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Nasdaq · USD

ANDE

Andersons, Inc.

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1426
SEC CIK
0000821026
Parsed reports
754

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202507
Jan 202600
Feb 202601
Mar 202607
Apr 202606
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2024 Filed Feb 16, 2024 21:47 UTC
Bowe Patrick E.Director · President & CEO
Exercise / conversionPERFORMANCE SHARE UNIT (TSR) (2024) · Derivative 59,542 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000039 · wk-form4_1708120027.xml · derivative · entry 6

Bowe Patrick E. · CIK 0001657533 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F5 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:47 UTC
Bowe Patrick E.Director · President & CEO
Exercise / conversionPERFORMANCE SHARE UNIT (EPS) (2024) · Derivative 59,542 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000039 · wk-form4_1708120027.xml · derivative · entry 5

Bowe Patrick E. · CIK 0001657533 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F3 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:47 UTC
Bowe Patrick E.Director · President & CEO
Tax withholdingCommon Stock 54,909 $52.76 $2,896,998.84
Disclosure

SEC source: 0000821026-24-000039 · wk-form4_1708120027.xml · nonDerivative · entry 4

Bowe Patrick E. · CIK 0001657533 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,111.9424

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:47 UTC
Bowe Patrick E.Director · President & CEO
GrantCommon Stock 5,019.53 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000039 · wk-form4_1708120027.xml · nonDerivative · entry 3

Bowe Patrick E. · CIK 0001657533 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,020.9424

F1 · kind: Dividend equivalent received.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:47 UTC
Bowe Patrick E.Director · President & CEO
Exercise / conversionCommon Stock 59,542 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000039 · wk-form4_1708120027.xml · nonDerivative · entry 2

Bowe Patrick E. · CIK 0001657533 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,001.4124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:47 UTC
Bowe Patrick E.Director · President & CEO
Exercise / conversionCommon Stock 59,542 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000039 · wk-form4_1708120027.xml · nonDerivative · entry 1

Bowe Patrick E. · CIK 0001657533 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,459.4124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:44 UTC
McNeely Joseph EGroup President - ANI
Exercise / conversionPERFORMANCE SHARE UNIT (TSR) (2024) · Derivative 4,596 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · derivative · entry 6

McNeely Joseph E · CIK 0001501155 · Group President - ANI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F5 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:44 UTC
McNeely Joseph EGroup President - ANI
Exercise / conversionPERFORMANCE SHARE UNIT (EPS) (2024) · Derivative 4,596 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · derivative · entry 5

McNeely Joseph E · CIK 0001501155 · Group President - ANI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F3 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:44 UTC
McNeely Joseph EGroup President - ANI
Tax withholdingCommon Stock 2,812 $52.76 $148,361.12
Disclosure

SEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · nonDerivative · entry 4

McNeely Joseph E · CIK 0001501155 · Group President - ANI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,397.8124

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:44 UTC
McNeely Joseph EGroup President - ANI
GrantCommon Stock 387.45 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · nonDerivative · entry 3

McNeely Joseph E · CIK 0001501155 · Group President - ANI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,209.8124

F1 · kind: Dividend equivalent received.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:44 UTC
McNeely Joseph EGroup President - ANI
Exercise / conversionCommon Stock 4,596 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · nonDerivative · entry 2

McNeely Joseph E · CIK 0001501155 · Group President - ANI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,822.3624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:44 UTC
McNeely Joseph EGroup President - ANI
Exercise / conversionCommon Stock 4,596 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000037 · wk-form4_1708119842.xml · nonDerivative · entry 1

McNeely Joseph E · CIK 0001501155 · Group President - ANI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,226.3624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:42 UTC
Valentine Brian AEVP & Chief Financial Officer
Exercise / conversionPERFORMANCE SHARE UNIT (TSR) (2025) · Derivative 11,142 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000035 · wk-form4_1708119727.xml · derivative · entry 6

