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DarkHorse Technologies Inc.

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7675
SEC CIK
0001591956
Parsed reports
150

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2018 Filed Feb 22, 2018 22:01 UTC Amendment Exercise / conversionCommon Stock 3,734 Not disclosed Not disclosed
Disclosure

SEC source: 0001591956-18-000007 · edgardoc.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This report is being filed to amend the Form 4 filed on February 16, 2018 in order to correct the number of shares reported as acquired by the reporting person upon release of vested Restricted Stock Units (RSUs). As of February 14, 2018, the reporting person owned only 24,623 shares of common stock. Corresponding adjustments apply to the number of shares reported as beneficially owned in column 5 of the entries for the sales of shares by the reporting person on February 15, 2018 and February 16, 2018 on the original Form 4 filing. As of February 16, 2018, the reporting person owned only 22,125 shares of common stock. As of February 14, 2018 the reporting person owned 155,465 RSUs.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
February 13, 2018 Filed Feb 13, 2018 23:51 UTC
Yeh Jenny CSVP & General Counsel
SaleCommon Stock 910 $2.18 $1,983.80
Disclosure

SEC source: 0001591956-18-000003 · edgardoc.xml · nonDerivative · entry 4

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 23:51 UTC
Yeh Jenny CSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001591956-18-000003 · edgardoc.xml · derivative · entry 6

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,999

Underlying: Common Stock · 2,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 10,665 which vest in five equal monthly installments beginning 3-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 10,665 which vest in five equal monthly installments beginning 3-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 23:51 UTC
Yeh Jenny CSVP & General Counsel
Exercise / conversionCommon Stock 2,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001591956-18-000003 · edgardoc.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
February 12, 2018 Filed Feb 13, 2018 23:51 UTC
Yeh Jenny CSVP & General Counsel
SaleCommon Stock 565 $2.17 $1,226.05
Disclosure

SEC source: 0001591956-18-000003 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:51 UTC
Yeh Jenny CSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001591956-18-000003 · edgardoc.xml · derivative · entry 5

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,133

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 12,799 which vest in six equal monthly installments beginning 2-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

F3 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 12,799 which vest in six equal monthly installments beginning 2-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:51 UTC
Yeh Jenny CSVP & General Counsel
Exercise / conversionCommon Stock 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001591956-18-000003 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
January 18, 2018 Filed Jan 18, 2018 21:15 UTC
Yeh Jenny CSVP & General Counsel
SaleCommon Stock 10,399 $2.49 $25,893.51
Disclosure

SEC source: 0001591956-18-000002 · edgardoc.xml · nonDerivative · entry 4

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 21:14 UTC SaleCommon Stock 8,802 $2.32 $20,420.64
Disclosure

SEC source: 0001591956-18-000001 · edgardoc.xml · nonDerivative · entry 2

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,889

F2 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
January 17, 2018 Filed Jan 18, 2018 21:15 UTC
Yeh Jenny CSVP & General Counsel
SaleCommon Stock 8,802 $2.32 $20,420.64
Disclosure

SEC source: 0001591956-18-000002 · edgardoc.xml · nonDerivative · entry 3

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,399

F3 · security: This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 21:14 UTC Exercise / conversionRestricted Stock Units · Derivative 19,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001591956-18-000001 · edgardoc.xml · derivative · entry 3

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,199

Underlying: Common Stock · 19,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F3 · derivative.exercise_date: The RSUs reported in column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,600 shares which vest on 2-1-18; (ii) 12,799 which vest in five equal monthly installments beginning 2-10-18; and (iii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

F3 · derivative.expiration_date: The RSUs reported in column 9 represent three awards. The underlying shares and vesting schedules are as follows: (i) 1,600 shares which vest on 2-1-18; (ii) 12,799 which vest in five equal monthly installments beginning 2-10-18; and (iii) 144,800 shares which vest in six bi-annual installments beginning on 6-18-18.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 21:14 UTC Exercise / conversionCommon Stock 19,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001591956-18-000001 · edgardoc.xml · nonDerivative · entry 1

Kalbfleisch Kurt L. · CIK 0001409130 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 21:15 UTC
Yeh Jenny CSVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 19,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001591956-18-000002 · edgardoc.xml · derivative · entry 5

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,466

Underlying: Common Stock · 19,201 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

F4 · derivative.exercise_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 5,332 shares which vest in four bi-annual installments beginning on 2-9-18; (iii) 12,799 shares which vest in five equal monthly installments beginning 2-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

F4 · derivative.expiration_date: The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 2,666 shares which vest in equal installments on 4-5-18 and 10-5-18; (ii) 5,332 shares which vest in four bi-annual installments beginning on 2-9-18; (iii) 12,799 shares which vest in five equal monthly installments beginning 2-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 21:15 UTC
Yeh Jenny CSVP & General Counsel
Exercise / conversionCommon Stock 19,201 Not disclosed Not disclosed
Disclosure

SEC source: 0001591956-18-000002 · edgardoc.xml · nonDerivative · entry 2

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.

Read SEC document
January 09, 2018 Filed Jan 18, 2018 21:15 UTC
Yeh Jenny CSVP & General Counsel
SaleCommon Stock 3,551 $3.00 $10,653.00
Disclosure

SEC source: 0001591956-18-000002 · edgardoc.xml · nonDerivative · entry 1

Yeh Jenny C · CIK 0001724512 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.