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Annovis Bio, Inc.

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7001
SEC CIK
0001477845
Parsed reports
90

Last 12 months

Inside the activity.

17 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025110
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202610
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2023 Filed Nov 22, 2023 21:21 UTC Amendment
Hagopian Henry IIIChief Financial Officer
GrantCommon Stock 820 $6.10 $5,002.00
Disclosure

SEC source: 0001104659-23-120760 · tm2331305d8_4a.xml · nonDerivative · entry 1

Hagopian Henry III · CIK 0001821822 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,820

Read SEC document
November 17, 2023 Filed Jul 3, 2024 21:18 UTC GrantStock Option (right to buy) · Derivative 26,200 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0001104659-24-077836 · tm2417696-5_4seq1.xml · derivative · entry 1

White Mark K. · CIK 0001786183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,200

Underlying: Common Stock · 26,200 shares

Expires 2033-11-17

F1 · security: On June 12, 2024, stockholders of Annovis Bio, Inc. ("the Company") approved an amendment to the 2019 Equity Incentive Plan to increase the number of shares issuable thereunder from 2,000,000 to 3,000,000. 50% of the stock option grant listed was contingent upon the approval of such amendment and would have been forfeited if the amendment had not been approved.

F2 · derivative.exercise_date: The stock option shall vest immediately upon grant date.

Read SEC document
November 17, 2023 Filed Jul 3, 2024 21:17 UTC GrantStock Option (right to buy) · Derivative 29,600 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0001104659-24-077835 · tm2417696-4_4seq1.xml · derivative · entry 1

McCarthy Reid · CIK 0001857733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 29,600 shares

Expires 2033-11-17

F1 · security: On June 12, 2024, stockholders of Annovis Bio, Inc. approved an amendment to the 2019 Equity Incentive Plan to increase the number of shares issuable thereunder from 2,000,000 to 3,000,000. 50% of the stock option grant listed was contingent upon the approval of such amendment and would have been forfeited if the amendment had not been approved.

F2 · derivative.exercise_date: The stock option shall vest immediately upon grant date.

Read SEC document
November 17, 2023 Filed Jul 3, 2024 21:16 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 108,800 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0001104659-24-077834 · tm2417696-3_4seq1.xml · derivative · entry 5

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,800

Underlying: Common Stock · 108,800 shares

Expires 2033-11-17

F4 · security: The stock option was granted in lieu of cash payment for 2023 fiscal year bonus. 100% of the stock option grant listed was also contingent upon the aforementioned amendment to the 2019 Equity Incentive Plan to increase the number of issuable shares from 2,000,000 to 3,000,000. It would have been forfeited if the amendment had not been approved.

F5 · derivative.exercise_date: The stock option shall vest immediately.

Read SEC document
November 17, 2023 Filed Jul 3, 2024 21:16 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 252,000 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0001104659-24-077834 · tm2417696-3_4seq1.xml · derivative · entry 4

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,000

Underlying: Common Stock · 252,000 shares

Expires 2033-11-17

F2 · security: On June 12, 2024, stockholders of Annovis Bio, Inc. approved an amendment to the 2019 Equity Incentive Plan to increase the number of shares issuable thereunder from 2,000,000 to 3,000,000. 50% of the stock option grant listed was contingent upon the approval of such amendment and would have been forfeited if the amendment had not been approved.

F3 · derivative.exercise_date: Stock option will vest in eight consecutive quarterly installments of 31,500 shares each on the 17th day of February, May, August and November of each year, continuing through November 17, 2025.

Read SEC document
November 17, 2023 Filed Jul 3, 2024 21:16 UTC
Hoffman Michael BDirector · 10% owner
GrantStock Option (right to buy) · Derivative 29,600 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0001104659-24-077833 · tm2417696-2_4seq1.xml · derivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 29,600 shares

Expires 2033-11-17

F1 · security: On June 12, 2024, stockholders of Annovis Bio, Inc. approved an amendment to the 2019 Equity Incentive Plan to increase the number of shares issuable thereunder from 2,000,000 to 3,000,000. 50% of the stock option grant listed was contingent upon the approval of such amendment and would have been forfeited if the amendment had not been approved.

F2 · derivative.exercise_date: The stock option shall vest immediately upon grant date.

