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Nasdaq · USD

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ANI PHARMACEUTICALS INC

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4638
SEC CIK
0001023024
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202605
Mar 2026012
Apr 202601
May 202606
Jun 202604
Jul 202603
Aug 202604
Sep 202604
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 08, 2018 Filed Mar 12, 2018 23:26 UTC SaleCommon Stock 15,391 $63.08 $970,864.28
Disclosure

SEC source: 0001144204-18-014203 · tv488351_form4.xml · nonDerivative · entry 1

MARSHBANKS TRACY · CIK 0001579618 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 534,543

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.00 to $63.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: Held by FA Private Equity Fund IV, L.P., FA Private Equity Fund IV GmbH & Co. Beteiligungs KG, The Productivity Fund IV Liquidating Trust, and The Productivity Fund IV Advisors Fund Liquidating Trust, which the Reporting Person may be deemed to be a beneficial owner pursuant to rule 16a-1(a)(1)

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:00 UTC
Marken James G.SVP Ops & Prod Dev
Exercise / conversionStock Options · Derivative 3,208 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001144204-18-013389 · tv487936_4.xml · derivative · entry 5

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 3,208 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested and become exercisable in equal annual amounts over a four-year period beginning on the first anniversary of the grant date. The grant date was April 1, 2014.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:00 UTC
Marken James G.SVP Ops & Prod Dev
Exercise / conversionStock Options · Derivative 14,793 $0.00 Strike: $6.36 $0.00
Disclosure

SEC source: 0001144204-18-013389 · tv487936_4.xml · derivative · entry 4

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,793 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested and become exercisable in equal annual amounts over a four-year period beginning on the first anniversary of the grant date. The grant date was July 12, 2013.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:00 UTC
Marken James G.SVP Ops & Prod Dev
SaleCommon Stock 4,177 $61.92 $258,639.84
Disclosure

SEC source: 0001144204-18-013389 · tv487936_4.xml · nonDerivative · entry 3

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,470

F1 · price: This transaction was executed in multiple trades at prices ranging from $62.80 to $63.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:00 UTC
Marken James G.SVP Ops & Prod Dev
Exercise / conversionCommon Stock 3,208 $33.00 $105,864.00
Disclosure

SEC source: 0001144204-18-013389 · tv487936_4.xml · nonDerivative · entry 2

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,647

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 22:00 UTC
Marken James G.SVP Ops & Prod Dev
Exercise / conversionCommon Stock 14,793 $6.36 $94,083.48
Disclosure

SEC source: 0001144204-18-013389 · tv487936_4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionStock Option · Derivative 18,750 $0.00 Strike: $28.76 $0.00
Disclosure

SEC source: 0001144204-18-012825 · tv487709_form4.xml · derivative · entry 6

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 18,750 shares

Expires 2024-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest and become exercisable in equal annual amounts over a four-year period beginning on the first anniversary of the grant date. The grant date of the options was August 20, 2014.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
SaleCommon Stock 400 $63.07 $25,228.00
Disclosure

SEC source: 0001144204-18-012825 · tv487709_form4.xml · nonDerivative · entry 5

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,938

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
SaleCommon Stock 11,954 $62.25 $744,136.50
Disclosure

SEC source: 0001144204-18-012825 · tv487709_form4.xml · nonDerivative · entry 4

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,338

F3 · price: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
SaleCommon Stock 10,800 $61.64 $665,712.00
Disclosure

SEC source: 0001144204-18-012825 · tv487709_form4.xml · nonDerivative · entry 3

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,292

F2 · price: This transaction was executed in multiple trades at prices ranging from $61.00 to $61.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
SaleCommon Stock 5,498 $60.33 $331,694.34
Disclosure

SEC source: 0001144204-18-012825 · tv487709_form4.xml · nonDerivative · entry 2

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,092

F1 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:01 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionCommon Stock 18,750 $28.76 $539,250.00
Disclosure

SEC source: 0001144204-18-012825 · tv487709_form4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:00 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionStock Option · Derivative 8,236 $0.00 Strike: $6.36 $0.00
Disclosure

SEC source: 0001144204-18-012823 · tv487707_form4.xml · derivative · entry 9

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,723

Underlying: Common Stock · 8,236 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vested and become exercisable in equal annual amounts over a four-year period beginning on the first anniversary of the grant date. The grant date was July 12, 2013.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:00 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionStock Option · Derivative 6,375 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001144204-18-012823 · tv487707_form4.xml · derivative · entry 8

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Common Stock · 6,375 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vested and become exercisable in equal annual amounts over a four-year period beginning on the first anniversary of the grant date. The grant date was April 1, 2014.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:00 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionStock Option · Derivative 9,375 $0.00 Strike: $40.59 $0.00
Disclosure

