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Nasdaq · USD

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ANI PHARMACEUTICALS INC

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4638
SEC CIK
0001023024
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202605
Mar 2026012
Apr 202601
May 202606
Jun 202604
Jul 202603
Aug 202604
Sep 202604
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 07, 2019 Filed Apr 9, 2019 20:43 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 392 $70.50 $27,636.00
Disclosure

SEC source: 0001144204-19-018900 · tv518453_form4.xml · nonDerivative · entry 2

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,696

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,188 shares of restricted stock, which was previously reported.

Read SEC document
April 07, 2019 Filed Apr 9, 2019 20:41 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 2,115 $70.50 $149,107.50
Disclosure

SEC source: 0001144204-19-018898 · tv518451_form4.xml · nonDerivative · entry 2

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,281

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 4,688 shares of restricted stock, which was previously reported.

Read SEC document
April 06, 2019 Filed Apr 9, 2019 20:45 UTC
Marken James G.SVP Ops & Prod Dev
Tax withholdingCommon Stock 337 $70.50 $23,758.50
Disclosure

SEC source: 0001144204-19-018901 · tv518454_form4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,313

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,100 shares of restricted stock, which was previously reported.

Read SEC document
April 06, 2019 Filed Apr 9, 2019 20:43 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 659 $70.50 $46,459.50
Disclosure

SEC source: 0001144204-19-018900 · tv518453_form4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,088

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 2,000 shares of restricted stock, which was previously reported.

Read SEC document
April 06, 2019 Filed Apr 9, 2019 20:42 UTC
CAREY STEPHEN P.Vice President and CFO
Tax withholdingCommon Stock 612 $70.50 $43,146.00
Disclosure

SEC source: 0001144204-19-018899 · tv518452_form4.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,450

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 2,000 shares of restricted stock, which was previously reported.

Read SEC document
April 06, 2019 Filed Apr 9, 2019 20:41 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 3,282 $70.50 $231,381.00
Disclosure

SEC source: 0001144204-19-018898 · tv518451_form4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,396

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 7,275 shares of restricted stock, which was previously reported.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:48 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 546 $70.54 $38,514.84
Disclosure

SEC source: 0001144204-19-017773 · tv517846_4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,747

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,656 shares of restricted stock, which was previously reported.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:46 UTC
Marken James G.SVP Ops & Prod Dev
Tax withholdingCommon Stock 278 $70.54 $19,610.12
Disclosure

SEC source: 0001144204-19-017770 · tv517845_4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,650

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 906 shares of restricted stock, which was previously reported.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:45 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 2,678 $70.54 $188,906.12
Disclosure

SEC source: 0001144204-19-017765 · tv517844_4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,678

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 5,937 shares of restricted stock, which was previously reported.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:42 UTC
CAREY STEPHEN P.Vice President and CFO
Tax withholdingCommon Stock 507 $70.54 $35,763.78
Disclosure

SEC source: 0001144204-19-017759 · tv517842_4.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,062

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,656 shares of restricted stock, which was previously reported.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:01 UTC
PRZYBYL ARTHURDirector · President and CEO
GrantStock Options · Derivative 45,106 $0.00 Strike: $66.39 $0.00
Disclosure

SEC source: 0001144204-19-017410 · tv517660_4.xml · derivative · entry 2

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,106

Underlying: Common Stock · 45,106 shares

Expires 2029-03-27

F1 · security: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

F1 · derivative.exercise_date: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:01 UTC
PRZYBYL ARTHURDirector · President and CEO
GrantCommon Stock 37,280 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017410 · tv517660_4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,356

F1 · security: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:02 UTC GrantStock Options · Derivative 2,409 $0.00 Strike: $66.39 $0.00
Disclosure

SEC source: 0001144204-19-017416 · tv517663_4.xml · derivative · entry 2

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

Underlying: Common Stock · 2,409 shares

Expires 2029-03-27

F1 · security: The restricted stock and stock options vest on March 28, 2020.