Read SEC document
November 17, 2023 Filed Jul 3, 2024 21:15 UTC GrantStock Option (right to buy) · Derivative 26,200 $0.00 Strike: $6.07 $0.00
Disclosure

SEC source: 0001104659-24-077831 · tm2417696-1_4seq1.xml · derivative · entry 1

Bruck Claudine · CIK 0001733680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,200

Underlying: Common Stock · 26,200 shares

Expires 2033-11-17

F1 · security: On June 12, 2024, stockholders of Annovis Bio, Inc. approved an amendment to the 2019 Equity Incentive Plan to increase the number of shares issuable thereunder from 2,000,000 to 3,000,000. 50% of the stock option grant listed was contingent upon the approval of such amendment and would have been forfeited if the amendment had not been approved.

F2 · derivative.exercise_date: The stock option shall vest immediately upon grant date.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:34 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-050393 · tm2313853-1_4seq1.xml · nonDerivative · entry 1

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,057,489

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:14 UTC GrantCommon Stock 3,000 $12.61 $37,830.00
Disclosure

SEC source: 0001104659-23-044209 · tm2312464-6_4seq1.xml · nonDerivative · entry 1

White Mark K. · CIK 0001786183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,177

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:11 UTC GrantCommon Stock 500 $12.61 $6,305.00
Disclosure

SEC source: 0001104659-23-044208 · tm2312464-5_4seq1.xml · nonDerivative · entry 1

Bruck Claudine · CIK 0001733680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,567

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:08 UTC
Hagopian Henry IIIChief Financial Officer
GrantCommon Stock 1,000 $12.61 $12,610.00
Disclosure

SEC source: 0001104659-23-044206 · tm2312464-4_4seq.xml · nonDerivative · entry 1

Hagopian Henry III · CIK 0001821822 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:06 UTC
Hoffman Michael BDirector · 10% owner
GrantCommon Stock 59,477 $12.61 $750,004.97
Disclosure

SEC source: 0001104659-23-044204 · tm2312464-3_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · The 2018 Jane and Michael Hoffman Descendants Trust

Disclosed balance after: 59,477

F1 · ownership.nature: The shares are held in a family trust formed by the reporting person and the reporting person has voting and investment power over such shares.

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:05 UTC GrantCommon Stock 476 $12.61 $6,002.36
Disclosure

SEC source: 0001104659-23-044203 · tm2312464-2_4seq1.xml · nonDerivative · entry 1

McCarthy Reid · CIK 0001857733 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,305

Read SEC document
April 07, 2023 Filed Apr 12, 2023 01:03 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GrantCommon Stock 20,000 $12.61 $252,200.00
Disclosure

SEC source: 0001104659-23-044202 · tm2312464-1_4seq1.xml · nonDerivative · entry 1

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,060,489

Read SEC document
February 06, 2023 Filed Feb 8, 2023 22:11 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 52,755 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001104659-23-014610 · tm231947-2_4seq1.xml · derivative · entry 2

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,755 shares

Expires 2027-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All of the shares underlying the option are fully vested and exercisable.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 22:11 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 52,755 $0.14 $7,385.70
Disclosure

SEC source: 0001104659-23-014610 · tm231947-2_4seq1.xml · nonDerivative · entry 1

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:38 UTC
Hoffman Michael BDirector · 10% owner
GrantStock Option (right to buy) · Derivative 6,820 $0.00 Strike: $13.17 $0.00
Disclosure

SEC source: 0001104659-23-005476 · tm234043-2_4seq1.xml · derivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

Underlying: Common Stock · 6,820 shares

Expires 2033-01-18

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive equal quarterly installments each on the 18th day of April, July, October and January of each year, commencing April 18, 2023, and continuing through January 18, 2025.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:37 UTC GrantStock Option (right to buy) · Derivative 5,967 $0.00 Strike: $13.17 $0.00
Disclosure

SEC source: 0001104659-23-005475 · tm234043-1_4seq1.xml · derivative · entry 1

Bruck Claudine · CIK 0001733680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967

Underlying: Common Stock · 5,967 shares

Expires 2033-01-18

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive equal quarterly installments each on the 18th day of April, July, October and January of each year, commencing April 18, 2023, and continuing through January 18, 2025.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:43 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 21,312 $0.00 Strike: $13.17 $0.00
Disclosure

