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Nasdaq · USD

APEI

AMERICAN PUBLIC EDUCATION INC

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Tapewire entity
5082
SEC CIK
0001201792
Parsed reports
580

Last 12 months

Inside the activity.

0 purchase rows · 24 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 2026015
Apr 202600
May 202601
Jun 202604
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2025 Filed Feb 11, 2025 21:16 UTC
SUNDERLAND RICHARD W JREVP, Chief Financial Officer
Tax withholdingCommon Stock, par value $.01 3,947 $21.87 $86,320.89
Disclosure

SEC source: 0001062993-25-002095 · form4.xml · nonDerivative · entry 2

SUNDERLAND RICHARD W JR · CIK 0001220428 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,176

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:16 UTC
SUNDERLAND RICHARD W JREVP, Chief Financial Officer
Tax withholdingCommon Stock, par value $.01 3,205 $21.87 $70,093.35
Disclosure

SEC source: 0001062993-25-002095 · form4.xml · nonDerivative · entry 1

SUNDERLAND RICHARD W JR · CIK 0001220428 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,123

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of performance-based restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:15 UTC
Selden Angela K.Director · President and CEO
Tax withholdingCommon Stock, par value $.01 14,225 $21.87 $311,100.75
Disclosure

SEC source: 0001062993-25-002094 · form4.xml · nonDerivative · entry 2

Selden Angela K. · CIK 0001789284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,588

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
February 07, 2025 Filed Feb 11, 2025 21:15 UTC
Selden Angela K.Director · President and CEO
Tax withholdingCommon Stock, par value $.01 13,658 $21.87 $298,700.46
Disclosure

SEC source: 0001062993-25-002094 · form4.xml · nonDerivative · entry 1

Selden Angela K. · CIK 0001789284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,813

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of performance-based restricted stock units.

Read SEC document
February 06, 2025 Filed Feb 6, 2025 23:23 UTC SaleCommon Stock, par value $.01 600 $22.39 $13,434.00
Disclosure

SEC source: 0001062993-25-001809 · form4.xml · nonDerivative · entry 1

Kenigsberg James · CIK 0001603516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,432

F1 · shares: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on August 8, 2024.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:16 UTC
Fernandes Nuno S.President, APUS
Tax withholdingCommon Stock, par value $.01 1,730 $22.17 $38,354.10
Disclosure

SEC source: 0001062993-25-001632 · form4.xml · nonDerivative · entry 1

Fernandes Nuno S. · CIK 0001944588 · President, APUS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,603

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 16:14 UTC
Gaffney KarmelaSVP, Chief Marketing Officer
Tax withholdingCommon Stock, par value $.01 986 $22.17 $21,859.62
Disclosure

SEC source: 0001062993-25-001627 · form4.xml · nonDerivative · entry 1

Gaffney Karmela · CIK 0002005437 · SVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,627

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:12 UTC
Beckett ThomasSVP, General Counsel
Tax withholdingCommon Stock, par value $.01 2,375 $22.17 $52,653.75
Disclosure

SEC source: 0001062993-25-001619 · form4.xml · nonDerivative · entry 3

Beckett Thomas · CIK 0001490436 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,149

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:12 UTC
Beckett ThomasSVP, General Counsel
Tax withholdingCommon Stock, par value $.01 1,246 $22.17 $27,623.82
Disclosure

SEC source: 0001062993-25-001619 · form4.xml · nonDerivative · entry 2

Beckett Thomas · CIK 0001490436 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,524

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:12 UTC
Beckett ThomasSVP, General Counsel
Tax withholdingCommon Stock, par value $.01 501 $22.17 $11,107.17
Disclosure

SEC source: 0001062993-25-001619 · form4.xml · nonDerivative · entry 1

Beckett Thomas · CIK 0001490436 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,770

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of performance-based restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:20 UTC
Wilkins Harry TCEO Hondros College of Nursing
Tax withholdingCommon Stock, par value $.01 1,160 $22.17 $25,717.20
Disclosure