F1 · derivative.exercise_date: The restricted stock and stock options vest on March 28, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:02 UTC GrantCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017416 · tv517663_4.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

F1 · security: The restricted stock and stock options vest on March 28, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:02 UTC
NASH DAVIDDirector
GrantStock Options · Derivative 2,409 $0.00 Strike: $66.39 $0.00
Disclosure

SEC source: 0001144204-19-017413 · tv517662_4.xml · derivative · entry 2

NASH DAVID · CIK 0001251968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

Underlying: Common Stock · 2,409 shares

Expires 2029-03-27

F1 · security: The restricted stock and stock option vest on March 28, 2020.

F1 · derivative.exercise_date: The restricted stock and stock option vest on March 28, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:02 UTC
NASH DAVIDDirector
GrantCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017413 · tv517662_4.xml · nonDerivative · entry 1

NASH DAVID · CIK 0001251968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

F1 · security: The restricted stock and stock option vest on March 28, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:02 UTC
Marken James G.SVP Ops & Prod Dev
GrantStock Options · Derivative 8,285 $0.00 Strike: $66.39 $0.00
Disclosure

SEC source: 0001144204-19-017412 · tv517661_4.xml · derivative · entry 2

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,285

Underlying: Common Stock · 8,285 shares

Expires 2029-03-27

F1 · security: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

F1 · derivative.exercise_date: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:02 UTC
Marken James G.SVP Ops & Prod Dev
GrantCommon Stock 6,848 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017412 · tv517661_4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,928

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:01 UTC
CAREY STEPHEN P.Vice President and CFO
GrantStock Options · Derivative 15,064 $0.00 Strike: $66.39 $0.00
Disclosure

SEC source: 0001144204-19-017409 · tv517659_4.xml · derivative · entry 2

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,064

Underlying: Common Stock · 15,064 shares

Expires 2029-03-27

F1 · security: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

F1 · derivative.exercise_date: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:01 UTC
CAREY STEPHEN P.Vice President and CFO
GrantCommon Stock 12,451 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017409 · tv517659_4.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,569

F1 · security: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:01 UTC GrantStock Options · Derivative 2,409 $0.00 Strike: $66.39 $0.00
Disclosure

SEC source: 0001144204-19-017408 · tv517658_4.xml · derivative · entry 2

HAUGHEY THOMAS · CIK 0001272247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

Underlying: Common Stock · 2,409 shares

Expires 2029-03-27

F1 · security: The restricted stock and stock options vest on March 28, 2020.

F1 · derivative.exercise_date: The restricted stock and stock options vest on March 28, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:01 UTC GrantCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017408 · tv517658_4.xml · nonDerivative · entry 1

HAUGHEY THOMAS · CIK 0001272247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

F1 · security: The restricted stock and stock options vest on March 28, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:01 UTC GrantStock Options · Derivative 3,127 $0.00 Strike: $66.39 $0.00
Disclosure

SEC source: 0001144204-19-017405 · tv517657_4.xml · derivative · entry 2

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,127

Underlying: Common Stock · 3,127 shares

Expires 2029-03-27

F1 · security: The restricted stock and stock options vest on March 28, 2020.

F1 · derivative.exercise_date: The restricted stock and stock options vest on March 28, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:01 UTC GrantCommon Stock 2,584 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017405 · tv517657_4.xml · nonDerivative · entry 1

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,352

F1 · security: The restricted stock and stock options vest on March 28, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:00 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
GrantStock Options · Derivative 15,064 $0.00 Strike: $66.39 $0.00
Disclosure

SEC source: 0001144204-19-017403 · tv517656_4.xml · derivative · entry 2

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,064

Underlying: Common Stock · 15,064 shares

Expires 2029-03-27

F1 · security: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

F1 · derivative.exercise_date: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:00 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
GrantCommon Stock 12,451 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017403 · tv517656_4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,293

F1 · security: The restricted stock and stock options vest in four equal annual installments on the first, second, third and fourth anniversary of March 28, 2019.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:00 UTC GrantStock Options · Derivative 2,409 $0.00 Strike: $66.39 $0.00
Disclosure

SEC source: 0001144204-19-017402 · tv517655_4.xml · derivative · entry 2

Penn Thomas A. · CIK 0001579590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

Underlying: Common Stock · 2,409 shares

Expires 2029-03-27

F1 · security: The restricted stock and stock options vest on March 28, 2020.

F1 · derivative.exercise_date: The restricted stock and stock options vest on March 28, 2020.

