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ANI PHARMACEUTICALS INC

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4638
SEC CIK
0001023024
Parsed reports
463

Last 12 months

Inside the activity.

0 purchase rows · 48 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202503
Jan 202601
Feb 202605
Mar 2026012
Apr 202601
May 202606
Jun 202604
Jul 202603
Aug 202604
Sep 202604
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2020 Filed Aug 7, 2020 23:33 UTC
Thoma JeanneDirector
GrantCommon Stock 7,421 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002068 · form4-08072020_040806.xml · nonDerivative · entry 1

Thoma Jeanne · CIK 0001819879 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,421

F1 · kind: Represents a restricted stock award that will vest as to 50% of the total shares on August 5, 2021 and the remaining 50% of the total shares on August 5, 2022.

Read SEC document
May 11, 2020 Filed May 13, 2020 20:31 UTC
Walsh Patrick DDirector · Interim President and CEO
GrantCommon Stock 7,050 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-060890 · tm2019363d1_4.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director · Interim President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,096

F1 · kind: The restricted stock was granted to the Reporting Person in connection with his commencement as interim President and Chief Executive Officer of the issuer. The restricted stock vests on the earlier of (i) May 11, 2021 or (ii) the termination of the Reporting Person's service as interim President and Chief Executive Officer, except in connection with a "for cause" termination.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 20:34 UTC GrantCommon Stock 7,119 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-046398 · tm2015775d7_form4.xml · nonDerivative · entry 1

HAUGHEY THOMAS · CIK 0001272247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,410

F1 · kind: The restricted stock vests on April 10, 2021.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 20:34 UTC GrantCommon Stock 7,119 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-046397 · tm2015775d6_form4.xml · nonDerivative · entry 1

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,680

F1 · kind: The restricted stock vests on April 10, 2021.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 20:33 UTC
NASH DAVIDDirector
GrantCommon Stock 7,119 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-046396 · tm2015775d5_form4.xml · nonDerivative · entry 1

NASH DAVID · CIK 0001251968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,355

F1 · kind: The restricted stock vests on April 10, 2021.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 20:33 UTC GrantCommon Stock 9,255 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-046395 · tm2015775d4_form4.xml · nonDerivative · entry 1

Walsh Patrick D · CIK 0001720568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,046

F1 · kind: The restricted stock vests on April 10, 2021.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 20:32 UTC
CAREY STEPHEN P.Vice President and CFO
GrantCommon Stock 39,767 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-046394 · tm2015775d3_form4.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,145

F1 · kind: The restricted stock vests in four equal annual installments on the first, second, third and fourth anniversaries of April 10, 2020.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 20:32 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
GrantCommon Stock 39,767 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-046393 · tm2015775d2_form4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,043

F1 · kind: The restricted stock vests in four equal annual installments on the first, second, third and fourth anniversaries of April 10, 2020.

Read SEC document
April 10, 2020 Filed Apr 14, 2020 20:31 UTC
Marken James G.SVP Ops & Prod Dev
GrantCommon Stock 24,548 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-046392 · tm2015775d1_form4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,297

F1 · kind: The restricted stock vests in four equal annual installments on the first, second, third and fourth anniversaries of April 10, 2020.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 21:55 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 396 $43.93 $17,396.28
Disclosure

SEC source: 0001104659-20-044731 · tm2015378d4_4.xml · nonDerivative · entry 2

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,276

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,188 shares of restricted stock, which was previously reported.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 21:53 UTC
Marken James G.SVP Ops & Prod Dev
Tax withholdingCommon Stock 144 $43.93 $6,325.92
Disclosure

SEC source: 0001104659-20-044728 · tm2015378d2_4.xml · nonDerivative · entry 2

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,749

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 469 shares of restricted stock, which was previously reported.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 21:54 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 2,115 $43.93 $92,911.95
Disclosure

SEC source: 0001104659-20-044729 · tm2015378d3_4.xml · nonDerivative · entry 2

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,309

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 4,688 shares of restricted stock, which was previously reported.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:55 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 666 $43.22 $28,784.52
Disclosure

SEC source: 0001104659-20-044731 · tm2015378d4_4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,672

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 2,000 shares of restricted stock, which was previously reported.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:53 UTC
Marken James G.SVP Ops & Prod Dev
Tax withholdingCommon Stock 337 $43.22 $14,565.14
Disclosure

SEC source: 0001104659-20-044728 · tm2015378d2_4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,893

