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AMPCO PITTSBURGH CORP

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6411
SEC CIK
0000006176
Parsed reports
365

Last 12 months

Inside the activity.

7 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202510
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202610
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2023 Filed May 18, 2023 18:37 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030549 · doc4.xml · nonDerivative · entry 1

PAUL LAURENCE E · CIK 0001190966 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,912

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 18, 2023 Filed May 18, 2023 18:30 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030547 · doc4.xml · nonDerivative · entry 1

McNair Darrell L · CIK 0001912179 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,456

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 18, 2023 Filed May 18, 2023 18:25 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030544 · doc4.xml · nonDerivative · entry 1

LIEBERMAN WILLIAM K · CIK 0001279916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,456

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 18, 2023 Filed May 18, 2023 18:22 UTC GrantCommon Stock 21,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030542 · doc4.xml · nonDerivative · entry 1

GERMAN MICHAEL I · CIK 0001012714 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,214

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18,2023, including 9,091 shares of common stock issued in lieu of an annual cash retainer for service as a director, at the election of the reporting person. These grants of restricted stock vest on the first anniversary of the grant date.

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May 18, 2023 Filed May 18, 2023 18:19 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030541 · doc4.xml · nonDerivative · entry 1

Fessenden Elizabeth Anne · CIK 0001452008 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,094

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 18, 2023 Filed May 18, 2023 18:16 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030539 · doc4.xml · nonDerivative · entry 1

DiSanto Frederick D. · CIK 0001498290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,456

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 18, 2023 Filed May 18, 2023 18:11 UTC GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030538 · doc4.xml · nonDerivative · entry 1

DeMichiei Robert · CIK 0001928634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,729

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 18, 2023 Filed May 18, 2023 18:09 UTC
ABEL JAMES JDirector
GrantCommon Stock 12,728 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030537 · doc4.xml · nonDerivative · entry 1

ABEL JAMES J · CIK 0001192135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,090

F1 · shares: Represents a grant of restricted stock under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 18, 2023 Filed May 22, 2023 20:09 UTC Purchasecommon Stock, par value $0.01 per share 5,236 $2.76 $14,451.36
Disclosure

SEC source: 0001498290-23-000003 · primary_doc.xml · nonDerivative · entry 1

DiSanto Frederick D. · CIK 0001498290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,055

Read SEC document
May 18, 2023 Filed May 23, 2023 20:48 UTC Amendment Purchasecommon Stock, par value $0.01 per share 5,236 $2.76 $14,451.36
Disclosure

SEC source: 0001498290-23-000004 · primary_doc.xml · nonDerivative · entry 2

DiSanto Frederick D. · CIK 0001498290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,783

F2 · shares: These shares represent open market purchases and the amendment of the total beneficially owned share amount.

Read SEC document
May 18, 2023 Filed May 23, 2023 20:48 UTC Amendment Grantcommon Stock, par value $0.01 per share 12,728 $0.00 $0.00
Disclosure

SEC source: 0001498290-23-000004 · primary_doc.xml · nonDerivative · entry 1

DiSanto Frederick D. · CIK 0001498290 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,547

F1 · shares: Represents a grant of restricted stock acquired under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.

Read SEC document
May 15, 2023 Filed May 16, 2023 16:22 UTC
McBrayer BrettDirector · Chief Executive Officer
GrantPerformance Rights · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029707 · doc4.xml · derivative · entry 2

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2027-05-15

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Ampco-Pittsburgh stock. The performance rights vest upon Ampco-Pittsburgh's common stock achieving a specific price per share.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Ampco-Pittsburgh stock. The performance rights vest upon Ampco-Pittsburgh's common stock achieving a specific price per share.