Read SEC document
March 28, 2019 Filed Apr 1, 2019 20:00 UTC GrantCommon Stock 1,991 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-017402 · tv517655_4.xml · nonDerivative · entry 1

Penn Thomas A. · CIK 0001579590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,301

F1 · security: The restricted stock and stock options vest on March 28, 2020.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 20:07 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionStock Options · Derivative 2,823 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-19-015117 · tv516671_form4.xml · derivative · entry 6

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,625

Underlying: Common Stock · 2,823 shares

Expires 2027-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option vests and are exercisable over a four year period beginning on the first anniversary of March 31, 2017.

Read SEC document
March 19, 2019 Filed Mar 20, 2019 20:07 UTC
PRZYBYL ARTHURDirector · President and CEO
SaleCommon Stock 2,823 $63.51 $179,288.73
Disclosure

SEC source: 0001144204-19-015117 · tv516671_form4.xml · nonDerivative · entry 2

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,076

F2 · price: The shares were sold in multiple trades at prices ranging from $63.49 to $63.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person owns 205,076 shares of the Issuer's common stock following the transaction, which is the same number of shares reported on his most recent prior filing.

F2 · balance_after: The shares were sold in multiple trades at prices ranging from $63.49 to $63.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person owns 205,076 shares of the Issuer's common stock following the transaction, which is the same number of shares reported on his most recent prior filing.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 20:07 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionStock Options · Derivative 9,052 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001144204-19-015117 · tv516671_form4.xml · derivative · entry 5

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,448

Underlying: Common Stock · 9,052 shares

Expires 2027-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option vests and are exercisable over a four year period beginning on the first anniversary of March 31, 2017.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 20:07 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionStock Options · Derivative 9,375 $0.00 Strike: $40.59 $0.00
Disclosure

SEC source: 0001144204-19-015117 · tv516671_form4.xml · derivative · entry 4

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 9,375 shares

Expires 2026-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vests and are exercisable over a four year period beginning on the first anniversary of April 7, 2016.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 20:07 UTC
PRZYBYL ARTHURDirector · President and CEO
Exercise / conversionStock Options · Derivative 6,375 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001144204-19-015117 · tv516671_form4.xml · derivative · entry 3

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,375 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Option vests and are exercisable over a four year period beginning on the first anniversary of April 1, 2014.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 20:07 UTC
PRZYBYL ARTHURDirector · President and CEO
SaleCommon Stock 24,802 $63.53 $1,575,671.06
Disclosure

SEC source: 0001144204-19-015117 · tv516671_form4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,076

F1 · price: The shares were sold in multiple trades at prices ranging from $63.49 to $64.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person owns 205,076 shares of the Issuer's common stock following the transaction, which is the same number of shares reported on his most recent prior filing.

F1 · balance_after: The shares were sold in multiple trades at prices ranging from $63.49 to $64.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reporting person owns 205,076 shares of the Issuer's common stock following the transaction, which is the same number of shares reported on his most recent prior filing.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 10:02 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionOption to Purchase · Derivative 4,651 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001144204-19-013796 · tv516184_form4.xml · derivative · entry 9

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846

Underlying: Common Stock · 4,651 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests and are exercisable over a four year period beginning on the first anniversary of the April 1, 2014.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 10:02 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
SaleCommon Stock 4,651 $64.43 $299,645.79
Disclosure

SEC source: 0001144204-19-013796 · tv516184_form4.xml · nonDerivative · entry 6

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,842

Read SEC document
March 13, 2019 Filed Mar 14, 2019 10:02 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionCommon Stock 4,651 $33.00 $153,483.00
Disclosure

SEC source: 0001144204-19-013796 · tv516184_form4.xml · nonDerivative · entry 5

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 10:02 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionOption to Purchase · Derivative 1,503 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001144204-19-013796 · tv516184_form4.xml · derivative · entry 8

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,497

Underlying: Common Stock · 1,503 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests and are exercisable over a four year period beginning on the first anniversary of the April 1, 2014.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 10:02 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionOption to Purchase · Derivative 5,642 $0.00 Strike: $28.76 $0.00
Disclosure

