Tapewire

NYSE · USD

AORT

ARTIVION, INC.

Export transactions ↓
Tapewire entity
4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2017 Filed Jul 6, 2017 21:02 UTC GiftCommon Stock 4,367 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000068 · certent-form4.xml · nonDerivative · entry 1

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,932

F1 · shares: 4,367 shares were gifted by the reporting person to a trust for the benefit of his spouse for no consideration.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 21:03 UTC
Benson JamesDirector
Disposition to issuerCommon Stock 2,000 $19.95 $39,900.00
Disclosure

SEC source: 0000784199-17-000070 · certent-form4.xml · nonDerivative · entry 1

Benson James · CIK 0001308620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,086

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

Read SEC document
June 30, 2017 Filed Jul 11, 2017 12:58 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 714 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0000784199-17-000074 · certent-form5.xml · derivative · entry 9

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 714 shares

Expires 2017-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2017 Filed Jul 11, 2017 12:58 UTC
Holloway Jean FVP, General Counsel
GrantStock Option (Right to Buy) · Derivative 714 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0000784199-17-000074 · certent-form5.xml · derivative · entry 8

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714

Underlying: Common Stock · 714 shares

Expires 2017-07-30

Read SEC document
June 30, 2017 Filed Jul 11, 2017 12:58 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 714 $16.28 $11,622.14
Disclosure

SEC source: 0000784199-17-000074 · certent-form5.xml · nonDerivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
June 30, 2017 Filed Jul 11, 2017 12:56 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 1,305 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0000784199-17-000072 · certent-form5.xml · derivative · entry 6

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,305 shares

Expires 2017-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2017 Filed Jul 11, 2017 12:56 UTC
Davis John ESenior VP, Global Sales
GrantStock Option (Right to Buy) · Derivative 1,305 $0.00 Strike: $16.28 $0.00
Disclosure

SEC source: 0000784199-17-000072 · certent-form5.xml · derivative · entry 5

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305

Underlying: Common Stock · 1,305 shares

Expires 2017-06-30

Read SEC document
June 30, 2017 Filed Jul 11, 2017 12:56 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionCommon Stock 1,305 $16.28 $21,242.14
Disclosure

SEC source: 0000784199-17-000072 · certent-form5.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 13:19 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 18,667 $0.00 Strike: $5.12 $0.00
Disclosure

SEC source: 0000784199-17-000065 · certent-form4.xml · derivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,667 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2012).

Read SEC document
June 27, 2017 Filed Jun 29, 2017 13:19 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 9,577 $20.00 $191,540.00
Disclosure

SEC source: 0000784199-17-000065 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,705

F1 · kind: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2017.

Read SEC document
June 27, 2017 Filed Jun 29, 2017 13:19 UTC
Horton AmyVP, Chief Accounting Officer
Exercise / conversionCommon Stock 18,667 $5.12 $95,575.04
Disclosure

SEC source: 0000784199-17-000065 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 24, 2017 13:21 UTC Disposition to issuerCommon Stock 7,000 $18.28 $127,938.30
Disclosure

SEC source: 0000784199-17-000063 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,511

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 12, 2016.

F2 · price: Reflects weighted average price. Range of prices were between $18.20 to $18.40. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 17, 2017 Filed May 18, 2017 20:45 UTC GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000059 · certent-form4.xml · nonDerivative · entry 1

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,299

F1 · shares: Represents shares of restricted stock that vest on the first anniversary of the grant date if the reporting person remains a member of the Company's board of directors, subject to earlier vesting upon certain events including death, disability and retirement from the board after serving out his full term because the director is not standing for re-election at the end of the term.

Read SEC document
May 17, 2017 Filed May 18, 2017 20:43 UTC GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000057 · certent-form4.xml · nonDerivative · entry 1

Salveson Jon W · CIK 0001372026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,349

F1 · shares: Represents shares of restricted stock that vest on the first anniversary of the grant date if the reporting person remains a member of the Company's board of directors, subject to earlier vesting upon certain events including death, disability and retirement from the board after serving out his full term because the director is not standing for re-election at the end of the term.