SEC source: 0001062993-25-001641 · form4.xml · nonDerivative · entry 3

Wilkins Harry T · CIK 0001333510 · CEO Hondros College of Nursing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,478

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:20 UTC
Wilkins Harry TCEO Hondros College of Nursing
Tax withholdingCommon Stock, par value $.01 908 $22.17 $20,130.36
Disclosure

SEC source: 0001062993-25-001641 · form4.xml · nonDerivative · entry 2

Wilkins Harry T · CIK 0001333510 · CEO Hondros College of Nursing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,638

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:20 UTC
Wilkins Harry TCEO Hondros College of Nursing
Tax withholdingCommon Stock, par value $.01 365 $22.17 $8,092.05
Disclosure

SEC source: 0001062993-25-001641 · form4.xml · nonDerivative · entry 1

Wilkins Harry T · CIK 0001333510 · CEO Hondros College of Nursing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,546

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of performance-based restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
Selden Angela K.Director · President and CEO
Tax withholdingCommon Stock, par value $.01 5,025 $22.17 $111,404.25
Disclosure

SEC source: 0001062993-25-001636 · form4.xml · nonDerivative · entry 3

Selden Angela K. · CIK 0001789284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 498,471

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
Selden Angela K.Director · President and CEO
Tax withholdingCommon Stock, par value $.01 4,416 $22.17 $97,902.72
Disclosure

SEC source: 0001062993-25-001636 · form4.xml · nonDerivative · entry 2

Selden Angela K. · CIK 0001789284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 503,496

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
Selden Angela K.Director · President and CEO
Tax withholdingCommon Stock, par value $.01 2,043 $22.17 $45,293.31
Disclosure

SEC source: 0001062993-25-001636 · form4.xml · nonDerivative · entry 1

Selden Angela K. · CIK 0001789284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,912

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of performance-based restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
SUNDERLAND RICHARD W JREVP, Chief Financial Officer
Tax withholdingCommon Stock, par value $.01 3,893 $22.17 $86,307.81
Disclosure

SEC source: 0001062993-25-001634 · form4.xml · nonDerivative · entry 3

SUNDERLAND RICHARD W JR · CIK 0001220428 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,328

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
SUNDERLAND RICHARD W JREVP, Chief Financial Officer
Tax withholdingCommon Stock, par value $.01 2,048 $22.17 $45,404.16
Disclosure

SEC source: 0001062993-25-001634 · form4.xml · nonDerivative · entry 2

SUNDERLAND RICHARD W JR · CIK 0001220428 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,221

F2 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:17 UTC
SUNDERLAND RICHARD W JREVP, Chief Financial Officer
Tax withholdingCommon Stock, par value $.01 823 $22.17 $18,245.91
Disclosure

SEC source: 0001062993-25-001634 · form4.xml · nonDerivative · entry 1

SUNDERLAND RICHARD W JR · CIK 0001220428 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,269

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of performance-based restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:15 UTC
MacGibbon Craig SEVP, Chief Information Officer
Tax withholdingCommon Stock, par value $.01 1,771 $22.17 $39,263.07
Disclosure

SEC source: 0001062993-25-001630 · form4.xml · nonDerivative · entry 1

MacGibbon Craig S · CIK 0001577510 · EVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,444

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 21:14 UTC
Axenson Tanya JoySVP, Chief HR Officer
Tax withholdingCommon Stock, par value $.01 1,181 $22.17 $26,182.77
Disclosure

SEC source: 0001062993-25-001623 · form4.xml · nonDerivative · entry 1

Axenson Tanya Joy · CIK 0001936605 · SVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,301

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 02:46 UTC
Fernandes Nuno S.President, APUS
GrantCommon Stock, par value $.01 9,892 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001549 · form4.xml · nonDerivative · entry 1

Fernandes Nuno S. · CIK 0001944588 · President, APUS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,333

F1 · shares: Restricted stock units ("RSUs") granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan, as amended. The RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 21:45 UTC
Arnold Mark L.President, Rasmussen
GrantCommon Stock, par value $.01 7,537 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001547 · form4.xml · nonDerivative · entry 1