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,100 shares of restricted stock, which was previously reported.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:54 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 3,282 $43.22 $141,848.04
Disclosure

SEC source: 0001104659-20-044729 · tm2015378d3_4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,424

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 7,275 shares of restricted stock, which was previously reported.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:53 UTC
CAREY STEPHEN P.Vice President and CFO
Tax withholdingCommon Stock 612 $43.22 $26,450.64
Disclosure

SEC source: 0001104659-20-044727 · tm2015378d1_4.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,378

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 2,000 shares of restricted stock, which was previously reported.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 01:40 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 552 $40.74 $22,488.48
Disclosure

SEC source: 0001104659-20-041411 · tm2014433-3_4.xml · nonDerivative · entry 2

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,338

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,656 shares of restricted stock, which was previously reported.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 01:39 UTC
CAREY STEPHEN P.Vice President and CFO
Tax withholdingCommon Stock 507 $40.74 $20,655.18
Disclosure

SEC source: 0001104659-20-041409 · tm2014433-2_4.xml · nonDerivative · entry 2

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,990

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 1,656 shares of restricted stock, which was previously reported.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 01:37 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 2,679 $40.74 $109,142.46
Disclosure

SEC source: 0001104659-20-041406 · tm2014433-1_4.xml · nonDerivative · entry 2

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,706

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 5,938 shares of restricted stock, which was previously reported.

Read SEC document
March 28, 2020 Filed Apr 1, 2020 01:40 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 1,037 $37.76 $39,157.12
Disclosure

SEC source: 0001104659-20-041411 · tm2014433-3_4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,890

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,112 shares of restricted stock, which was previously reported.

Read SEC document
March 28, 2020 Filed Apr 1, 2020 01:39 UTC
CAREY STEPHEN P.Vice President and CFO
Tax withholdingCommon Stock 953 $37.76 $35,985.28
Disclosure

SEC source: 0001104659-20-041409 · tm2014433-2_4.xml · nonDerivative · entry 1

CAREY STEPHEN P. · CIK 0001674236 · Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,497

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,112 shares of restricted stock, which was previously reported.

Read SEC document
March 28, 2020 Filed Apr 1, 2020 01:37 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 4,204 $37.76 $158,743.04
Disclosure

SEC source: 0001104659-20-041406 · tm2014433-1_4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,385

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 9,320 shares of restricted stock, which was previously reported.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 23:01 UTC PurchaseCommon Stock 3,000 $45.05 $135,150.00
Disclosure

SEC source: 0001104659-20-029791 · tm2011887d1_form4.xml · nonDerivative · entry 2

HAUGHEY THOMAS · CIK 0001272247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,291

F2 · price: The shares were acquired in multiple trades at prices ranging from $44.88 to $45.27. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 23:01 UTC PurchaseCommon Stock 2,000 $45.18 $90,360.00
Disclosure

SEC source: 0001104659-20-029791 · tm2011887d1_form4.xml · nonDerivative · entry 1

HAUGHEY THOMAS · CIK 0001272247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,291

F1 · price: The shares were acquired in multiple trades at prices ranging from $45.1012 to $45.29. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2019 Filed Aug 21, 2019 22:11 UTC SaleCommon Stock 5,512 $68.18 $375,808.16
Disclosure

SEC source: 0001144204-19-040993 · tv528119_form4.xml · nonDerivative · entry 2

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,219,259

F2 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F3 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

Read SEC document
August 20, 2019 Filed Aug 23, 2019 18:13 UTC Amendment SaleCommon Stock 5,512 $68.18 $375,808.16
Disclosure

SEC source: 0001144204-19-041520 · tv528210_form4a.xml · nonDerivative · entry 2

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,281,283

F2 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.80 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F3 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

F4 · ownership.direct: This Form 4 Amendment is being filed for the sole purpose of reporting that sales under the Reporting Person's 10b5-1 diversification plan has completed, and no further sales will take place under the plan.

Read SEC document
August 19, 2019 Filed Aug 21, 2019 22:11 UTC SaleCommon Stock 2,067 $68.30 $141,176.10
Disclosure

SEC source: 0001144204-19-040993 · tv528119_form4.xml · nonDerivative · entry 1

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224,771

F1 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $69.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $69.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F3 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

Read SEC document
August 19, 2019 Filed Aug 23, 2019 18:13 UTC Amendment SaleCommon Stock 2,067 $68.30 $141,176.10
Disclosure

SEC source: 0001144204-19-041520 · tv528210_form4a.xml · nonDerivative · entry 1

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,286,795

F1 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $69.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $69.05 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F3 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

F4 · ownership.direct: This Form 4 Amendment is being filed for the sole purpose of reporting that sales under the Reporting Person's 10b5-1 diversification plan has completed, and no further sales will take place under the plan.

