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AORT

ARTIVION, INC.

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4767
SEC CIK
0000784199
Parsed reports
700

Last 12 months

Inside the activity.

0 purchase rows · 64 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025024
Dec 202506
Jan 202600
Feb 2026012
Mar 2026013
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202604
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2018 Filed May 11, 2018 21:20 UTC
Horton AmyVP, Chief Accounting Officer
SaleCommon Stock 4,000 $25.94 $103,763.60
Disclosure

SEC source: 0000784199-18-000093 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,959

F1 · price: Reflects weighted average price. Range was between $25.93 - $25.95. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:43 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 4,373 $10.24 Strike: $10.24 $44,779.52
Disclosure

SEC source: 0000784199-18-000091 · certent-form4.xml · derivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,491

Underlying: Common Stock · 4,373 shares

Expires 2023-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 2/19/2017

Read SEC document
May 08, 2018 Filed May 10, 2018 20:43 UTC
Davis John ESenior VP, Global Sales
SaleCommon Stock 4,373 $26.00 $113,698.00
Disclosure

SEC source: 0000784199-18-000091 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,438

F2 · price: Reflects the price of $26 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
May 08, 2018 Filed May 10, 2018 20:43 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionCommon Stock 4,373 $10.24 $44,779.52
Disclosure

SEC source: 0000784199-18-000091 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:41 UTC SaleCommon Stock 1,852 $25.58 $47,378.60
Disclosure

SEC source: 0000784199-18-000089 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,997

F1 · price: Reflects the weighted avg price of $25.5824 the shares were sold. The range was from $25.65 to $25.55. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
May 08, 2018 Filed May 15, 2018 21:30 UTC SaleCommon Stock 260 $25.95 $6,747.00
Disclosure

SEC source: 0000784199-18-000099 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,011

F1 · price: Reflects the price of $25.95 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
May 03, 2018 Filed May 8, 2018 20:26 UTC SaleCommon Stock 2,000 $24.00 $48,000.00
Disclosure

SEC source: 0000784199-18-000087 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,849

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

F2 · price: Reflects the price of $24 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
May 03, 2018 Filed May 8, 2018 20:24 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 3,334 $9.64 Strike: $9.64 $32,139.76
Disclosure

SEC source: 0000784199-18-000085 · certent-form4.xml · derivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,334 shares

Expires 2022-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 9/10/2016.

Read SEC document
May 03, 2018 Filed May 8, 2018 20:24 UTC
Davis John ESenior VP, Global Sales
SaleCommon Stock 3,334 $24.00 $80,016.00
Disclosure

SEC source: 0000784199-18-000085 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,438

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

F2 · price: Reflects the price of $24 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price

Read SEC document
May 03, 2018 Filed May 8, 2018 20:24 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionCommon Stock 3,334 $9.64 $32,139.76
Disclosure

SEC source: 0000784199-18-000085 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:42 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 $9.64 Strike: $9.64 $32,130.12
Disclosure

SEC source: 0000784199-18-000081 · certent-form4.xml · derivative · entry 3

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires 2022-09-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock option vests 33 1/3% per year beginning on the first anniversary of the grant date. The first exercisable date was 9/10/2016.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:42 UTC
Davis John ESenior VP, Global Sales
SaleCommon Stock 3,333 $23.00 $76,659.00
Disclosure

SEC source: 0000784199-18-000081 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,438

F1 · kind: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 8, 2017.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:42 UTC
Davis John ESenior VP, Global Sales
Exercise / conversionCommon Stock 3,333 $9.64 $32,130.12
Disclosure

SEC source: 0000784199-18-000081 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 12:58 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 2,125 $20.05 $42,606.25
Disclosure

SEC source: 0000784199-18-000079 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,877

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:52 UTC GrantStock Option (Right to Buy) · Derivative 15,910 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000784199-18-000075 · certent-form4.xml · derivative · entry 2

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,910

Underlying: Common Stock · 15,910 shares

Expires 2025-03-12

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:52 UTC GrantCommon Stock 6,187 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000075 · certent-form4.xml · nonDerivative · entry 1

