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AUTONATION, INC.

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3730
SEC CIK
0000350698
Parsed reports
512

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2018 Filed Apr 4, 2018 21:48 UTC
Berger Dennis GEVP & CHIEF HR OFFICER
GrantRestricted Stock Units · Derivative 22,021 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000078 · wf-form4_152287846661439.xml · derivative · entry 1

Berger Dennis G · CIK 0001337761 · EVP & CHIEF HR OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,021

Underlying: Common Stock, par value $0.01 per share · 22,021 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.exercise_date: The restricted stock units vest in one-third annual increments on each of the first three anniversaries of April 2, 2018, subject to continued employment through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in one-third annual increments on each of the first three anniversaries of April 2, 2018, subject to continued employment through the applicable vesting date.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:33 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 6,436 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000069 · wf-form4_152029639816617.xml · derivative · entry 3

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,309

Underlying: Common Stock, par value $0.01 per share · 6,436 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 25,745 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 25,745 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:33 UTC
MILLER CHERYLEVP and CFO
Tax withholdingCommon Stock, par value $0.01 per share 2,533 $49.16 $124,522.28
Disclosure

SEC source: 0000350698-18-000069 · wf-form4_152029639816617.xml · nonDerivative · entry 2

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:33 UTC
MILLER CHERYLEVP and CFO
Exercise / conversionCommon Stock, par value $0.01 per share 6,436 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000069 · wf-form4_152029639816617.xml · nonDerivative · entry 1

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:36 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionRestricted Stock Units · Derivative 31,287 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000070 · wf-form4_152029658543907.xml · derivative · entry 3

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 93,864

Underlying: Common Stock, par value $0.01 per share · 31,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 125,151 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 125,151 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:36 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Tax withholdingCommon Stock, par value $0.01 per share 14,649 $49.16 $720,144.84
Disclosure

SEC source: 0000350698-18-000070 · wf-form4_152029658543907.xml · nonDerivative · entry 2

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,101

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:36 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
Exercise / conversionCommon Stock, par value $0.01 per share 31,287 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000070 · wf-form4_152029658543907.xml · nonDerivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:23 UTC
PARLAPIANO DONNA LEVP, Franchise Ops/M&A/RE
Exercise / conversionRestricted Stock Units · Derivative 3,575 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000068 · wf-form4_152029579511501.xml · derivative · entry 3

PARLAPIANO DONNA L · CIK 0001517271 · EVP, Franchise Ops/M&A/RE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,728

Underlying: Common Stock, par value $0.01 per share · 3,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 14,303 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 14,303 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:23 UTC
PARLAPIANO DONNA LEVP, Franchise Ops/M&A/RE
Tax withholdingCommon Stock, par value $0.01 per share 1,237 $49.16 $60,810.92
Disclosure

SEC source: 0000350698-18-000068 · wf-form4_152029579511501.xml · nonDerivative · entry 2

PARLAPIANO DONNA L · CIK 0001517271 · EVP, Franchise Ops/M&A/RE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,807

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:23 UTC
PARLAPIANO DONNA LEVP, Franchise Ops/M&A/RE
Exercise / conversionCommon Stock, par value $0.01 per share 3,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000068 · wf-form4_152029579511501.xml · nonDerivative · entry 1

PARLAPIANO DONNA L · CIK 0001517271 · EVP, Franchise Ops/M&A/RE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:18 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionRestricted Stock Units · Derivative 1,626 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000067 · wf-form4_152029551364292.xml · derivative · entry 5

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,879

Underlying: Common Stock, par value $0.01 per share · 1,626 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 6,505 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 6,505 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:18 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionRestricted Stock Units · Derivative 1,508 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000067 · wf-form4_152029551364292.xml · derivative · entry 4

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,526

Underlying: Common Stock, par value $0.01 per share · 1,508 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 6,034 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 6,034 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:18 UTC
ISERMAN LANCE EEVP, Sales & COO
Tax withholdingCommon Stock, par value $0.01 per share 1,385 $49.16 $68,086.60
Disclosure

SEC source: 0000350698-18-000067 · wf-form4_152029551364292.xml · nonDerivative · entry 3

