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ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2018 Filed Feb 21, 2018 22:20 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 933 $18.25 $17,027.25
Disclosure

SEC source: 0000784199-18-000020 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,703

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:20 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 569 $18.25 $10,384.25
Disclosure

SEC source: 0000784199-18-000020 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,636

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:26 UTC
Matthews William RobertSenior VP, Operations, Quality
Tax withholdingCommon Stock 1,183 $18.25 $21,589.75
Disclosure

SEC source: 0000784199-18-000026 · certent-form4.xml · nonDerivative · entry 1

Matthews William Robert · CIK 0001649291 · Senior VP, Operations, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,117

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:23 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 4,591 $18.25 $83,785.75
Disclosure

SEC source: 0000784199-18-000024 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,809

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:23 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 3,049 $18.25 $55,644.25
Disclosure

SEC source: 0000784199-18-000024 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,400

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:23 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 1,413 $18.25 $25,787.25
Disclosure

SEC source: 0000784199-18-000022 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,361

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:23 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 1,375 $18.25 $25,093.75
Disclosure

SEC source: 0000784199-18-000022 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,774

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:18 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 1,041 $18.25 $18,998.25
Disclosure

SEC source: 0000784199-18-000018 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,817

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:18 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 836 $18.25 $15,257.00
Disclosure

SEC source: 0000784199-18-000018 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,858

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:16 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 1,183 $18.25 $21,589.75
Disclosure

SEC source: 0000784199-18-000016 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,708

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:15 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 795 $18.25 $14,508.75
Disclosure

SEC source: 0000784199-18-000014 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,073

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 19, 2018 Filed Feb 21, 2018 22:15 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 726 $18.25 $13,249.50
Disclosure

SEC source: 0000784199-18-000014 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,868

F1 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:28 UTC
Capps Scott BVP, Clinical Research
Exercise / conversionStock Options (Right to Buy) · Derivative 31,333 $17.10 Strike: $5.12 $535,794.30
Disclosure

SEC source: 0000784199-18-000012 · certent-form4.xml · derivative · entry 3

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,333 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/23/2012

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:28 UTC
Capps Scott BVP, Clinical Research
Exercise / conversionCommon Stock 31,333 $5.12 $160,424.96
Disclosure

SEC source: 0000784199-18-000012 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/23/2012

Read SEC document
February 13, 2018 Filed Feb 15, 2018 22:28 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 9,381 $17.10 $160,415.10
Disclosure

SEC source: 0000784199-18-000012 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,261

F1 · shares: Payment of exercise by delivering shares in accordance to Rule 16b-3.

Read SEC document
January 01, 2018 Filed Jul 10, 2018 20:49 UTC
Saurini Sherry MVP, Quality
GrantESPP · Derivative 191 $16.24 Strike: $16.24 $3,100.89
Disclosure

SEC source: 0000784199-18-000147 · certent-form4.xml · derivative · entry 2

Saurini Sherry M · CIK 0001666007 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191

Underlying: Common Stock · 191 shares

Expires 2018-06-30

Read SEC document
January 01, 2018 Filed Jul 10, 2018 20:49 UTC
Saurini Sherry MVP, Quality
Exercise / conversionCommon Stock 191 $16.24 $3,100.89
Disclosure

SEC source: 0000784199-18-000147 · certent-form4.xml · nonDerivative · entry 1

Saurini Sherry M · CIK 0001666007 · VP, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
January 01, 2018 Filed Jul 10, 2018 20:47 UTC GrantESPP · Derivative 1,179 $16.24 Strike: $16.24 $19,141.07
Disclosure

SEC source: 0000784199-18-000145 · certent-form4.xml · derivative · entry 2

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,179

Underlying: Common Stock · 1,179 shares

Expires 2018-06-30

Read SEC document
January 01, 2018 Filed Jul 10, 2018 20:47 UTC Exercise / conversionCommon Stock 1,179 $16.24 $19,141.07
Disclosure

SEC source: 0000784199-18-000145 · certent-form4.xml · nonDerivative · entry 1

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
January 01, 2018 Filed Jul 10, 2018 20:43 UTC
Davis John ESenior VP, Global Sales
GrantESPP · Derivative 1,308 $16.24 Strike: $16.24 $21,235.38
Disclosure

