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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2024 Filed Mar 14, 2024 23:53 UTC Amendment
GREEN ANDREW MVP Regulatory
SaleCommon Stock 1,160 $18.72 $21,717.64
Disclosure

SEC source: 0000784199-24-000116 · wk-form4a_1710460391.xml · nonDerivative · entry 2

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,577

F3 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 05, 2024 Filed Mar 14, 2024 23:51 UTC Amendment
Getz Matthew AVP, Human Resources
SaleCommon Stock 1,157 $18.72 $21,661.35
Disclosure

SEC source: 0000784199-24-000114 · wk-form4a_1710460261.xml · nonDerivative · entry 2

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,536

F3 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 05, 2024 Filed Mar 14, 2024 23:48 UTC Amendment
Davis John EChief Commercial Officer
SaleCommon Stock 2,022 $18.72 $37,856.29
Disclosure

SEC source: 0000784199-24-000112 · wk-form4a_1710460104.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,690

F3 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a sell to cover transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 05, 2024 Filed Mar 14, 2024 23:45 UTC Amendment
Mackin James PPresident & CEO
SaleCommon Stock 13,996 $18.72 $262,037.31
Disclosure

SEC source: 0000784199-24-000110 · wk-form4a_1710459906.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,038

F3 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a sell to cover transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:20 UTC
Mackin James PPresident & CEO
GrantCommon Stock 28,618 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000108 · wk-form4_1709853614.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719,558

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:16 UTC
Holloway Jean FSVP, General Counsel
GrantCommon Stock 5,724 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000106 · wk-form4_1709853394.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,049

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:14 UTC
Davis John EChief Commercial Officer
GrantCommon Stock 5,724 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000104 · wk-form4_1709853255.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,659

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:12 UTC
Getz Matthew AVP, Human Resources
GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000102 · wk-form4_1709853116.xml · nonDerivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,660

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:10 UTC GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000100 · wk-form4_1709852994.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,693

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:07 UTC
GREEN ANDREW MVP Regulatory
GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000098 · wk-form4_1709852827.xml · nonDerivative · entry 1

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,701

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:05 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock 5,724 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000096 · wk-form4_1709852706.xml · nonDerivative · entry 1

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,944

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 7, 2024 23:01 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000094 · wk-form4_1709852505.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,109

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 15, 2024 00:09 UTC Amendment
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000130 · wk-form4a_1710461384.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,141

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 15, 2024 00:06 UTC Amendment
Stanton Marshall S.SVP, Clinical & MD Affair
SaleCommon Stock 1,506 $18.72 $28,195.48
Disclosure

SEC source: 0000784199-24-000128 · wk-form4a_1710461203.xml · nonDerivative · entry 2

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,479

F3 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 15, 2024 00:06 UTC Amendment
Stanton Marshall S.SVP, Clinical & MD Affair
GrantCommon Stock 5,724 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000128 · wk-form4a_1710461203.xml · nonDerivative · entry 1

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,985

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 15, 2024 00:00 UTC Amendment GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000122 · wk-form4a_1710460808.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,726

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 14, 2024 23:55 UTC Amendment
Holloway Jean FSVP, General Counsel
GrantCommon Stock 5,724 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000118 · wk-form4a_1710460531.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,091

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 14, 2024 23:53 UTC Amendment
GREEN ANDREW MVP Regulatory
GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000116 · wk-form4a_1710460391.xml · nonDerivative · entry 1

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,737

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 14, 2024 23:51 UTC Amendment
Getz Matthew AVP, Human Resources
GrantCommon Stock 3,578 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000114 · wk-form4a_1710460261.xml · nonDerivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,693

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 14, 2024 23:48 UTC Amendment
Davis John EChief Commercial Officer
GrantCommon Stock 5,724 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000112 · wk-form4a_1710460104.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,712

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
March 01, 2024 Filed Mar 14, 2024 23:45 UTC Amendment
Mackin James PPresident & CEO
GrantCommon Stock 28,618 $0.00 $0.00
Disclosure

SEC source: 0000784199-24-000110 · wk-form4a_1710459906.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 720,034

