.C. · CIK 0001575478 · See Remarks

Blackstone Holdings III L.P. · CIK 0001404073 · See Remarks

Blackstone Holdings III GP L.P. · CIK 0001478809 · See Remarks

Blackstone Holdings III GP Management L.L.C. · CIK 0001478815 · See Remarks

Blackstone Inc. · CIK 0001393818 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · balance_after: The number of shares of common stock, par value $0.0001 per share (the "Common Stock"), of APi Group Corporation (the "Issuer") beneficially owned by the Reporting Persons or the number of shares of Common Stock underlying shares of 5.5% Series B Perpetual Convertible Preferred Stock ("Series B Preferred Stock") of the Issuer that were previously reported and remain beneficially owned by the Reporting Persons, will increase for each dividend period in which the Issuer exercises its right to (i) satisfy dividend obligations with respect to the Series B Preferred Stock with the delivery of shares of Common Stock as a dividend paid in kind or (ii) accrue for dividends in lieu of a cash or dividend in kind payment (which will increase the number of shares of Common Stock underlying each share of Series B Preferred Stock). The securities sold include 2,566,605 shares of Common Stock sold by Juno Lower Holdings (as defined below)

F2 · balance_after: (Continued from Footnote 1) and 32,004 shares of Common Stock sold by FD Juno Holdings (as defined below), which were previously received as quarterly dividends-in-kind on the shares of Series B Preferred Stock held by such entities, exempt from reporting pursuant to Rule 16a-9.

F3 · ownership.nature: Reflects securities of the Issuer held directly by Juno Lower Holdings L.P. ("Juno Lower Holdings"). Juno Holdings Manager L.L.C. is the general partner of Juno Lower Holdings L.P. Blackstone Juno Holdings L.P. is the sole member of Juno Holdings Manager L.L.C. BTO Holdings Manager L.L.C. is the general partner of Blackstone Juno Holdings L.P. Blackstone Tactical Opportunities Associates L.L.C. is the managing member of BTO Holdings Manager L.L.C. BTOA L.L.C. is the sole member of Blackstone Tactical Opportunities Associates L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. Blackstone Holdings III GP L.P. is the general partner of Blackstone Holdings III L.P. Blackstone Holdings III GP Management L.L.C. is the general partner of Blackstone Holdings III GP L.P.

F5 · ownership.nature: Blackstone Inc. is the sole member of each of Blackstone Holdings I/II GP L.L.C. and Blackstone Holdings III GP Management L.L.C. The sole holder of the Series II preferred stock of Blackstone Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly-owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.

F6 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.

F7 · ownership.nature: Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F8 · ownership.nature: Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4.

SEC source: 0001209191-23-045159 · doc4.xml · nonDerivative · entry 2

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by IGHA Holdings, LLLP

Disclosed balance after: 4,772,666

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IGHA Holdings, LLLP on March 2, 2023.

F4 · price: Represents the weighted average price of the shares sold on August 8, 2023. The prices of the shares sold pursuant to the transactions ranged from $27.79 to $28.46 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-045158 · doc4.xml · nonDerivative · entry 2

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By JTOO LLC

Disclosed balance after: 4,224,298

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC on March 2, 2023.

F4 · price: Represents the weighted average price of the shares sold on August 8, 2023. The prices of the shares sold pursuant to the transactions ranged from $27.78 to $28.46 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.

SEC source: 0001209191-23-045159 · doc4.xml · nonDerivative · entry 1

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By IGHA Holdings, LLLP

Disclosed balance after: 4,853,982

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by IGHA Holdings, LLLP on March 2, 2023.

F2 · price: Represents the weighted average price of the shares sold on August 7, 2023. The prices of the shares sold pursuant to the transactions ranged from $28.05 to $28.37 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by IGHA Holdings, LLLP, the general partner of which is wholly-owned by The Ian G.H. Ashken Living Trust (the "Ashken Trust"), of which Mr. Ashken is the trustee and beneficiary. Mr. Ashken disclaims beneficial ownership of any shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-045158 · doc4.xml · nonDerivative · entry 1

LILLIE JAMES E · CIK 0001164470 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By JTOO LLC

Disclosed balance after: 4,303,693

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by JTOO LLC on March 2, 2023.

F2 · price: Represents the weighted average price of the shares sold on August 7, 2023. The prices of the shares sold pursuant to the transactions ranged from $28.04 to $28.37 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: The shares of Common Stock reported herein are held directly by JTOO LLC, of which Mr. Lillie is the manager.

SEC source: 0001209191-23-044589 · doc4.xml · derivative · entry 3

Lambert Louis · CIK 0001940023 · SVP & Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,359

Underlying: Common Stock · 11,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest in three equal installments on August 2, 2023, August 2, 2024 and August 2, 2025.

F4 · derivative.expiration_date: These restricted stock units vest in three equal installments on August 2, 2023, August 2, 2024 and August 2, 2025.

SEC source: 0001209191-23-044589 · doc4.xml · nonDerivative · entry 2

Lambert Louis · CIK 0001940023 · SVP & Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

F2 · shares: Shares withheld for tax liability.

SEC source: 0001209191-23-044589 · doc4.xml · nonDerivative · entry 1

Lambert Louis · CIK 0001940023 · SVP & Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On August 2, 2023, 11,180 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

SEC source: 0001209191-23-039739 · doc4.xml · derivative · entry 3

ARSENIADIS JAMES · CIK 0001939997 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,324

Underlying: Common Stock · 4,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest in three equal installments on June 22, 2023, June 22, 2024 and June 22, 2025.

F4 · derivative.expiration_date: These restricted stock units vest in three equal installments on June 22, 2023, June 22, 2024 and June 22, 2025.

SEC source: 0001209191-23-039739 · doc4.xml · nonDerivative · entry 2

ARSENIADIS JAMES · CIK 0001939997 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,236

F2 · shares: Shares withheld for tax liability.

SEC source: 0001209191-23-039739 · doc4.xml · nonDerivative · entry 1

ARSENIADIS JAMES · CIK 0001939997 · VP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On June 22, 2023, 4,663 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

SEC source: 0001209191-23-038577 · doc4.xml · derivative · entry 5

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,948

Underlying: Common Stock · 3,948 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: These restricted stock units vest on June 15, 2024, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

F6 · derivative.expiration_date: These restricted stock units vest on June 15, 2024, which is the one-year anniversary of the grant date, subject to the Reporting Person's continuous service with the Issuer as of the vesting date.

SEC source: 0001209191-23-038577 · doc4.xml · derivative · entry 4

ASHKEN IAN G H · CIK 0001093725 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock.

F1 · shares: On June 15, 2023, 6,266 of the Reporting Person's restricted stock units were settled for an equal number of shares of the Issuer's Common Stock.

F5 · derivative.exercise_date: These restricted stock units vest on the earlier of (i) June 15, 2023, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2023 annual meeting of stockholders.

F5 · derivative.expiration_date: These restricted stock units vest on the earlier of (i) June 15, 2023, which is the one-year anniversary of the grant date and (ii) the date of the Issuer's 2023 annual meeting of stockholders.