Valentine Brian A · CIK 0001462791 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F5 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:42 UTC
Valentine Brian AEVP & Chief Financial Officer
Exercise / conversionPERFORMANCE SHARE UNIT (EPS) (2024) · Derivative 11,142 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000035 · wk-form4_1708119727.xml · derivative · entry 5

Valentine Brian A · CIK 0001462791 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F3 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:42 UTC
Valentine Brian AEVP & Chief Financial Officer
Tax withholdingCommon Stock 8,038 $52.76 $424,084.88
Disclosure

SEC source: 0000821026-24-000035 · wk-form4_1708119727.xml · nonDerivative · entry 4

Valentine Brian A · CIK 0001462791 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,629.67

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:42 UTC
Valentine Brian AEVP & Chief Financial Officer
GrantCommon Stock 939.3 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000035 · wk-form4_1708119727.xml · nonDerivative · entry 3

Valentine Brian A · CIK 0001462791 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,667.67

F1 · kind: Dividend equivalent received.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:42 UTC
Valentine Brian AEVP & Chief Financial Officer
Exercise / conversionCommon Stock 11,142 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000035 · wk-form4_1708119727.xml · nonDerivative · entry 2

Valentine Brian A · CIK 0001462791 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,728.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:42 UTC
Valentine Brian AEVP & Chief Financial Officer
Exercise / conversionCommon Stock 11,142 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000035 · wk-form4_1708119727.xml · nonDerivative · entry 1

Valentine Brian A · CIK 0001462791 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,586.37

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:40 UTC
Walz Brian K.VP & Treasurer
Exercise / conversionPERFORMANCE SHARE UNIT (TSR) (2024) · Derivative 1,742 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000033 · wk-form4_1708119620.xml · derivative · entry 6

Walz Brian K. · CIK 0001793147 · VP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F5 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:40 UTC
Walz Brian K.VP & Treasurer
Exercise / conversionPERFORMANCE SHARE UNIT (EPS) (2024) · Derivative 1,742 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000033 · wk-form4_1708119620.xml · derivative · entry 5

Walz Brian K. · CIK 0001793147 · VP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,742 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F3 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:40 UTC
Walz Brian K.VP & Treasurer
Tax withholdingCommon Stock 1,198 $52.76 $63,206.48
Disclosure

SEC source: 0000821026-24-000033 · wk-form4_1708119620.xml · nonDerivative · entry 4

Walz Brian K. · CIK 0001793147 · VP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,643.721

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:40 UTC
Walz Brian K.VP & Treasurer
GrantCommon Stock 146.85 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000033 · wk-form4_1708119620.xml · nonDerivative · entry 3

Walz Brian K. · CIK 0001793147 · VP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,841.721

F1 · kind: Dividend equivalent received.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:40 UTC
Walz Brian K.VP & Treasurer
Exercise / conversionCommon Stock 1,742 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000033 · wk-form4_1708119620.xml · nonDerivative · entry 2

Walz Brian K. · CIK 0001793147 · VP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,694.871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:40 UTC
Walz Brian K.VP & Treasurer
Exercise / conversionCommon Stock 1,742 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000033 · wk-form4_1708119620.xml · nonDerivative · entry 1

Walz Brian K. · CIK 0001793147 · VP & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,952.871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:38 UTC
Rex Anne GVP, Strategy, Planning and Dev
Exercise / conversionPERFORMANCE SHARE UNIT (EPS) (2024) · Derivative 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000031 · wk-form4_1708119498.xml · derivative · entry 6

Rex Anne G · CIK 0001538751 · VP, Strategy, Planning and Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F5 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:38 UTC
Rex Anne GVP, Strategy, Planning and Dev
Exercise / conversionPERFORMANCE SHARE UNIT (TSR) (2024) · Derivative 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000031 · wk-form4_1708119498.xml · derivative · entry 5

Rex Anne G · CIK 0001538751 · VP, Strategy, Planning and Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F3 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:38 UTC
Rex Anne GVP, Strategy, Planning and Dev
Tax withholdingCommon Stock 1,635 $52.76 $86,262.60
Disclosure