Arnold Mark L. · CIK 0002054115 · President, Rasmussen

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,537

F1 · shares: Restricted stock units ("RSUs") granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan, as amended. The RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 30, 2025 Filed Feb 3, 2025 21:47 UTC
Gaffney KarmelaSVP, Chief Marketing Officer
GrantCommon Stock, par value $.01 10,363 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001551 · form4.xml · nonDerivative · entry 1

Gaffney Karmela · CIK 0002005437 · SVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,613

F1 · shares: Restricted stock units ("RSUs") granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan, as amended. The RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 02:47 UTC
Beckett ThomasSVP, General Counsel
GrantCommon Stock, par value $.01 10,363 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001550 · form4.xml · nonDerivative · entry 1

Beckett Thomas · CIK 0001490436 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,271

F1 · shares: Restricted stock units ("RSUs") granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan, as amended. The RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 02:49 UTC
Wilkins Harry TCEO Hondros College of Nursing
GrantCommon Stock, par value $.01 6,712 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001555 · form4.xml · nonDerivative · entry 1

Wilkins Harry T · CIK 0001333510 · CEO Hondros College of Nursing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,911

F1 · shares: Restricted stock units ("RSUs") granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan, as amended. The RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 02:49 UTC
SUNDERLAND RICHARD W JREVP, Chief Financial Officer
GrantCommon Stock, par value $.01 14,131 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001554 · form4.xml · nonDerivative · entry 1

SUNDERLAND RICHARD W JR · CIK 0001220428 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,092

F1 · shares: Restricted stock units ("RSUs") granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan, as amended. The RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 02:48 UTC
MacGibbon Craig SEVP, Chief Information Officer
GrantCommon Stock, par value $.01 11,776 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001552 · form4.xml · nonDerivative · entry 1

MacGibbon Craig S · CIK 0001577510 · EVP, Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,215

F1 · shares: Restricted stock units ("RSUs") granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan, as amended. The RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 02:48 UTC
Selden Angela K.Director · President and CEO
GrantCommon Stock, par value $.01 70,655 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001553 · form4.xml · nonDerivative · entry 1

Selden Angela K. · CIK 0001789284 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 509,955

F1 · shares: Restricted stock units ("RSUs") granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan, as amended. The RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 30, 2025 Filed Feb 4, 2025 02:46 UTC
Axenson Tanya JoySVP, Chief HR Officer
GrantCommon Stock, par value $.01 10,363 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-001548 · form4.xml · nonDerivative · entry 1

Axenson Tanya Joy · CIK 0001936605 · SVP, Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,482

F1 · shares: Restricted stock units ("RSUs") granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan, as amended. The RSUs vest in three equal annual installments commencing on the first anniversary of the grant date.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:11 UTC GrantCommon Stock, par value $.01 1,886 $21.20 $39,983.20
Disclosure

SEC source: 0001062993-25-000143 · form4.xml · nonDerivative · entry 1

ANDERSEN ERIC C. · CIK 0001552411 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,371

F1 · shares: Pursuant to the non-employee director compensation policy (the "Policy") of American Public Education, Inc. (the "Company"), the Reporting Person is entitled to annual cash retainers totaling $160,000 for service on the Board of Directors (the "Board") of the Company and as non-employee Chairperson of the Board. The Reporting Person elected to receive common stock of the Company in lieu of such cash retainers, with the number of shares calculated based on the closing stock price on the first business day of the year and the shares issued in quarterly installments in advance in accordance with the Policy.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 21:08 UTC SaleCommon Stock, par value $.01 600 $19.00 $11,400.00
Disclosure

SEC source: 0001062993-24-019214 · form4.xml · nonDerivative · entry 1

Kenigsberg James · CIK 0001603516 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,032

F1 · shares: The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan adopted on August 8, 2024.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 23:59 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 17,872 $16.77 $299,713.44
Disclosure

