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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2017 Filed Feb 22, 2017 23:53 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,745 $17.25 $30,101.25
Disclosure

SEC source: 0000784199-17-000017 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,006

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:50 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 2,212 $17.25 $38,157.00
Disclosure

SEC source: 0000784199-17-000015 · certent-form4.xml · nonDerivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,617

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:50 UTC
Holloway Jean FVP, General Counsel
GrantCommon Stock 13,262 $17.25 $228,769.50
Disclosure

SEC source: 0000784199-17-000015 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,829

F2 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:50 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 784 $17.25 $13,524.00
Disclosure

SEC source: 0000784199-17-000015 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,567

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:39 UTC
Gale David CVP, Research & Development
Tax withholdingCommon Stock 1,745 $17.25 $30,101.25
Disclosure

SEC source: 0000784199-17-000013 · certent-form4.xml · nonDerivative · entry 3

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,109

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:39 UTC
Gale David CVP, Research & Development
GrantCommon Stock 10,471 $17.25 $180,624.75
Disclosure

SEC source: 0000784199-17-000013 · certent-form4.xml · nonDerivative · entry 2

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,854

F2 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:39 UTC
Gale David CVP, Research & Development
Tax withholdingCommon Stock 777 $17.25 $13,403.25
Disclosure

SEC source: 0000784199-17-000013 · certent-form4.xml · nonDerivative · entry 1

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,383

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:36 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 2,212 $17.25 $38,157.00
Disclosure

SEC source: 0000784199-17-000011 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,364

F2 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:36 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 13,262 $17.25 $228,769.50
Disclosure

SEC source: 0000784199-17-000011 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,576

F1 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:33 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 785 $17.25 $13,541.25
Disclosure

SEC source: 0000784199-17-000009 · certent-form4.xml · nonDerivative · entry 3

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,642

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:33 UTC
Capps Scott BVP, Clinical Research
GrantCommon Stock 10,471 $17.25 $180,624.75
Disclosure

SEC source: 0000784199-17-000009 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,113

F2 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:33 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 1,747 $17.25 $30,135.75
Disclosure

SEC source: 0000784199-17-000009 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,366

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:58 UTC
Benson JamesDirector
Disposition to issuerCommon Stock 2,000 $19.10 $38,200.00
Disclosure

SEC source: 0000784199-17-000003 · certent-form4.xml · nonDerivative · entry 1

Benson James · CIK 0001308620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,086

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

F2 · price: Reflects the weighted price of $19.10 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
December 31, 2016 Filed Jul 11, 2017 12:58 UTC
Holloway Jean FVP, General Counsel
GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0000784199-17-000074 · certent-form5.xml · derivative · entry 7

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000 shares

Expires 2016-12-31

Read SEC document
December 31, 2016 Filed Jul 11, 2017 12:58 UTC
Holloway Jean FVP, General Counsel
GrantStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0000784199-17-000074 · certent-form5.xml · derivative · entry 6

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2016-12-31

Read SEC document
December 31, 2016 Filed Jul 11, 2017 12:58 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 1,000 $10.20 $10,200.00
Disclosure

SEC source: 0000784199-17-000074 · certent-form5.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
December 31, 2016 Filed Jul 11, 2017 12:56 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0000784199-17-000072 · certent-form5.xml · derivative · entry 4

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2016-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2016 Filed Jul 11, 2017 12:56 UTC
Davis John ESenior VP, Global Sales
GrantStock Option(Right to Buy) · Derivative 2,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0000784199-17-000072 · certent-form5.xml · derivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2016-12-31

Read SEC document
December 31, 2016 Filed Jul 11, 2017 12:56 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionCommon Stock 2,000 $10.20 $20,400.00
Disclosure

SEC source: 0000784199-17-000072 · certent-form5.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 21:45 UTC Disposition to issuerCommon Stock 2,000 $20.00 $40,000.00
Disclosure

SEC source: 0000784199-16-000320 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,586

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

F2 · price: Reflects weighted average price. Price was $20 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 21:48 UTC Disposition to issuerCommon Stock 2,000 $18.65 $37,302.00
Disclosure