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,339

F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:51 UTC
Mackin James PPresident & CEO
GrantStock Option (Right to Buy) · Derivative 77,562 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000784199-18-000073 · certent-form4.xml · derivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,562

Underlying: Common Stock · 77,562 shares

Expires 2025-03-12

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:51 UTC
Mackin James PPresident & CEO
GrantCommon Stock 30,162 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000073 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,095

F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:50 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantStock Option (Right to Buy) · Derivative 21,877 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000784199-18-000071 · certent-form4.xml · derivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,877

Underlying: Common Stock · 21,877 shares

Expires 2025-03-12

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:50 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 8,507 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000071 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,079

F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:50 UTC
Horton AmyVP, Chief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 12,430 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000784199-18-000069 · certent-form4.xml · derivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,430

Underlying: Common Stock · 12,430 shares

Expires 2025-03-12

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:50 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 4,834 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000069 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,959

F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:49 UTC
Holloway Jean FVP, General Counsel
GrantStock Option (Right to Buy) · Derivative 19,092 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000784199-18-000067 · certent-form4.xml · derivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,092

Underlying: Common Stock · 19,092 shares

Expires 2025-03-12

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:49 UTC
Holloway Jean FVP, General Counsel
GrantCommon Stock 7,425 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000067 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,002

F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:48 UTC
Davis John ESenior VP, Global Sales
GrantStock Option (Right to Buy) · Derivative 15,910 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000784199-18-000065 · certent-form4.xml · derivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,910

Underlying: Common Stock · 15,910 shares

Expires 2025-03-12

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:48 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 6,187 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000065 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,438

F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:47 UTC
Capps Scott BVP, Clinical Research
GrantStock Option (Right to Buy) · Derivative 9,944 $0.00 Strike: $21.55 $0.00
Disclosure

SEC source: 0000784199-18-000063 · certent-form4.xml · derivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,944

Underlying: Common Stock · 9,944 shares

Expires 2025-03-12

Read SEC document
March 12, 2018 Filed Mar 14, 2018 23:47 UTC
Capps Scott BVP, Clinical Research
GrantCommon Stock 3,867 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000063 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,087

F1 · shares: Represents share of restricted stock that vest on the third anniversary of the grant date if the reporting person remains in the continuous employ of the Company.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:51 UTC SaleCommon Stock 5,000 $21.09 $105,447.50
Disclosure

SEC source: 0000784199-18-000059 · certent-form4.xml · nonDerivative · entry 1

McCall Ronald D · CIK 0001016766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,511

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 14, 2017

F2 · price: Reflects weighted average price. Range of prices were between $21 to $21.25. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 08, 2018 Filed Mar 9, 2018 21:51 UTC SaleCommon Stock 2,000 $22.00 $44,000.00
Disclosure

SEC source: 0000784199-18-000056 · certent-form4.xml · nonDerivative · entry 1

RONALD C ELKINS · CIK 0001016744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,849

F1 · shares: The sale reported on this form was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 16, 2016.

F2 · price: Reflects the price of $22 the shares were sold. The reporting person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased or sold at this price.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:26 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 6,349 $19.15 $121,583.35
Disclosure

SEC source: 0000784199-18-000050 · certent-form4.xml · nonDerivative · entry 2

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,933

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:26 UTC
Mackin James PPresident & CEO
GrantCommon Stock 28,000 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000050 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,282

F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:26 UTC Tax withholdingCommon Stock 997 $19.15 $19,092.55
Disclosure

SEC source: 0000784199-18-000052 · certent-form4.xml · nonDerivative · entry 2

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,152

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:26 UTC GrantCommon Stock 5,652 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000052 · certent-form4.xml · nonDerivative · entry 1

McDermid James M · CIK 0001681601 · SVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,149

F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:26 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 1,245 $19.15 $23,841.75
Disclosure

SEC source: 0000784199-18-000048 · certent-form4.xml · nonDerivative · entry 2

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,572

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:26 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
GrantCommon Stock 8,200 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000048 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,817

F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:26 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 698 $19.15 $13,366.70
Disclosure

SEC source: 0000784199-18-000045 · certent-form4.xml · nonDerivative · entry 2

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,125

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:26 UTC
Horton AmyVP, Chief Accounting Officer
GrantCommon Stock 4,600 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000045 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,823