Read SEC document
May 15, 2023 Filed May 16, 2023 16:22 UTC
McBrayer BrettDirector · Chief Executive Officer
GrantCommon Stock 64,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029707 · doc4.xml · nonDerivative · entry 1

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,773

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 15, 2023 Filed May 16, 2023 16:21 UTC
McAuley Michael GV.P., CFO & Treasurer
GrantPerformance Rights · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029705 · doc4.xml · derivative · entry 2

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-05-15

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Ampco-Pittsburgh stock. The performance rights vest upon Ampco-Pittsburgh's common stock achieving a specific price per share.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Ampco-Pittsburgh stock. The performance rights vest upon Ampco-Pittsburgh's common stock achieving a specific price per share.

Read SEC document
May 15, 2023 Filed May 16, 2023 16:21 UTC
McAuley Michael GV.P., CFO & Treasurer
GrantCommon Stock 21,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029705 · doc4.xml · nonDerivative · entry 1

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,418.635

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 15, 2023 Filed May 16, 2023 16:19 UTC
Lyon SamuelPresident of Union Electric
GrantPerformance Rights · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029703 · doc4.xml · derivative · entry 2

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-05-15

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Ampco-Pittsburgh stock. The performance rights vest upon Ampco-Pittsburgh's common stock achieving a specific price per share.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Ampco-Pittsburgh stock. The performance rights vest upon Ampco-Pittsburgh's common stock achieving a specific price per share.

Read SEC document
May 15, 2023 Filed May 16, 2023 16:19 UTC
Lyon SamuelPresident of Union Electric
GrantCommon Stock 21,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029703 · doc4.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,788

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 15, 2023 Filed May 16, 2023 16:18 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
GrantPerformance Rights · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029700 · doc4.xml · derivative · entry 2

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-05-15

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of Ampco-Pittsburgh stock. The performance rights vest upon Ampco-Pittsburgh's common stock achieving a specific price per share.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of Ampco-Pittsburgh stock. The performance rights vest upon Ampco-Pittsburgh's common stock achieving a specific price per share.

Read SEC document
May 15, 2023 Filed May 16, 2023 16:18 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
GrantCommon Stock 9,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029700 · doc4.xml · nonDerivative · entry 1

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,884

F1 · shares: Represents a grant of restricted stock units under the Ampco-Pittsburgh Corporation ("Company") 2016 Omnibus Incentive Plan, as amended and restated as of May 13, 2021. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Ampco-Pittsburgh Corporation common stock. Restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 13, 2023 Filed May 15, 2023 19:54 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
Tax withholdingCommon Stock 374 $2.72 $1,017.28
Disclosure

SEC source: 0001209191-23-029396 · doc4.xml · nonDerivative · entry 1

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,984

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2021 grant of Restricted Stock Units.

Read SEC document
May 13, 2023 Filed May 15, 2023 19:53 UTC
Lyon SamuelPresident of Union Electric
Tax withholdingCommon Stock 2,388 $2.72 $6,495.36
Disclosure

SEC source: 0001209191-23-029395 · doc4.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,668

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2021 grant of Restricted Stock Units.

Read SEC document
May 13, 2023 Filed May 15, 2023 19:52 UTC
McBrayer BrettDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,713 $2.72 $23,699.36
Disclosure

SEC source: 0001209191-23-029392 · doc4.xml · nonDerivative · entry 1

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,973

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2021 grant of Restricted Stock Units.

Read SEC document
May 13, 2023 Filed May 15, 2023 19:49 UTC
McAuley Michael GV.P., CFO & Treasurer
Tax withholdingCommon Stock 1,770 $2.72 $4,814.40
Disclosure

SEC source: 0001209191-23-029391 · doc4.xml · nonDerivative · entry 1

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,818.635

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2021 grant of Restricted Stock Units.

Read SEC document
May 07, 2023 Filed May 8, 2023 19:39 UTC
McBrayer BrettDirector · Chief Executive Officer
Tax withholdingCommon Stock 24,361 $2.98 $72,595.78
Disclosure

SEC source: 0001209191-23-027910 · doc4.xml · nonDerivative · entry 3

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,686

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

Read SEC document
May 07, 2023 Filed May 8, 2023 19:39 UTC
McBrayer BrettDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,488 $2.98 $16,354.24
Disclosure

SEC source: 0001209191-23-027910 · doc4.xml · nonDerivative · entry 2

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,047

F2 · acquired: Represents the payment of the tax liability by withholding shares incident to the vesting of the 2020 grant of restricted stock units.