SEC source: 0000784199-18-000141 · certent-form4.xml · derivative · entry 4

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Common Stock · 1,308 shares

Expires 2018-06-30

Read SEC document
January 01, 2018 Filed Jul 10, 2018 20:43 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionCommon Stock 1,308 $16.24 $21,235.38
Disclosure

SEC source: 0000784199-18-000141 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
January 01, 2018 Filed Jul 10, 2018 20:46 UTC
Holloway Jean FVP, General Counsel
GrantESPP · Derivative 861 $16.24 Strike: $16.24 $13,978.34
Disclosure

SEC source: 0000784199-18-000143 · certent-form4.xml · derivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861

Underlying: Common Stock · 861 shares

Expires 2018-06-30

Read SEC document
January 01, 2018 Filed Jul 10, 2018 20:46 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 861 $16.24 $13,978.34
Disclosure

SEC source: 0000784199-18-000143 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 21:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 821 $16.28 Strike: $16.28 $13,363.83
Disclosure

SEC source: 0000784199-18-000006 · certent-form5.xml · derivative · entry 3

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 821 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 21:47 UTC GrantStock Option (Right to Buy) · Derivative 821 $16.28 Strike: $16.28 $13,363.83
Disclosure

SEC source: 0000784199-18-000006 · certent-form5.xml · derivative · entry 2

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821

Underlying: Common Stock · 821 shares

Expires 2017-12-31

Read SEC document
December 31, 2017 Filed Jan 25, 2018 21:47 UTC Exercise / conversionCommon Stock 821 $16.28 $13,363.83
Disclosure

SEC source: 0000784199-18-000006 · certent-form5.xml · nonDerivative · entry 1

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 21:46 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 567 $16.28 Strike: $16.28 $9,229.34
Disclosure

SEC source: 0000784199-18-000004 · certent-form5.xml · derivative · entry 3

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 567 shares

Expires 2017-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2017 Filed Jan 25, 2018 21:46 UTC
Holloway Jean FVP, General Counsel
GrantStock Option (Right to Buy) · Derivative 567 $16.28 Strike: $16.28 $9,229.34
Disclosure

SEC source: 0000784199-18-000004 · certent-form5.xml · derivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567

Underlying: Common Stock · 567 shares

Expires 2017-12-31

Read SEC document
December 31, 2017 Filed Jan 25, 2018 21:46 UTC
Holloway Jean FVP, General Counsel
Exercise / conversionCommon Stock 567 $16.28 $9,229.34
Disclosure

SEC source: 0000784199-18-000004 · certent-form5.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares were acquired pursuant to CryoLife Inc.'s Employee Stock Purchase Plan (ESPP). The shares were acquired in transactions exempt from Section 16b-3.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 22:30 UTC SaleCommon Stock 1,000 $20.00 $20,000.00
Disclosure

SEC source: 0000784199-17-000105 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,849

F1 · kind: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

F2 · price: Reflects the price of $20 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:17 UTC
Gale David CVP, Research & Development
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $6.12 $0.00
Disclosure

SEC source: 0000784199-17-000103 · certent-form4.xml · derivative · entry 6

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/15/2014

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:17 UTC
Gale David CVP, Research & Development
Exercise / conversionStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0000784199-17-000103 · certent-form4.xml · derivative · entry 5

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/18/2013

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:17 UTC
Gale David CVP, Research & Development
SaleCommon Stock 10,000 $19.63 $196,250.00
Disclosure

SEC source: 0000784199-17-000103 · certent-form4.xml · nonDerivative · entry 4

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,135

F2 · price: Reflects weighted average price. Range was $19.625 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:17 UTC
Gale David CVP, Research & Development
Exercise / conversionCommon Stock 10,000 $6.12 $61,200.00
Disclosure

SEC source: 0000784199-17-000103 · certent-form4.xml · nonDerivative · entry 3

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/15/2014

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:17 UTC
Gale David CVP, Research & Development
SaleCommon Stock 10,000 $19.63 $196,250.00
Disclosure

SEC source: 0000784199-17-000103 · certent-form4.xml · nonDerivative · entry 2

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,135

F2 · price: Reflects weighted average price. Range was $19.625 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 16, 2017 Filed Nov 17, 2017 21:17 UTC
Gale David CVP, Research & Development
Exercise / conversionCommon Stock 10,000 $5.76 $57,600.00
Disclosure

