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AON

Aon plc

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2608
SEC CIK
0000315293
Parsed reports
459

Last 12 months

Inside the activity.

7 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202612
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202607
Aug 202600
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2018 Filed Nov 21, 2018 21:27 UTC
Grace CarolineCEO, Global Retirement & Inves
Exercise / conversionClass A Ordinary Stock 527 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-059724 · doc4.xml · nonDerivative · entry 1

Grace Caroline · CIK 0001705516 · CEO, Global Retirement & Inves

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,323.247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon vesting of restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon vesting of restricted share unit award.

Read SEC document
November 07, 2018 Filed Nov 9, 2018 21:12 UTC
Grace CarolineCEO, Global Retirement & Inves
SaleClass A Ordinary Stock 4,000 $160.00 $640,000.00
Disclosure

SEC source: 0001209191-18-057939 · doc4.xml · nonDerivative · entry 1

Grace Caroline · CIK 0001705516 · CEO, Global Retirement & Inves

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,796.247

F1 · kind: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 30, 2017.

Read SEC document
September 26, 2018 Filed Feb 13, 2019 00:27 UTC GiftClass A Ordinary Stock 5,163 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-009512 · doc5.xml · nonDerivative · entry 1

NOTEBAERT RICHARD C · CIK 0001112731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,272

F1 · balance_after: Includes 9,102 shares that were previously held in a grantor retained annuity trust.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 20:31 UTC
Grace CarolineCEO, Global Retirement & Inves
SaleClass A Ordinary Stock 4,000 $155.00 $620,000.00
Disclosure

SEC source: 0001209191-18-051890 · doc4.xml · nonDerivative · entry 1

Grace Caroline · CIK 0001705516 · CEO, Global Retirement & Inves

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,796.247

F1 · kind: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 30, 2017.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 23:03 UTC
BRUNO JOHN GChief Operating Officer
Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 12,632 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051285 · doc4.xml · derivative · entry 3

BRUNO JOHN G · CIK 0001283118 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,632

Underlying: Class A Ordinary Shares · 12,632 shares

Expires 2019-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on September 12, 2014 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 20% of the awards vest on each of the first through fifth anniversaries of the date of the grant.

F4 · derivative.expiration_date: A restricted share unit award was granted on September 12, 2014 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 20% of the awards vest on each of the first through fifth anniversaries of the date of the grant.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 23:03 UTC
BRUNO JOHN GChief Operating Officer
Tax withholdingClass A Ordinary Stock 6,222 $151.08 $940,019.76
Disclosure

SEC source: 0001209191-18-051285 · doc4.xml · nonDerivative · entry 2

BRUNO JOHN G · CIK 0001283118 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,125.65

F2 · kind: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 23:03 UTC
BRUNO JOHN GChief Operating Officer
Exercise / conversionClass A Ordinary Stock 12,632 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-051285 · doc4.xml · nonDerivative · entry 1

BRUNO JOHN G · CIK 0001283118 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,347.65

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
September 06, 2018 Filed Sep 10, 2018 20:39 UTC
Grace CarolineCEO, Global Retirement & Inves
SaleClass A Ordinary Stock 4,000 $150.00 $600,000.00
Disclosure

SEC source: 0001209191-18-050273 · doc4.xml · nonDerivative · entry 1

Grace Caroline · CIK 0001705516 · CEO, Global Retirement & Inves

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,796.25

F1 · kind: The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on November 30, 2017

F2 · balance_after: The total number of shares reported in Column 5 includes 63.37 shares acquired under the Aon employee stock purchase plan on June 29, 2018.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:13 UTC
Goland Anthony RChief Human Resources Officer
Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 1,108 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049525 · doc4.xml · derivative · entry 3

Goland Anthony R · CIK 0001669783 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,214

Underlying: Class A Ordinary Shares · 1,108 shares

Expires 2020-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted stock unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on September 1, 2015 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 20% of the awards vest on each of the first through fifth anniversaries of the date of the grant.

F4 · derivative.expiration_date: A restricted share unit award was granted on September 1, 2015 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan as follows: 20% of the awards vest on each of the first through fifth anniversaries of the date of the grant.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:13 UTC
Goland Anthony RChief Human Resources Officer
Tax withholdingClass A Ordinary Stock 483 $145.56 $70,305.48
Disclosure

SEC source: 0001209191-18-049525 · doc4.xml · nonDerivative · entry 2

Goland Anthony R · CIK 0001669783 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886

F2 · kind: Class A Ordinary Shares withheld by the issuer for the payment of withholding taxes in connection with the vesting of a restricted share unit award.