Read SEC document
May 07, 2023 Filed May 8, 2023 19:38 UTC
McAuley Michael GV.P., CFO & Treasurer
Tax withholdingCommon Stock 5,666 $2.98 $16,884.68
Disclosure

SEC source: 0001209191-23-027909 · doc4.xml · nonDerivative · entry 3

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,588.635

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

F4 · balance_after: This total reflects one fewer share than was previously indicated, to correct a rounding difference in the Form 4 filed on September 24, 2020.

Read SEC document
May 07, 2023 Filed May 8, 2023 19:38 UTC
McAuley Michael GV.P., CFO & Treasurer
Tax withholdingCommon Stock 1,277 $2.98 $3,805.46
Disclosure

SEC source: 0001209191-23-027909 · doc4.xml · nonDerivative · entry 2

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,254.635

F2 · acquired: Represents the payment of the tax liability by withholding shares incident to the vesting of the 2020 grant of restricted stock units.

Read SEC document
May 07, 2023 Filed May 8, 2023 19:36 UTC
Lyon SamuelPresident of Union Electric
Tax withholdingCommon Stock 7,741 $2.98 $23,068.18
Disclosure

SEC source: 0001209191-23-027908 · doc4.xml · nonDerivative · entry 3

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,056

F3 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the performance-based restricted stock units.

Read SEC document
May 07, 2023 Filed May 8, 2023 19:36 UTC
Lyon SamuelPresident of Union Electric
Tax withholdingCommon Stock 1,744 $2.98 $5,197.12
Disclosure

SEC source: 0001209191-23-027908 · doc4.xml · nonDerivative · entry 2

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,797

F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2020 grant of restricted stock units.

Read SEC document
May 07, 2023 Filed May 8, 2023 19:35 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
Tax withholdingCommon Stock 250 $2.98 $745.00
Disclosure

SEC source: 0001209191-23-027907 · doc4.xml · nonDerivative · entry 2

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,358

F2 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2020 grant of restricted stock units.

Read SEC document
May 05, 2023 Filed May 8, 2023 19:39 UTC
McBrayer BrettDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,820 $2.98 $29,263.60
Disclosure

SEC source: 0001209191-23-027910 · doc4.xml · nonDerivative · entry 1

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,535

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2022 grant of restricted stock units.

Read SEC document
May 05, 2023 Filed May 8, 2023 19:38 UTC
McAuley Michael GV.P., CFO & Treasurer
Tax withholdingCommon Stock 1,939 $2.98 $5,778.22
Disclosure

SEC source: 0001209191-23-027909 · doc4.xml · nonDerivative · entry 1

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,531.635

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2022 grant of restricted stock units.

Read SEC document
May 05, 2023 Filed May 8, 2023 19:36 UTC
Lyon SamuelPresident of Union Electric
Tax withholdingCommon Stock 2,616 $2.98 $7,795.68
Disclosure

SEC source: 0001209191-23-027908 · doc4.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,541

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2022 grant of restricted stock units.

Read SEC document
May 05, 2023 Filed May 8, 2023 19:35 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
Tax withholdingCommon Stock 812 $2.98 $2,419.76
Disclosure

SEC source: 0001209191-23-027907 · doc4.xml · nonDerivative · entry 1

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,608

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2022 grant of restricted stock units.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 14:04 UTC PurchaseCommon Stock 3,640 $2.74 $9,979.79
Disclosure

SEC source: 0001209191-23-023709 · doc4.xml · nonDerivative · entry 2

McNair Darrell L · CIK 0001912179 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,640

Read SEC document
March 29, 2023 Filed Mar 29, 2023 15:13 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
PurchaseCommon Stock 4,100 $2.45 $10,045.00
Disclosure

