AOMD

SEC source: 0001567619-21-012530 · doc1.xml · nonDerivative · entry 2

Angel Oak Mortgage Fund, LP · CIK 0001755152 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: In connection with the completion of Issuer's initial public offering, as part of the Issuer's formation transactions: (a) the Issuer declared a stock dividend that resulted in the issuance of 15,723,050 shares of common stock to the Reporting Person; (b) the Reporting Person distributed the 15,724,050 shares of common stock it owned to its partners pursuant to the terms of its limited partnership agreement; and (c) the Reporting Person was terminated.

F2 · ownership.direct: The general partner of Angel Oak Mortgage Fund, L.P. is Falcons I, LLC, whose sole members are Sreeniwas Prabhu and Michael Fierman, who may be deemed to be the beneficial owners of the shares of common stock held by Angel Oak Mortgage Fund, L.P. Messrs. Prabhu and Fierman disclaim beneficial ownership of the shares of common stock held by Angel Oak Mortgage Fund, L.P., except to the extent of their pecuniary interest therein.

SEC source: 0001567619-21-012530 · doc1.xml · nonDerivative · entry 1

Angel Oak Mortgage Fund, LP · CIK 0001755152 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,724,050

F1 · kind: In connection with the completion of Issuer's initial public offering, as part of the Issuer's formation transactions: (a) the Issuer declared a stock dividend that resulted in the issuance of 15,723,050 shares of common stock to the Reporting Person; (b) the Reporting Person distributed the 15,724,050 shares of common stock it owned to its partners pursuant to the terms of its limited partnership agreement; and (c) the Reporting Person was terminated.

F2 · ownership.direct: The general partner of Angel Oak Mortgage Fund, L.P. is Falcons I, LLC, whose sole members are Sreeniwas Prabhu and Michael Fierman, who may be deemed to be the beneficial owners of the shares of common stock held by Angel Oak Mortgage Fund, L.P. Messrs. Prabhu and Fierman disclaim beneficial ownership of the shares of common stock held by Angel Oak Mortgage Fund, L.P., except to the extent of their pecuniary interest therein.

SEC source: 0001567619-21-012528 · doc1.xml · nonDerivative · entry 2

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,784

SEC source: 0001567619-21-012528 · doc1.xml · nonDerivative · entry 1

Filson Brandon · CIK 0001866903 · CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,684

F1 · shares: These shares of restricted stock vest in three equal annual installments, commencing on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date

SEC source: 0001567619-21-012520 · doc1.xml · nonDerivative · entry 1

Davis Nancy R · CIK 0001866711 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211

F1 · shares: These shares of restricted stock vest on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001567619-21-012519 · doc1.xml · nonDerivative · entry 1

Parsons Landon · CIK 0001866762 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211

F1 · shares: These shares of restricted stock vest on the one-year anniversary of the grant date, subject to the reporting person's continued service to the Issuer through the applicable vesting date.

SEC source: 0001567619-21-013205 · doc1.xml · nonDerivative · entry 1

Fierman Michael · CIK 0001724044 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Falcons I, LLC

Disclosed balance after: 315,000

F1 · kind: This Form 4 amendment is being filed to report this purchase of common stock by Falcons I, LLC on June 21, 2021, which was inadvertently omitted from the Form 4 filed by the reporting person on June 23, 2021.

F2 · ownership.direct: The reporting person is one of two members of Falcons I, LLC and, accordingly, may be deemed to be the beneficial owner of the shares held by Falcons I, LLC. The reporting person disclaims beneficial ownership of the shares of common stock held by Falcons I, LLC, except to the extent of his pecuniary interest therein.

F2 · ownership.nature: The reporting person is one of two members of Falcons I, LLC and, accordingly, may be deemed to be the beneficial owner of the shares held by Falcons I, LLC. The reporting person disclaims beneficial ownership of the shares of common stock held by Falcons I, LLC, except to the extent of his pecuniary interest therein.

SEC source: 0000899243-22-033416 · doc4a.xml · nonDerivative · entry 1

NHTV Atlanta Holdings LP · CIK 0001867491 · 10% owner

MORGAN STANLEY · CIK 0000895421 · 10% owner

MS Tactical Value Fund GP Inc. · CIK 0001867460 · 10% owner

MS Tactical Value Fund GP LP · CIK 0001867453 · 10% owner

North Haven Tactical Value Fund LP · CIK 0001716898 · 10% owner

Project Atlanta GP LLC · CIK 0001867447 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,172,061

F1 · kind: Reflects shares of the Issuer's common stock that NHTV Atlanta Holdings LP, in its capacity as a limited partner in Angel Oak Mortgage Fund, received immediately prior to the completion of the Issuer's initial public offering in a distribution by Angel Oak Mortgage Fund pursuant to the terms of the limited partnership agreement of Angel Oak Mortgage Fund.

F2 · price: The number of shares that the Reporting Persons were entitled to receive was calculated pursuant to the terms of the limited partnership agreement of Angel Oak Mortgage Fund.

F3 · ownership.direct: Project Atlanta GP LLC is the general partner NHTV Atlanta Holdings LP. North Haven Tactical Value Fund LP is the sole member of Project Atlanta GP LLC. MS Tactical Value Fund GP LP is the general partner of North Haven Tactical Value Fund LP. MS Tactical Value Fund GP Inc., which is managed by its three-member board of directors, controls each of MS Tactical Value Fund GP LP, North Haven Tactical Value Fund LP, Project Atlanta GP LLC and NHTV Atlanta Holdings LP (together, the "NHTV Entities"). The NHTV Entities are indirectly controlled by Morgan Stanley.