SEC source: 0001144204-19-013796 · tv516184_form4.xml · derivative · entry 7

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608

Underlying: Common Stock · Not disclosed shares

Expires 2024-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests and are exercisable over a four year period beginning on the first anniversary of the August 20, 2014.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 10:02 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
SaleCommon Stock 1,503 $64.50 $96,943.50
Disclosure

SEC source: 0001144204-19-013796 · tv516184_form4.xml · nonDerivative · entry 4

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,842

Read SEC document
March 12, 2019 Filed Mar 14, 2019 10:02 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionCommon Stock 1,503 $33.00 $49,599.00
Disclosure

SEC source: 0001144204-19-013796 · tv516184_form4.xml · nonDerivative · entry 3

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 10:02 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
SaleCommon Stock 5,642 $64.44 $363,578.38
Disclosure

SEC source: 0001144204-19-013796 · tv516184_form4.xml · nonDerivative · entry 2

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,842

Read SEC document
March 12, 2019 Filed Mar 14, 2019 10:02 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionCommon Stock 5,642 $28.76 $162,263.92
Disclosure

SEC source: 0001144204-19-013796 · tv516184_form4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2018 Filed Jan 2, 2019 22:24 UTC
PRZYBYL ARTHURDirector · President and CEO
GiftCommon Stock 2,180 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000179 · tv510210_form5.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,076

F1 · kind: The Reporting Person gifted the shares. No reconsideration was paid for the shares.

F1 · price: The Reporting Person gifted the shares. No reconsideration was paid for the shares.

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September 11, 2018 Filed Sep 14, 2018 20:30 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionOption to Purchase · Derivative 28,688 $0.00 Strike: $6.60 $0.00
Disclosure

SEC source: 0001144204-18-049518 · tv502903_4.xml · derivative · entry 2

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,688 shares

Expires 2023-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Option vests over a four year period beginning on the first anniversary of August 1, 2013.

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September 11, 2018 Filed Sep 14, 2018 20:30 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Exercise / conversionCommon Stock 28,688 $6.60 $189,340.80
Disclosure

SEC source: 0001144204-18-049518 · tv502903_4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:02 UTC GrantStock Options · Derivative 2,225 $0.00 Strike: $65.86 $0.00
Disclosure

SEC source: 0001144204-18-033532 · tv496176_4.xml · derivative · entry 2

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Underlying: Common Stock · 2,225 shares

Expires 2028-06-05

F1 · security: The restricted stock and stock options are subject to vesting, and 50% of the restricted stock and stock options vest on May 17, 2019, and the remaining 50% of the restricted stock and stock options vest on May 17, 2020.

F1 · derivative.exercise_date: The restricted stock and stock options are subject to vesting, and 50% of the restricted stock and stock options vest on May 17, 2019, and the remaining 50% of the restricted stock and stock options vest on May 17, 2020.

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June 06, 2018 Filed Jun 8, 2018 20:02 UTC GrantCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-033532 · tv496176_4.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

F1 · security: The restricted stock and stock options are subject to vesting, and 50% of the restricted stock and stock options vest on May 17, 2019, and the remaining 50% of the restricted stock and stock options vest on May 17, 2020.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:02 UTC
NASH DAVIDDirector
GrantStock Options · Derivative 2,225 $0.00 Strike: $65.86 $0.00
Disclosure

SEC source: 0001144204-18-033530 · tv496175_4.xml · derivative · entry 2

NASH DAVID · CIK 0001251968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

Underlying: Common Stock · 2,225 shares

Expires 2028-06-05

F1 · security: The restricted stock and stock options are subject to vesting, and 50% of the restricted stock and stock options vest on May 17, 2019, and the remaining 50% of the restricted stock and stock options vest on May 17, 2020.

F1 · derivative.exercise_date: The restricted stock and stock options are subject to vesting, and 50% of the restricted stock and stock options vest on May 17, 2019, and the remaining 50% of the restricted stock and stock options vest on May 17, 2020.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:02 UTC
NASH DAVIDDirector
GrantCommon Stock 1,800 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-033530 · tv496175_4.xml · nonDerivative · entry 1

NASH DAVID · CIK 0001251968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,800

F1 · security: The restricted stock and stock options are subject to vesting, and 50% of the restricted stock and stock options vest on May 17, 2019, and the remaining 50% of the restricted stock and stock options vest on May 17, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.