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ANEB

Anebulo Pharmaceuticals, Inc.

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9617
SEC CIK
0001815974
Parsed reports
56

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 21, 2022 Filed Oct 4, 2022 20:13 UTC
Lawler Joseph F.Director · 10% owner
GrantStock Option (right to buy) · Derivative 30,425 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-22-052202 · doc4.xml · derivative · entry 4

Lawler Joseph F. · CIK 0001770401 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,425

Underlying: Common Stock · 30,425 shares

Expires 2027-02-28

F3 · derivative.exercise_date: 25% of the option vests on March 1, 2023. Thereafter, 1/48 of the option vests on a monthly basis over 36 months until the option becomes fully vested.

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April 21, 2022 Filed Oct 4, 2022 20:11 UTC
Lin KennethDirector
GrantStock Option (right to buy) · Derivative 30,425 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001209191-22-052187 · doc4.xml · derivative · entry 1

Lin Kenneth · CIK 0001770623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,425

Underlying: Common Stock · 30,425 shares

Expires 2027-02-28

F1 · derivative.exercise_date: 25% of the option vests on March 1, 2023. Thereafter, 1/48 of the option vests on a monthly basis over 36 months until the option becomes fully vested.

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February 07, 2022 Filed Feb 7, 2022 21:07 UTC
ALLEN SIMONChief Executive Officer
GrantOption to purchase Common Stock · Derivative 625,000 $0.00 Strike: $6.15 $0.00
Disclosure

SEC source: 0001493152-22-003365 · ownership.xml · derivative · entry 1

ALLEN SIMON · CIK 0001606829 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Common Stock · 625,000 shares

Expires 2027-01-31

F1 · security: Mr. Allen received a stock option to purchase 625,000 shares of the Issuer's common stock pursuant to the Issuer's 2020 Stock Incentive Plan, which will vest in equal quarterly installments commencing on April 1, 2022 through January 1, 2026.

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December 17, 2021 Filed Dec 22, 2021 01:39 UTC
English Aron R.Director · 10% owner · See Explanation of Responses
22NW Fund, LPSee Explanation of Responses
PurchaseCommon Stock, par value $0.001 per share 400 $6.59 $2,634.32
Disclosure

SEC source: 0001493152-21-032220 · ownership.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner · See Explanation of Responses

22NW Fund, LP · CIK 0001640809 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · 22NW Fund, LP

Disclosed balance after: 3,362,713

F1 · security: This Form 4 is filed jointly by Aron R. English and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.35 to $6.67. The price above reflects the weighted average sale price.

F3 · ownership.nature: Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.

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December 14, 2021 Filed Dec 16, 2021 16:37 UTC
English Aron R.Director · 10% owner · See Explanation of Responses
22NW Fund, LPSee Explanation of Responses
PurchaseCommon Stock, par value $0.001 per share 412 $5.90 $2,428.74
Disclosure

SEC source: 0001493152-21-031664 · ownership.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner · See Explanation of Responses

22NW Fund, LP · CIK 0001640809 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · 22NW Fund, LP

Disclosed balance after: 3,362,313

F1 · security: This Form 4 is filed jointly by Aron R. English and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.88 to $5.90. The price above reflects the weighted average sale price.

F3 · ownership.nature: Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.

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December 03, 2021 Filed Dec 4, 2021 00:58 UTC
English Aron R.Director · 10% owner · See Explanation of Responses
22NW Fund, LPSee Explanation of Responses
PurchaseCommon Stock, par value $0.001 per share 4,500 $5.93 $26,685.00
Disclosure

SEC source: 0001493152-21-030513 · ownership.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner · See Explanation of Responses

22NW Fund, LP · CIK 0001640809 · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · 22NW Fund, LP

Disclosed balance after: 3,361,901

F1 · security: This Form 4 is filed jointly by Aron R. English and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: This transaction was executed in multiple trades at prices ranging from $5.85 to $6.81. The price above reflects the weighted average sale price.

F3 · ownership.nature: Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.

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December 02, 2021 Filed Dec 3, 2021 16:16 UTC
English Aron R.Director · 10% owner · See Explanation Response
22NW Fund, LPSee Explanation Response
PurchaseCommon Stock, par value $0.001 per share 13,836 $5.30 $73,330.80
Disclosure

SEC source: 0001493152-21-030384 · ownership.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner · See Explanation Response

22NW Fund, LP · CIK 0001640809 · See Explanation Response

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · 22NW Fund, LP

Disclosed balance after: 3,357,401

F1 · security: This Form 4 is filed jointly by Aron R. English and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.50 to $6.00. The price above reflects the weighted average sale price.

F3 · ownership.nature: Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.

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May 06, 2021 Filed May 7, 2021 23:23 UTC
English Aron R.Director · 10% owner · See Explanation of Responses
22NW, LP10% owner · See Explanation of Responses
GrantCommon Stock, par value $0.001 per share 714,286 $7.00 $5,000,002.00
Disclosure

SEC source: 0001493152-21-010808 · ownership.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner · See Explanation of Responses

22NW, LP · CIK 0001694297 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · 22NW, LP

Disclosed balance after: 3,343,601

F1 · security: This Form 4 is filed jointly by Aron R. English and 22NW, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by 22NW, LP. Mr. English, as the President of 22NW, LP, may be deemed to beneficially own the securities owned directly by 22NW, LP.

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May 06, 2021 Filed May 18, 2021 01:47 UTC Amendment
English Aron R.Director · 10% owner · See Explanation of Responses
22NW Fund, LP10% owner · See Explanation of Responses
GrantCommon Stock, par value $0.001 per share 714,250 $7.00 $4,999,750.00
Disclosure

SEC source: 0001493152-21-012035 · ownership.xml · nonDerivative · entry 1

English Aron R. · CIK 0001770436 · Director · 10% owner · See Explanation of Responses

22NW Fund, LP · CIK 0001640809 · 10% owner · See Explanation of Responses

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · 22NW Fund, LP

Disclosed balance after: 3,343,565

F1 · shares: This Form 4 is being filed to amend the prior Form 4 filed by the Reporting Persons with the U.S. Securities and Exchange Commission on May 7, 2021. The prior Form 4 is hereby corrected to state that the entity that directly holds the securities is 22NW Fund, LP, not 22NW, LP. In addition, the prior Form 4 is hereby corrected to state that the amount of securities purchased in the transaction on May 6, 2021 is 714,250, not 714,286. Accordingly, the total amount of shares owned by 22NW Fund, LP is 3,343,565. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.

F1 · ownership.nature: This Form 4 is being filed to amend the prior Form 4 filed by the Reporting Persons with the U.S. Securities and Exchange Commission on May 7, 2021. The prior Form 4 is hereby corrected to state that the entity that directly holds the securities is 22NW Fund, LP, not 22NW, LP. In addition, the prior Form 4 is hereby corrected to state that the amount of securities purchased in the transaction on May 6, 2021 is 714,250, not 714,286. Accordingly, the total amount of shares owned by 22NW Fund, LP is 3,343,565. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.