ANG-PD

SEC source: 0001039828-24-000010 · wk-form4_1709070427.xml · nonDerivative · entry 3

Boushek Aaron · CIK 0001996756 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the vesting of the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on February 23, 2024.

F3 · price: Each 2021 PSU is the economic equivalent of one share of the Issuer's common stock.

SEC source: 0001039828-24-000010 · wk-form4_1709070427.xml · nonDerivative · entry 2

Boushek Aaron · CIK 0001996756 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,353

F1 · shares: Tax withholding on vesting of time-based restricted stock units.

SEC source: 0001039828-24-000008 · wk-form4_1709070265.xml · nonDerivative · entry 2

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 781,635

F1 · shares: Tax withholding on vesting of time-based restricted stock units.

SEC source: 0001039828-24-000018 · wk-form4_1709073139.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,388

F1 · shares: Tax withholding on vesting of time-based restricted stock units.

SEC source: 0001039828-24-000016 · wk-form4_1709070912.xml · nonDerivative · entry 1

Volpe Nicholas P. · CIK 0001940668 · EVP & Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,135

F1 · shares: Tax withholding on vesting of time-based restricted stock units.

SEC source: 0001039828-24-000014 · wk-form4_1709070768.xml · nonDerivative · entry 1

Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,567

F1 · shares: Tax withholding on vesting of time-based restricted stock units.

SEC source: 0001039828-24-000012 · wk-form4_1709070615.xml · nonDerivative · entry 1

Etinger Kate · CIK 0001967448 · EVP & Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,766

F1 · shares: Tax withholding on vesting of time-based restricted stock units.

SEC source: 0001039828-24-000010 · wk-form4_1709070427.xml · nonDerivative · entry 1

Boushek Aaron · CIK 0001996756 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,707

F1 · shares: Tax withholding on vesting of time-based restricted stock units.

SEC source: 0001039828-24-000008 · wk-form4_1709070265.xml · nonDerivative · entry 1

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 792,406

F1 · shares: Tax withholding on vesting of time-based restricted stock units.

SEC source: 0001039828-24-000004 · wk-form4_1705527687.xml · nonDerivative · entry 4

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 795,883

F3 · shares: Tax withholding on vesting of restricted stock units.

SEC source: 0001039828-24-000004 · wk-form4_1705527687.xml · nonDerivative · entry 3

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 809,000

F3 · shares: Tax withholding on vesting of restricted stock units.

SEC source: 0001039828-24-000004 · wk-form4_1705527687.xml · nonDerivative · entry 2

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 861,467

F2 · shares: Vesting of cash-payable restricted stock units, net of tax withholding.

SEC source: 0001039828-24-000004 · wk-form4_1705527687.xml · nonDerivative · entry 1

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,160

F1 · shares: Tax withholding on vesting of cash-payable restricted stock units.

SEC source: 0000950170-23-072277 · ownership.xml · nonDerivative · entry 1

North End Re (Cayman) SPC · CIK 0001904850 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On December 21, 2023, North End Re (Cayman) SPC ("North End Re") transferred 12,028,979 shares of common stock of the Issuer, representing 100% of its shares of common stock of the Issuer, to its sole shareholder, BAM Re Holdings Ltd.

F2 · price: The price reported in Column 4 is based on the price of the common stock of the Issuer on the New York Stock Exchange as of market close on December 20, 2023, the last trading day prior to the date of the share transfer.

SEC source: 0001039828-23-000184 · wk-form4_1703213174.xml · nonDerivative · entry 2

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,900

F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023.

SEC source: 0001039828-23-000184 · wk-form4_1703213174.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023.

F2 · price: Each 2021 PSU is the economic equivalent of one share of the Issuer's common stock.

SEC source: 0001039828-23-000180 · wk-form4_1703213040.xml · nonDerivative · entry 2

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028,134

F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023.

SEC source: 0001039828-23-000180 · wk-form4_1703213040.xml · nonDerivative · entry 1

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,137,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023.

F2 · price: Each 2021 PSU is the economic equivalent of one share of the Issuer's common stock.

SEC source: 0001039828-23-000182 · wk-form4_1703213110.xml · nonDerivative · entry 2

Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,216

F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023.