SEC source: 0001209191-23-021473 · doc4.xml · nonDerivative · entry 1

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,420

Read SEC document
March 23, 2023 Filed Mar 24, 2023 21:28 UTC
McAuley Michael GV.P., CFO & Treasurer
PurchaseCommon Stock 6,566.826 $2.29 $15,067.58
Disclosure

SEC source: 0001209191-23-021098 · doc4.xml · nonDerivative · entry 1

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,451.826

F1 · price: Share price on this transaction ranged from $2.27 to $2.30.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 21:26 UTC PurchaseCommon Stock 18,182 $2.29 $41,665.87
Disclosure

SEC source: 0001209191-23-021096 · doc4.xml · nonDerivative · entry 1

DeMichiei Robert · CIK 0001928634 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,001

Read SEC document
March 09, 2023 Filed Mar 14, 2023 20:21 UTC
Lyon SamuelPresident of Union Electric
GrantCommon Stock 19,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018454 · doc4.xml · nonDerivative · entry 1

Lyon Samuel · CIK 0001747181 · President of Union Electric

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,157

F1 · shares: These shares represent shares to be issued in connection with the satisfaction of performance requirements based on Ampco-Pittsburgh Corporation's achievement of targeted Relative Total Shareholder Return. The vesting of these shares is contingent on the Reporting Person's continued service to the Issuer through May 7, 2023.

Read SEC document
March 09, 2023 Filed Mar 14, 2023 20:14 UTC
McAuley Michael GV.P., CFO & Treasurer
GrantCommon Stock 19,886 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018423 · doc4.xml · nonDerivative · entry 1

McAuley Michael G · CIK 0001612993 · V.P., CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,885

F1 · shares: These shares represent shares to be issued in connection with the satisfaction of performance requirements based on Ampco-Pittsburgh Corporation's achievement of targeted Relative Total Shareholder Return. The vesting of these shares is contingent on the Reporting Person's continued service to the Issuer through May 7, 2023.

Read SEC document
March 09, 2023 Filed Mar 14, 2023 20:10 UTC
McBrayer BrettDirector · Chief Executive Officer
GrantCommon Stock 50,236 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018413 · doc4.xml · nonDerivative · entry 1

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,355

F1 · shares: These shares represent shares to be issued in connection with the satisfaction of performance requirements based on Ampco-Pittsburgh Corporation's achievement of targeted Relative Total Shareholder Return. The vesting of these shares is contingent on the Reporting Person's continued service to the Issuer through May 7, 2023.

F2 · balance_after: Reflects the correction of the Reporting Person's shares by one (1) share.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 21:33 UTC PurchaseCOMMON STOCK 551,604 $2.50 $1,379,010.00
Disclosure

SEC source: 0000899243-22-036938 · doc4.xml · nonDerivative · entry 1

Louis Berkman Investment CO · CIK 0001351834 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,034,793

Read SEC document
July 22, 2022 Filed Jul 26, 2022 22:20 UTC
McBrayer BrettDirector · Chief Executive Officer
Exercise / conversionSeries A Warrant (right to buy) · Derivative 32,003 Not disclosed Strike: $2.66 Not disclosed
Disclosure

SEC source: 0000899243-22-026753 · doc4.xml · derivative · entry 2

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,286 shares

Expires 2025-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F2 · derivative.exercise_price: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F1 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of a rights offering that closed on September 22, 2020, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).

F2 · shares: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F3 · price: Series A warrants were issued on September 22, 2020 upon the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

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July 22, 2022 Filed Jul 26, 2022 22:20 UTC
McBrayer BrettDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,286 $4.00 $57,144.00
Disclosure

SEC source: 0000899243-22-026753 · doc4.xml · nonDerivative · entry 1

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of a rights offering that closed on September 22, 2020, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).

F1 · price: Represents the conversion of Series A warrants issued by the Issuer as part of a rights offering that closed on September 22, 2020, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).