SEC source: 0001144204-18-012823 · tv487707_form4.xml · derivative · entry 7

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

Underlying: Common Stock · 9,375 shares

Expires 2026-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest and become exercisable in equal annual amounts over a four-year period beginning on the first anniversary of the grant date. The grant date was April 7, 2016.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:00 UTC
PRZYBYL ARTHURDirector · President and CEO
SaleCommon Stock 4,260 $62.17 $264,844.20
Disclosure

SEC source: 0001144204-18-012823 · tv487707_form4.xml · nonDerivative · entry 6

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,983

F3 · price: This transaction was executed in multiple trades at prices ranging from $62.00 to $62.525. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:00 UTC
PRZYBYL ARTHURDirector · President and CEO
SaleCommon Stock 8,400 $61.62 $517,608.00
Disclosure

SEC source: 0001144204-18-012823 · tv487707_form4.xml · nonDerivative · entry 5

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,243

F2 · price: This transaction was executed in multiple trades at prices ranging from $61.00 to $61.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:00 UTC
PRZYBYL ARTHURDirector · President and CEO
SaleCommon Stock 11,326 $60.59 $686,242.34
Disclosure

SEC source: 0001144204-18-012823 · tv487707_form4.xml · nonDerivative · entry 4

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,643

F1 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:00 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionCommon Stock 8,236 $6.36 $52,380.96
Disclosure

SEC source: 0001144204-18-012823 · tv487707_form4.xml · nonDerivative · entry 3

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:00 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionCommon Stock 6,375 $33.00 $210,375.00
Disclosure

SEC source: 0001144204-18-012823 · tv487707_form4.xml · nonDerivative · entry 2

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:00 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionCommon Stock 9,375 $40.59 $380,531.25
Disclosure

SEC source: 0001144204-18-012823 · tv487707_form4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2017 Filed Jan 2, 2018 21:01 UTC
PRZYBYL ARTHURDirector · President & CEO
GiftCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-000204 · tv481995_form5.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,983

Read SEC document
May 22, 2017 Filed May 24, 2017 20:31 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 450 $47.01 $21,154.50
Disclosure

SEC source: 0001144204-17-029347 · v467761_form4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,840

F1 · kind: In accordance with Rule 16b-3, represents shares withheld by the Issuer to satisfy tax withholding obligation upon vesting of a previously reported restricted stock award.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:30 UTC
Marken James G.SVP Ops & Prod Dev
Tax withholdingCommon Stock 278 $47.01 $13,068.78
Disclosure

SEC source: 0001144204-17-029344 · v467760_form4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,549

F1 · kind: The restricted stock and the stock options vests in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

Read SEC document
May 22, 2017 Filed May 24, 2017 20:30 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 991 $47.01 $46,586.91
Disclosure

SEC source: 0001144204-17-029342 · v467759_form4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,833

F1 · kind: In accordance with Rule 16b-3, represents shares withheld by the Issuer to satisfy tax withholding obligation upon vesting of a previously reported restricted stock award.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:33 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 1,161 $51.22 $59,466.42
Disclosure

SEC source: 0001144204-17-020904 · v464426_4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,824

F1 · kind: In accordance with Rule 16b-3, represents shares withheld by the Issuer to satisfy tax withholding obligation upon vesting of a previously reported restricted stock award.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:30 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 270 $51.22 $13,829.40
Disclosure

SEC source: 0001144204-17-020903 · v464425_4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,290

F1 · kind: In accordance with Rule 16b-3, represents shares withheld by the Issuer to satisfy tax withholding obligation upon vesting of a previously reported restricted stock award.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 20:34 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 1,451 $51.24 $74,349.24
Disclosure

SEC source: 0001144204-17-020030 · v464045_form4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,985

F1 · kind: In accordance with Rule 16b-3, represents shares withheld by the Issuer to satisfy tax withholding obligation upon vesting of a previously reported restricted stock award.

Read SEC document
April 07, 2017 Filed Apr 11, 2017 20:31 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 427 $51.24 $21,879.48
Disclosure

SEC source: 0001144204-17-020027 · v464044_form4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,560

F1 · kind: In accordance with Rule 16b-3, represents shares withheld by the Issuer to satisfy tax withholding obligation upon vesting of a previously reported restricted stock award.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:08 UTC
HOLUBOW FREDDirector
GrantStock Options · Derivative 2,000 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-17-018961 · v463551_form4.xml · derivative · entry 2

HOLUBOW FRED · CIK 0000905478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-03-30

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 18:08 UTC
HOLUBOW FREDDirector
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018961 · v463551_form4.xml · nonDerivative · entry 1

HOLUBOW FRED · CIK 0000905478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,811