SEC source: 0000784199-16-000315 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,586

F1 · price: Reflects weighted average price. Price was $18.651 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
October 31, 2016 Filed Nov 1, 2016 20:32 UTC
Benson JamesDirector
Disposition to issuerCommon Stock 2,000 $16.75 $33,500.60
Disclosure

SEC source: 0000784199-16-000308 · certent-form4.xml · nonDerivative · entry 1

Benson James · CIK 0001308620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,086

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

F2 · price: Reflects the weighted price of $16.75038 the shares were sold. The range was from $16.55 to $17. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 21:00 UTC Disposition to issuerCommon Stock 1,000 $18.00 $18,000.00
Disclosure

SEC source: 0000784199-16-000303 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,586

F1 · price: Reflects weighted average price. Price was $18 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 20:31 UTC Disposition to issuerCommon Stock 3,000 $17.54 $52,630.80
Disclosure

SEC source: 0000784199-16-000301 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,248

F1 · price: Reflects the weighted price of $17.5436 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
September 13, 2016 Filed Sep 13, 2016 22:06 UTC
Horton AmyVP, Chief Accounting Officer
Disposition to issuerCommon Stock 3,000 $17.47 $52,410.00
Disclosure

SEC source: 0000784199-16-000282 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,798

F1 · price: Reflects weighted average price. Range was $17.47 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 21:00 UTC
Matthews William RobertSenior VP, Operations, Quality
GrantCommon Stock 1,156 $17.39 $20,099.83
Disclosure

SEC source: 0000784199-16-000299 · certent-form4.xml · nonDerivative · entry 1

Matthews William Robert · CIK 0001649291 · Senior VP, Operations, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,970

F1 · price: Reflects the price of $17.3874 the shares were purchased on the open market. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:07 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionStock Option · Derivative 1,500 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0000784199-16-000285 · certent-form4.xml · derivative · entry 8

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/22/2011

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:07 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionStock Option · Derivative 2,986 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0000784199-16-000285 · certent-form4.xml · derivative · entry 7

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,986

Underlying: Common Stock · 2,986 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/22/2011

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:07 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock 1,500 $7.01 $10,515.00
Disclosure

SEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 5

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:07 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Disposition to issuerCommon Stock 2,986 $17.29 $51,629.43
Disclosure

SEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 4

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,612

F2 · price: Reflects weighted average price. Range was $17.03 to $17.50. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 12, 2016 Filed Sep 13, 2016 22:07 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock 2,986 $7.01 $20,931.86
Disclosure

SEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 3

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 21:30 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionStock Option · Derivative 3,000 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0000784199-16-000294 · certent-form4.xml · derivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2022-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 9/10/2016

Read SEC document
September 12, 2016 Filed Sep 14, 2016 21:30 UTC
Holloway Jean FVP, General Counsel
Disposition to issuerCommon Stock 3,000 $17.03 $51,081.30
Disclosure

SEC source: 0000784199-16-000294 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,351

F1 · price: Reflects the price of $17.0271 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 21:30 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 3,000 $9.64 $28,920.00
Disclosure

SEC source: 0000784199-16-000294 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 21:27 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000784199-16-000291 · certent-form4.xml · nonDerivative · entry 2

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares owned by spouse

Disclosed balance after: 36,300

F2 · shares: 2000 shares were gifted by the reporting person's spouse to a charity

Read SEC document
September 12, 2016 Filed Sep 14, 2016 21:27 UTC GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000784199-16-000291 · certent-form4.xml · nonDerivative · entry 1

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,036

F1 · shares: 2000 shares were gifted by the reporting person to a charity

Read SEC document
September 12, 2016 Filed Sep 14, 2016 21:19 UTC Disposition to issuerCommon Stock 1,000 $17.25 $17,248.60
Disclosure

SEC source: 0000784199-16-000287 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,586

F1 · price: Reflects average price. Range was $17.24 to $17.255. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 21:21 UTC
Gale David CVP, Research & Development
Exercise / conversionStock Option · Derivative 3,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0000784199-16-000289 · certent-form4.xml · derivative · entry 3