F1 · shares: Represents LTIP performance stock units of which one hundred percent (100%) were issued on March 1, 2024.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:43 UTC
Tyrs FlorianVP, Global Operations
SaleCommon Stock 339 $19.83 $6,723.86
Disclosure

SEC source: 0000784199-24-000092 · wk-form4_1709246584.xml · nonDerivative · entry 1

Tyrs Florian · CIK 0001983377 · VP, Global Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,558

F1 · shares: These shares were sold upon the vesting of restricted stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:39 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 325 $19.83 $6,446.18
Disclosure

SEC source: 0000784199-24-000090 · wk-form4_1709246382.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,531

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:36 UTC
Mackin James PPresident & CEO
SaleCommon Stock 4,837 $19.83 $95,939.48
Disclosure

SEC source: 0000784199-24-000088 · wk-form4_1709246193.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 690,940

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:34 UTC
Holloway Jean FSVP, General Counsel
SaleCommon Stock 485 $19.83 $9,619.68
Disclosure

SEC source: 0000784199-24-000086 · wk-form4_1709246059.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,325

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:32 UTC
Davis John EChief Commercial Officer
SaleCommon Stock 584 $19.83 $11,583.29
Disclosure

SEC source: 0000784199-24-000084 · wk-form4_1709245936.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,935

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:30 UTC SaleCommon Stock 370 $19.83 $7,338.77
Disclosure

SEC source: 0000784199-24-000082 · wk-form4_1709245794.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,115

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:27 UTC
Getz Matthew AVP, Human Resources
SaleCommon Stock 325 $19.83 $6,446.18
Disclosure

SEC source: 0000784199-24-000080 · wk-form4_1709245615.xml · nonDerivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,082

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:21 UTC
GREEN ANDREW MVP Regulatory
SaleCommon Stock 421 $19.83 $8,350.28
Disclosure

SEC source: 0000784199-24-000078 · wk-form4_1709245300.xml · nonDerivative · entry 1

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,123

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 22:18 UTC
Stanton Marshall S.SVP, Clinical & MD Affair
SaleCommon Stock 465 $19.83 $9,223.00
Disclosure

SEC source: 0000784199-24-000076 · wk-form4_1709245096.xml · nonDerivative · entry 1

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,220

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

Read SEC document
February 27, 2024 Filed Mar 15, 2024 00:25 UTC Amendment
Stanton Marshall S.SVP, Clinical & MD Affair
SaleCommon Stock 465 $19.83 $9,223.00
Disclosure

SEC source: 0000784199-24-000144 · wk-form4a_1710462326.xml · nonDerivative · entry 1

Stanton Marshall S. · CIK 0001849615 · SVP, Clinical & MD Affair

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,261

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 27, 2024 Filed Mar 15, 2024 00:23 UTC Amendment SaleCommon Stock 370 $19.83 $7,338.77
Disclosure

SEC source: 0000784199-24-000142 · wk-form4a_1710462171.xml · nonDerivative · entry 1

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,148

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 27, 2024 Filed Mar 15, 2024 00:20 UTC Amendment
GREEN ANDREW MVP Regulatory
SaleCommon Stock 421 $19.83 $8,350.28
Disclosure

SEC source: 0000784199-24-000140 · wk-form4a_1710462047.xml · nonDerivative · entry 1

GREEN ANDREW M · CIK 0001191000 · VP Regulatory

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,159

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 27, 2024 Filed Mar 15, 2024 00:18 UTC Amendment
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 325 $19.83 $6,446.18
Disclosure

SEC source: 0000784199-24-000138 · wk-form4a_1710461916.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,563

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 27, 2024 Filed Mar 15, 2024 00:16 UTC Amendment
Davis John EChief Commercial Officer
SaleCommon Stock 584 $19.83 $11,583.29
Disclosure

SEC source: 0000784199-24-000136 · wk-form4a_1710461791.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,988

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a sell to cover transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 27, 2024 Filed Mar 15, 2024 00:11 UTC Amendment
Holloway Jean FSVP, General Counsel
SaleCommon Stock 485 $19.83 $9,619.68
Disclosure