Read SEC document
May 17, 2017 Filed May 18, 2017 20:39 UTC GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000055 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,511

F1 · shares: Represents shares of restricted stock that vest on the first anniversary of the grant date if the reporting person remains a member of the Company's board of directors, subject to earlier vesting upon certain events including death, disability and retirement from the board after serving out his full term because the director is not standing for re-election at the end of the term.

Read SEC document
May 17, 2017 Filed May 18, 2017 20:35 UTC GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000053 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,849

F1 · shares: Represents shares of restricted stock that vest on the first anniversary of the grant date if the reporting person remains a member of the Company's board of directors, subject to earlier vesting upon certain events including death, disability and retirement from the board after serving out his full term because the director is not standing for re-election at the end of the term.

Read SEC document
May 17, 2017 Filed May 18, 2017 20:33 UTC GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000051 · certent-form4.xml · nonDerivative · entry 1

Bullock James · CIK 0001172340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,266

F1 · shares: Represents shares of restricted stock that vest on the first anniversary of the grant date if the reporting person remains a member of the Company's board of directors, subject to earlier vesting upon certain events including death, disability and retirement from the board after serving out his full term because the director is not standing for re-election at the end of the term.

Read SEC document
May 17, 2017 Filed May 18, 2017 20:24 UTC GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000048 · certent-form4.xml · nonDerivative · entry 1

BEVEVINO DANIEL J · CIK 0001186458 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,349

F1 · shares: Represents shares of restricted stock that vest on the first anniversary of the grant date if the reporting person remains a member of the Company's board of directors, subject to earlier vesting upon certain events including death, disability and retirement from the board after serving out his full term because the director is not standing for re-election at the end of the term.

Read SEC document
May 17, 2017 Filed May 18, 2017 20:23 UTC GrantCommon Stock 5,263 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000046 · certent-form4.xml · nonDerivative · entry 1

ACKERMAN THOMAS F · CIK 0001141720 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,349

F1 · shares: Represents shares of restricted stock that vest on the first anniversary of the grant date if the reporting person remains a member of the Company's board of directors, subject to earlier vesting upon certain events including death, disability and retirement from the board after serving out his full term because the director is not standing for re-election at the end of the term.

Read SEC document
April 03, 2017 Filed Apr 10, 2017 20:57 UTC
Benson JamesDirector
Disposition to issuerCommon Stock 2,000 $16.60 $33,200.00
Disclosure

SEC source: 0000784199-17-000042 · certent-form4.xml · nonDerivative · entry 1

Benson James · CIK 0001308620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,086

F1 · date: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

F2 · price: Reflects the weighted price of $16.60 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 22:33 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 278 $17.25 $4,795.50
Disclosure

SEC source: 0000784199-17-000035 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,615

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 22:33 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 2,224 $17.25 $38,364.00
Disclosure

SEC source: 0000784199-17-000035 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,893

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 22:31 UTC
Gale David CVP, Research & Development
Tax withholdingCommon Stock 417 $17.25 $7,193.25
Disclosure

SEC source: 0000784199-17-000033 · certent-form4.xml · nonDerivative · entry 2

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,135

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 22:31 UTC
Gale David CVP, Research & Development
Tax withholdingCommon Stock 3,335 $17.25 $57,528.75
Disclosure

SEC source: 0000784199-17-000033 · certent-form4.xml · nonDerivative · entry 1

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,552

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 22:28 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 417 $17.25 $7,193.25
Disclosure

SEC source: 0000784199-17-000031 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,642

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 22:28 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 3,335 $17.25 $57,528.75
Disclosure

SEC source: 0000784199-17-000031 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,059

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 22:27 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 695 $17.25 $11,988.75
Disclosure

SEC source: 0000784199-17-000029 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,149

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 26, 2017 Filed Feb 28, 2017 22:27 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 5,559 $17.25 $95,892.75
Disclosure

SEC source: 0000784199-17-000029 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,884

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 14:10 UTC
Capps Scott BVP, Clinical Research
Exercise / conversionStock Options (Right to Buy) · Derivative 16,667 $16.40 Strike: $7.01 $273,360.47
Disclosure

SEC source: 0000784199-17-000027 · certent-form4.xml · derivative · entry 3

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,667 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 14:10 UTC
Capps Scott BVP, Clinical Research
SaleCommon Stock 11,083 $16.40 $181,775.61
Disclosure

SEC source: 0000784199-17-000027 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,394