Read SEC document
August 31, 2018 Filed Sep 5, 2018 20:13 UTC
Goland Anthony RChief Human Resources Officer
Exercise / conversionClass A Ordinary Stock 1,108 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-049525 · doc4.xml · nonDerivative · entry 1

Goland Anthony R · CIK 0001669783 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:49 UTC
Zern JohnCEO, Aon Global Health
Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 1,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-048198 · doc4.xml · derivative · entry 3

Zern John · CIK 0001705528 · CEO, Aon Global Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150

Underlying: Class A Ordinary Shares · 1,150 shares

Expires 2019-08-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with UK law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on August 21, 2014 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.

F4 · derivative.expiration_date: A restricted share unit award was granted on August 21, 2014 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:49 UTC
Zern JohnCEO, Aon Global Health
Tax withholdingClass A Ordinary Stock 510 $144.36 $73,623.60
Disclosure

SEC source: 0001209191-18-048198 · doc4.xml · nonDerivative · entry 2

Zern John · CIK 0001705528 · CEO, Aon Global Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,699

F2 · kind: Class A ordinary Shares withheld by the issuer for the payment of taxes in connection with the vesting of a restricted share unit.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:49 UTC
Zern JohnCEO, Aon Global Health
Exercise / conversionClass A Ordinary Stock 1,150 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-048198 · doc4.xml · nonDerivative · entry 1

Zern John · CIK 0001705528 · CEO, Aon Global Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 21:43 UTC
Neller MichaelPrincipal Accounting Officer
SaleClass A Ordinary Stock 750 $143.58 $107,682.75
Disclosure

SEC source: 0001209191-18-048027 · doc4.xml · nonDerivative · entry 1

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787

F1 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $143.57 to $143.58, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
August 08, 2018 Filed Feb 20, 2019 02:32 UTC
LIEB PETER MGeneral Counsel
GiftClass A Ordinary Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-011403 · doc4.xml · nonDerivative · entry 1

LIEB PETER M · CIK 0001263967 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,686.277

F1 · balance_after: Includes shares acquired under the Aon employee stock purchase plan on June 29, 2018.

Read SEC document
August 06, 2018 Filed Aug 8, 2018 21:26 UTC PurchaseClass A Ordinary Stock 5,550 $143.84 $798,289.80
Disclosure

SEC source: 0001209191-18-045874 · doc4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,084

F1 · price: The price reported is a weighted average price. Shares were purchased in a series of transactions within the same trading day at prices ranging from $143.67 to $143.95, inclusive. Full information regarding the number of shares purchased at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 23:00 UTC GrantClass A Ordinary Stock 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039474 · doc4.xml · nonDerivative · entry 1

WOO CAROLYN Y · CIK 0001205211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,370

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:58 UTC GrantClass A Ordinary Stock 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039472 · doc4.xml · nonDerivative · entry 1

NOTEBAERT RICHARD C · CIK 0001112731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,333

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:59 UTC GrantClass A Ordinary Stock 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039473 · doc4.xml · nonDerivative · entry 1

SANTONA GLORIA · CIK 0001179714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,661

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:58 UTC GrantClass A Ordinary Stock 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039471 · doc4.xml · nonDerivative · entry 1

MYERS RICHARD B · CIK 0001356702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,961

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:57 UTC GrantClass A Ordinary Stock 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039470 · doc4.xml · nonDerivative · entry 1

LOSH J MICHAEL · CIK 0001199190 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,449

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:56 UTC GrantClass A Ordinary Stock 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039469 · doc4.xml · nonDerivative · entry 1

FRANCIS CHERYL A · CIK 0001197386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,757

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:55 UTC
Conti FulvioDirector
Tax withholdingClass A Ordinary Stock 97 $137.14 $13,302.58
Disclosure

SEC source: 0001209191-18-039468 · doc4.xml · nonDerivative · entry 2

Conti Fulvio · CIK 0001421899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,977

F2 · kind: Class A Ordinary Shares withheld by issuer for the payment of withholding taxes in connection with the award.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:55 UTC
Conti FulvioDirector
GrantClass A Ordinary Stock 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039468 · doc4.xml · nonDerivative · entry 1

Conti Fulvio · CIK 0001421899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,074