SEC source: 0001104659-23-005481 · tm234043-6_4seq1.xml · derivative · entry 1

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,312

Underlying: Common Stock · 21,312 shares

Expires 2033-01-18

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive quarterly installments of 2,664 shares each on the 18th day of April, July, October and January of each year, commencing April 18, 2023, and continuing through January 18, 2025.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:42 UTC
Hagopian Henry IIIChief Financial Officer
GrantStock Option (right to buy) · Derivative 7,672 $0.00 Strike: $13.17 $0.00
Disclosure

SEC source: 0001104659-23-005480 · tm234043-5_4seq1.xml · derivative · entry 1

Hagopian Henry III · CIK 0001821822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,672

Underlying: Common Stock · 7,672 shares

Expires 2033-01-18

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive quarterly installments of 1,918 shares each on the 18th day of April, July, October and January of each year, commencing April 18, 2023, and continuing through January 18, 2025.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:40 UTC GrantStock Option (right to buy) · Derivative 5,967 $0.00 Strike: $13.17 $0.00
Disclosure

SEC source: 0001104659-23-005478 · tm234043-4_4seq1.xml · derivative · entry 1

White Mark K. · CIK 0001786183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967

Underlying: Common Stock · 5,967 shares

Expires 2033-01-18

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive equal quarterly installments each on the 18th day of April, July, October and January of each year, commencing April 18, 2023, and continuing through January 18, 2025.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:39 UTC GrantStock Option (right to buy) · Derivative 5,967 $0.00 Strike: $13.17 $0.00
Disclosure

SEC source: 0001104659-23-005477 · tm234043-3_4seq1.xml · derivative · entry 1

McCarthy Reid · CIK 0001857733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,967

Underlying: Common Stock · 5,967 shares

Expires 2033-01-18

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive equal quarterly installments each on the 18th day of April, July, October and January of each year, commencing April 18, 2023, and continuing through January 18, 2025.

Read SEC document
August 29, 2022 Filed Sep 1, 2022 00:14 UTC
Hagopian Henry IIIChief Financial Officer
GrantStock Option (right to buy) · Derivative 120,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001104659-22-096653 · tm2224852-2_4seq1.xml · derivative · entry 1

Hagopian Henry III · CIK 0001821822 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2032-08-29

F1 · derivative.exercise_date: The stock option vests one-third on August 29, 2023 and the remaining two-thirds will vest in eight consecutive quarterly installments beginning the fifteenth month after August 29, 2022, and will vest in full upon a Change of Control (as defined in the Company's 2019 Equity Incentive Plan), with vesting conditioned on continued employment on the applicable vesting dates.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 02:08 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 32,959 $0.00 Strike: $0.14 $0.00
Disclosure

SEC source: 0001104659-22-005059 · tm221949-7_4seq1.xml · derivative · entry 2

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,755

Underlying: Common Stock · 32,959 shares

Expires 2027-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: All of the shares underlying the option are fully vested and exercisable.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 02:08 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
Exercise / conversionCommon Stock 32,959 $0.14 $4,614.26
Disclosure

SEC source: 0001104659-22-005059 · tm221949-7_4seq1.xml · nonDerivative · entry 1

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC
Hoffman Michael BDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 7,142 $0.00 Strike: $0.25 $0.00
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · derivative · entry 7

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,142 shares

Expires 2028-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC
Hoffman Michael BDirector · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $4.39 $0.00
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · derivative · entry 6

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2030-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC
Hoffman Michael BDirector · 10% owner
Tax withholdingCommon Stock 90 $19.78 $1,780.20
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · nonDerivative · entry 4

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416,283

F2 · shares: Reflects 90 shares withheld by issuer at the market price of $19.78 per share less an exercise price of $0.25 per share to fund the cashless exercise of 7,142 options.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC
Hoffman Michael BDirector · 10% owner
Exercise / conversionCommon Stock 7,142 $0.25 $1,785.50
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · nonDerivative · entry 3

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC
Hoffman Michael BDirector · 10% owner
Tax withholdingCommon Stock 6,658 $19.78 $131,695.24
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · nonDerivative · entry 2

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,409,231

F1 · shares: Reflects 6,658 shares withheld by issuer at the market price of $19.78 per share less an exercise price of $4.39 per share to fund the cashless exercise of 30,000 options.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 00:41 UTC
Hoffman Michael BDirector · 10% owner
Exercise / conversionCommon Stock 30,000 $4.39 $131,700.00
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · nonDerivative · entry 1

