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Nasdaq · USD

ANNX

Annexon, Inc.

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5011
SEC CIK
0001528115
Parsed reports
206

Last 12 months

Inside the activity.

13 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202550
Dec 202530
Jan 202600
Feb 202605
Mar 202615
Apr 202610
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2021 Filed Sep 15, 2021 22:35 UTC
Yednock TedEVP & Chief Scientific Officer
SaleCommon Stock 16,190 $20.00 $323,859.90
Disclosure

SEC source: 0001567619-21-017166 · doc1.xml · nonDerivative · entry 3

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $20.00 to $20.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:35 UTC
Yednock TedEVP & Chief Scientific Officer
Exercise / conversionCommon Stock 1,190 $5.11 $6,080.66
Disclosure

SEC source: 0001567619-21-017166 · doc1.xml · nonDerivative · entry 2

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:35 UTC
Yednock TedEVP & Chief Scientific Officer
Exercise / conversionCommon Stock 15,000 $1.41 $21,144.00
Disclosure

SEC source: 0001567619-21-017166 · doc1.xml · nonDerivative · entry 1

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:35 UTC
Lew JenniferEVP & Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $7.49 $0.00
Disclosure

SEC source: 0001567619-21-017165 · doc1.xml · derivative · entry 3

Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,793

Underlying: Common Stock · 3,500 shares

Expires 2029-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from June 3, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:35 UTC
Lew JenniferEVP & Chief Financial Officer
SaleCommon Stock 3,500 $20.01 $70,033.60
Disclosure

SEC source: 0001567619-21-017165 · doc1.xml · nonDerivative · entry 2

Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $20.00 to $20.06, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 22:35 UTC
Lew JenniferEVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,500 $7.49 $26,209.75
Disclosure

SEC source: 0001567619-21-017165 · doc1.xml · nonDerivative · entry 1

Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2021 Filed Aug 16, 2021 21:18 UTC GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $19.73 $0.00
Disclosure

SEC source: 0001567619-21-015937 · doc1.xml · derivative · entry 1

Waddill William D. · CIK 0001553338 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2031-08-12

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest on each monthly anniversary measured from August 12, 2021 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the third anniversary of the Vesting Commencement Date.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 16:32 UTC
Love DouglasDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001567619-21-011901 · doc1.xml · derivative · entry 6

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,494

Underlying: Common Stock · 3,750 shares

Expires 2025-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest are fully vested and exercisable.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 16:32 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 3,750 $22.55 $84,562.50
Disclosure

SEC source: 0001567619-21-011901 · doc1.xml · nonDerivative · entry 4

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
June 08, 2021 Filed Jun 9, 2021 16:32 UTC
Love DouglasDirector · President & CEO
Exercise / conversionCommon Stock 3,750 $1.41 $5,286.00
Disclosure

SEC source: 0001567619-21-011901 · doc1.xml · nonDerivative · entry 3

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:32 UTC
Love DouglasDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001567619-21-011901 · doc1.xml · derivative · entry 5

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,244

Underlying: Common Stock · 3,750 shares

Expires 2025-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest are fully vested and exercisable.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:32 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 3,750 $22.31 $83,667.38
Disclosure

SEC source: 0001567619-21-011901 · doc1.xml · nonDerivative · entry 2

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $22.02 to $22.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 16:32 UTC
Love DouglasDirector · President & CEO
Exercise / conversionCommon Stock 3,750 $1.41 $5,286.00
Disclosure

SEC source: 0001567619-21-011901 · doc1.xml · nonDerivative · entry 1

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:47 UTC
Yednock TedEVP & Chief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001567619-21-011776 · doc1.xml · derivative · entry 4

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,615

Underlying: Common Stock · 15,000 shares

Expires 2025-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest are fully vested and exercisable.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:47 UTC
Yednock TedEVP & Chief Scientific Officer
SaleCommon Stock 2,184 $21.72 $47,440.85
Disclosure

SEC source: 0001567619-21-011776 · doc1.xml · nonDerivative · entry 3

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades in prices ranging from $21.665 to $21.85, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:47 UTC
Yednock TedEVP & Chief Scientific Officer
SaleCommon Stock 12,816 $21.45 $274,883.98
Disclosure

SEC source: 0001567619-21-011776 · doc1.xml · nonDerivative · entry 2

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,184

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $20.67 to $21.66, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 20:47 UTC
Yednock TedEVP & Chief Scientific Officer
Exercise / conversionCommon Stock 15,000 $1.41 $21,144.00
Disclosure

SEC source: 0001567619-21-011776 · doc1.xml · nonDerivative · entry 1

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:12 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001567619-21-011722 · doc1.xml · derivative · entry 1

WIGGANS THOMAS G · CIK 0001208907 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-02