SEC source: 0000784199-17-000103 · certent-form4.xml · nonDerivative · entry 1

Gale David C · CIK 0001539068 · VP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/18/2013

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:47 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 30,143 $18.57 Strike: $5.12 $559,888.14
Disclosure

SEC source: 0000784199-17-000101 · certent-form4.xml · derivative · entry 8

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,143 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:47 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
SaleCommon Stock 30,143 $18.57 $559,888.14
Disclosure

SEC source: 0000784199-17-000101 · certent-form4.xml · nonDerivative · entry 4

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,149

F3 · price: Reflects weighted average price. Range was $18.50 to $18.85. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:47 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock 30,143 $5.12 $154,332.16
Disclosure

SEC source: 0000784199-17-000101 · certent-form4.xml · nonDerivative · entry 3

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2012).

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:47 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 33,190 $19.00 Strike: $5.12 $630,550.26
Disclosure

SEC source: 0000784199-17-000101 · certent-form4.xml · derivative · entry 7

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,143

Underlying: Common Stock · 33,190 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:47 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
SaleCommon Stock 33,190 $19.00 $630,550.26
Disclosure

SEC source: 0000784199-17-000101 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,149

F2 · price: Reflects weighted average price. Range was $18.95 to $19.10. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:47 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Exercise / conversionCommon Stock 33,190 $5.12 $169,932.80
Disclosure

SEC source: 0000784199-17-000101 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Stock option vested 33 1/3% per year beginning on the first anniversary of the grant date (February 23, 2012).

Read SEC document
November 08, 2017 Filed Nov 13, 2017 21:45 UTC
Horton AmyVP, Chief Accounting Officer
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000099 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,205

F2 · shares: 1500 shares were gifted by the reporting person to a charity

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November 08, 2017 Filed Nov 13, 2017 21:45 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 4,000 $19.00 $76,000.00
Disclosure

SEC source: 0000784199-17-000099 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,705

F1 · price: Reflects weighted average price. Range was $19 for all shares. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

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November 06, 2017 Filed Nov 8, 2017 22:22 UTC SaleCommon Stock 1,000 $19.03 $19,030.00
Disclosure

SEC source: 0000784199-17-000096 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,849

F1 · price: Reflects the average price of $19.03 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

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October 02, 2017 Filed Oct 4, 2017 20:49 UTC
Benson JamesDirector
SaleCommon Stock 2,000 $22.80 $45,600.00
Disclosure

SEC source: 0000784199-17-000090 · certent-form4.xml · nonDerivative · entry 1

Benson James · CIK 0001308620 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,086

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

F2 · price: Reflects the price of $22.80 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

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September 06, 2017 Filed Sep 6, 2017 21:43 UTC
Mackin James PPresident & CEO
SaleCommon Stock 81,950 $21.97 $1,800,679.16
Disclosure

SEC source: 0000784199-17-000084 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,449

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations.

F2 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 27, 2017.

F4 · price: Reflects weighted average price. Range of prices were between $21.90 to $22.10. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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September 05, 2017 Filed Sep 6, 2017 21:43 UTC
Mackin James PPresident & CEO
SaleCommon Stock 43,050 $22.09 $951,060.60
Disclosure

SEC source: 0000784199-17-000084 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,399

F1 · shares: These shares were sold upon the vesting of performance stock units to pay tax withholding obligations.

F2 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 27, 2017.

F3 · price: Reflects weighted average price. Range of prices were between $21.85 to $22.45. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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September 05, 2017 Filed Sep 6, 2017 21:42 UTC SaleCommon Stock 1,000 $22.00 $22,000.00
Disclosure

SEC source: 0000784199-17-000082 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,849

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

F2 · price: Reflects the price of $22 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

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July 05, 2017 Filed Jul 6, 2017 21:02 UTC GiftCommon Stock 4,367 $0.00 $0.00
Disclosure

SEC source: 0000784199-17-000068 · certent-form4.xml · nonDerivative · entry 2

MORGAN HARVEY · CIK 0001137972 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares owned indirectly by Spouse in a Revocable Trust

Disclosed balance after: 40,667

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.