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:44 UTC GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001104659-22-001644 · tm221949-6_4seq1.xml · derivative · entry 1

White Mark K. · CIK 0001786183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive quarterly installments of 1,000 shares each on the 3rd day of April, July, October and January of each year, commencing April 3, 2022, and continuing through January 3, 2024.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:43 UTC
McGroarty Jeffrey BrianChief Financial Officer
GrantStock Option (right to buy) · Derivative 28,000 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001104659-22-001643 · tm221949-5_4seq1.xml · derivative · entry 1

McGroarty Jeffrey Brian · CIK 0001563273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Common Stock · 28,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive quarterly installments of 3,500 shares each on the 3rd day of April, July, October and January of each year, commencing April 3, 2022, and continuing through January 3, 2024.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:42 UTC GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001104659-22-001642 · tm221949-4_4seq1.xml · derivative · entry 1

McCarthy Reid · CIK 0001857733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive quarterly installments of 1,000 shares each on the 3rd day of April, July, October and January of each year, commencing April 3, 2022, and continuing through January 3, 2024.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:42 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 19,894 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001104659-22-001640 · tm221949-3_4seq1.xml · derivative · entry 2

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,894

Underlying: Common Stock · 19,894 shares

Expires 2032-01-03

F2 · derivative.exercise_date: The stock option shall vest and become exercisable in two equal installments of 9,947 shares on March 31, 2022 and March 31, 2023.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:42 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 83,400 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001104659-22-001640 · tm221949-3_4seq1.xml · derivative · entry 1

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,400

Underlying: Common Stock · 83,400 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive quarterly installments of 10,425 shares each on the 3rd day of April, July, October and January of each year, commencing April 3, 2022, and continuing through January 3, 2024.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:41 UTC
Hoffman Michael BDirector · 10% owner
GrantStock Option (right to buy) · Derivative 9,000 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001104659-22-001638 · tm221949-2_4seq1.xml · derivative · entry 5

Hoffman Michael B · CIK 0001290208 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-01-03

F3 · derivative.exercise_date: The stock option shall vest in eight consecutive quarterly installments of 1,125 shares each on the 3rd day of April, July, October and January of each year, commencing April 3, 2022, and continuing through January 3, 2024.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 00:40 UTC GrantStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $19.78 $0.00
Disclosure

SEC source: 0001104659-22-001637 · tm221949-1_4seq1.xml · derivative · entry 1

Bruck Claudine · CIK 0001733680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2032-01-03

F1 · derivative.exercise_date: The stock option shall vest in eight consecutive quarterly installments of 1,000 shares each on the 3rd day of April, July, October and January of each year, commencing April 3, 2022, and continuing through January 3, 2024.

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December 20, 2021 Filed Jan 19, 2022 02:07 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-005057 · tm221949-8_5seq1.xml · nonDerivative · entry 5

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,775

F2 · shares: Charitable gift.

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December 06, 2021 Filed Dec 8, 2021 22:01 UTC
McGroarty Jeffrey BrianChief Financial Officer
GrantStock Option (right to buy) · Derivative 165,199 $0.00 Strike: $20.97 $0.00
Disclosure

SEC source: 0001104659-21-147676 · tm2134914d2_4seq1.xml · derivative · entry 2

McGroarty Jeffrey Brian · CIK 0001563273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,199

Underlying: Common Stock · 165,199 shares

Expires 2031-12-06

F2 · derivative.exercise_date: The stock option shall vest in two installments: (i) the first installment of 82,600 shares on March 31, 2022 and (ii) a second and final installment of 82,599 shares on March 31, 2023, provided that the reporting person continues to be employed by the issuer on the applicable vesting date.

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December 06, 2021 Filed Dec 8, 2021 22:01 UTC
McGroarty Jeffrey BrianChief Financial Officer
GrantStock Option (right to buy) · Derivative 30,396 $0.00 Strike: $20.97 $0.00
Disclosure

SEC source: 0001104659-21-147676 · tm2134914d2_4seq1.xml · derivative · entry 1

McGroarty Jeffrey Brian · CIK 0001563273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,396

Underlying: Common Stock · 30,396 shares

Expires 2031-12-06

F1 · derivative.exercise_date: The stock option is 100% vested.