SEC source: 0001062993-24-016163 · form4.xml · nonDerivative · entry 1

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,922,610

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: The price of $16.77 per share represents a weighted average of purchase prices ranging from $16.54 to $16.90 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:17 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 20,000 $16.63 $332,600.00
Disclosure

SEC source: 0001062993-24-015930 · form4.xml · nonDerivative · entry 1

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,904,738

F1 · security: . This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: The price of $16.63 per share represents a weighted average of purchase prices ranging from $16.15 to $16.88 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:18 UTC
Fernandes Nuno S.President, APUS
Tax withholdingCommon Stock, par value $.01 1,987 $16.55 $32,884.85
Disclosure

SEC source: 0001062993-24-015931 · form4.xml · nonDerivative · entry 1

Fernandes Nuno S. · CIK 0001944588 · President, APUS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,441

F1 · kind: The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted stock units.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 20:10 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 20,000 $16.11 $322,200.00
Disclosure

SEC source: 0001062993-24-015873 · form4.xml · nonDerivative · entry 2

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,884,738

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F4 · price: The price of $16.11 per share represents a weighted average of purchase prices ranging from $15.28 to $16.53 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 20:10 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 18,439 $16.03 $295,577.17
Disclosure

SEC source: 0001062993-24-015873 · form4.xml · nonDerivative · entry 1

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,864,738

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: The price of $16.03 per share represents a weighted average of purchase prices ranging from $15.92 to $16.15 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 26, 2024 Filed Aug 29, 2024 01:33 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 14,393 $15.69 $225,826.17
Disclosure

SEC source: 0001062993-24-015832 · form4.xml · nonDerivative · entry 1

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,846,299

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: The price of $15.69 per share represents a weighted average purchase price. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 26, 2024 Filed Aug 29, 2024 20:11 UTC Amendment
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 14,393 $15.69 $225,826.17
Disclosure

SEC source: 0001062993-24-015875 · form4a.xml · nonDerivative · entry 1

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,846,299

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: This Form 4 is being amended to include the previously unavailable range of purchase prices in this footnote (2). The price of $15.69 per share represents a weighted average of purchase prices ranging from $15.455 to $15.99 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 21:12 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 7,086 $15.47 $109,620.42
Disclosure

SEC source: 0001062993-24-015664 · form4.xml · nonDerivative · entry 4

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,831,906

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F5 · price: The price of $15.47 (remove brackets) per share represents a weighted average of purchase prices ranging from $15.40 to $15.50 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 23, 2024 Filed Aug 26, 2024 21:12 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 834 $15.47 $12,901.98
Disclosure

SEC source: 0001062993-24-015664 · form4.xml · nonDerivative · entry 3

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital Master Fund LP

Disclosed balance after: 347,498

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F5 · price: The price of $15.47 (remove brackets) per share represents a weighted average of purchase prices ranging from $15.40 to $15.50 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 21:12 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 23,746 $14.71 $349,303.66
Disclosure

SEC source: 0001062993-24-015664 · form4.xml · nonDerivative · entry 2

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,824,820

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: The price of $14.71 per share represents a weighted average of purchase prices ranging from $14.53 to $14.76 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 21:12 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 2,793 $14.71 $41,085.03
Disclosure

SEC source: 0001062993-24-015664 · form4.xml · nonDerivative · entry 1

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital Master Fund LP

Disclosed balance after: 346,664

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: The price of $14.71 per share represents a weighted average of purchase prices ranging from $14.53 to $14.76 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:39 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 12,386 $14.61 $180,959.46
Disclosure

SEC source: 0001062993-24-015561 · form4.xml · nonDerivative · entry 4

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,801,074

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F5 · price: The price of $14.61 per share represents a weighted average of purchase prices ranging from $14.20 to $14.95 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 21, 2024 Filed Aug 22, 2024 20:39 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 1,457 $14.61 $21,286.77
Disclosure