Read SEC document
August 16, 2019 Filed Aug 16, 2019 21:38 UTC SaleCommon Stock 26,349 $68.09 $1,794,103.41
Disclosure

SEC source: 0001144204-19-040452 · tv527876_form4.xml · nonDerivative · entry 3

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,226,838

F3 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F4 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

Read SEC document
August 15, 2019 Filed Aug 16, 2019 21:38 UTC SaleCommon Stock 9,315 $69.34 $645,902.10
Disclosure

SEC source: 0001144204-19-040452 · tv527876_form4.xml · nonDerivative · entry 2

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,253,187

F2 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.03 to $70.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.03 to $70.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F4 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:38 UTC SaleCommon Stock 26,360 $69.89 $1,842,300.40
Disclosure

SEC source: 0001144204-19-040452 · tv527876_form4.xml · nonDerivative · entry 1

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,262,502

F1 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.02 to $71.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $68.02 to $71.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F4 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

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August 13, 2019 Filed Aug 13, 2019 22:07 UTC SaleCommon Stock 20,821 $71.77 $1,494,323.17
Disclosure

SEC source: 0001144204-19-039648 · tv527471_4.xml · nonDerivative · entry 3

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,288,862

F3 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $71.15 to $73.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $71.15 to $73.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F4 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

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August 12, 2019 Filed Aug 13, 2019 22:07 UTC SaleCommon Stock 21,016 $71.45 $1,501,593.20
Disclosure

SEC source: 0001144204-19-039648 · tv527471_4.xml · nonDerivative · entry 2

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309,683

F2 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $70.25 to $72.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $70.25 to $72.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F4 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

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August 09, 2019 Filed Aug 13, 2019 22:07 UTC SaleCommon Stock 19,860 $71.70 $1,423,962.00
Disclosure

SEC source: 0001144204-19-039648 · tv527471_4.xml · nonDerivative · entry 1

MERIDIAN VENTURE PARTNERS II LP · CIK 0001109507 · 10% owner

Meridian Venture Partners II GP, L.P. · CIK 0001580170 · 10% owner

Meridian Venture Partners II, Co. · CIK 0001580169 · 10% owner

Brown Robert E. JR · CIK 0001579672 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,330,699

F1 · kind: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $70.84 to $71.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest cent. The shares were sold pursuant to a Rule 10b5-1 diversification plan entered into by the Reporting Person on June 6, 2019. The shares were sold in multiple transactions at prices ranging from $70.84 to $71.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold by the Reporting Person at each separate price on each date of sale.

F4 · ownership.direct: Meridian Venture Partners II, Co. (MVP Corp.) is the general partner of Meridian Venture Partners II GP, L.P. (GP), the general partner of Meridian Venture Partners II, L.P. (MVP II). Robert E. Brown, Jr., a director of the issuer, is the President, sole stockholder and sole director of MVP Corp., as well as a limited partner of GP and one of two principals of MVP II.

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May 24, 2019 Filed May 29, 2019 20:00 UTC
NASH DAVIDDirector
PurchaseCommon Stock 1,445 $68.76 $99,358.20
Disclosure

SEC source: 0001144204-19-028634 · tv522581_form4.xml · nonDerivative · entry 1

NASH DAVID · CIK 0001251968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,236

F1 · price: The shares were acquired in multiple trades at prices ranging from $68.70 to $68.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 17, 2019 Filed May 20, 2019 20:32 UTC
Marken James G.SVP Ops & Prod Dev
SaleCommon Stock 8,907 $70.67 $629,457.69
Disclosure

SEC source: 0001144204-19-027313 · tv522071_form4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,230

F1 · price: The shares were sold in multiple trades at prices ranging from $70.50 to $71.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 16, 2019 Filed May 17, 2019 20:30 UTC Exercise / conversionStock Option · Derivative 1,167 $0.00 Strike: $33.00 $0.00
Disclosure

SEC source: 0001144204-19-027066 · tv521956_4.xml · derivative · entry 4

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,167 shares

Expires 2024-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 16, 2019 Filed May 17, 2019 20:30 UTC Exercise / conversionStock Option · Derivative 1,042 $0.00 Strike: $6.36 $0.00
Disclosure