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:54 UTC GrantClass A Ordinary Stock 1,534 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039467 · doc4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:54 UTC
Cai Jin-YongDirector
Tax withholdingClass A Ordinary Stock 112 $137.14 $15,359.68
Disclosure

SEC source: 0001209191-18-039466 · doc4.xml · nonDerivative · entry 2

Cai Jin-Yong · CIK 0001682796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,386

F2 · kind: Class A Ordinary Shares withheld by issuer for the payment of withholding taxes in connection with the award.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:54 UTC
Cai Jin-YongDirector
GrantClass A Ordinary Stock 1,240 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039466 · doc4.xml · nonDerivative · entry 1

Cai Jin-Yong · CIK 0001682796 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

Read SEC document
June 22, 2018 Filed Jun 25, 2018 22:53 UTC GrantClass A Ordinary Stock 2,881 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-039465 · doc4.xml · nonDerivative · entry 1

KNIGHT LESTER B · CIK 0001023262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,789

F1 · kind: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F1 · price: Class A Ordinary Shares granted annually to each non-employee director of Aon plc. In accordance with U.K. law, reporting person agreed to pay the issuer the nominal value of US $0.01 per share issued to the reporting person.

F2 · balance_after: Does not include 191,044 shares previously reported as indirectly owned in trust which shares were transferred on May 25, 2018 to a trust for which the reporting person is not a trustee.

Read SEC document
May 24, 2018 Filed Feb 20, 2019 02:19 UTC
Andersen EricCo-President
SaleClass A Ordinary Stock 5,000 $142.39 $711,950.00
Disclosure

SEC source: 0001209191-19-011395 · doc4.xml · nonDerivative · entry 1

Andersen Eric · CIK 0001697695 · Co-President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,320.49

F1 · kind: This line reports a 2018 sale that was inadvertently not timely reported. The transactions reported were effected pursuant to a trading plan meeting the requirements of SEC Rule 10b5-1 entered into on August 8, 2017.

F2 · price: The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $142.38 to $142.40, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:52 UTC
Neller MichaelPrincipal Accounting Officer
Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 453 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032644 · doc4.xml · derivative · entry 3

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 453 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on May 21, 2013 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.

F4 · derivative.expiration_date: A restricted share unit award was granted on May 21, 2013 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:52 UTC
Neller MichaelPrincipal Accounting Officer
Tax withholdingClass A Ordinary Stock 133 $142.08 $18,896.64
Disclosure

SEC source: 0001209191-18-032644 · doc4.xml · nonDerivative · entry 2

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:52 UTC
Neller MichaelPrincipal Accounting Officer
Exercise / conversionClass A Ordinary Stock 453 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032644 · doc4.xml · nonDerivative · entry 1

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:49 UTC
Grace CarolineCEO, Global Retirement & Inves
Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 755 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032638 · doc4.xml · derivative · entry 3

Grace Caroline · CIK 0001705516 · CEO, Global Retirement & Inves

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 755 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on May 21, 2013 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.

F4 · derivative.expiration_date: A restricted share unit award was granted on May 21, 2013 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:49 UTC
Grace CarolineCEO, Global Retirement & Inves
Tax withholdingClass A Ordinary Stock 335 $142.08 $47,596.80
Disclosure

SEC source: 0001209191-18-032638 · doc4.xml · nonDerivative · entry 2

Grace Caroline · CIK 0001705516 · CEO, Global Retirement & Inves

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,732.87

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:49 UTC
Grace CarolineCEO, Global Retirement & Inves
Exercise / conversionClass A Ordinary Stock 755 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032638 · doc4.xml · nonDerivative · entry 1

Grace Caroline · CIK 0001705516 · CEO, Global Retirement & Inves

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,067.87

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:47 UTC
Zern JohnCEO, Aon Global Health
Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 302 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032632 · doc4.xml · derivative · entry 3

Zern John · CIK 0001705528 · CEO, Aon Global Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 302 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on May 21, 2013 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.