SEC source: 0000784199-24-000132 · wk-form4a_1710461495.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,367

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a sell to cover transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

Read SEC document
February 27, 2024 Filed Mar 15, 2024 00:02 UTC Amendment
Getz Matthew AVP, Human Resources
SaleCommon Stock 325 $19.83 $6,446.18
Disclosure

SEC source: 0000784199-24-000124 · wk-form4a_1710460941.xml · nonDerivative · entry 1

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,115

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

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February 27, 2024 Filed Mar 14, 2024 23:57 UTC Amendment
Mackin James PPresident & CEO
SaleCommon Stock 4,837 $19.83 $95,938.99
Disclosure

SEC source: 0000784199-24-000120 · wk-form4a_1710460668.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,416

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a sell to cover transaction and does not represent a discretionary transaction.

F2 · balance_after: As a result of the administrative error in reporting the number of shares sold in the sell to cover transactions on February 26, 2024, the number of shares reported as beneficially owned in this amendment reflects an increase in the number of shares reported as beneficially owned in the original Form 4.

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February 26, 2024 Filed Feb 28, 2024 22:25 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 980 $20.27 $19,865.68
Disclosure

SEC source: 0000784199-24-000074 · wk-form4_1709159070.xml · nonDerivative · entry 4

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,856

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:25 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 1,186 $20.27 $24,041.52
Disclosure

SEC source: 0000784199-24-000074 · wk-form4_1709159070.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,418

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:22 UTC
Mackin James PPresident & CEO
SaleCommon Stock 13,168 $20.27 $266,929.84
Disclosure

SEC source: 0000784199-24-000072 · wk-form4_1709158886.xml · nonDerivative · entry 4

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 695,777

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:22 UTC
Mackin James PPresident & CEO
SaleCommon Stock 18,144 $20.27 $367,798.84
Disclosure

SEC source: 0000784199-24-000072 · wk-form4_1709158886.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,297

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:18 UTC
Holloway Jean FSVP, General Counsel
SaleCommon Stock 1,566 $20.27 $31,744.54
Disclosure

SEC source: 0000784199-24-000070 · wk-form4_1709158686.xml · nonDerivative · entry 4

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,810

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:18 UTC
Holloway Jean FSVP, General Counsel
SaleCommon Stock 1,314 $20.27 $26,636.23
Disclosure

SEC source: 0000784199-24-000070 · wk-form4_1709158686.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · SVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,540

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:16 UTC SaleCommon Stock 1,130 $20.27 $22,906.34
Disclosure

SEC source: 0000784199-24-000068 · wk-form4_1709158544.xml · nonDerivative · entry 4

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,485

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:16 UTC SaleCommon Stock 1,185 $20.27 $24,021.25
Disclosure

SEC source: 0000784199-24-000068 · wk-form4_1709158544.xml · nonDerivative · entry 2

Maney Rochelle L. · CIK 0001850597 · VP, Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,197

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:12 UTC
Davis John EChief Commercial Officer
SaleCommon Stock 1,904 $20.27 $38,596.17
Disclosure

SEC source: 0000784199-24-000065 · wk-form4_1709158363.xml · nonDerivative · entry 4

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,519

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:12 UTC
Davis John EChief Commercial Officer
SaleCommon Stock 1,610 $20.27 $32,636.47
Disclosure

SEC source: 0000784199-24-000065 · wk-form4_1709158363.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,687

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:07 UTC
Getz Matthew AVP, Human Resources
SaleCommon Stock 1,128 $20.27 $22,865.80
Disclosure

SEC source: 0000784199-24-000063 · wk-form4_1709158049.xml · nonDerivative · entry 4

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,407

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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February 26, 2024 Filed Feb 28, 2024 22:07 UTC
Getz Matthew AVP, Human Resources
SaleCommon Stock 1,185 $20.27 $24,021.25
Disclosure

SEC source: 0000784199-24-000063 · wk-form4_1709158049.xml · nonDerivative · entry 2

Getz Matthew A · CIK 0001784253 · VP, Human Resources

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,123

F2 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.