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December 06, 2021 Filed Dec 8, 2021 22:00 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 145,305 $0.00 Strike: $20.97 $0.00
Disclosure

SEC source: 0001104659-21-147673 · tm2134914-1_4seq1.xml · derivative · entry 2

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,305

Underlying: Common Stock · 145,305 shares

Expires 2031-12-06

F2 · derivative.exercise_date: The stock option shall vest in two installments: (i) the first installment of 72,653 shares on March 31, 2022 and (ii) a second and final installment of 72,652 shares on March 31, 2023, provided that the reporting person continues to be employed by the issuer on the applicable vesting date.

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December 06, 2021 Filed Dec 8, 2021 22:00 UTC
Maccecchini Maria-LuisaDirector · President and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 112,995 $0.00 Strike: $20.97 $0.00
Disclosure

SEC source: 0001104659-21-147673 · tm2134914-1_4seq1.xml · derivative · entry 1

Maccecchini Maria-Luisa · CIK 0001315018 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,995

Underlying: Common Stock · 112,995 shares

Expires 2031-12-06

F1 · derivative.exercise_date: The stock option is 100% vested.

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October 12, 2021 Filed Oct 13, 2021 20:02 UTC PurchaseCommon Stock 5,000 $27.40 $137,000.00
Disclosure

SEC source: 0001415889-21-004863 · form4-10132021_011054.xml · nonDerivative · entry 1

White Mark K. · CIK 0001786183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,177

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $27.25 to $27.55, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

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October 11, 2021 Filed Oct 13, 2021 20:03 UTC PurchaseCommon Stock 181 $27.66 $5,006.46
Disclosure

SEC source: 0001415889-21-004864 · form4-10132021_011056.xml · nonDerivative · entry 1

Bruck Claudine · CIK 0001733680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,067

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October 11, 2021 Filed Oct 13, 2021 20:00 UTC
Maccecchini Maria-LuisaDirector · PRESIDENT AND CEO · 10% owner
PurchaseCommon Stock 18,000 $27.61 $496,980.00
Disclosure

SEC source: 0001415889-21-004862 · form4-10132021_011036.xml · nonDerivative · entry 1

Maccecchini Maria-Luisa · CIK 0001315018 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,775

F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $27.58 to $27.64, inclusive. Upon request of the SEC staff or the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.

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August 19, 2021 Filed Aug 23, 2021 15:36 UTC PurchaseCommon Stock, $0.0001 par value 500 $37.61 $18,805.00
Disclosure

SEC source: 0001104659-21-108434 · tm2125684d1_4seq1.xml · nonDerivative · entry 1

McCarthy Reid · CIK 0001857733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,829

Read SEC document
July 07, 2021 Filed Jul 9, 2021 22:28 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $102.85 $0.00
Disclosure

SEC source: 0001104659-21-090746 · tm2121908-6_4seq1.xml · derivative · entry 1

White Mark K. · CIK 0001786183 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2031-07-07

F1 · derivative.exercise_date: The stock option shall vest in eight substantially equal quarterly installments beginning October 7, 2021, provided that the reporting person continues to serve as a director of the issuer on the applicable vesting date.

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July 07, 2021 Filed Jul 9, 2021 22:28 UTC
McGroarty Jeffrey BrianChief Financial Officer
GrantStock Option (right to buy) · Derivative 14,000 $0.00 Strike: $102.85 $0.00
Disclosure

SEC source: 0001104659-21-090745 · tm2121908-5_4seq1.xml · derivative · entry 1

McGroarty Jeffrey Brian · CIK 0001563273 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2031-07-07

F1 · derivative.exercise_date: The stock option shall vest in eight substantially equal quarterly installments beginning October 7, 2021, provided that the reporting person continues to be employed by the issuer on the applicable vesting date.

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July 07, 2021 Filed Jul 9, 2021 22:27 UTC GrantStock Option (right to buy) · Derivative 4,000 $0.00 Strike: $102.85 $0.00
Disclosure

SEC source: 0001104659-21-090744 · tm2121908-4_4seq1.xml · derivative · entry 1

McCarthy Reid · CIK 0001857733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2031-07-07

F1 · derivative.exercise_date: The stock option shall vest in eight substantially equal quarterly installments beginning October 7, 2021, provided that the reporting person continues to serve as a director of the issuer on the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.