F2 · price: Reflects weighted average price. Range was $16.35 to $16.45 The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 14:10 UTC
Capps Scott BVP, Clinical Research
Exercise / conversionCommon Stock 16,667 $7.01 $116,835.67
Disclosure

SEC source: 0000784199-17-000027 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/22/2011

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:03 UTC GrantCommon Stock 6,280 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000025 · certent-form4.xml · nonDerivative · entry 1

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,676

F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 00:00 UTC
Matthews William RobertSenior VP, Operations, Quality
GrantCommon Stock 6,280 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000023 · certent-form4.xml · nonDerivative · entry 3

Matthews William Robert · CIK 0001649291 · Senior VP, Operations, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,300

F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:58 UTC
Mackin James PPresident & CEO
GrantCommon Stock 31,111 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000021 · certent-form4.xml · nonDerivative · entry 4

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,449

F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:55 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 9,111 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000019 · certent-form4.xml · nonDerivative · entry 4

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,403

F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:53 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 5,111 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000017 · certent-form4.xml · nonDerivative · entry 4

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,117

F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:50 UTC
Holloway Jean FVP, General Counsel
GrantCommon Stock 7,536 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000015 · certent-form4.xml · nonDerivative · entry 4

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,153

F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:39 UTC
Gale David CVP, Research & Development
GrantCommon Stock 3,778 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000013 · certent-form4.xml · nonDerivative · entry 4

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,887

F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:36 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 7,222 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000011 · certent-form4.xml · nonDerivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,586

F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 21, 2017 Filed Feb 22, 2017 23:33 UTC
Capps Scott BVP, Clinical Research
GrantCommon Stock 4,444 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000009 · certent-form4.xml · nonDerivative · entry 4

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,810

F3 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
February 19, 2017 Filed Feb 23, 2017 00:00 UTC
Matthews William RobertSenior VP, Operations, Quality
Tax withholdingCommon Stock 2,212 $17.25 $38,157.00
Disclosure

SEC source: 0000784199-17-000023 · certent-form4.xml · nonDerivative · entry 2

Matthews William Robert · CIK 0001649291 · Senior VP, Operations, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,020

F2 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 23, 2017 00:00 UTC
Matthews William RobertSenior VP, Operations, Quality
GrantCommon Stock 13,262 $17.25 $228,769.50
Disclosure

SEC source: 0000784199-17-000023 · certent-form4.xml · nonDerivative · entry 1

Matthews William Robert · CIK 0001649291 · Senior VP, Operations, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,232

F1 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:58 UTC
Mackin James PPresident & CEO
GrantCommon Stock 60,496 $17.25 $1,043,556.00
Disclosure

SEC source: 0000784199-17-000021 · certent-form4.xml · nonDerivative · entry 3

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,705

F2 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:58 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 3,324 $17.25 $57,339.00
Disclosure

SEC source: 0000784199-17-000021 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,209

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:58 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 13,367 $17.25 $230,580.75
Disclosure

SEC source: 0000784199-17-000021 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,338

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:55 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 18,614 $17.25 $321,091.50
Disclosure

SEC source: 0000784199-17-000019 · certent-form4.xml · nonDerivative · entry 3

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,396

F2 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:55 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 1,330 $17.25 $22,942.50
Disclosure

SEC source: 0000784199-17-000019 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,782

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:55 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 3,104 $17.25 $53,544.00
Disclosure

SEC source: 0000784199-17-000019 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,292

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:53 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 10,471 $17.25 $180,624.75
Disclosure

SEC source: 0000784199-17-000017 · certent-form4.xml · nonDerivative · entry 3

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,751

F2 · shares: Represents performance stock units granted on February 19, 2016 and earned at approximately 142.2% of target based on 2016 adjusted EBITDA. Fifty percent (50%) were issued on February 19, 2017. The remaining shares earned in connection with the February 2016 grant will vest and be issued as follows: 50% on 02/19/2018, and 50% on 02/19/2019, assuming continued employment on the relevant vesting date.

Read SEC document
February 19, 2017 Filed Feb 22, 2017 23:53 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 518 $17.25 $8,935.50
Disclosure

SEC source: 0000784199-17-000017 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,280

F1 · shares: These shares were withheld upon the vesting of restricted stock to pay tax withholding obligations.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.