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,994

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:18 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 1,626 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000067 · wf-form4_152029551364292.xml · nonDerivative · entry 2

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:18 UTC
ISERMAN LANCE EEVP, Sales & COO
Exercise / conversionCommon Stock, par value $0.01 per share 1,508 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000067 · wf-form4_152029551364292.xml · nonDerivative · entry 1

ISERMAN LANCE E · CIK 0001708353 · EVP, Sales & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:07 UTC
CONOPHY THOMAS MEVP and CTO
Exercise / conversionRestricted Stock Units · Derivative 5,363 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000065 · wf-form4_152029481103480.xml · derivative · entry 3

CONOPHY THOMAS M · CIK 0001688708 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,091

Underlying: Common Stock, par value $0.01 per share · 5,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 21,454 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 21,454 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:07 UTC
CONOPHY THOMAS MEVP and CTO
Tax withholdingCommon Stock, par value $0.01 per share 1,306 $49.16 $64,202.96
Disclosure

SEC source: 0000350698-18-000065 · wf-form4_152029481103480.xml · nonDerivative · entry 2

CONOPHY THOMAS M · CIK 0001688708 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,715

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:07 UTC
CONOPHY THOMAS MEVP and CTO
Exercise / conversionCommon Stock, par value $0.01 per share 5,363 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000065 · wf-form4_152029481103480.xml · nonDerivative · entry 1

CONOPHY THOMAS M · CIK 0001688708 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:13 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000066 · wf-form4_152029521139903.xml · derivative · entry 5

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,502

Underlying: Common Stock, par value $0.01 per share · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 6,002 restricted stock units on May 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 6,002 restricted stock units on May 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:13 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 2,681 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000066 · wf-form4_152029521139903.xml · derivative · entry 4

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,046

Underlying: Common Stock, par value $0.01 per share · 2,681 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 10,727 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 10,727 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:13 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Tax withholdingCommon Stock, par value $0.01 per share 2,006 $49.16 $98,614.96
Disclosure

SEC source: 0000350698-18-000066 · wf-form4_152029521139903.xml · nonDerivative · entry 3

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,472

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:13 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock, par value $0.01 per share 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000066 · wf-form4_152029521139903.xml · nonDerivative · entry 2

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:13 UTC
EDMUNDS C COLEMANEVP, Gen Counsel & Corp Sec
Exercise / conversionCommon Stock, par value $0.01 per share 2,681 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000066 · wf-form4_152029521139903.xml · nonDerivative · entry 1

EDMUNDS C COLEMAN · CIK 0001704241 · EVP, Gen Counsel & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:04 UTC
CANNON MARC GEVP & CMO
Exercise / conversionRestricted Stock Units · Derivative 3,575 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000064 · wf-form4_152029462120208.xml · derivative · entry 3

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,728

Underlying: Common Stock, par value $0.01 per share · 3,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 14,303 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 14,303 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:04 UTC
CANNON MARC GEVP & CMO
Tax withholdingCommon Stock, par value $0.01 per share 1,674 $49.16 $82,293.84
Disclosure

SEC source: 0000350698-18-000064 · wf-form4_152029462120208.xml · nonDerivative · entry 2

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,831

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:04 UTC
CANNON MARC GEVP & CMO
Exercise / conversionCommon Stock, par value $0.01 per share 3,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000064 · wf-form4_152029462120208.xml · nonDerivative · entry 1

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:01 UTC
ARNOLD H SCOTTEVP-Cust Care/Brand Extensions
Exercise / conversionRestricted Stock Units · Derivative 1,084 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · derivative · entry 5

ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,253

Underlying: Common Stock, par value $0.01 per share · 1,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person received a grant of 4,337 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F3 · derivative.expiration_date: The reporting person received a grant of 4,337 restricted stock units on June 1, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:01 UTC
ARNOLD H SCOTTEVP-Cust Care/Brand Extensions
Exercise / conversionRestricted Stock Units · Derivative 2,145 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · derivative · entry 4

ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,436

Underlying: Common Stock, par value $0.01 per share · 2,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 8,581 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 8,581 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:01 UTC
ARNOLD H SCOTTEVP-Cust Care/Brand Extensions
Tax withholdingCommon Stock, par value $0.01 per share 1,029 $49.16 $50,585.64
Disclosure

SEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · nonDerivative · entry 3

ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,362

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:01 UTC
ARNOLD H SCOTTEVP-Cust Care/Brand Extensions
Exercise / conversionCommon Stock, par value $0.01 per share 1,084 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · nonDerivative · entry 2

ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 6, 2018 00:01 UTC
ARNOLD H SCOTTEVP-Cust Care/Brand Extensions
Exercise / conversionCommon Stock, par value $0.01 per share 2,145 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000063 · wf-form4_152029448896888.xml · nonDerivative · entry 1

ARNOLD H SCOTT · CIK 0001707058 · EVP-Cust Care/Brand Extensions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:56 UTC
Cade ChristopherSVP and CAO
GrantRestricted Stock Units · Derivative 8,136 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000062 · wf-form4_152029415040599.xml · derivative · entry 4

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,136

Underlying: Common Stock, par value $0.01 per share · 8,136 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F4 · derivative.exercise_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment through the applicable vesting date.

F4 · derivative.expiration_date: The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2018, subject to continued employment through the applicable vesting date.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:56 UTC
Cade ChristopherSVP and CAO
Exercise / conversionRestricted Stock Units · Derivative 1,340 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000062 · wf-form4_152029415040599.xml · derivative · entry 3

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,023

Underlying: Common Stock, par value $0.01 per share · 1,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person received a grant of 5,363 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

F2 · derivative.expiration_date: The reporting person received a grant of 5,363 restricted stock units on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment through the applicable vesting date. Each restricted stock unit represents a contingent right to receive one share of AutoNation common stock, or at AutoNation's election, the cash value thereof.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:56 UTC
Cade ChristopherSVP and CAO
Tax withholdingCommon Stock, par value $0.01 per share 565 $49.16 $27,775.40
Disclosure

SEC source: 0000350698-18-000062 · wf-form4_152029415040599.xml · nonDerivative · entry 2

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Read SEC document
March 01, 2018 Filed Mar 5, 2018 23:56 UTC
Cade ChristopherSVP and CAO
Exercise / conversionCommon Stock, par value $0.01 per share 1,340 Not disclosed Not disclosed
Disclosure

SEC source: 0000350698-18-000062 · wf-form4_152029415040599.xml · nonDerivative · entry 1

Cade Christopher · CIK 0001355209 · SVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units converted into shares of AutoNation common stock on a one-for-one basis.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:38 UTC
JACKSON MICHAEL JDirector · Chairman, CEO & President
GrantRestricted Stock Units · Derivative 125,151 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000052 · wf-form4_151882072435668.xml · derivative · entry 1

JACKSON MICHAEL J · CIK 0001228778 · Director · Chairman, CEO & President

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 125,151

Underlying: Common Stock, par value $0.01 per share · 125,151 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.exercise_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.expiration_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:35 UTC
MILLER CHERYLEVP and CFO
GrantRestricted Stock Units · Derivative 25,745 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000051 · wf-form4_151882053607241.xml · derivative · entry 1

MILLER CHERYL · CIK 0001207117 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,745

Underlying: Common Stock, par value $0.01 per share · 25,745 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.exercise_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.expiration_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:32 UTC
CONOPHY THOMAS MEVP and CTO
GrantRestricted Stock Units · Derivative 21,454 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000050 · wf-form4_151882035083738.xml · derivative · entry 1

CONOPHY THOMAS M · CIK 0001688708 · EVP and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,454

Underlying: Common Stock, par value $0.01 per share · 21,454 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.exercise_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.expiration_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:31 UTC
PARLAPIANO DONNA LEVP, Franchise Network/M&A/RE
GrantRestricted Stock Units · Derivative 14,303 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000049 · wf-form4_151882027232456.xml · derivative · entry 1

PARLAPIANO DONNA L · CIK 0001517271 · EVP, Franchise Network/M&A/RE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,303