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 2, 2021 or (ii) the next Annual Meeting following June 2, 2021, subject to Reporting Person's continuous service as a director until such vesting date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:14 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001567619-21-011723 · doc1.xml · derivative · entry 1

Satter Muneer A · CIK 0001315797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-02

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 2, 2021 or (ii) the next Annual Meeting following June 2, 2021, subject to Reporting Person's continuous service as a director until such vesting date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:11 UTC
Choi JungDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001567619-21-011721 · doc1.xml · derivative · entry 1

Choi Jung · CIK 0001650126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-02

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 2, 2021 or (ii) the next Annual Meeting following June 2, 2021, subject to Reporting Person's continuous service as a director until such vesting date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:10 UTC GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001567619-21-011720 · doc1.xml · derivative · entry 1

Carson William H. · CIK 0001824280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-02

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 2, 2021 or (ii) the next Annual Meeting following June 2, 2021, subject to Reporting Person's continuous service as a director until such vesting date.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 21:00 UTC
Sun RickyDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0000899243-21-022064 · doc4.xml · derivative · entry 1

Sun Ricky · CIK 0001790589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-02

F1 · derivative.exercise_date: The underlying shares subject to the option vest and become exercisable as to 100% of the total number of shares subject to the option on the earlier of (i) the first anniversary of June 2, 2021 or (ii) the next Annual Meeting following June 2, 2021, subject to Reporting Person's continuous service as a director until such vesting date.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:01 UTC
Lew JenniferEVP & Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,500 $0.00 Strike: $7.49 $0.00
Disclosure

SEC source: 0001567619-21-011453 · doc1.xml · derivative · entry 3

Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,293

Underlying: Common Stock · 3,500 shares

Expires 2029-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from June 3, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:01 UTC
Lew JenniferEVP & Chief Financial Officer
SaleCommon Stock 3,500 $22.24 $77,835.10
Disclosure

SEC source: 0001567619-21-011453 · doc1.xml · nonDerivative · entry 2

Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $21.78 to $22.67, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:01 UTC
Lew JenniferEVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,500 $7.49 $26,209.75
Disclosure

SEC source: 0001567619-21-011453 · doc1.xml · nonDerivative · entry 1

Lew Jennifer · CIK 0001465994 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 12:31 UTC
Love DouglasDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001567619-21-007429 · doc1.xml · derivative · entry 7

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,994

Underlying: Common Stock · 500 shares

Expires 2025-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest are fully vested and exercisable.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 12:31 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 300 $28.01 $8,403.00
Disclosure

SEC source: 0001567619-21-007429 · doc1.xml · nonDerivative · entry 5

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 12:31 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 200 $28.19 $5,638.00
Disclosure

SEC source: 0001567619-21-007429 · doc1.xml · nonDerivative · entry 4

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 12:31 UTC
Love DouglasDirector · President & CEO
Exercise / conversionCommon Stock 500 $1.41 $704.80
Disclosure

SEC source: 0001567619-21-007429 · doc1.xml · nonDerivative · entry 3

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 12:31 UTC
Love DouglasDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 7,102 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001567619-21-007429 · doc1.xml · derivative · entry 6

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,494

Underlying: Common Stock · 7,102 shares

Expires 2025-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest are fully vested and exercisable.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 12:31 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 7,102 $28.11 $199,620.89
Disclosure

SEC source: 0001567619-21-007429 · doc1.xml · nonDerivative · entry 2

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $28.00 to $28.30, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 12:31 UTC
Love DouglasDirector · President & CEO
Exercise / conversionCommon Stock 7,102 $1.41 $10,010.98
Disclosure

SEC source: 0001567619-21-007429 · doc1.xml · nonDerivative · entry 1

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 16:04 UTC
Love DouglasDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001567619-21-007290 · doc1.xml · derivative · entry 9

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,596

Underlying: Common Stock · 3,750 shares

Expires 2025-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest are fully vested and exercisable.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 16:04 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 1,850 $24.78 $45,850.96
Disclosure

SEC source: 0001567619-21-007290 · doc1.xml · nonDerivative · entry 7

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F7 · price: This transaction was executed in multiple trades in prices ranging from $24.63 to $25.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 16:04 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 1,900 $24.27 $46,115.09
Disclosure

SEC source: 0001567619-21-007290 · doc1.xml · nonDerivative · entry 6

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F6 · price: This transaction was executed in multiple trades in prices ranging from $23.63 to $24.56, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
March 30, 2021 Filed Mar 31, 2021 16:04 UTC
Love DouglasDirector · President & CEO
Exercise / conversionCommon Stock 3,750 $1.41 $5,286.00
Disclosure

SEC source: 0001567619-21-007290 · doc1.xml · nonDerivative · entry 5

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 16:04 UTC
Love DouglasDirector · President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001567619-21-007290 · doc1.xml · derivative · entry 8

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,346

Underlying: Common Stock · 3,750 shares

Expires 2025-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The shares subject to the option vest are fully vested and exercisable.