F4 · derivative.expiration_date: A restricted share unit award was granted on May 21, 2013 and vests in accordance with the terms of the Aon Stock Incentive Plan as follows: 20% of the award vests on each of the first through fifth anniversaries of the date of the grant.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:47 UTC
Zern JohnCEO, Aon Global Health
Tax withholdingClass A Ordinary Stock 134 $142.08 $19,038.72
Disclosure

SEC source: 0001209191-18-032632 · doc4.xml · nonDerivative · entry 2

Zern John · CIK 0001705528 · CEO, Aon Global Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,059

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:47 UTC
Zern JohnCEO, Aon Global Health
Exercise / conversionClass A Ordinary Stock 302 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-032632 · doc4.xml · nonDerivative · entry 1

Zern John · CIK 0001705528 · CEO, Aon Global Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:03 UTC
Neller MichaelPrincipal Accounting Officer
SaleClass A Ordinary Stock 1,000 $140.93 $140,930.00
Disclosure

SEC source: 0001209191-18-031375 · doc4.xml · nonDerivative · entry 1

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:32 UTC
Neller MichaelPrincipal Accounting Officer
Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 151 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020579 · doc4.xml · derivative · entry 6

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304

Underlying: Class A Ordinary Shares · 304 shares

Expires 2020-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F5 · derivative.exercise_date: A restricted share unit award was granted on March 15, 2017 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

F5 · derivative.underlying: A restricted share unit award was granted on March 15, 2017 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:32 UTC
Neller MichaelPrincipal Accounting Officer
Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 181 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-020579 · doc4.xml · derivative · entry 5

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182

Underlying: Class A Ordinary Shares · 182 shares

Expires 2019-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on March 15, 2016 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

F4 · derivative.underlying: A restricted share unit award was granted on March 15, 2016 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:32 UTC
Neller MichaelPrincipal Accounting Officer
Tax withholdingClass A Ordinary Stock 54 $144.97 $7,828.38
Disclosure

SEC source: 0001209191-18-020579 · doc4.xml · nonDerivative · entry 4

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:32 UTC
Neller MichaelPrincipal Accounting Officer
Exercise / conversionClass A Ordinary Stock 181 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-020579 · doc4.xml · nonDerivative · entry 3

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:32 UTC
Neller MichaelPrincipal Accounting Officer
Tax withholdingClass A Ordinary Stock 45 $144.97 $6,523.65
Disclosure

SEC source: 0001209191-18-020579 · doc4.xml · nonDerivative · entry 2

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:32 UTC
Neller MichaelPrincipal Accounting Officer
Exercise / conversionClass A Ordinary Stock 151 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-020579 · doc4.xml · nonDerivative · entry 1

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document
March 15, 2018 Filed Apr 2, 2018 20:14 UTC
Neller MichaelPrincipal Accounting Officer
GrantRestrictive Share Unit (Right to Receive) · Derivative 489 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-022361 · doc4.xml · derivative · entry 1

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489

Underlying: Class A Ordinary Shares · 489 shares

Expires 2021-03-15

F1 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F2 · derivative.exercise_date: A restricted share unit award was granted on March 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversaries of the date of grant.

F2 · derivative.expiration_date: A restricted share unit award was granted on March 15, 2018 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversaries of the date of grant.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 00:50 UTC
Neller MichaelPrincipal Accounting Officer
Exercise / conversionRestricted Share Unit (Right to Receive) · Derivative 154 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-019735 · doc4.xml · derivative · entry 3

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Ordinary Shares · 154 shares

Expires 2018-03-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The restricted share unit award converts to Class A Ordinary Shares on a 1-for-1 basis. In accordance with U.K. law, the reporting person agreed to pay the issuer the nominal value of US$0.01 per share issued to the reporting person.

F4 · derivative.exercise_date: A restricted share unit award was granted on March 13, 2015 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

F4 · derivative.underlying: A restricted share unit award was granted on March 13, 2015 and vests in accordance with the terms of the Aon plc 2011 Incentive Compensation Plan: 33 1/3% of the award vests on each of the first through third anniversary of the date of grant.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 00:50 UTC
Neller MichaelPrincipal Accounting Officer
Tax withholdingClass A Ordinary Stock 46 $145.96 $6,714.16
Disclosure

SEC source: 0001209191-18-019735 · doc4.xml · nonDerivative · entry 2

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,984

F2 · kind: Class A Ordinary Shares withheld by the issuer for payment of withholding taxes in connection with the vesting of the award.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 00:50 UTC
Neller MichaelPrincipal Accounting Officer
Exercise / conversionClass A Ordinary Stock 154 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-019735 · doc4.xml · nonDerivative · entry 1

Neller Michael · CIK 0001732938 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

F1 · price: Class A Ordinary Shares acquired upon the vesting of a restricted share unit award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.