SEC source: 0001144204-19-027066 · tv521956_4.xml · derivative · entry 3

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,042 shares

Expires 2023-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 16, 2019 Filed May 17, 2019 20:30 UTC Exercise / conversionCommon Stock 1,167 $33.00 $38,511.00
Disclosure

SEC source: 0001144204-19-027066 · tv521956_4.xml · nonDerivative · entry 2

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 16, 2019 Filed May 17, 2019 20:30 UTC Exercise / conversionCommon Stock 1,042 $6.36 $6,627.12
Disclosure

SEC source: 0001144204-19-027066 · tv521956_4.xml · nonDerivative · entry 1

Brown Robert E. JR · CIK 0001579672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 15, 2019 Filed May 15, 2019 21:16 UTC
PRZYBYL ARTHURDirector · President and CEO
SaleCommon Stock 14,633 $69.25 $1,013,335.25
Disclosure

SEC source: 0001144204-19-026662 · tv521766_form4.xml · nonDerivative · entry 3

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,589

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May 15, 2019 Filed May 15, 2019 20:32 UTC PurchaseCommon Stock 2,500 $69.30 $173,240.00
Disclosure

SEC source: 0001144204-19-026615 · tv521741_form4.xml · nonDerivative · entry 1

HAUGHEY THOMAS · CIK 0001272247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,291

F1 · price: The shares were acquired in multiple trades at prices ranging from $69.09 to $69.3066. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 14, 2019 Filed May 15, 2019 21:16 UTC
PRZYBYL ARTHURDirector · President and CEO
SaleCommon Stock 5,772 $70.45 $406,637.40
Disclosure

SEC source: 0001144204-19-026662 · tv521766_form4.xml · nonDerivative · entry 2

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,222

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May 14, 2019 Filed May 15, 2019 20:32 UTC
Marken James G.SVP Ops & Prod Dev
SaleCommon Stock 4,917 $70.31 $345,714.27
Disclosure

SEC source: 0001144204-19-026614 · tv521699_form4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,137

F1 · price: The shares were sold in multiple trades at prices ranging from $70.00 to $70.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 13, 2019 Filed May 13, 2019 20:01 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
SaleCommon Stock 2,409 $71.13 $171,352.17
Disclosure

SEC source: 0001144204-19-025603 · tv521454_form4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,927

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May 13, 2019 Filed May 15, 2019 21:16 UTC
PRZYBYL ARTHURDirector · President and CEO
SaleCommon Stock 9,595 $71.10 $682,204.50
Disclosure

SEC source: 0001144204-19-026662 · tv521766_form4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,994

Read SEC document
April 16, 2019 Filed Apr 18, 2019 20:34 UTC
Schrepfer Robert WSVP - New Bus Dev & Spec Sales
Tax withholdingCommon Stock 360 $68.60 $24,696.00
Disclosure

SEC source: 0001144204-19-020283 · tv519120_form4.xml · nonDerivative · entry 1

Schrepfer Robert W · CIK 0001579464 · SVP - New Bus Dev & Spec Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,336

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 750 shares of restricted stock, which was previously reported.

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April 16, 2019 Filed Apr 18, 2019 20:33 UTC
PRZYBYL ARTHURDirector · President and CEO
Tax withholdingCommon Stock 1,692 $68.60 $116,071.20
Disclosure

SEC source: 0001144204-19-020282 · tv519119_form4.xml · nonDerivative · entry 1

PRZYBYL ARTHUR · CIK 0001268135 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,589

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 3,750 shares of restricted stock, which was previously reported.

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April 16, 2019 Filed Apr 18, 2019 20:33 UTC
Marken James G.SVP Ops & Prod Dev
Tax withholdingCommon Stock 115 $68.60 $7,889.00
Disclosure

SEC source: 0001144204-19-020281 · tv519118_form4.xml · nonDerivative · entry 1

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,054

F1 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 375 shares of restricted stock, which was previously reported.

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April 07, 2019 Filed Apr 9, 2019 20:45 UTC
Marken James G.SVP Ops & Prod Dev
Tax withholdingCommon Stock 144 $70.50 $10,152.00
Disclosure

SEC source: 0001144204-19-018901 · tv518454_form4.xml · nonDerivative · entry 2

Marken James G. · CIK 0001579587 · SVP Ops & Prod Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,169

F2 · kind: Shares withheld for tax purposes exempt under Rule 16(b)-3 in connection with the vesting of 469 shares of restricted stock, which was previously reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.