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

F2 · balance_after: The amount of common stock beneficially owned reported herein corrects a calculation error in the reporting person's prior filings. There are no unreported transactions by the reporting person.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:11 UTC GrantStock Options · Derivative 2,000 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-17-018967 · v463554_form4.xml · derivative · entry 2

RAYNOR DANIEL · CIK 0001068854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-03-30

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:11 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018967 · v463554_form4.xml · nonDerivative · entry 1

RAYNOR DANIEL · CIK 0001068854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,110

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:10 UTC GrantStock Options · Derivative 2,000 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-17-018965 · v463553_form4.xml · derivative · entry 2

Penn Thomas A. · CIK 0001579590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-03-30

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:10 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018965 · v463553_form4.xml · nonDerivative · entry 1

Penn Thomas A. · CIK 0001579590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,110

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:09 UTC GrantStock Options · Derivative 2,000 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-17-018963 · v463552_form4.xml · derivative · entry 2

MARSHBANKS TRACY · CIK 0001579618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2027-03-30

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:09 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018963 · v463552_form4.xml · nonDerivative · entry 1

MARSHBANKS TRACY · CIK 0001579618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,110

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:07 UTC GrantStock Options · Derivative 3,250 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-17-018958 · v463550_form4.xml · derivative · entry 2

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 3,250 shares

Expires 2027-03-30

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:07 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018958 · v463550_form4.xml · nonDerivative · entry 1

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,568

F1 · security: The restricted stock and stock options vest on the first anniversary of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:05 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
GrantStock Options · Derivative 13,250 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-17-018957 · v463548_form4.xml · derivative · entry 2

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Underlying: Common Stock · 13,250 shares

Expires 2027-03-30

F1 · security: The restricted stock and the stock options vests in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 22:05 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
GrantRestricted Stock Units to be settled as Common Stock 6,625 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018957 · v463548_form4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,987

F1 · security: The restricted stock and the stock options vests in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

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March 31, 2017 Filed Apr 4, 2017 22:04 UTC
PRZYBYL ARTHURDirector · President and CEO
GrantStock Options · Derivative 47,500 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-17-018956 · v463547_form4.xml · derivative · entry 4

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 47,500 shares

Expires 2027-03-30

F1 · security: The restricted stock and the stock options vests in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

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March 31, 2017 Filed Apr 4, 2017 22:04 UTC
PRZYBYL ARTHURDirector · President and CEO
GrantCommon Stock 23,750 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018956 · v463547_form4.xml · nonDerivative · entry 3

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,436

F1 · security: The restricted stock and the stock options vests in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

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March 31, 2017 Filed Apr 4, 2017 22:03 UTC
Marken James G.SVP Ops & Prod Dev
GrantStock Options · Derivative 7,250 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-17-018955 · v463546_form4.xml · derivative · entry 2

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Common Stock · 7,250 shares

Expires 2027-03-30

F1 · security: The restricted stock and the stock options vests in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

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March 31, 2017 Filed Apr 4, 2017 22:03 UTC
Marken James G.SVP Ops & Prod Dev
GrantCommon Stock 3,625 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018955 · v463546_form4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,827

F1 · security: The restricted stock and the stock options vests in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

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March 31, 2017 Filed Apr 4, 2017 22:01 UTC
CAREY STEPHEN P.Vice President and CFO
GrantStock Options · Derivative 13,250 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-17-018953 · v463545_form4.xml · derivative · entry 2

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

Underlying: Common Stock · 13,250 shares

Expires 2027-03-30

F1 · security: The restricted stock and the stock options vests in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

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March 31, 2017 Filed Apr 4, 2017 22:01 UTC
CAREY STEPHEN P.Vice President and CFO
GrantCommon Stock 6,625 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018953 · v463545_form4.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,625

F1 · security: The restricted stock and the stock options vests in equal annual installments on the first, second, third and fourth anniversaries of the grant date.

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March 07, 2017 Filed Apr 4, 2017 22:04 UTC
PRZYBYL ARTHURDirector · President and CEO
GiftCommon Stock 560 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018956 · v463547_form4.xml · nonDerivative · entry 2

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,686

Read SEC document
March 07, 2017 Filed Apr 4, 2017 22:04 UTC
PRZYBYL ARTHURDirector · President and CEO
GiftCommon Stock 560 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-018956 · v463547_form4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,246

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November 15, 2016 Filed Nov 16, 2016 21:21 UTC Exercise / conversionOption to Purchase · Derivative 2,333 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001144204-16-134966 · v453281_form4.xml · derivative · entry 4

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,167

Underlying: Common Stock · 2,333 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Reporting Person acquired the shares reported in Table I via a cash exercise of the options reported in Table II.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.