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/22/2011

Read SEC document
September 12, 2016 Filed Sep 14, 2016 21:21 UTC
Gale David CVP, Research & Development
Disposition to issuerCommon Stock 3,000 $17.49 $52,458.60
Disclosure

SEC source: 0000784199-16-000289 · certent-form4.xml · nonDerivative · entry 2

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,190

F2 · price: Reflects the price of $17.4862 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
September 12, 2016 Filed Sep 14, 2016 21:21 UTC
Gale David CVP, Research & Development
Exercise / conversionCommon Stock 3,000 $7.01 $21,030.00
Disclosure

SEC source: 0000784199-16-000289 · certent-form4.xml · nonDerivative · entry 1

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance reflects a 416 share correction that should have been added to the last total.

Read SEC document
September 09, 2016 Filed Sep 13, 2016 22:07 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionStock Option · Derivative 28,847 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0000784199-16-000285 · certent-form4.xml · derivative · entry 6

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,847

Underlying: Common Stock · 28,847 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/22/2011

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September 09, 2016 Filed Sep 13, 2016 22:07 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock 28,847 $7.01 $202,217.47
Disclosure

SEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 09, 2016 Filed Sep 13, 2016 22:07 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Disposition to issuerCommon Stock 28,847 $17.26 $498,034.80
Disclosure

SEC source: 0000784199-16-000285 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,612

F1 · price: Reflects weighted average price. Range was $17.215 to $17.37. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

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September 09, 2016 Filed Sep 13, 2016 22:06 UTC
Horton AmyVP, Chief Accounting Officer
Disposition to issuerCommon Stock 2,000 $17.53 $35,056.60
Disclosure

SEC source: 0000784199-16-000282 · certent-form4.xml · nonDerivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,548

F3 · price: Reflects weighted average price. Range was $17.52 to $17.5366. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

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September 09, 2016 Filed Sep 13, 2016 22:06 UTC
Horton AmyVP, Chief Accounting Officer
Disposition to issuerCommon Stock 750 $0.00 $0.00
Disclosure

SEC source: 0000784199-16-000282 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,798

F2 · shares: 750 shares were gifted by the reporting person to a charity

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September 09, 2016 Filed Sep 13, 2016 22:04 UTC
Benson JamesDirector
Disposition to issuerCommon Stock 10,000 $17.18 $171,800.00
Disclosure

SEC source: 0000784199-16-000280 · certent-form4.xml · nonDerivative · entry 1

Benson James · CIK 0001308620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,086

F1 · shares: Reflects weighted average price. Range was $17.47 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

F1 · price: Reflects weighted average price. Range was $17.47 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

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June 30, 2016 Filed Jul 11, 2017 12:58 UTC
Holloway Jean FVP, General Counsel
GrantStock Option(Right to Buy) · Derivative 1,205 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0000784199-17-000074 · certent-form5.xml · derivative · entry 5

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,205 shares

Expires 2016-06-30

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June 30, 2016 Filed Jul 11, 2017 12:58 UTC
Holloway Jean FVP, General Counsel
GrantStock Option (Right to Buy) · Derivative 1,205 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0000784199-17-000074 · certent-form5.xml · derivative · entry 4

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,205

Underlying: Common Stock · 1,205 shares

Expires 2016-06-30

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June 30, 2016 Filed Jul 11, 2017 12:58 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 1,205 $9.16 $11,041.42
Disclosure

SEC source: 0000784199-17-000074 · certent-form5.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

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February 19, 2016 Filed Sep 6, 2017 21:40 UTC Amendment
Mackin James PPresident & CEO
GrantCommon Stock 42,484 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000080 · certent-form4a.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,316

F1 · balance_after: In a Form 4 filed on February 23, 2016, Reporting Person over reported the total number of shares beneficially owned by a de minimus number of shares. As a result, such additional shares were reflected in the post-transaction amounts in column 5 of that and all subsequent Forms 4. Beneficially owned shares are hereby updated in column 5 on this Form 4 to exclude such previously-added shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.