Underlying: Common Stock, par value $0.01 per share · 14,303 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.exercise_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.expiration_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 22:29 UTC
CANNON MARC GEVP & CMO
GrantRestricted Stock Units · Derivative 14,303 $0.00 $0.00
Disclosure

SEC source: 0000350698-18-000048 · wf-form4_151882013490260.xml · derivative · entry 1

CANNON MARC G · CIK 0001675101 · EVP & CMO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,303

Underlying: Common Stock, par value $0.01 per share · 14,303 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.exercise_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

F1 · derivative.expiration_date: The restricted stock units were granted on March 1, 2017, subject to stockholder approval of the AutoNation, Inc. 2017 Employee Equity and Incentive Plan, which was obtained on April 19, 2017. The restricted stock units became reportable on February 14, 2018, upon the satisfaction of a performance condition. The restricted stock units will vest in 25% annual increments on each of the first four anniversaries of March 1, 2017, subject to continued employment with the registrant. Each restricted stock unit represents a contingent right to receive one share of the registrant's common stock or at the registrant's election, the cash value thereof.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 23:13 UTC OtherCommon Stock, par value $0.01 per share 339,919 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002144 · doc4.xml · nonDerivative · entry 1

LAMPERT EDWARD S · CIK 0001183200 · 10% owner

ESL PARTNERS, L.P. · CIK 0000923727 · 10% owner

RBS PARTNERS, L.P. · CIK 0000860585 · 10% owner

ESL INVESTMENTS, INC. · CIK 0001126396 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,672,316

F1 · shares: Represents shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share ("Shares"), that were distributed by ESL Partners, L.P. ("Partners") on a pro rata basis to certain limited partners that elected in 2017 to redeem all or a portion of their interest in Partners.

F2 · ownership.nature: This statement is jointly filed by and on behalf of each of Edward S. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("ESL"). Mr. Lampert and Partners are the direct beneficial owners of the securities covered by this statement.

F3 · ownership.nature: RBS is the general partner of, and may be deemed to beneficially own securities owned by, Partners. ESL is the general partner of, and may be deemed to beneficially own securities owned by, RBS. Mr. Lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, RBS. Mr. Lampert is the Chairman, Chief Executive Officer and Director of, and may be deemed to beneficially own securities owned by, ESL.

F4 · ownership.nature: The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.

F5 · ownership.nature: The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F6 · ownership.nature: Represents Shares directly beneficially owned by Partners.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:09 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0000350698-18-000025 · wf-form4_151683176552010.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:09 UTC SaleCommon Stock, par value $0.01 per share 5,000 $60.00 $300,000.00
Disclosure

SEC source: 0000350698-18-000025 · wf-form4_151683176552010.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,677

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:09 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $9.88 $49,400.00
Disclosure

SEC source: 0000350698-18-000025 · wf-form4_151683176552010.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0000350698-18-000020 · wf-form4_151553684968737.xml · derivative · entry 3

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:27 UTC SaleCommon Stock, par value $0.01 per share 5,000 $55.00 $275,000.00
Disclosure

SEC source: 0000350698-18-000020 · wf-form4_151553684968737.xml · nonDerivative · entry 2

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,677

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 22:27 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $9.88 $49,400.00
Disclosure

SEC source: 0000350698-18-000020 · wf-form4_151553684968737.xml · nonDerivative · entry 1

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction completed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2017.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:29 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0000350698-18-000014 · wf-form4_151510494302797.xml · derivative · entry 7

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $0.01 per share · 5,000 shares

Expires 2019-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 22:29 UTC SaleCommon Stock, par value $0.01 per share 5,000 $52.27 $261,350.00
Disclosure

SEC source: 0000350698-18-000014 · wf-form4_151510494302797.xml · nonDerivative · entry 5

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,677

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January 03, 2018 Filed Jan 4, 2018 22:29 UTC Exercise / conversionCommon Stock, par value $0.01 per share 5,000 $9.88 $49,400.00
Disclosure

SEC source: 0000350698-18-000014 · wf-form4_151510494302797.xml · nonDerivative · entry 4

GRUSKY ROBERT R · CIK 0001256116 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.