F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:19 UTC
Holloway Jean FVP, General Counsel
Tax withholdingCommon Stock 1,022 $19.15 $19,571.30
Disclosure

SEC source: 0000784199-18-000043 · certent-form4.xml · nonDerivative · entry 2

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,577

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:19 UTC
Holloway Jean FVP, General Counsel
GrantCommon Stock 6,782 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000043 · certent-form4.xml · nonDerivative · entry 1

Holloway Jean F · CIK 0001540065 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,599

F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:19 UTC
Davis John ESenior VP, Global Sales
Tax withholdingCommon Stock 957 $19.15 $18,326.55
Disclosure

SEC source: 0000784199-18-000041 · certent-form4.xml · nonDerivative · entry 2

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,251

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:19 UTC
Davis John ESenior VP, Global Sales
GrantCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000041 · certent-form4.xml · nonDerivative · entry 1

Davis John E · CIK 0001653206 · Senior VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,208

F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:19 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 607 $19.15 $11,624.05
Disclosure

SEC source: 0000784199-18-000038 · certent-form4.xml · nonDerivative · entry 2

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,220

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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March 05, 2018 Filed Mar 7, 2018 22:19 UTC
Capps Scott BVP, Clinical Research
GrantCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000038 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,827

F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

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March 05, 2018 Filed Mar 26, 2018 20:31 UTC
Matthews William RobertSenior VP, Operations, Quality
Tax withholdingCommon Stock 886 $19.15 $16,966.90
Disclosure

SEC source: 0000784199-18-000077 · certent-form4.xml · nonDerivative · entry 2

Matthews William Robert · CIK 0001649291 · Senior VP, Operations, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,883

F2 · shares: These shares were withheld upon the vesting of performance stock units to pay tax withholding obligations.

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March 05, 2018 Filed Mar 26, 2018 20:31 UTC
Matthews William RobertSenior VP, Operations, Quality
GrantCommon Stock 5,652 $0.00 $0.00
Disclosure

SEC source: 0000784199-18-000077 · certent-form4.xml · nonDerivative · entry 1

Matthews William Robert · CIK 0001649291 · Senior VP, Operations, Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,769

F1 · shares: Represents performance stock units granted on February 21, 2017 and earned at approximately 90% of target based on 2017 adjusted EBITDA. Fifty percent (50%) were issued on March 5, 2018. The remaining shares earned in connection with the February 2017 grant will vest and be issued as follows: 50% on 02/21/2019, and 50% on 02/21/2020, assuming continued employment on the relevant vesting date.

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February 19, 2018 Filed Feb 22, 2018 00:46 UTC
Horton AmyVP, Chief Accounting Officer
Tax withholdingCommon Stock 1,480 $18.25 $27,010.00
Disclosure

SEC source: 0000784199-18-000032 · certent-form4.xml · nonDerivative · entry 1

Horton Amy · CIK 0001371523 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,223

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

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February 19, 2018 Filed Feb 22, 2018 00:50 UTC
LEE DAVID ASHLEYExecutive VP, COO & CFO
Tax withholdingCommon Stock 3,744 $18.25 $68,328.00
Disclosure

SEC source: 0000784199-18-000034 · certent-form4.xml · nonDerivative · entry 1

LEE DAVID ASHLEY · CIK 0001112830 · Executive VP, COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,617

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

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February 19, 2018 Filed Feb 22, 2018 00:44 UTC
Capps Scott BVP, Clinical Research
Tax withholdingCommon Stock 2,246 $18.25 $40,989.50
Disclosure

SEC source: 0000784199-18-000030 · certent-form4.xml · nonDerivative · entry 1

Capps Scott B · CIK 0001409753 · VP, Clinical Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,827

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

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February 19, 2018 Filed Feb 22, 2018 00:44 UTC
Mackin James PPresident & CEO
Tax withholdingCommon Stock 9,527 $18.25 $173,867.75
Disclosure

SEC source: 0000784199-18-000028 · certent-form4.xml · nonDerivative · entry 1

Mackin James P · CIK 0001408470 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,282

F1 · shares: Represent shares of restricted stock that were withheld for taxes on the grant vest date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.