SEC source: 0001039828-23-000182 · wk-form4_1703213110.xml · nonDerivative · entry 1

Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the accelerated vesting on December 20, 2023 at the actual level of performance of the performance-based restricted stock units in respect of the 2021-2023 performance period (2021 PSUs), granted by the Issuer pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, as amended, and cash settlement of such award based on (i) the number of 2021 PSUs earned based on the actual level of performance multiplied by (ii) the closing price of the Issuer's common stock on December 20, 2023.

F2 · price: Each 2021 PSU is the economic equivalent of one share of the Issuer's common stock.

SEC source: 0001039828-23-000151 · wk-form4_1695682532.xml · nonDerivative · entry 1

Chapman Joyce Ann · CIK 0001444640 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,183

SEC source: 0001039828-23-000145 · wk-form4_1695407001.xml · derivative · entry 4

Andre Axel · CIK 0001881905 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,636

Underlying: Common Stock · 29,273 shares

Expires 2031-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on September 7, 2022, and the other half became exercisable on September 07, 2023.

SEC source: 0001039828-23-000145 · wk-form4_1695407001.xml · nonDerivative · entry 2

Andre Axel · CIK 0001881905 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,740

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.745 to $53.98. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

SEC source: 0001039828-23-000145 · wk-form4_1695407001.xml · nonDerivative · entry 1

Andre Axel · CIK 0001881905 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-23-000149 · wk-form4_1695682443.xml · derivative · entry 9

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,565 shares

Expires 2030-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.

SEC source: 0001039828-23-000149 · wk-form4_1695682443.xml · derivative · entry 8

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,877

Underlying: Common Stock · 15,755 shares

Expires 2031-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023.

SEC source: 0001039828-23-000149 · wk-form4_1695682443.xml · derivative · entry 7

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,299 shares

Expires 2031-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on June 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.

SEC source: 0001039828-23-000149 · wk-form4_1695682443.xml · nonDerivative · entry 5

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,900

F2 · price: This transaction was executed in multiple trades at prices ranging from $53.83 to $53.92. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

SEC source: 0001039828-23-000149 · wk-form4_1695682443.xml · nonDerivative · entry 4

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,676

F1 · price: This transaction was executed in multiple trades at prices ranging from $53.74 to $53.91. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

SEC source: 0001039828-23-000149 · wk-form4_1695682443.xml · nonDerivative · entry 3

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-23-000149 · wk-form4_1695682443.xml · nonDerivative · entry 2

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-23-000149 · wk-form4_1695682443.xml · nonDerivative · entry 1

Lorenzen Jeffrey D · CIK 0001353991 · Executive VP-Chief Inv Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-23-000147 · wk-form4_1695682338.xml · nonDerivative · entry 1

MULCAHY DAVID S. · CIK 0001260541 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,364

SEC source: 0001039828-23-000143 · wk-form4_1695338909.xml · nonDerivative · entry 1

Howe Robert L · CIK 0001341197 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,282

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.15 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

SEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · derivative · entry 6

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,524

Underlying: Common Stock · 43,923 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 4, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.

SEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · derivative · entry 5

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 139,279 shares

Expires 2030-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.

SEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · nonDerivative · entry 3

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028,134

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.235. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

SEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · nonDerivative · entry 2

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-23-000141 · wk-form4_1695338736.xml · nonDerivative · entry 1

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,167,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · derivative · entry 6

Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,753

Underlying: Common Stock · 15,506 shares

Expires 2031-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and the remaining 1/3 will vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023.

SEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · derivative · entry 5

Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,463 shares

Expires 2030-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.

SEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · nonDerivative · entry 3

Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,216

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.06 to $54.23. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

SEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · nonDerivative · entry 2

Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-23-000139 · wk-form4_1695259010.xml · nonDerivative · entry 1

Hamalainen James Louis · CIK 0001834057 · EVP & Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · derivative · entry 9

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,279

Underlying: Common Stock · 92,638 shares

Expires 2030-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.

SEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 5

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028,134

F2 · price: This transaction was executed in multiple trades at prices ranging from $54.10 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.

SEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 4

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,120,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · derivative · entry 8

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,917

Underlying: Common Stock · 12,133 shares

Expires 2030-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award.

SEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · derivative · entry 7

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,082

Underlying: Common Stock · 64,164 shares

Expires 2031-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and the remaining 1/3 will vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023.

SEC source: 0001039828-23-000137 · wk-form4_1695258875.xml · nonDerivative · entry 3

Bhalla Anant · CIK 0001709369 · Director · CEO & President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,028,134

F1 · price: This transaction was executed in multiple trades at prices ranging from $54.11 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.