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July 22, 2022 Filed Jul 26, 2022 22:14 UTC Exercise / conversionSeries A Warrant (right to buy) · Derivative 50,000 Not disclosed Strike: $2.66 Not disclosed
Disclosure

SEC source: 0000899243-22-026744 · doc4.xml · derivative · entry 3

PFORZHEIMER CARL H II · CIK 0001190987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,320 shares

Expires 2025-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F3 · derivative.exercise_price: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F1 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of a rights offering that closed on September 22, 2020, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).

F3 · shares: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F4 · price: Series A warrants were issued on September 22, 2020 upon the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

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July 22, 2022 Filed Jul 26, 2022 22:14 UTC Exercise / conversionCommon Stock 22,320 $4.00 $89,280.00
Disclosure

SEC source: 0000899243-22-026744 · doc4.xml · nonDerivative · entry 1

PFORZHEIMER CARL H II · CIK 0001190987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of a rights offering that closed on September 22, 2020, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).

F1 · price: Represents the conversion of Series A warrants issued by the Issuer as part of a rights offering that closed on September 22, 2020, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).

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July 22, 2022 Filed May 24, 2023 13:35 UTC Exercise / conversionSeries A Warrant (right to buy) · Derivative 1,600 Not disclosed Strike: $2.57 Not disclosed
Disclosure

SEC source: 0001209191-23-031817 · doc4.xml · derivative · entry 6

PFORZHEIMER CARL H II · CIK 0001190987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 714 shares

Expires 2025-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F5 · derivative.exercise_price: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F1 · date: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted.

F4 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of the Rights Offering, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).

F5 · shares: Other than between May 31, 2022 and before 11:59 p.m. Eastern Time on July 15, 2022, when each Series A warrant represented the right to purchase 0.4464 shares of common stock at a temporarily reduced exercise price of $1.7856 per each Series A warrant, each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per series A warrant (or $5.75 per whole share of the Issuer's common stock). The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

F6 · price: Series A warrants were issued on September 22, 2020 upon the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

F3 · ownership.nature: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership.

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July 22, 2022 Filed May 24, 2023 13:35 UTC Exercise / conversionCommon Stock 714 $4.00 $2,856.00
Disclosure

SEC source: 0001209191-23-031817 · doc4.xml · nonDerivative · entry 2

PFORZHEIMER CARL H II · CIK 0001190987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This Form 4 is being filed to include the acquisition of shares of common stock and Series A Warrants that had been inadvertently omitted.

F4 · kind: Represents the conversion of Series A warrants issued by the Issuer as part of the Rights Offering, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).

F4 · price: Represents the conversion of Series A warrants issued by the Issuer as part of the Rights Offering, converted at the temporarily discounted price of $1.7856 per Series A warrant (or $4.00 per whole share of the Issuer's common stock). Beginning May 31, 2022 and expiring at 11:59 p.m. Eastern Time on July 15, 2022, the Issuer through an offer to exercise offered holders of the Issuer's outstanding Series A warrants the opportunity to exercise their Series A warrants at the temporarily reduced exercise price of $1.7856 per Series A warrant (or $4.00 per whole share of the Corporation's common stock).

F3 · ownership.nature: Shares are held equally between two different trusts, including half of the shares that are held by a trust of which Reporting Person is a trustee and principal beneficiary and the other half are held by a trust of which Reporting Person is a trustee in which he disclaims beneficial ownership.

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May 13, 2022 Filed May 17, 2022 12:01 UTC
McBrayer BrettDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,566 $4.59 $20,957.94
Disclosure

SEC source: 0001209191-22-029480 · doc4.xml · nonDerivative · entry 1

McBrayer Brett · CIK 0001744984 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,833

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2021 grant of Restricted Stock Units.

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May 13, 2022 Filed May 17, 2022 12:00 UTC
Anderson David GeorgePresident,Air&Liq. Proc. Group
Tax withholdingCommon Stock 373 $4.59 $1,712.07
Disclosure

SEC source: 0001209191-22-029479 · doc4.xml · nonDerivative · entry 1

Anderson David George · CIK 0001905958 · President,Air&Liq. Proc. Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,320

F1 · acquired: Represents the payment of tax liability by withholding shares incident to the vesting of the 2021 grant of Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.