SEC source: 0000821026-24-000031 · wk-form4_1708119498.xml · nonDerivative · entry 4

Rex Anne G · CIK 0001538751 · VP, Strategy, Planning and Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,837.4

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:38 UTC
Rex Anne GVP, Strategy, Planning and Dev
GrantCommon Stock 210.76 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000031 · wk-form4_1708119498.xml · nonDerivative · entry 3

Rex Anne G · CIK 0001538751 · VP, Strategy, Planning and Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,472.4

F1 · kind: Dividend equivalent received.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:38 UTC
Rex Anne GVP, Strategy, Planning and Dev
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000031 · wk-form4_1708119498.xml · nonDerivative · entry 2

Rex Anne G · CIK 0001538751 · VP, Strategy, Planning and Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,261.64

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:38 UTC
Rex Anne GVP, Strategy, Planning and Dev
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000031 · wk-form4_1708119498.xml · nonDerivative · entry 1

Rex Anne G · CIK 0001538751 · VP, Strategy, Planning and Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,761.64

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:34 UTC
Castellano Christine M.EVP, Gen Counsel & Corp Sec
Exercise / conversionPERFORMANCE SHARE UNIT (TSR) (2024) · Derivative 5,744 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000029 · wk-form4_1708119249.xml · derivative · entry 6

Castellano Christine M. · CIK 0001559159 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F5 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:34 UTC
Castellano Christine M.EVP, Gen Counsel & Corp Sec
Exercise / conversionPERFORMANCE SHARE UNIT (EPS) (2024) · Derivative 5,744 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000029 · wk-form4_1708119249.xml · derivative · entry 5

Castellano Christine M. · CIK 0001559159 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F3 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:34 UTC
Castellano Christine M.EVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 3,677 $52.76 $193,998.52
Disclosure

SEC source: 0000821026-24-000029 · wk-form4_1708119249.xml · nonDerivative · entry 4

Castellano Christine M. · CIK 0001559159 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,485.56

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:34 UTC
Castellano Christine M.EVP, Gen Counsel & Corp Sec
GrantCommon Stock 484.23 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000029 · wk-form4_1708119249.xml · nonDerivative · entry 3

Castellano Christine M. · CIK 0001559159 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,162.56

F1 · kind: Dividend equivalent received.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:34 UTC
Castellano Christine M.EVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000029 · wk-form4_1708119249.xml · nonDerivative · entry 2

Castellano Christine M. · CIK 0001559159 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,678.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:34 UTC
Castellano Christine M.EVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock 5,744 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000029 · wk-form4_1708119249.xml · nonDerivative · entry 1

Castellano Christine M. · CIK 0001559159 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,934.33

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:33 UTC
Hoelter Michael T.VP, Corp Controller & IR
Exercise / conversionPERFORMANCE SHARE UNIT (TSR) (2024) · Derivative 1,508 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000027 · wk-form4_1708119174.xml · derivative · entry 6

Hoelter Michael T. · CIK 0001767069 · VP, Corp Controller & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F5 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are based upon the level of satisfaction of the total shareholder return for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:33 UTC
Hoelter Michael T.VP, Corp Controller & IR
Exercise / conversionPERFORMANCE SHARE UNIT (EPS) (2024) · Derivative 1,508 Not disclosed Not disclosed
Disclosure

SEC source: 0000821026-24-000027 · wk-form4_1708119174.xml · derivative · entry 5

Hoelter Michael T. · CIK 0001767069 · VP, Corp Controller & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F3 · price: Performance share units (PSUs) represent the right to receive common stock following a 3 year performance period. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period.

F4 · derivative.exercise_date: Each PSU vests and converts to common stock as of February 14, 2024.