SEC source: 0001062993-24-015561 · form4.xml · nonDerivative · entry 3

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital Master Fund LP

Disclosed balance after: 343,871

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F5 · price: The price of $14.61 per share represents a weighted average of purchase prices ranging from $14.20 to $14.95 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:39 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 52,950 $14.05 $743,947.50
Disclosure

SEC source: 0001062993-24-015561 · form4.xml · nonDerivative · entry 2

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,788,688

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: The price of $14.05 per share represents a weighted average of purchase prices ranging from $13.91 to $14.365 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

Read SEC document
August 20, 2024 Filed Aug 22, 2024 20:39 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 6,229 $14.05 $87,517.45
Disclosure

SEC source: 0001062993-24-015561 · form4.xml · nonDerivative · entry 1

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital Master Fund LP

Disclosed balance after: 342,414

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: The price of $14.05 per share represents a weighted average of purchase prices ranging from $13.91 to $14.365 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.

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August 19, 2024 Filed Aug 20, 2024 20:09 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 47,183 $14.55 $686,512.65
Disclosure

SEC source: 0001062993-24-015421 · form4.xml · nonDerivative · entry 4

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,735,738

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F5 · price: The price of $14.55 per share represents a weighted average of purchase prices ranging from $14.42 to $14.73 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

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August 19, 2024 Filed Aug 20, 2024 20:09 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 5,550 $14.55 $80,752.50
Disclosure

SEC source: 0001062993-24-015421 · form4.xml · nonDerivative · entry 3

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital Master Fund LP

Disclosed balance after: 336,185

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F5 · price: The price of $14.55 per share represents a weighted average of purchase prices ranging from $14.42 to $14.73 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F3 · ownership.nature: Securities owned directly by 325 Master Fund. 325 Capital GP is the general partner of 325 Master Fund, 325 is the investment manager to 325 Master Fund, and each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, all of the Reporting Persons may be deemed to beneficially own the securities owned directly by 325 Master Fund.

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August 16, 2024 Filed Aug 20, 2024 20:09 UTC
Braner Michael DavidDirector · 10% owner · See Footnotes
325 CAPITAL LLC10% owner · See Footnotes
FRIEDBERG DANIEL M.10% owner · See Footnotes
Shrivastava Anil K10% owner · See Footnotes
325 Capital GP, LLCSee Footnotes
PurchaseCommon Stock, par value $0.01 30,206 $14.86 $448,861.16
Disclosure

SEC source: 0001062993-24-015421 · form4.xml · nonDerivative · entry 2

Braner Michael David · CIK 0001908015 · Director · 10% owner · See Footnotes

325 CAPITAL LLC · CIK 0001873893 · 10% owner · See Footnotes

FRIEDBERG DANIEL M. · CIK 0001448795 · 10% owner · See Footnotes

Shrivastava Anil K · CIK 0001908019 · 10% owner · See Footnotes

325 Capital Master Fund LP · CIK 0001972759 · See Footnotes

325 Capital GP, LLC · CIK 0001972758 · See Footnotes

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: 325 Capital LLC

Disclosed balance after: 1,688,555

F1 · security: This Form 4 is being filed jointly by 325 Capital Master Fund LP, a Cayman Islands exempted limited partnership ("325 Master Fund"), 325 Capital GP, LLC, a Delaware limited liability company registered as a foreign partnership in the Cayman Islands ("325 Capital GP"), 325 Capital LLC, a Delaware limited liability company ("325"), Michael D. Braner, a United States citizen, Daniel M. Friedberg, a United States citizen, and Anil K. Shrivastava, a United States citizen (each, a "Reporting Person," and collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16") or for any other purpose.

F2 · price: The price of $14.86 per share represents a weighted average of purchase prices ranging from $14.765 to $15.00 per share. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F4 · ownership.nature: Securities owned directly by certain separately managed accounts ("SMAs") that are deemed beneficially owned by 325 as a result of 325 serving as the investment manager to such SMAs. Each of Messrs. Braner, Friedberg and Shrivastava is a Managing Member of 325. As a result of these relationships, they may be deemed to beneficially own the securities beneficially owned by 325.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.