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March 29, 2021 Filed Mar 31, 2021 16:04 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 300 $27.24 $8,171.49
Disclosure

SEC source: 0001567619-21-007290 · doc1.xml · nonDerivative · entry 4

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F4 · price: This transaction was executed in multiple trades in prices ranging from $27.03 to $27.515, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 29, 2021 Filed Mar 31, 2021 16:04 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 600 $26.42 $15,851.04
Disclosure

SEC source: 0001567619-21-007290 · doc1.xml · nonDerivative · entry 3

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades in prices ranging from $26.02 to $27.00, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 29, 2021 Filed Mar 31, 2021 16:04 UTC
Love DouglasDirector · President & CEO
SaleCommon Stock 2,850 $25.02 $71,311.56
Disclosure

SEC source: 0001567619-21-007290 · doc1.xml · nonDerivative · entry 2

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $24.74 to $25.63, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 29, 2021 Filed Mar 31, 2021 16:04 UTC
Love DouglasDirector · President & CEO
Exercise / conversionCommon Stock 3,750 $1.41 $5,286.00
Disclosure

SEC source: 0001567619-21-007290 · doc1.xml · nonDerivative · entry 1

Love Douglas · CIK 0001818520 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 25, 2021 Filed Mar 29, 2021 21:10 UTC
Yednock TedEVP & Chief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,175 $0.00 Strike: $5.11 $0.00
Disclosure

SEC source: 0001567619-21-007133 · doc1.xml · derivative · entry 7

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,129

Underlying: Common Stock · 1,175 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/48th of the shares subject to the option vest on each monthly anniversary measured from December 12, 2018 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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March 25, 2021 Filed Mar 29, 2021 21:10 UTC
Yednock TedEVP & Chief Scientific Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001567619-21-007133 · doc1.xml · derivative · entry 6

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,615

Underlying: Common Stock · 15,000 shares

Expires 2025-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares subject to the option vest are fully vested and exercisable.

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March 25, 2021 Filed Mar 29, 2021 21:10 UTC
Yednock TedEVP & Chief Scientific Officer
SaleCommon Stock 237 $29.96 $7,100.52
Disclosure

SEC source: 0001567619-21-007133 · doc1.xml · nonDerivative · entry 5

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

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March 25, 2021 Filed Mar 29, 2021 21:10 UTC
Yednock TedEVP & Chief Scientific Officer
SaleCommon Stock 5,680 $29.21 $165,913.94
Disclosure

SEC source: 0001567619-21-007133 · doc1.xml · nonDerivative · entry 4

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction was executed in multiple trades in prices ranging from $28.92 to $29.86, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 25, 2021 Filed Mar 29, 2021 21:10 UTC
Yednock TedEVP & Chief Scientific Officer
SaleCommon Stock 10,258 $28.54 $292,755.11
Disclosure

SEC source: 0001567619-21-007133 · doc1.xml · nonDerivative · entry 3

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,917

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $27.91 to $28.89, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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March 25, 2021 Filed Mar 29, 2021 21:10 UTC
Yednock TedEVP & Chief Scientific Officer
Exercise / conversionCommon Stock 1,175 $5.11 $6,004.02
Disclosure

SEC source: 0001567619-21-007133 · doc1.xml · nonDerivative · entry 2

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 25, 2021 Filed Mar 29, 2021 21:10 UTC
Yednock TedEVP & Chief Scientific Officer
Exercise / conversionCommon Stock 15,000 $1.41 $21,144.00
Disclosure

SEC source: 0001567619-21-007133 · doc1.xml · nonDerivative · entry 1

Yednock Ted · CIK 0001818525 · EVP & Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 24, 2021 Filed Mar 26, 2021 21:52 UTC
Keswani Sanjay ChandruEVP & Chief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,995 $0.00 Strike: $7.49 $0.00
Disclosure

SEC source: 0001567619-21-007084 · doc1.xml · derivative · entry 3

Keswani Sanjay · CIK 0001818524 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,956

Underlying: Common Stock · 3,995 shares

Expires 2029-06-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on the first anniversary measured from June 17, 2019 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date.

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March 24, 2021 Filed Mar 26, 2021 21:52 UTC
Keswani Sanjay ChandruEVP & Chief Medical Officer
SaleCommon Stock 3,995 $30.17 $120,511.97
Disclosure

SEC source: 0001567619-21-007084 · doc1.xml · nonDerivative · entry 2

Keswani Sanjay · CIK 0001818524 · EVP & Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction was executed in multiple trades in prices ranging from $30.00 to $30.49, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.