F4 · derivative.expiration_date: Each PSU vests and converts to common stock as of February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:33 UTC
Hoelter Michael T.VP, Corp Controller & IR
Tax withholdingCommon Stock 1,043 $52.76 $55,028.68
Disclosure

SEC source: 0000821026-24-000027 · wk-form4_1708119174.xml · nonDerivative · entry 4

Hoelter Michael T. · CIK 0001767069 · VP, Corp Controller & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,716.4814

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:33 UTC
Hoelter Michael T.VP, Corp Controller & IR
Exercise / conversionCommon Stock 1,508 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000027 · wk-form4_1708119174.xml · nonDerivative · entry 3

Hoelter Michael T. · CIK 0001767069 · VP, Corp Controller & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,759.4814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:33 UTC
Hoelter Michael T.VP, Corp Controller & IR
GrantCommon Stock 127.13 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000027 · wk-form4_1708119174.xml · nonDerivative · entry 2

Hoelter Michael T. · CIK 0001767069 · VP, Corp Controller & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,251.4814

F1 · kind: Dividend equivalent received.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:33 UTC
Hoelter Michael T.VP, Corp Controller & IR
Exercise / conversionCommon Stock 1,508 $0.00 $0.00
Disclosure

SEC source: 0000821026-24-000027 · wk-form4_1708119174.xml · nonDerivative · entry 1

Hoelter Michael T. · CIK 0001767069 · VP, Corp Controller & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,124.3514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2024 Filed Jan 29, 2024 17:41 UTC OtherCommon Stock 1.9 $53.26 $101.19
Disclosure

SEC source: 0000821026-24-000023 · wk-form4_1706550105.xml · nonDerivative · entry 1

Stout John T Jr · CIK 0001475163 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,479.9432

F1 · kind: Reinvestment of dividend.

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January 18, 2024 Filed Jan 29, 2024 17:49 UTC OtherCommon Stock 31.924 $51.62 $1,648.04
Disclosure

SEC source: 0000821026-24-000025 · wk-form4_1706550541.xml · nonDerivative · entry 1

Douglas Gary A. · CIK 0001861492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,705.778

F1 · kind: Reinvestment of dividend.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 15:09 UTC
Bowe Patrick E.Director · President & CEO
SaleCommon Stock 4,406 $56.25 $247,837.50
Disclosure

SEC source: 0000821026-24-000019 · wk-form4_1704726566.xml · nonDerivative · entry 1

Bowe Patrick E. · CIK 0001657533 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,917.4124

Read SEC document
January 03, 2024 Filed Jan 4, 2024 20:27 UTC
Bowe Patrick E.Director · President & CEO
Tax withholdingCommon Stock 3,965 $57.54 $228,146.10
Disclosure

SEC source: 0000821026-24-000017 · wk-form4_1704400063.xml · nonDerivative · entry 2

Bowe Patrick E. · CIK 0001657533 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,637.5024

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 20:25 UTC
Castellano Christine M.EVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock 619 $57.54 $35,617.26
Disclosure

SEC source: 0000821026-24-000015 · wk-form4_1704399912.xml · nonDerivative · entry 2

Castellano Christine M. · CIK 0001559159 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,190.33

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 20:13 UTC
Hoelter Michael T.VP, Corp Controller & IR
Tax withholdingCommon Stock 184 $57.54 $10,587.36
Disclosure

SEC source: 0000821026-24-000013 · wk-form4_1704399172.xml · nonDerivative · entry 2

Hoelter Michael T. · CIK 0001767069 · VP, Corp Controller & IR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,616.3514

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 20:09 UTC
Krueger William E.Chief Operating Officer
Tax withholdingCommon Stock 895 $57.54 $51,498.30
Disclosure

SEC source: 0000821026-24-000011 · wk-form4_1704398973.xml · nonDerivative · entry 2

Krueger William E. · CIK 0001762399 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,687.63

F2 · kind: Shares withheld to cover tax liability.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 20:08 UTC
McNeely Joseph EGroup President - ANI
Tax withholdingCommon Stock 1,116 $57.54 $64,214.64
Disclosure

SEC source: 0000821026-24-000009 · wk-form4_1704398874.xml · nonDerivative · entry 2

McNeely Joseph E · CIK 0001501155 · Group President - ANI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,944.4524

F2 · kind: Shares withheld to cover tax liability.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.